Grosseteste, Robert
c.11681253, English theologian who began life on the bottom rung of feudal
society in Suffolk and became one of the most influential philosophers in
pre-Reformation England. He studied at Oxford, becoming a master of arts
between 1186 and 1. Sometime after this period he joined the household of
William de Vere, bishop of Hereford. Grosseteste may have been associated with
the local cathedral school in Hereford, several of whose members were part of a
relatively advanced scientific tradition. It was a center for the study of
natural science and astrology as well as liberal arts and theology. If so, this
would explain, at least in part, his lifelong interest in work in natural
philosophy. Between 1209 and 1214 Grosseteste became a master of theology,
probably in Paris. In 1221 he became the first chancellor of Oxford. From 1229
to 1235 he was secular lecturer in theology to the recently established
Franciscan order at Oxford. It was during his tenure with the Franciscans that
he studied Grecian an unusual endeavor
for a medieval schoolman. He spent the last eighteen years of his life as
bishop of Lincoln. As a scholar,
Grosseteste was an original thinker who used Aristotelian and Augustinian
theses as points of departure. He believed, with Aristotle, that sense
knowledge is the basis of all knowledge, and that the basis for sense knowledge
is our discovery of the cause of what is experienced or revealed by experiment.
He also believed, with Augustine, that light plays Gregory of Rimini
Grosseteste, Robert 355 355 an
important role in creation. Thus he maintained that God produced the world by
first creating prime matter from which issued a point of light lux, the first
corporeal form or power, one of whose manifestations is visible light. The
diffusion of this light resulted in extension or tridimensionality in the form
of the nine concentric celestial spheres and the four terrestrial spheres of
fire, air, water, and earth. According to Grosseteste, the diffusion of light
takes place in accordance with laws of mathematical proportionality geometry.
Everything, therefore, is a manifestation of light, and mathematics is
consequently indispensable to science and knowledge generally. The principles
Grosseteste employs to support his views are presented in, e.g., his commentary
on Aristotle’s Posterior Analytics, the De luce “Of Light”, and the De lineis,
angulis et figuris “Of Lines, Angles, and Figures”. He worked in areas as
seemingly disparate as optics and angelology. Grosseteste was one of the first
to take an interest in and introduce into the Oxford curriculum newly recovered
Aristotelian texts some of which he tr.,
along with Grecian commentaries on them. His work and interest in natural
philosophy, mathematics, the Bible, and languages profoundly influenced his
younger contemporary, Roger Bacon, and the educational goals of the Franciscan
order. It also helped to stimulate work in these areas during the fourteenth
century.
Grotius, Hugo, in Dutch,
Huigh de Groot 1583 1645, Dutch humanist, a founder of modern views of
international law and a major theorist of natural law. A lawyer and Latinist,
Grotius developed a new view of the law of nature in order to combat moral
skepticism and to show how there could be rational settlement of moral disputes
despite religious disagreements. He argued in The Law of War and Peace 1625
that humans are naturally both competitive and sociable. The laws of nature
show us how we can live together despite our propensity to conflict. They can
be derived from observation of our nature and situation. These laws reflect the
fact that each individual possesses rights, which delimit the social space
within which we are free to pursue our own goals. Legitimate government arises
when we give up some rights in order to save or improve our lives. The
obligations that the laws of nature impose would bind us, Grotius notoriously
said, even if God did not exist; but he held that God does enforce the laws.
They set the limits on the laws that governments may legitimately impose. The
laws of nature reflect our possession of both precise perfect rights of
justice, which can be protected by force, and imperfect rights, which are not
enforceable, nor even statable very precisely. Grotius’s views on our combative
but sociable nature, on the function of the law of nature, and on perfect and
imperfect rights were of central importance in later discussions of morality
and law.
grue paradox, a paradox
in the theory of induction, according to which every intuitively acceptable
inductive argument, A, may be mimicked by indefinitely many other inductive
arguments each seemingly quite analogous
to A and therefore seemingly as acceptable, yet each nonetheless intuitively
unacceptable, and each yielding a conclusion contradictory to that of A, given
the assumption that sufficiently many and varied of the sort of things induced
upon exist as yet unexamined which is the only circumstance in which A is of
interest. Suppose the following is an intuitively acceptable inductive
argument: A1 All hitherto observed emeralds are green; therefore, all emeralds
are green. Now introduce the colorpredicate ‘grue’, where for some given, as
yet wholly future, temporal interval T an object is grue provided it has the
property of being either green and first examined before T, or blue and not
first examined before T. Then consider the following inductive argument: A2 All
hitherto observed emeralds are grue; therefore, all emeralds are grue. The
premise is true, and A2 is formally analogous to A1. But A2 is intuitively
unacceptable; if there are emeralds unexamined before T, then the conclusion of
A2 says that these emeralds are blue, whereas the conclusion of A1 says that
they are green. Other counterintuitive competing arguments could be given,
e.g.: A3 All hitherto observed emeralds are grellow; therefore, all emeralds
are grellow where an object is grellow provided it is green and located on the
earth, or yellow otherwise. It would seem, therefore, that some restriction on
induction is required. The new riddle of induction offers two challenges.
First, state the restriction i.e.,
demarcate the intuitively acceptable inductions from the unacceptable ones, in
some general way, without constant appeal to intuition. Second, justify our
preference for the Grotius, Hugo grue paradox 356 356 one group of inductions over the other.
These two parts of the new riddle are often conflated. But it is at least
conceivable that one might solve the analytical, demarcative part without
solving the justificatory part, and, perhaps, vice versa. It will not do to
rule out, a priori, “gruelike” now commonly called “gruesome” variances in
nature. Water pure H2O varies in its physical state along the parameter of
temperature. If so, why might not emeralds vary in color along the parameter of
time of first examination? One approach to the problem of restriction is to
focus on the conclusions of inductive arguments e.g., All emeralds are green,
All emeralds are grue and to distinguish those which may legitimately so serve
called “projectible hypotheses” from those which may not. The question then
arises whether only non-gruesome hypotheses those which do not contain gruesome
predicates are projectible. Aside from the task of defining ‘gruesome
predicate’ which could be done structurally relative to a preferred language,
the answer is no. The English predicate ‘solid and less than 0; C, or liquid
and more than 0; C but less than 100; C, or gaseous and more than 100; C’ is
gruesome on any plausible structural account of gruesomeness note the
similarity to the English ‘grue’ equivalent: green and first examined before T,
or blue and not first examined before T. Nevertheless, where nontransitional
water is pure H2O at one atmosphere of pressure save that which is in a
transitional state, i.e., melting/freezing or boiling/condensing, i.e., at 0°C
or 100; C, we happily project the hypothesis that all non-transitional water
falls under the above gruesome predicate. Perhaps this is because, if we
rewrite the projection about non-transitional water as a conjunction of
non-gruesome hypotheses i All water at
less than 0; C is solid, ii All water at more than 0; C but less than 100; C is
liquid, and iii All water at more than 100; C is gaseous we note that iiii are all supported there are
known positive instances; whereas if we rewrite the gruesome projection about
emeralds as a conjunction of non-gruesome hypotheses i* All emeralds first examined before T are
green, and ii* All emeralds not first examined before T are blue we note that ii* is as yet unsupported. It
would seem that, whereas a non-gruesome hypothesis is projectible provided it
is unviolated and supported, a gruesome hypothesis is projectible provided it
is unviolated and equivalent to a conjunction of non-gruesome hypotheses, each
of which is supported. The grue paradox was discovered by Nelson Goodman. It is
most fully stated in his Fact, Fiction and Forecast 5.
Grundnorm: Grice knows
about the ground and the common ground – and then there’s the ground norm --
also called basic norm, in a legal system, the norm that determines the legal
validity of all other norms. The content of such an ultimate norm may provide,
e.g., that norms created by a legislature or by a court are legally valid. The
validity of such an ultimate norm cannot be established as a matter of social
fact such as the social fact that the norm is accepted by some group within a
society. Rather, the validity of the basic norm for any given legal system must
be presupposed by the validity of the norms that it legitimates as laws. The
idea of a basic norm is associated with the legal philosopher Hans Kelsen.
Guise -- Castaneda, H.
N., analytical philosopher. Heavily influenced by his own critical reaction to
Quine, Chisholm, and his teacher Wilfrid Sellars, Castañeda published four
books and more than 175 essays. His work combines originality, rigor, and penetration,
together with an unusual comprehensiveness
his network of theory and criticism reaches into nearly every area of
philosophy, including action theory; deontic logic and practical reason;
ethics; history of philosophy; metaphysics and ontology; philosophical
methodology; philosophy of language, mind, and perception; and the theory of
knowledge. His principal contributions are to metaphysics and ontology,
indexical reference, and deontic logic and practical reasoning. In metaphysics
and ontology, Castañeda’s chief work is guise theory, first articulated in a 4
essay, a complex and global account of language, mind, ontology, and
predication. By holding that ordinary concrete individuals, properties, and
propositions all break down or separate into their various aspects or guises,
he theorizes that thinking and reference are directed toward the latter. Each
guise is a genuine item in the ontological inventory, having properties
internally and externally. In addition, guises are related by standing in various
sameness relations, only one of which is the familiar relation of strict
identity. Since every guise enjoys bona fide ontological standing, whereas only
some of these actually exist, Castañeda’s ontology and semantics are
Meinongian. With its intricate account of predication, guise theory affords a
unified treatment of a wide range of philosophical problems concerning
reference to nonexistents, negative existentials, intentional identity,
referential opacity, and other matters. Castañeda also played a pivotal role in
emphasizing the significance of indexical reference. If, e.g., Paul assertively
utters ‘I prefer Chardonnay’, it would obviously be incorrect for Bob to report
‘Paul says that I prefer Chardonnay’, since the last statement expresses Bob’s
speaker’s reference, not Paul’s. At the same time, Castañeda contends, it is
likewise incorrect for Bob to report Paul’s saying as either ‘Paul says that
Paul prefers Chardonnay’ or ‘Paul says that Al’s luncheon guest prefers
Chardonnay’ when Paul is Al’s only luncheon guest, since each of these fail to
represent the essentially indexical element of Paul’s assertion. Instead, Bob
may correctly report ‘Paul says that he himself prefers Chardonnay’, where ‘he
himself’ is a quasi-indicator, serving to depict Paul’s reference to himself
qua self. For Castañeda and others, quasi-indicators are a person’s
irreducible, essential means for describing the thoughts and experiences of
others. A complete account of his view of indexicals, together with a full
articulation of guise theory and his unorthodox theories of definite
descriptions and proper names, is contained in Thinking, Language, and
Experience 9. Castañeda’s main views on practical reason and deontic logic turn
on his fundamental practitionproposition distinction. A number of valuable
essays on these views, together with his important replies, are collected in
James E. Tomberlin, ed., Agent, Language, and the Structure of the World 3, and
Tomberlin, ed., Hector-Neri Castañeda 6. The latter also includes Castañeda’s
revealing intellectual autobiography. guise theory, a system developed by
Castañeda to resolve a number of issues concerning the content of thought and
experience, including reference, identity statements, intensional contexts,
predication, existential claims, perception, and fictional discourse. For
example, since i Oedipus believed that he killed the man at the crossroads, and
ii the man at the crossroads was his Oedipus’s father, it might seem that iii
Oedipus believed that he killed his father. Guise theory blocks this derivation
by taking ‘was’ in ii to express, not genuine identity, but a contingent
sameness relation betweeen the distinct referents of the descriptions. Definite
descriptions are typically treated as referential, contrary to Russell’s theory
of descriptions, and their referents are identical in both direct and indirect
discourse, contrary to Frege’s semantics. To support this solution, guise
theory offers unique accounts of predication and singular referents. The latter
are individual guises, which, like Fregean senses and Meinong’s incomplete
objects, are thinly individuated aspects or “slices” of ordinary objects at
best. Every guise is a structure c{F1 . . . , Fn} where c is an operator
expressed by ‘the’ in English
transforming a set of properties {F1, . . . , Fn} into a distinct
concrete individual, each property being an internal property of the guise.
Guises have external properties by standing in various sameness relations to
other guises that have these properties internally. There are four such
relations, besides genuine identity, each an equivalence relation in its field.
If the oldest philosopher happens to be wise, e.g., wisdom is factually
predicated of the guise ‘the oldest philosopher’ because it is consubstantiated
with ‘the oldest wise philosopher’. Other sameness relations account for
fictional predication consociation and necessary external predication
conflation. Existence is self-consubstantiation. An ordinary physical object
is, at any moment, a cluster of consubstantiated hence, existing guises, while
continuants are formed through the transubstantiation of guises within
temporally distinct clusters. There are no substrates, and while every guise
“subsists,” not all exist, e.g., the Norse God of Thunder. The position thus
permits a unified account of singular reference. One task for guise theory is
to explain how a “concretized” set of properties differs internally from a mere
set. Perhaps guises are façons de penser whose core sets are concretized if
their component properties are conceived as coinstantiated, with non-existents
analyzable in terms of the failure of the conceived properties to actually be
coinstantiated. However, it is questionable whether this approach can achieve
all that Castañeda demands of guise theory.
Habermas, J. philosopher
and social theorist, a leading representative of the second generation of the
Frankfurt School of critical theory. His work has consistently returned to the
problem of the normative foundations of social criticism and critical social
inquiry not supplied in traditional Marxism and other forms of critical theory,
such as postmodernism. His habilitation, The Structural Transformation of the
Public Sphere 1, is an influential historical analysis of the emergence of the
ideal of a public sphere in the eighteenth century and its subsequent decline.
Habermas turned then to the problems of the foundations and methodology of the
social sciences, developing a criticism of positivism and his own interpretive
explanatory approach in The Logic of the Social Sciences 3 and his first major
systematic work, Knowledge and Human Interests 7. Rejecting the unity of method
typical of positivism, Habermas argues that social inquiry is guided by three
distinct interests: in control, in understanding, and in emancipation. He is
especially concerned to use emancipatory interest to overcome the limitations
of the model of inquiry based on understanding and argues against “universality
of hermeneutics” defended by hermeneuticists such as Gadamer and for the need
to supplement interpretations with explanations in the social sciences. As he
came to reject the psychoanalytic vocabulary in which he formulated the
interest in emancipation, he turned to finding the basis for understanding and
social inquiry in a theory of rationality more generally. In the next phase of
his career he developed a comprehensive social theory, culminating in his
two-volume The Theory of Communicative Action 2. The goal of this theory is to
develop a “critical theory of modernity,” on the basis of a comprehensive
theory of communicative as opposed to instrumental rationality. The first
volume develops a theory of communicative rationality based on “discourse,” or
second-order communication that takes place both in everyday interaction and in
institutionalized practices of argumentation in science, law, and criticism.
This theory of rationality emerges from a universal or “formal” pragmatics, a
speech act theory based on making explicit the rules and norms of the
competence to communicate in linguistic interaction. The second volume develops
a diagnosis of modern society as suffering from “onesided rationalization,”
leading to disruptions of the communicative lifeworld by “systems” such as
markets and bureaucracies. Finally, Habermas applies his conception of
rationality to issues of normative theory, including ethics, politics, and the
law. “Discourse Ethics: Notes on a Program of Moral Justification” 2 argues for
an intersubjective notion of practical reason and discursive procedure for the
justification of universal norms. This “discourse principle” provides a
dialogical version of Kant’s idea of universalization; a norm is justified if
and only if it can meet with the reasoned agreement of all those affected.
Between Facts and Norms 2 combines his social and normative theories to give a
systematic account of law and democracy. His contribution here is an account of
deliberative democracy appropriate to the complexity of modern society. His
work in all of these phases provides a systematic defense and critique of
modern institutions and a vindication of the universal claims of public
practical reason.
Haecceitas -- Duns
Scotus, J., Scottish Franciscan metaphysician and philosophical theologian. He
lectured at Oxford, Paris, and Cologne, where he died and his remains are still
venerated. Modifying Avicenna’s conception of metaphysics as the science of
being qua being, but univocally conceived, Duns Scotus showed its goal was to
demonstrate God as the Infinite Being revealed to Moses as the “I am who am”,
whose creative will is the source of the world’s contingency. Out of love God
fashioned each creature with a unique “haecceity” or particularity formally
distinct from its individualized nature. Descriptively identical with others of
its kind, this nature, conceived in abstraction from haecceity, is both
objectively real and potentially universal, and provides the basis for
scientific knowledge that Peirce calls “Scotistic realism.” Duns Scotus brought
many of Augustine’s insights, treasured by his Franciscan predecessors, into
the mainstream of the Aristotelianism of his day. Their notion of the will’s
“supersufficient potentiality” for self-determination he showed can be
reconciled with Aristotle’s notion of an “active potency,” if one rejects the
controDuhem thesis Duns Scotus, John 247
247 versial principle that “whatever is moved is moved by another.”
Paradoxically, Aristotle’s criteria for rational and non-rational potencies
prove the rationality of the will, not the intellect, for he claimed that only
rational faculties are able to act in opposite ways and are thus the source of
creativity in the arts. If so, then intellect, with but one mode of acting
determined by objective evidence, is non-rational, and so is classed with active
potencies called collectively “nature.” Only the will, acting “with reason,” is
free to will or nill this or that. Thus “nature” and “will” represent Duns
Scotus’s primary division of active potencies, corresponding roughly to
Aristotle’s dichotomy of non-rational and rational. Original too is his
development of Anselm’s distinction of the will’s twofold inclination or
“affection”: one for the advantageous, the other for justice. The first endows
the will with an “intellectual appetite” for happiness and actualization of
self or species; the second supplies the will’s specific difference from other
natural appetites, giving it an innate desire to love goods objectively
according to their intrinsic worth. Guided by right reason, this “affection for
justice” inclines the will to act ethically, giving it a congenital freedom
from the need always to seek the advantageous. Both natural affections can be
supernaturalized, the “affection for justice” by charity, inclining us to love
God above all and for his own sake; the affection for the advantageous by the
virtue of hope, inclining us to love God as our ultimate good and future source
of beatitude. Another influential psychological theory is that of intuitive
intellectual cognition, or the simple, non-judgmental awareness of a
hereand-now existential situation. First developed as a necessary theological
condition for the face-toface vision of God in the next life, intellectual
intuition is needed to explain our certainty of primary contingent truths, such
as “I think,” “I choose,” etc., and our awareness of existence. Unlike Ockham,
Duns Scotus never made intellectual intuition the basis for his epistemology,
nor believed it puts one in direct contact with any extramental substance
material or spiritual, for in this life, at least, our intellect works through
the sensory imagination. Intellectual intuition seems to be that indistinct
peripheral aura associated with each direct sensory-intellectual cognition. We
know of it explicitly only in retrospect when we consider the necessary
conditions for intellectual memory. It continued to be a topic of discussion
and dispute down to the time of Calvin, who, influenced by the Scotist John
Major, used an auditory rather than a visual sense model of intellectual
intuition to explain our “experience of God.”
haecceity from Latin haec, ‘this’, 1 loosely, thisness; more
specifically, an irreducible category of being, the fundamental actuality of an
existent entity; or 2 an individual essence, a property an object has necessarily,
without which it would not be or would cease to exist as the individual it is,
and which, necessarily, no other object has. There are in the history of
philosophy two distinct concepts of haecceity. The idea originated with the
work of the thirteenthcentury philosopher Duns Scotus, and was discussed in the
same period by Aquinas, as a positive perfection that serves as a primitive
existence and individuation principle for concrete existents. In the
seventeenth century Leibniz transformed the concept of haecceity, which Duns
Scotus had explicitly denied to be a form or universal, into the notion of an
individual essence, a distinctive nature or set of necessary characteristics
uniquely identifying it under the principle of the identity of indiscernibles.
359 H AM 359 Duns Scotus’s haecceitas applies only to
the being of contingently existent entities in the actual world, but Leibniz
extends the principle to individuate particular things not only through the
changes they may undergo in the actual world, but in any alternative logically
possible world. Leibniz admitted as a consequence the controversial thesis that
every object by virtue of its haecceity has each of its properties essentially
or necessarily, so that only the counterparts of individuals can inhabit
distinct logically possible worlds. A further corollary since the possession of particular parts in a
particular arrangement is also a property and hence involved in the individual
essence of any complex object is the
doctrine of mereological essentialism: every composite is necessarily
constituted by a particular configuration of particular proper parts, and loses
its self-identity if any parts are removed or replaced.
Haeckel, Ernst 18349, G.
zoologist, an impassioned adherent of Darwin’s theory of evolution. His popular
work Die Welträtsel The Riddle of the Universe, 9 became a best-seller and was
very influential in its time. Lenin is said to have admired it. Haeckel’s
philosophy, which he called monism, is characterized negatively by his
rejection of free will, immortality, and theism, as well as his criticisms of
the traditional forms of materialism and idealism. Positively it is
distinguished by passionate arguments for the fundamental unity of organic and
inorganic nature and a form of pantheism.
Ha-Levi, Judah
c.10751141, Jewish philosopher and poet.
Born in Toledo, he studied biblical and rabbinical literature as well as
philosophy. His poetry introduces Arabic forms in Hebrew religious expression.
He was traveling to Jerusalem on a pilgrimage when he died. His most important
philosophical work is Kuzari: The Book of Proof and Argument of the Despised
Faith, which purports to be a discussion of a Christian, a Muslim, and a Jew,
each offering the king of the Khazars in southern Russia reasons for adopting
his faith. Around 740 the historical king and most of his people converted to
Judaism. HaLevi presents the Christian and the Muslim as Aristotelian thinkers,
who fail to convince the king. The Jewish spokesman begins by asserting his belief
in the God of Abraham, Isaac, and Jacob, the God of history who is continuously
active in history, rather than the God of the philosophers. Jewish history is
the inner core of world history. From the revelation at Sinai, the most
witnessed divine event claimed by any religion, the Providential history of the
Jews is the way God has chosen to make his message clear to all humankind.
Ha-Levi’s view is the classical expression of Jewish particularism and
nationalism. His ideas have been influential in Judaism and were early printed
in Latin and .
Hamann, Johann Georg
173088, G. philosopher. Born and educated in Königsberg, Hamann, known as the
Magus of the North, was one of the most important Christian thinkers in G.y
during the second half of the eighteenth century. Advocating an irrationalistic
theory of faith inspired by Hume, he opposed the prevailing Enlightenment
philosophy. He was a mentor of the Sturm und Drang literary movement and had a
significant influence on Jacobi, Hegel, and Kierkegaard. As a close
acquaintance of Kant, he also had a great impact on the development of Kant’s
critical philosophy through his Hume translations. Hamann’s most important
works, criticized and admired for their difficult and obscure style, were the
Socratic Memorabilia 1759, Aesthetica in nuce “Aesthetics in a Nutshell,” 1762,
and several works on language. He suppressed his “metacritical” writings out of
respect for Kant. However, they were published after his death and now
constitute the bestknown part of his work. M.K. Hamilton, William 17881856,
Scottish philosopher and logician. Born in Glasgow and educated at Glasgow,
Edinburgh, and Oxford, he was for most of his life professor at the of Edinburgh 182156. Though hardly an
orthodox or uncritical follower of Reid and Stewart, he became one of the most
important members of the school of Scottish common sense philosophy. His
“philosophy of the conditioned” has a somewhat Kantian flavor. Like Kant, he
held that we can have knowledge only of “the relative manifestations of an
existence, which in itself it is our highest wisdom to recogHaeckel, Ernst
Hamilton, William 360 AM 360 nize as beyond the reach of philosophy.”
Unlike Kant, however, he argued for the position of a “natural realism” in the
Reidian tradition. The doctrine of the relativity of knowledge has seemed to
many including J. S. Mill contradictory to his realism. For Hamilton,
the two are held together by a kind of intuitionism that emphasizes certain
facts of consciousness that are both primitive and incomprehensible. They are,
though constitutive of knowledge, “less forms of cognitions than of beliefs.”
In logic he argued for a doctrine involving quantification of predicates and
the view that propositions can be reduced to equations.
Hampshireism: To add to the philosophers’
mistakes. There’s Austin (in “Plea for Excuses” and “Other Minds”), Strawson
(in “Truth” and “Introduction to Logical Theory,” and “On referring”), Hart (in
conversation, on ‘carefully,”), Hare (“To say ‘x is good’ is to recommend x”)
and Hampshire (“Intention and certainty”). For Grice, the certainty is merely
implicated and on occasion, only. Cited
by Grice as a member of the play group. Hampshire would dine once a week with
Grice. He would discuss and find very amusing to discuss with Grice on post-war
Oxford philosophy. Unlike Grice, Hampshire attended Austin’s Thursday evening
meetings at All Souls. Grice wrote “Intention and uncertainty” in part as a
response to Hampshire and Hart, Intention and certainty. But Grice brought the
issue back to an earlier generation, to a polemic between Stout (who held a
certainty-based view) and Prichard.
hare: r. m. citd by H. P.
Grice, “Hare’s neustrics”. b.9, English philosopher who is one of the most
influential moral philosophers of the twentieth century and the developer of
prescriptivism in metaethics. Hare was educated at Rugby and Oxford, then
served in the British army during World War II and spent years as a prisoner of
war in Burma. In 7 he took a position at Balliol and was appointed White’s Professor of Moral
Philosophy at the of Oxford in 6. On
retirement from Oxford, he became Graduate Research Professor at the of Florida 393. His major books are Language
of Morals 3, Freedom and Reason 3, Moral Thinking 1, and Sorting Out Ethics 7.
Many collections of his essays have also appeared, and a collection of other
leading philosophers’ articles on his work was published in 8 Hare and Critics,
eds. Seanor and Fotion. According to Hare, a careful exploration of the nature
of our moral concepts reveals that nonironic judgments about what one morally
ought to do are expressions of the will, or commitments to act, that are
subject to certain logical constraints. Because moral judgments are
prescriptive, we cannot sincerely subscribe to them while refusing to comply
with them in the relevant circumstances. Because moral judgments are universal
prescriptions, we cannot sincerely subscribe to them unless we are willing for
them to be followed were we in other people’s positions with their preferences.
Hare later contended that vividly to imagine ourselves completely in other
people’s positions involves our acquiring preferences about what should happen
to us in those positions that mirror exactly what those people now want for
themselves. So, ideally, we decide on a universal prescription on the basis of
not only our existing preferences about the actual situation but also the new
preferences we would have if we were wholly in other people’s positions. What
we can prescribe universally is what maximizes net satisfaction of this
amalgamated set of preferences. Hence, Hare concluded that his theory of moral
judgment leads to preference-satisfaction act utilitarianism. However, like
most other utilitarians, he argued that the best way to maximize utility is to
have, and generally to act on, certain not directly utilitarian
dispositions such as dispositions not to
hurt others or steal, to keep promises and tell the truth, to take special
responsibility for one’s own family, and so on.
Harris, philosopher of language – classical. Grice adored
him. Cf. Tooke. Cf. Priestley and Hartley – all pre-Griceian philosohers of
language that are somehow outside the canon, when they shouldn’t. They are very
Old World, and it’s the influence of the New World that has made them sort of
disappear! That’s what Grice said!
hart: h. l. a. – cited by
Grice, “Hare on ‘carefully.’ Philosopher of European ancestry born in
Yorkshire, principally responsible for the revival of legal and political
philosophy after World War II. After wartime work with military intelligence,
Hart gave up a flourishing law practice to join the Oxford faculty, where he
was a brilliant lecturer, a sympathetic and insightful critic, and a generous
mentor to many scholars. Like the earlier “legal positivists” Bentham and John
Austin, Hart accepted the “separation of law and morals”: moral standards can
deliberately be incorporated in law, but there is no automatic or necessary
connection between law and sound moral principles. In The Concept of Law 1 he
critiqued the Bentham-Austin notion that laws are orders backed by threats from
a political community’s “sovereign” some
person or persons who enjoy habitual obedience and are habitually obedient to
no other human and developed the more
complex idea that law is a “union of primary and secondary rules.” Hart agreed
that a legal system must contain some “obligation-imposing” “primary” rules,
restricting freedom. But he showed that law also includes independent
“power-conferring” rules that facilitate choice, and he demonstrated that a
legal system requires “secondary” rules that create public offices and
authorize official action, such as legislation and adjudication, as well as
“rules of recognition” that determine which other rules are valid in the
system. Hart held that rules of law are “open-textured,” with a core of
determinate meaning and a fringe of indeterminate meaning, and thus capable of
answering some but not all legal questions that can arise. He doubted courts’
claims to discover law’s meaning when reasonable competing interpretations are
available, and held that courts decide such “hard cases” by first performing
the important “legislative” function of filling gaps in the law. Hart’s first
book was an influential study with A. M. Honoré of Causation in the Law 9. His
inaugural lecture as Professor of Jurisprudence, “Definition and Theory in
Jurisprudence” 3, initiated a career-long study of rights, reflected also in
Essays on Bentham: Studies in Jurisprudence and Political Theory 2 and in
Essays in Jurisprudence and Philosophy 3. He defended liberal public policies.
In Law, Liberty and Morality 3 he refuted Lord Devlin’s contention that a
society justifiably enforces the code of its moral majority, whatever it might
be. In The Morality of the Criminal Law 5 and in Punishment and Responsibility
8, Hart contributed substantially to both analytic and normative theories of
crime and punishment.
Hartley, David 170557,
British physician and philosopher. Although the notion of association of ideas
is ancient, he is generally regarded as the founder of associationism as a
self-sufficient psychology. Despite similarities between his association
psychology and Hume’s, Hartley developed his system independently,
acknowledging only the writings of clergyman John Gay 1699 1745. Hartley was
one of many Enlightenment thinkers aspiring to be “Newtons of the mind,” in
Peter Gay’s phrase. In Hartley, this took the form of uniting association
philosophy with physiology, a project later brought to fruition by Bain. His
major work, Observations on Man 1749, pictured mental events and neural events
as operating on parallel tracks in which neural events cause mental events. On
the mental side, Hartley distinguished like Hume between sensation and idea. On
the physiological side, Hartley adopted Newton’s conception of nervous
transmission by vibrations of a fine granular substance within nerve-tubes.
Vibrations within sensory nerves peripheral to the brain corresponded to the
sensations they caused, while small vibrations in the brain, vibratiuncles,
corresponded to ideas. Hartley proposed a single law of association, contiguity
modified by frequency, which took two forms, one for the mental side and one
for the neural: ideas, or vibratiuncles, occurring together regularly become
associated. Hartley distinguished between simultaneous association, the link
between ideas that occur at the same harmony, preestablished Hartley, David
362 AM
362 moment, and successive association, between ideas that closely
succeed one another. Successive associations occur only in a forward direction;
there are no backward associations, a thesis generating much controversy in the
later experimental study of memory. A
Hartmann, Eduard von
18426, G. philosopher who sought to synthesize the thought of Schelling, Hegel,
and Schopenhauer. The most important of his fifteen books was Philosophie des
Unbewussten Philosophy of the Unconscious, 1869. For Hartmann both will and
idea are interrelated and are expressions of an absolute “thing-in-itself,” the
unconscious. The unconscious is the active essence in natural and psychic
processes and is the teleological dynamic in organic life. Paradoxically, he
claimed that the teleology immanent in the world order and the life process
leads to insight into the irrationality of the “will-to-live.” The maturation
of rational consciousness would, he held, lead to the negation of the total
volitional process and the entire world process would cease. Ideas indicate the
“what” of existence and constitute, along with will and the unconscious, the
three modes of being. Despite its pessimism, this work enjoyed considerable
popularity. Hartmann was an unusual combination of speculative idealist and
philosopher of science defending vitalism and attacking mechanistic
materialism; his pessimistic ethics was part of a cosmic drama of redemption.
Some of his later works dealt with a critical form of Darwinism that led him to
adopt a positive evolutionary stance that undermined his earlier pessimism. His
general philosophical position was selfdescribed as “transcendental realism.”
His Philosophy of the Unconscious was tr. into English by W. C. Coupland in
three volumes in 4. There is little doubt that his metaphysics of the
unconscious prepared the way for Freud’s later theory of the unconscious
mind.
Hartmann, Nicolai 20,
Latvian-born G. philosopher. He taught at the universities of Marburg, Cologne,
Berlin, and Göttingen, and wrote more than a dozen major works on the history
of philosophy, ontology, epistemology, ethics, and aesthetics. A realist in
epistemology and ontology, Hartmann held that cognition is the apprehension of
something independent of the act of apprehension or any other mental events. An
accurate phenomenology, such as Husserl’s, would acknowledge, according to him,
that we apprehend not only particular, spatiotemporal objects, but also “ideal
objects,” “essences,” which Hartmann explicitly identified with Platonic Forms.
Among these are ethical values and the objects of mathematics and logic. Our apprehension
of values is emotional in character, as Scheler had held. This point is
compatible with their objectivity and their mindindependence, since the
emotions are just another mode of apprehension. The point applies, however,
only to ethical values. Aesthetic values are essentially subjective; they exist
only for the subject experiencing them. The number of ethical values is far
greater than usually supposed, nor are they derivable from a single fundamental
value. At best we only glimpse some of them, and even these may not be
simultaneously realizable. This explains and to some extent justifies the
existence of moral disagreement, between persons as well as between whole
cultures. Hartmann was most obviously influenced by Plato, Husserl, and
Scheler. But he was a major, original philosopher in his own right. He has
received less recognition than he deserves probably because his views were
quite different from those dominant in recent Anglo- philosophy or in recent
Continental philosophy. What is perhaps his most important work, Ethics, was
published in G. in 6, one year before Heidegger’s Being and Time, and appeared
in English in 2.
Hartshorne, Charles b.7,
chief exponent of process philosophy and
theology in the late twentieth century. After receiving the Ph.D. at Harvard in
3 he came under the influence of Whitehead, and later, with Paul Weiss, edited
The Collected Papers of C. S. Peirce 135. In The Philosophy and Psychology of
Sensation 4 Hartshorne argued that all sensations are feelings on an affective
continuum. These ideas were later incorporated into a neoclassical metaphysic
that is panpsychist, indeterministic, and theistic. Nature is a theater of
interactions among ephemeral centers of creative activity, each of which
becomes objectively immortal in the memory of God. In Man’s Vision of God 1
Hartshorne chastised philosophers for being insufficiently attentive to the
varieties of theism. His alternative, called dipolar theism, also defended in
The Divine Hartmann, Eduard von Hartshorne, Charles 363 AM
363 Relativity 8, pictures God as supremely related to and perfectly
responding to every actuality. The universe is God’s body. The divine is, in
different respects, infinite and finite, eternal and temporal, necessary and
contingent. Establishing God’s existence is a metaphysical project, which
Hartshorne characterizes in Creative Synthesis 0 as the search for necessary
truths about existence. The central element in his cumulative case for God’s
existence, called the global argument, is a modal version of the ontological
argument, which Hartshorne was instrumental in rehabilitating in The Logic of
Perfection 2 and Anselm’s Discovery 5. Creative Synthesis also articulated the
theory that aesthetic values are the most universal and that beauty is a mean
between the twin extremes of order/disorder and simplicity/complexity. The Zero
Fallacy 7, Hartshorne’s twentieth book, summarized his assessment of the
history of philosophy also found in
Insights and Oversights of Great Thinkers 3 and Creativity in Philosophy 4
and introduced important refinements of his metaphysics.
hazzing: under conjunctum, we see that the terminology is varied.
There is the copulatum. But Grice prefers to restrict to use of the copulatum
to izzing and hazzing. Oddly Grice sees hazzing as a predicate which he
formalizes as Hxy. To be read x hazzes y, although sometimes he uses ‘x hazz
y.’ Vide ‘accidentia.’ For Grice the role of métier is basic since it shows
finality in nature. Homo sapiens, qua pirot, is to be rational.
hedonism, the view that
pleasure including the absence of pain is the sole intrinsic good in life. The
hedonist may hold that, questions of morality aside, persons inevitably do seek
pleasure psychological hedonism; that, questions of psychology aside, morally
we should seek pleasure ethical hedonism; or that we inevitably do, and ought
to, seek pleasure ethical and psychological hedonism combined. Psychological
hedonism itself admits of a variety of possible forms. One may hold, e.g., that
all motivation is based on the prospect of present or future pleasure. More
plausibly, some philosophers have held that all choices of future actions are
based on one’s presently taking greater pleasure in the thought of doing one
act rather than another. Still a third type of hedonism with roots in empirical psychology is that the attainment of pleasure is the
primary drive of a wide range of organisms including human beings and is
responsible, through some form of conditioning, for all acquired motivations.
Ethical hedonists may, but need not, appeal to some form of psychological
hedonism to buttress their case. For, at worst, the truth of some form of
psychological hedonism makes ethical hedonism empty or inescapable but not false. As a value theory a theory of
what is ultimately good, ethical hedonism has typically led to one or the other
of two conceptions of morally correct action. Both of these are expressions of
moral consequentialism in that they judge actions strictly by their
consequences. On standard formulations of utilitarianism, actions are judged by
the amount of pleasure they produce for all sentient beings; on some
formulations of egoist views, actions are judged by their consequences for
one’s own pleasure. Neither egoism nor utilitarianism, however, must be wedded
to a hedonistic value theory. A hedonistic value theory admits of a variety of
claims about the characteristic sources and types of pleasure. One contentious
issue has been what activities yield the greatest quantity of pleasure with prominent candidates including
philosophical and other forms of intellectual discourse, the contemplation of
beauty, and activities productive of “the pleasures of the senses.” Most
philosophical hedonists, despite the popular associations of the word, have not
espoused sensual pleasure. Another issue, famously raised by J. S. Mill, is
whether such different varieties of pleasure admit of differences of quality as
well as quantity. Even supposing them to be equal in quantity, can we say,
e.g., that the pleasures of intellectual activity are superior in quality to
those of watching sports on television? And if we do say such things, are we
departing from strict hedonism by introducing a value distinction not really
based on pleasure at all? Most philosophers have found hedonism both psychological and ethical exaggerated in its claims. One difficulty for
both sorts of hedonism is the hedonistic paradox, which may be put as follows.
Many of the deepest and best pleasures of life of love, of child rearing, of
work seem to come most often to those who are engaging in an activity for
reasons other than pleasure seeking. Hence, not only is it dubious that we
always in fact seek or value only pleasure, but also dubious that the best way
to achieve pleasure is to seek it. Another area of difficulty concerns
happiness and its relation to pleasure.
In the tradition of Aristotle, happiness is broadly understood as something
like well-being and has been viewed, not implausibly, as a kind of natural end
of all human activities. But ‘happiness’ in this sense is broader than
‘pleasure’, insofar as the latter designates a particular kind of feeling,
whereas ‘well-being’ does not. Attributions of happiness, moreover, appear to
be normative in a way in which attributions of pleasure are not. It is thought
that a truly happy person has achieved, is achieving, or stands to achieve,
certain things respecting the “truly important” concerns of human life. Of
course, such achievements will characteristically produce pleasant feelings;
but, just as characteristically, they will involve states of active enjoyment
of activities where, as Aristotle first
pointed out, there are no distinctive feelings of pleasure apart from the doing
of the activity itself. In short, the Aristotelian thesis that happiness is the
natural end of all human activities, even if it is true, does not seem to lend
much support to hedonism psychological
or ethical.
Hegel, Georg Wilhelm
Friedrich 17701831, one of the most influential and systematic of the G.
idealists, also well known for his philosophy of history and philosophy of
religion. Life and works. Hegel, the eldest of three children, was born in
Stuttgart, the son of a minor financial official in the court of the Duchy of
Württemberg. His mother died when he was eleven. At eighteen, he began
attending the theology seminary or Stift attached to the at Tübingen; he studied theology and
classical languages and literature and became friendly with his future
colleague and adversary, Schelling, as well as the great genius of G. Romantic
poetry, Hölderlin. In 1793, upon graduation, he accepted a job as a tutor for a
family in Bern, and moved to Frankfurt in 1797 for a similar post. In 1799 his
father bequeathed him a modest income and the freedom to resign his tutoring job,
pursue his own work, and attempt to establish himself in a position. In 1801, with the help of
Schelling, he moved to the town of Jena,
already widely known as the home of Schiller, Fichte, and the Schlegel
brothers. After lecturing for a few years, he became a professor in 1805. Prior
to the move to Jena, Hegel’s essays had been chiefly concerned with problems in
morality, the theory of culture, and the philosophy of religion. Hegel shared
with Rousseau and the G. Romantics many doubts about the political and moral
implications of the European Enlightenment and modern philosophy in general,
even while he still enthusiastically championed what he termed the principle of
modernity, “absolute freedom.” Like many, he feared that the modern attack on
feudal political and religious authority would merely issue in the
reformulation of new internalized and still repressive forms of authority. And
he was among that legion of G. intellectuals infatuated with ancient Greece and
the superiority of their supposedly harmonious social life, compared with the
authoritarian and legalistic character of the Jewish and later Christian
religions. At Jena, however, he coedited a journal with Schelling, The Critical
Journal of Philosophy, and came to work much more on the philosophic issues
created by the critical philosophy or “transcendental idealism” of Kant, and
its legacy in the work of Rheinhold, Fichte, and Schelling. His written work
became much more influenced by these theoretical projects and their attempt to
extend Kant’s search for the basic categories necessary for experience to be
discriminated and evaluated, and for a theory of the subject that, in some
non-empirical way, was responsible for such categories. Problems concerning the
completeness, interrelation, and ontological status of such a categorial
structure were quite prominent, along with a continuing interest in the
relation between a free, self-determining agent and the supposed constraints of
moral principles and other agents. In his early years at Jena especially before
Schelling left in 1803, he was particularly preoccupied with this problem of a
systematic philosophy, a way of accounting for the basic categories of the
natural world and for human practical activity that would ground all such
categories on commonly presupposed and logically interrelated, even
interdeducible, principles. In Hegel’s terms, this was the problem of the
relation between a “Logic” and a “Philosophy of Nature” and “Philosophy of
Spirit.” After 1803, however, while he was preparing his own systematic
philosophy for publication, what had been planned as a short introduction to
this system took on a life of its own and grew into one of Hegel’s most
provocative and influential books. Working at a furious pace, he finished
hedonistic paradox Hegel, Georg Wilhelm Friedrich 365 AM
365 what would be eventually called The Phenomenology of Spirit in a
period of great personal and political turmoil. During the final writing of the
book, he had learned that Christina Burkhard would give birth to his
illegitimate son. Ludwig was born in February 1807. And he is supposed to have
completed the text on October 13, 1807, the day Napoleon’s armies captured
Jena. It was certainly an unprecedented work. In conception, it is about the
human race itself as a developing, progressively more self-conscious subject,
but its content seems to take in a vast, heterogeneous range of topics, from
technical issues in empiricist epistemology to the significance of burial
rituals. Its range is so heterogeneous that there is controversy to this day
about whether it has any overall unity, or whether it was pieced together at
the last minute. Adding to the interpretive problem, Hegel often invented his
own striking language of “inverted worlds,” “struggles to the death for
recognition,” “unhappy consciousness,” “spiritual animal kingdoms,” and
“beautiful souls.” Continuing his career
at Jena in those times looked out of the question, so Hegel accepted a job at
Bamberg editing a newspaper, and in the following year began an eight-year
stint 180816 as headmaster and philosophy teacher at a Gymnasium or secondary
school at Nürnberg. During this period, at forty-one, he married the
twenty-year-old Marie von Tucher. He also wrote what is easily his most
difficult work, and the one he often referred to as his most important, a
magisterial two-volume Science of Logic, which attempts to be a philosophical
account of the concepts necessary in all possible kinds of account-givings.
Finally, in 1816, Hegel was offered a chair in philosophy at the of Heidelberg, where he published the first
of several versions of his Encyclopedia of the Philosophical Sciences, his own
systematic account of the relation between the “logic” of human thought and the
“real” expression of such interrelated categories in our understanding of the
natural world and in our understanding and evaluation of our own activities. In
1818, he accepted the much more prestigious post in philosophy at Berlin, where
he remained until his death in 1831. Soon after his arrival in Berlin, he began
to exert a powerful influence over G. letters and intellectual life. In 1821,
in the midst of a growing political and nationalist crisis in Prussia, he
published his controversial book on political philosophy, The Philosophy of
Right. His lectures at the were later
published as his philosophy of history, of aesthetics, and of religion, and as
his history of philosophy. Philosophy. Hegel’s most important ideas were formed
gradually, in response to a number of issues in philosophy and often in
response to historical events. Moreover, his language and approach were so
heterodox that he has inspired as much controversy about the meaning of his
position as about its adequacy. Hence any summary will be as much a summary of
the controversies as of the basic position. His dissatisfactions with the
absence of a public realm, or any forms of genuine social solidarity in the G.
states and in modernity generally, and his distaste with what he called the
“positivity” of the orthodox religions of the day their reliance on law,
scripture, and abstract claims to authority, led him to various attempts to
make use of the Grecian polis and classical art, as well as the early Christian
understanding of love and a renewed “folk religion,” as critical foils to such
tendencies. For some time, he also regarded much traditional and modern
philosophy as itself a kind of lifeless classifying that only contributed to
contemporary fragmentation, myopia, and confusion. These concerns remained with
him throughout his life, and he is thus rightly known as one of the first
modern thinkers to argue that what had come to be accepted as the central
problem of modern social and political life, the legitimacy of state power, had
been too narrowly conceived. There are now all sorts of circumstances, he
argued, in which people might satisfy the modern criterion of legitimacy and
“consent” to the use of some power, but not fully understand the terms within
which such issues are posed, or assent in an attenuated, resentful,
manipulated, or confused way. In such cases they would experience no connection
between their individual will and the actual content of the institutions they
are supposed to have sanctioned. The modern problem is as much alienation
Entfremdung as sovereignty, an exercise of will in which the product of one’s
will appears “strange” or “alien,” “other,” and which results in much of modern
life, however chosen or willed, being fundamentally unsatisfying. However,
during the Jena years, his views on this issue changed. Most importantly,
philosophical issues moved closer to center stage in the Hegelian drama. He no
longer regarded philosophy as some sort of self-undermining activity that
merely prepared one for some leap into genuine “speculation” roughly Schelling’s
position Hegel, Georg Wilhelm Friedrich Hegel, Georg Wilhelm Friedrich 366 AM
366 and began to champion a unique kind of comprehensive, very
determinate reflection on the interrelations among all the various classical
alternatives in philosophy. Much more controversially, he also attempted to
understand the way in which such relations and transitions were also reflected
in the history of the art, politics, and religions of various historical
communities. He thus came to think that philosophy should be some sort of
recollection of its past history, a realization of the mere partiality, rather
than falsity, of its past attempts at a comprehensive teaching, and an account
of the centrality of these continuously developing attempts in the development
of other human practices.Through understanding the “logic” of such a
development, a reconciliation of sorts with the implications of such a rational
process in contemporary life, or at least with the potentialities inherent in
contemporary life, would be possible. In all such influences and developments,
one revolutionary aspect of Hegel’s position became clearer. For while Hegel
still frequently argued that the subject matter of philosophy was “reason,” or
“the Absolute,” the unconditioned presupposition of all human account-giving
and evaluation, and thereby an understanding of the “whole” within which the
natural world and human deeds were “parts,” he also always construed this claim
to mean that the subject matter of philosophy was the history of human experience
itself. Philosophy was about the real world of human change and development,
understood by Hegel to be the collective self-education of the human species
about itself. It could be this, and satisfy the more traditional ideals
because, in one of his most famous phrases, “what is actual is rational,” or
because some full account could be given of the logic or teleological order,
even the necessity, for the great conceptual and political changes in human
history. We could thereby finally reassure ourselves that the way our species
had come to conceptualize and evaluate is not finite or contingent, but is
“identical” with “what there is, in truth.” This identity theory or Absolute
Knowledgemeans that we will then be able to be “at home” in the world and so
will have understood what philosophers have always tried to understand, “how
things in the broadest possible sense of the term hang together in the broadest
possible sense of the term.” The way it all hangs together is, finally, “due to
us,” in some collective and historical and “logical” sense. In a much disputed
passage in his Philosophy of Religion lectures, Hegel even suggested that with
such an understanding, history itself would be over. Several elements in this
general position have inspired a good deal of excitement and controversy. To
advance claims such as these Hegel had to argue against a powerful, deeply
influential assumption in modern thought: the priority of the individual,
self-conscious subject. Such an assumption means, for example, that almost all
social relations, almost all our bonds to other human beings, exist because and
only because they are made, willed into existence by individuals otherwise
naturally unattached to each other. With respect to knowledge claims, while
there may be many beliefs in a common tradition that we unreflectively share
with others, such shared beliefs are also taken primarily to be the result of
individuals continuously affirming such beliefs, however implicitly or
unreflectively. Their being shared is simply a consequence of their being
simultaneously affirmed or assented to by individuals. Hegel’s account requires
a different picture, an insistence on the priority of some kind of collective
subject, which he called human “spirit” or Geist. His general theory of
conceptual and historical change requires the assumption of such a collective
subject, one that even can be said to be “coming to self-consciousness” about
itself, and this required that he argue against the view that so much could be
understood as the result of individual will and reflection. Rather, he tried in
many different ways to show that the formation of what might appear to an
individual to be his or her own particular intention or desire or belief
already reflected a complex social inheritance that could itself be said to be
evolving, even evolving progressively, with a “logic” of its own. The
completion of such collective attempts at self-knowledge resulted in what Hegel
called the realization of Absolute Spirit, by which he either meant the
absolute completion of the human attempt to know itself, or the realization in
human affairs of some sort of extrahuman transcendence, or full expression of
an infinite God. Hegel tried to advance all such claims about social
subjectivity without in some way hypostatizing or reifying such a subject, as
if it existed independently of the actions and thoughts of individuals. This
claim about the deep dependence of individuals on one another even for their
very identity, even while they maintain their independence, is one of the
best-known examples of Hegel’s attempt at a dialectical resolution of many of
the traditional oppositions and antinomies of past thought. Hegel often argued
that what appeared to be contraries in philosophy, such as mind/body, freedom/determinism,
idealism/materialism, universal/particular, the state/the individual, or even
God/man, appeared such incompatible alternatives only because of the
undeveloped and so incomplete perspective within which the oppositions were
formulated. So, in one of his more famous attacks on such dualisms, human
freedom according to Hegel could not be understood coherently as some purely
rational self-determination, independent of heteronomous impulses, nor the
human being as a perpetual opposition between reason and sensibility. In his
moral theory, Kant had argued for the latter view and Hegel regularly returned
to such Kantian claims about the opposition of duty and inclination as deeply
typical of modern dualism. Hegel claimed that Kant’s version of a rational
principle, the “categorical imperative,” was so formal and devoid of content as
not to be action-guiding it could not coherently rule in or rule out the
appropriate actions, and that the “moral point of view” rigoristically demanded
a pure or dutiful motivation to which no human agent could conform. By
contrast, Hegel claimed that the dualisms of morality could be overcome in
ethical life Sittlichkeit, those modern social institutions which, it was
claimed, provided the content or true “objects” of a rational will. These
institutions, the family, civil society, and the state, did not require duties
in potential conflict with our own substantive ends, but were rather
experienced as the “realization” of our individual free will. It has remained
controversial what for Hegel a truly free, rational self-determination,
continuous with, rather than constraining, our desire for happiness and
self-actualization, amounted to. Many commentators have noted that, among
modern philosophers, only Spinoza, whom Hegel greatly admired, was as insistent
on such a thoroughgoing compatibilism, and on a refusal to adopt the Christian
view of human beings as permanently divided against themselves. In his most
ambitious analysis of such oppositions Hegel went so far as to claim that, not
only could alternatives be shown to be ultimately compatible when thought
together within some higher-order “Notion” Begriff that resolved or “sublated”
the opposition, but that one term in such opposition could actually be said to
imply or require its contrary, that a “positing” of such a notion would, to
maintain consistency, require its own “negating,” and that it was this sort of
dialectical opposition that could be shown to require a sublation, or Aufhebung
a term of art in Hegel that simultaneously means in G. ‘to cancel’, ‘to
preserve’, and ‘to raise up’. This claim for a dialectical development of our
fundamental notions has been the most severely criticized in Hegel’s
philosophy. Many critics have doubted that so much basic conceptual change can
be accounted for by an internal critique, one that merely develops the
presuppositions inherent in the affirmation of some notion or position or
related practice. This issue has especially attracted critics of Hegel’s
Science of Logic, where he tries first to show that the attempt to categorize
anything that is, simply and immediately, as “Being,” is an attempt that both
“negates itself,” or ends up categorizing everything as “Nothing,” and then
that this self-negation requires a resolution in the higher-order category of
“Becoming.” This analysis continues into an extended argument that purports to
show that any attempt to categorize anything at all must ultimately make use of
the distinctions of “essence” and “appearance,” and elements of syllogistic and
finally Hegel’s own dialectical logic, and both the details and the grand
design of that project have been the subject of a good deal of controversy.
Unfortunately, much of this controversy has been greatly confused by the
popular association of the terms “thesis,” “antithesis,” and “synthesis” with
Hegel’s theory of dialectic. These crude, mechanical notions were invented in
1837 by a less-than-sensitive Hegel expositor, Heinrich Moritz Chalybäus, and
were never used as terms of art by Hegel. Others have argued that the tensions
Hegel does identify in various positions and practices require a much broader
analysis of the historical, especially economic, context within which positions
are formulated and become important, or some more detailed attention to the
empirical discoveries or paradoxes that, at the very least, contribute to basic
conceptual change. Those worried about the latter problem have also raised
questions about the logical relation between universal and particular implied
in Hegel’s account. Hegel, following Fichte, radicalizes a Kantian claim about
the inaccessibility of pure particularity in sensations Kant had written that
“intuitions without concepts are blind”. Hegel charges that Kant did not draw
sufficiently radical conclusions from such an antiempiricist claim, that he
should have completely rethought the traditional distinction between “what was
given to the mind” and “what the mind did with the given.” By contrast Hegel is
confident that he has a theory of a “concrete universal,” concepts that cannot
be understood as pale generalizations or abstract representations of given
particulars, because they are required for particulars to Hegel, Georg Wilhelm
Friedrich Hegel, Georg Wilhelm Friedrich 368
AM 368 be apprehended in the first
place. They are not originally dependent on an immediate acquaintance with
particulars; there is no such acquaintance. Critics wonder if Hegel has much of
a theory of particularity left, if he does not claim rather that particulars,
or whatever now corresponds to them, are only interrelations of concepts, and
in which the actual details of the organization of the natural world and human
history are deduced as conceptual necessities in Hegel’s Encyclopedia. This
interpretation of Hegel, that he believes all entities are really the thoughts,
expressions, or modes of a single underlying mental substance, and that this
mind develops and posits itself with some sort of conceptual necessity, has
been termed a panlogicism, a term of art coined by Hermann Glockner, a Hegel
commentator in the first half of the twentieth century. It is a much-disputed
reading. Such critics are especially concerned with the implications of this
issue in Hegel’s political theory, where the great modern opposition between
the state and the individual seems subjected to this same logic, and the
individual’s true individuality is said to reside in and only in the political
universal, the State. Thus, on the one hand, Hegel’s political philosophy is
often praised for its early identification and analysis of a fundamental, new
aspect of contemporary life the
categorically distinct realm of political life in modernity, or the
independence of the “State” from the social world of private individuals engaged
in competition and private association “civil society”. But, on the other hand,
his attempt to argue for a completion of these domains in the State, or that
individuals could only be said to be free in allegiance to a State, has been,
at least since Marx, one of the most criticized aspects of his philosophy.
Finally, criticisms also frequently target the underlying intention behind such
claims: Hegel’s career-long insistence on finding some basic unity among the
many fragmented spheres of modern thought and existence, and his demand that this
unity be articulated in a discursive account, that it not be merely felt, or
gestured at, or celebrated in edifying speculation. PostHegelian thinkers have
tended to be suspicious of any such intimations of a whole for modern
experience, and have argued that, with the destruction of the premodern world,
we simply have to content ourselves with the disconnected, autonomous spheres
of modern interests. In his lecture courses these basic themes are treated in
wide-ranging accounts of the basic institutions of cultural history. History
itself is treated as fundamentally political history, and, in typically
Hegelian fashion, the major epochs of political history are claimed to be as
they were because of the internal inadequacies of past epochs, all until some final
political semiconsciousness is achieved and realized. Art is treated equally
developmentally, evolving from symbolic, through “classical,” to the most
intensely self-conscious form of aesthetic subjectivity, romantic art. The
Lectures on the Philosophy of Religion embody these themes in some of the most
controversial ways, since Hegel often treats religion and its development as a
kind of picture or accessible “representation” of his own views about the
relation of thought to being, the proper understanding of human finitude and
“infinity,” and the essentially social or communal nature of religious life.
This has inspired a characteristic debate among Hegel scholars, with some
arguing that Hegel’s appropriation of religion shows that his own themes are essentially
religious if an odd, pantheistic version of Christianity, while others argue
that he has so Hegelianized religious issues that there is little distinctively
religious left. Influence. This last debate is typical of that prominent in the
post-Hegelian tradition. Although, in the decades following his death, there
was a great deal of work by self-described Hegelians on the history of law, on
political philosophy, and on aesthetics, most of the prominent academic
defenders of Hegel were interested in theology, and many of these were
interested in defending an interpretation of Hegel consistent with traditional
Christian views of a personal God and personal immortality. This began to
change with the work of “young Hegelians” such as D. F. Strauss 180874,
Feuerbach 180472, Bruno Bauer 180982, and Arnold Ruge 180380, who emphasized
the humanistic and historical dimensions of Hegel’s account of religion,
rejected the Old Hegelian tendencies toward a reconciliation with contemporary
political life, and began to reinterpret and expand Hegel’s account of the
productive activity of human spirit eventually focusing on labor rather than
intellectual and cultural life. Strauss himself characterized the fight as
between “left,” “center,” and “right” Hegelians, depending on whether one was
critical or conservative politically, or had a theistic or a humanistic view of
Hegelian Geist. The most famous young or left Hegelian was Marx, especially
during his days in Paris as coeditor, with Ruge, of the Deutsch-französischen
Jahrbücher 1844. Hegel, Georg Wilhelm Friedrich Hegel, Georg Wilhelm Friedrich
369 AM
369 In Great Britain, with its long skeptical, empiricist, and
utilitarian tradition, Hegel’s work had little influence until the latter part
of the nineteenth century, when philosophers such as Green and Caird took up
some of the holistic themes in Hegel and developed a neo-Hegelian reading of
issues in politics and religion that began to have influence in the academy.
The most prominent of the British neo-Hegelians of the next generation were
Bosanquet, McTaggart, and especially Bradley, all of whom were interested in
many of the metaphysical implications of Hegel’s idealism, what they took to be
a Hegelian claim for the “internally related” interconnection of all
particulars within one single, ideal or mental, substance. Moore and Russell
waged a hugely successful counterattack in the name of traditional empiricism
and what would be called “analytic philosophy” against such an enterprise and
in this tradition largely finished off the influence of Hegel or what was left
of the historical Hegel in these neo-Hegelian versions. In G.y, Hegel has
continued to influence a number of different schools of neo-Marxism, sometimes
itself simply called “Hegelian Marxism,” especially the Frankfurt School, or
“critical theory” group especially Adorno, Horkheimer, and Marcuse. And he has
been extremely influential in France, particularly thanks to the lectures of a
brilliant if idiosyncratic Russian émigré, Alexander Kojève, who taught Hegel
in the 0s at the École Pratique des Hautes Études to the likes of Merleau-Ponty
and Lacan. Kojève was as much influenced by Marx and Heidegger as Hegel, but
his lectures inspired many thinkers to turn again to Hegel’s account of human
selfdefinition in time and to the historicity of all institutions and practices
and so forged an unusual link between Hegel and postwar existentialism.
Hegelian themes continue to resurface in contemporary hermeneutics, in
“communitarianism” in ethics, and in the increasing attention given to
conceptual change and history in the philosophy of science. This has meant for
many that Hegel should now be regarded not only as the origin of a distinctive
tradition in European philosophy that emphasizes the historical and social
nature of human existence, but as a potential contributor to many new and often
interdisciplinary approaches to philosophy.
Heideggerianism. Grice thought Heidegger was the greatest
philosopher that ever lived. Heideggerianism: Arendt, h. tuteed by
Heidegger and Jaspers; fled to France in 3; and emigrated in 1 to the United
States, where she taught at various universities. Her major works are The
Origins of Totalitarianism 1, The Human Condition 8, Between Past and Future 1,
On Revolution 3, Crises of the Republic 2, and The Life of the Mind 8. In
Arendt’s view, for reasons established by Kant and deepened by Nietzsche, there
is a breach between being and thinking, one that cannot be closed by thought.
Understood as philosophizing or contemplation, thinking is a form of egoism
that isolates us from one another and our world. Despite Kant, modernity
remains mired in egoism, a condition compounded by the emergence of a “mass”
that consists of bodies with needs temporarily met by producing and consuming
and which demands governments that minister to these needs. In place of
thinking, laboring, and the administration of things now called democracy, all
of which are instrumental but futile as responses to the “thrown” quality of
our condition, Arendt proposed to those capable of it a mode of being,
political action, that she found in pronounced form in pre-Socratic Greece and
briefly but gloriously at the founding of the Roman and republics. Political action is initiation,
the making of beginnings that can be explained neither causally nor
teleologically. It is done in the space of appearances constituted by the
presence of other political actors whose re-sponses the telling of equally unpredictable stories
concerning one another’s actions
determine what actions are taken and give character to the acting
participants. In addition to the refined discernments already implied,
political action requires the courage to initiate one knows not what. Its
outcome is power; not over other people or things but mutual empowerment to
continue acting in concert and thereby to overcome egoism and achieve positive
freedom and humanity. Heidegger, Martin:
“the greatest philosopher that ever lived” – H. P. Grice. G. philosopher whose
early works contributed to phenomenology and existentialism e.g., Sartre and
whose later works paved the way to hermeneutics Gadamer and post-structuralism
Derrida and Foucault. Born in Messkirch in the Black Forest region, Heidegger
first trained to be a Jesuit, but switched to mathematics and philosophy in 1.
As an instructor at Freiburg , he worked with the founder of phenomenology,
Husserl. His masterwork, Sein und Zeit Being and Time, 7, was published while
he was teaching at Marburg . This work, in opposition to the preoccupation with
epistemology dominant at the time, focused on the traditional question of
metaphysics: What is the being of entities in general? Rejecting abstract
theoretical approaches to this question, Heidegger drew on Kierkegaard’s
religious individualism and the influential movement called
life-philosophy Lebensphilosophie, then
identified with Nietzsche, Bergson, and Dilthey
to develop a highly original account of humans as embedded in concrete
situations of action. Heidegger accepted Husserl’s chair at Freiburg in 8; in
3, having been elected rector of the , he joined the Nazi party. Although he
stepped down as rector one year later, new evidence suggests complicity with
the Nazis until the end of the war. Starting in the late thirties, his writings
started to shift toward the “antihumanist” and “poetic” form of thinking
referred to as “later Heidegger.” Heidegger’s lifelong project was to answer
the “question of being” Seinsfrage. This question asks, concerning things in
general rocks, tools, people, etc., what is it to be an entity of these sorts?
It is the question of ontology first posed by ancient Grecian philosophers from
Anaximander to Aristotle. Heidegger holds, however, that philosophers starting
with Plato have gone astray in trying to answer this question because they have
tended to think of being as a property or essence enduringly present in things.
In other words, they have fallen into the “metaphysics of presence,” which
thinks of being as substance. What is overlooked in traditional metaphysics is
the background conditions that enable entities to show up as counting or
mattering in some specific way in the first place. In his early works,
Heidegger tries to bring this concealed dimension of things to light by
recasting the question of being: What is the meaning of being? Or, put
differently, how do entities come to show up as intelligible to us in some
determinate way? And this question calls for an analysis of the entity that has
some prior understanding of things: human existence or Dasein the G. word for “existence”
or “being-there,” used to refer to the structures of humans that make possible
an understanding of being. Heidegger’s claim is that Dasein’s pretheoretical or
“preontological” understanding of being, embodied in its everyday practices,
opens a “clearing” in which entities can show up as, say, tools, protons,
numbers, mental events, and so on. This historically unfolding clearing is what
the metaphysical tradition has overlooked. In order to clarify the conditions
that make possible an understanding of being, then, Being and Time begins with
an analytic of Dasein. But Heidegger notes that traditional interpretations of
human existence have been one-sided to the extent that they concentrate on our
ways of existing when we are engaged in theorizing and detached reflection. It
is this narrow focus on the spectator attitude that leads to the picture, found
in Descartes, of the self as a mind or subject representing material
objects the so-called subjectobject model.
In order to bypass this traditional picture, Heidegger sets out to describe
Dasein’s “average everydayness,” i.e., our ordinary, prereflective agency when
we are caught up in the midst of practical affairs. The “phenomenology of
everydayness” is supposed to lead us to see the totality of human existence,
including our moods, our capacity for authentic individuality, and our full
range of involvements with the world and with others. The analytic of Dasein is
also an ontological hermeneutics to the extent that it provides an account of
how understanding in general is possible. The result of the analytic is a
portrayal of human existence that is in accord with what Heidegger regards as
the earliest Grecian experience of being as an emerging-into-presence physis:
to be human is to be a temporal event of self-manifestation that lets other
sorts of entities first come to “emerge and abide” in the world. From the
standpoint of this description, the traditional concept of substance whether mental or physical simply has no role to play in grasping humans.
Heidegger’s brilliant diagnoses or “de-structurings” of the tradition suggest
that the idea of substance arises only when the conditions making entities
possible are forgotten or concealed. Heidegger holds that there is no pregiven
human essence. Instead, humans, as self-interpreting beings, just are what they
make of themselves in the course of their active lives. Thus, as everyday
agency, Dasein is not an object with properties, but is rather the “happening”
of a life course “stretched out between birth and death.” Understood as the
“historicity” of a temporal movement or “becoming,” Dasein is found to have
three main “existentials” or basic structures shared by every “existentiell”
i.e., specific and local way of living. First, Dasein finds itself thrown into
a world not of its choosing, already delivered over to the task of living out
its life in a concrete context. This “facticity” of our lives is revealed in
the moods that let things matter to us in some way or other e.g., the burdensome feelings of concern that
accompany being a parent in our culture. Second, as projection, Dasein is
always already taking some stand on its life by acting in the world. Understood
as agency, human existence is “ahead of itself” in two senses: 1 our competent
dealings with familiar situations sketch out a range of possibilities for how
things may turn out in the future, and 2 each of our actions is contributing to
shaping our lives as people of specific sorts. Dasein is futuredirected in the
sense that the ongoing fulfillment of possibilities in the course of one’s
active life constitutes one’s identity or being. To say that Dasein is
“being-toward-death” is to say that the stands we take our “understanding”
define our being as a totality. Thus, my actual ways of treating my children
throughout my life define my being as a parent in the end, regardless of what
good intentions I might have. Finally, Dasein is discourse in the sense that we
are always articulating or “addressing and
discussing” the entities that show up in
our concernful absorption in current situations. These three existentials
define human existence as a temporal unfolding. The unity of these
dimensions being already in a world,
ahead of itself, and engaged with things
Heidegger calls care. This is what it means to say that humans are the
entities whose being is at issue for them. Taking a stand on our own being, we
constitute our identity through what we do. The formal structure of Dasein as
temporality is made concrete through one’s specific involvements in the world
where ‘world’ is used in the life-world sense in which we talk about the
business world or the world of academia. Dasein is the unitary phenomenon of
being-in-the-world. A core component of Heidegger’s early works is his
description of how Dasein’s practical dealings with equipment define the being
of the entities that show up in the world. In hammering in a workshop, e.g.,
what ordinarily shows up for us is not a hammer-thing with properties, but
rather a web of significance relations shaped by Heidegger, Martin Heidegger,
Martin 371 AM 371 our projects. Hammering is “in order to”
join boards, which is “for” building a bookcase, which is “for the sake of” being
a person with a neat study. The hammer is encountered in terms of its place in
this holistic context of functionality
the “ready-to-hand.” In other words, the being of the equipment its “ontological definition” consists of its relations to other equipment
and its actual use within the entire practical context. Seen from this
standpoint, the brute, meaningless objects assumed to be basic by the
metaphysical tradition the
“present-at-hand” can show up only when
there is a breakdown in our ordinary dealings with things, e.g., when the
hammer breaks or is missing. In this sense, the ready-to-hand is said to be
more primordial than the material objects treated as basic by the natural
sciences. It follows, then, that the being of entities in the world is
constituted by the framework of intelligibility or “disclosedness” opened by Dasein’s
practices. This clearing is truth in the original meaning of the Grecian word
aletheia, which Heidegger renders as ‘un-concealment’. But it would be wrong to
think that what is claimed here is that humans are initially just given, and
that they then go on to create a clearing. For, in Heidegger’s view, our own
being as agents of specific types is defined by the world into which we are
thrown: in my workshop, I can be a craftsman or an amateur, but not a samurai
paying court to a daimyo. Our identity as agents is made possible by the
context of shared forms of life and linguistic practices of a public
life-world. For the most part, we exist as the “they” das Man, participants in
the historically constituted “cohappening of a people” Volk. The embeddedness
of our existence in a cultural context explains our inveterate tendency toward
inauthenticity. As we become initiated into the practices of our community, we
are inclined to drift along with the crowd, doing what “one” does, enacting
stereotyped roles, and thereby losing our ability to seize on and define our
own lives. Such falling into public preoccupations Heidegger sees as a sign
that we are fleeing from the fact that we are finite beings who stand before
death understood as the culmination of our possibilities. When, through anxiety
and hearing the call of conscience, we face up to our being-toward-death, our
lives can be transformed. To be authentic is to clear-sightedly face up to
one’s responsibility for what one’s life is adding up to as a whole. And
because our lives are inseparable from our community’s existence, authenticity
involves seizing on the possibilities circulating in our shared “heritage” in
order to realize a communal “destiny.” Heidegger’s ideal of resolute “taking
action” in the current historical situation no doubt contributed to his leap
into politics in the 0s. According to his writings of that period, the ancient
Grecians inaugurated a “first beginning” for Western civilization, but
centuries of forgetfulness beginning with the Latinization of Grecian words
have torn us away from the primal experience of being rooted in that initial
setting. Heidegger hoped that, guided by the insights embodied in great works
of art especially Hölderlin’s poetry, National Socialism would help bring about
a world-rejuvenating “new beginning” comparable to the first beginning in
ancient Greece. Heidegger’s later writings attempt to fully escape the
subjectivism he sees dominating Western thought from its inception up to
Nietzsche. “The Origin of the Work of Art” 5, for example, shows how a great
work of art such as a Grecian temple, by shaping the world in which a people
live, constitutes the kinds of people that can live in that world. An
Introduction to Metaphysics 5 tries to recover the Grecian experience of humans
as beings whose activities of gathering and naming logos are above all a
response to what is more than human. The later writings emphasize that which
resists all human mastery and comprehension. Such terms as ‘nothingness’,
‘earth’, and ‘mystery’ suggest that what shows itself to us always depends on a
background of what does not show itself, what remains concealed. Language comes
to be understood as the medium through which anything, including the human,
first becomes accessible and intelligible. Because language is the source of
all intelligibility, Heidegger says that humans do not speak, but rather
language speaks us an idea that became
central to poststructuralist theories. In his writings after the war, Heidegger
replaces the notions of resoluteness and political activism with a new ideal of
letting-be or releasement Gelassenheit, a stance characterized by meditative
thinking, thankfulness for the “gift” of being, and openness to the silent
“call” of language. The technological “enframing” Gestell of our age encountering everything as a standing reserve
on hand for our use is treated not as
something humans do, but instead as a manifestation of being itself. The
“anti-humanism” of these later works is seen in the description of technology
the mobilization of everything for the sole purpose of greater efficiency as an
epochal event in the “history of being,” a way things have come-into-their-own
Ereignis rather than as a human accomplishment. The history or “sending”
Geschick of being consists of epochs that have all gone increasingly astray
from the original beginning inaugurated by the pre-Socratics. Since human
willpower alone cannot bring about a new epoch, technology cannot be ended by
our efforts. But a non-technological way of encountering things is hinted at in
a description of a jug as a fourfold of earth, sky, mortals, and gods, and
Heidegger reflects on forms of poetry that point to a new, non-metaphysical way
of experiencing being. Through a transformed relation to language and art, and
by abandoning “onto-theology” the attempt to ground all entities in one supreme
entity, we might prepare ourselves for a transformed way of understanding
being.
Hellenistic philosophy,
the philosophical systems of the Hellenistic age 32330 B.C., although 31187
B.C. better defines it as a philosophical era, notably Epicureanism, Stoicism,
and Skepticism. These all emerged in the generation after Aristotle’s death 322
B.C., and dominated philosophical debate until the first century B.C., during
which there were revivals of traditional Platonism and of Aristotelianism. The
age was one in which much of the eastern Mediterranean world absorbed Grecian
culture was “Hellenized,” hence “Hellenistic”, and recruits to philosophy
flocked from this region to Athens, which remained the center of philosophical
activity until 87 B.C. Then the Roman sack of Athens drove many philosophers
into exile, and neither the schools nor the styles of philosophy that had grown
up there ever fully recovered. Very few philosophical writings survive intact
from the period. Our knowledge of Hellenistic philosophers depends mainly on
later doxography, on the Roman writers Lucretius and Cicero both mid-first
century B.C., and on what we learn from the schools’ critics in later
centuries, e.g. Sextus Empiricus and Plutarch. ’Skeptic’, a term not actually
current before the very end of the Hellenistic age, serves as a convenient
label to characterize two philosophical movements. The first is the New
Academy: the school founded by Plato, the Academy, became in this period a
largely dialectical one, conducting searching critiques of other schools’
doctrines without declaring any of its own, beyond perhaps the assertion
however guarded that nothing could be known and the accompanying recommendation
of “suspension of judgment” epoche. The nature and vivacity of Stoicism owed
much to its prolonged debates with the New Academy. The founder of this
Academic phase was Arcesilaus school head c.268 c.241; its most revered and
influential protagonist was Carneades school head in the mid-second century;
and its most prestigious voice was that of Cicero 10643 B.C., whose highly
influential philosophical works were written mainly from a New Academic stance.
But by the early first century B.C. the Academy was drifting back to a more
doctrinal stance, and in the later part of the century it was largely eclipsed
by a second “skeptic” movement, Pyrrhonism. This was founded by Aenesidemus, a
pioneering skeptic despite his claim to be merely reviving the philosophy of
Pyrrho, a philosophical guru of the early Hellenistic period. His
neo-Pyrrhonism survives today mainly through the writings of Sextus Empiricus
second century A.D., an adherent of the school who, strictly speaking,
represents its post-Hellenistic phase. The Peripatos, Aristotle’s school,
officially survived throughout the era, but it is not regarded as a
distinctively “Hellenistic” movement. Despite the eminence of Aristotle’s first
successor, Theophrastus school head 322287, it thereafter fell from prominence,
its fortunes only reviving around the mid-first century B.C. It is disputed how
far the other Hellenistic philosophers were even aware of Aristotle’s
treatises, which should not in any case be regarded as a primary influence on
them. Each school had a location in Athens to which it could draw pupils. The
Epicurean school was a relatively private institution, its “Garden” outside the
city walls housing a close-knit philosophical community. The Stoics took their
name from the Stoa Poikile, the “Painted Colonnade” in central Athens where
they gathered. The Academics were based in the Academy, a public grove just
outside the city. Philosophers were public figures, a familiar sight around
town. Each school’s philosophical identity was further clarified by its
absolute loyalty to the name of its founder
respectively Epicurus, Zeno of Citium, and Plato and by the polarities that developed in
interschool debates. Epicureanism is diametrically opposed on most issues to
Stoicism. Academic Skepticism provides another antithesis to Stoicism, not
through any positions of its own it had none, but through its unflagging
critical campaign against every Stoic thesis. It is often said that in this age
the old Grecian political institution of the city-state had broken down, and
that the Hellenistic philosophies were an answer to the resulting crisis of
values. Whether or not there is any truth in this, it remains clear that moral
concerns were now much less confined to the individual city-state than previously,
and that at an extreme the boundaries had been pushed back to include all
mankind within the scope of an individual’s moral obligations. Our “affinity”
oikeiosis to all mankind is an originally Stoic doctrine that acquired
increasing currency with other schools. This attitude partly reflects the
weakening of national and cultural boundaries in the Hellenistic period, as
also in the Roman imperial period that followed it. The three recognized
divisions of philosophy were ethics, logic, and physics. In ethics, the central
objective was to state and defend an account of the “end” telos, the moral goal
to which all activity was subordinated: the Epicureans named pleasure, the
Stoics conformity with nature. Much debate centered on the semimythical figure of
the wise man, whose conduct in every conceivable circumstance was debated by
all schools. Logic in its modern sense was primarily a Stoic concern, rejected
as irrelevant by the Epicureans. But Hellenistic logic included epistemology,
where the primary focus of interest was the “criterion of truth,” the ultimate
yardstick against which all judgments could be reliably tested. Empiricism was
a surprisingly uncontroversial feature of Hellenistic theories: there was
little interest in the Platonic-Aristotelian idea that knowledge in the strict
sense is non-sensory, and the debate between dogmatists and Skeptics was more
concerned with the question whether any proposed sensory criterion was
adequate. Both Stoics and Epicureans attached especial importance to prolepsis,
the generic notion of a thing, held to be either innate or naturally acquired
in a way that gave it a guaranteed veridical status. Physics saw an opposition
between Epicurean atomism, with its denial of divine providence, and the Stoic
world-continuum, imbued with divine rationality. The issue of determinism was
also placed on the philosophical map: Epicurean morality depends on the denial
of both physical and logical determinism, whereas Stoic morality is compatible
with, indeed actually requires, the deterministic causal nexus through which
providence operates.
Helmholtz, Hermann von
182, G. physiologist and physicist known for groundbreaking work in physics,
physiological optics, perceptual psychology, and the philosophy of geometry.
Formally trained as a physician, he distinguished himself in physics in 1848 as
a codiscoverer of the law of conservation of energy, and by the end of his life
was perhaps the most influential figure in G. physical research.
Philosophically, his most important influence was on the study of space.
Intuitionist psychologists held that the geometrical structure of
three-dimensional space was given directly in sensation by innate physiological
mechanisms; Helmholtz brought this theory to severe empirical trials and argued,
on the contrary, that our knowledge of space consists of inferences from
accumulated experience. On the mathematical side, he attacked Kant’s view that
Euclidean geometry is the a priori form of outer intuition by showing that it
is possible to have visual experience of non-Euclidean space “On the Origins
and Meaning of Geometrical Axioms,” 1870. His crucial insight was that
empirical geometry depends on physical assumptions about the behavior of
measuring instruments. This inspired the view of Poincaré and logical
empiricism that the empirical content of geometry is fixed by physical
definitions, and made possible Einstein’s use of non-Euclidean geometry in
physics.
Helvétius, Claude Adrien
171571, philosopher prominent in the
formative phases of eighteenth-century materialism in France. His De l’esprit
1758 was widely discussed internationally, but condemned by the of Paris and burned by the government.
Helvétius attempted to clarify his doctrine in his posthumously published De
l’homme. Following Locke’s criticism of the innate ideas, Helvétius stressed
the function of experience in our acquisition of knowledge. In accord with the
doctrines of d’Holbach, Condillac, and La Mettrie, the materialist Helvétius
regarded the sensations as the basis of all our knowledge. Only by comparison,
abstraction, and combination of sensations do we reach the level of concepts.
Peculiar to Helvétius, however, is the stress on the social determinations of
our knowledge. Specific interests and passions are the starting point of all
our striving for knowledge. Egoism is the spring of our desires and actions.
The civil laws of the enlightened state enabled egoism to be transformed into
social competition and thereby diverted toward public benefits. Like his
materialist contemporary d’Holbach and later Condorcet, Helvétius sharply
criticized the social function of the church. Priests, he claimed, provided
society with wrong moral ideas. He demanded a thorough reform of the
educational system for the purpose of individual and social emancipation. In
contrast to the teachings of Rousseau, Helvétius praised the further
development of science, art, and industry as instruments for the historical
progress of mankind. The ideal society consists of enlightened because
well-educated citizens living in comfortable and even moderately luxurious
circumstances. All people should participate in the search for truth, by means
of public debates and discussions. Truth is equated with the moral good.
Helvétius had some influence on Marxist historical materialism. H.P. Hempel,
Carl Gustav 597, eminent philosopher of science associated with the Vienna
Circle of logical empiricist philosophers in the early 0s, before his
emigration to the United States; thereafter he became one of the most influential
philosophers of science of his time, largely through groundbreaking work on the
logical analysis of the concepts of confirmation and scientific explanation.
Hempel received his doctorate under Reichenbach at the of Berlin in 4 with a dissertation on the
logical analysis of probability. He studied with Carnap at the of Vienna in 930, where he participated in
the “protocol-sentence debate” concerning the observational basis of scientific
knowledge raging within the Vienna Circle between Moritz Schlick 26 and Otto
Neurath 25. Hempel was attracted to the “radical physicalism” articulated by
Neurath and Carnap, which denied the foundational role of immediate experience
and asserted that all statements of the total language of science including
observation reports or protocol-sentences can be revised as science progresses.
This led to Hempel’s first major publication, “On the Logical Positivists’
Theory of Truth” 5. He moved to the United States to work with Carnap at
the of Chicago in 738. He also taught at
Queens and Yale before his long career
at Princeton 55. In the 0s he collaborated with his friends Olaf Helmer and
Paul Oppenheim on a celebrated series of papers, the most influential of which
are “Studies in the Logic of Confirmation” 5 and “Studies in the Logic of
Explanation” 8, coauthored with Oppenheim. The latter paper articulated the
deductive-nomological model, which characterizes scientific explanations as
deductively valid arguments proceeding from general laws and initial conditions
to the fact to be explained, and served as the basis for all future work on the
subject. Hempel’s papers on explanation and confirmation and also related
topics such as concept formation, criteria of meaningfulness, and scientific
theories were collected together in Aspects of Scientific Explanation 5, one of
the most important works in postwar philosophy of science. He also published a
more popular, but extremely influential introduction to the field, Philosophy
of Natural Science 6. Hempel and Kuhn became colleagues at Princeton in the 0s.
Another fruitful collaboration ensued, as a result of which Hempel moved away
from the Carnapian tradition of logical analysis toward a more naturalistic and
pragmatic conception of science in his later work. As he himself explains,
however, this later turn can also be seen as a return to a similarly
naturalistic conception Neurath had earlier defended within the Vienna
Circle.
henotheism, allegiance to
one supreme deity while conceding existence to others; also described as monolatry,
incipient monotheism, or practical monotheism. It occupies a middle ground
between polytheism and radical monotheism, which denies reality to all gods
save one. It has been claimed that early Judaism passed through a henotheistic
phase, acknowledging other Middle Eastern deities albeit condemning their
worship, en route to exclusive recognition of Yahweh. But the concept of
progress from polytheism through henotheism Hempel, Carl Gustav henotheism
375 AM
375 to monotheism is a rationalizing construct, and cannot be supposed
to capture the complex development of any historical religion, including that
of ancient Israel.
Henry of Ghent c.121793,
Belgian theologian and philosopher. After serving as a church official at
Tournai and Brugge, he taught theology at Paris from 1276. His major writings
were Summa quaestionum ordinariarum Summa of Ordinary Questions and Quodlibeta
Quodlibetal Questions. He was the leading representative of the neoAugustinian
movement at Paris in the final quarter of the thirteenth century. His theory of
knowledge combines Aristotelian elements with Augustinian illuminationism.
Heavily dependent on Avicenna for his view of the reality enjoyed by essences
of creatures esse essentiae from eternity, he rejected both real distinction
and real identity of essence and existence in creatures, and defended their
intentional distinction. He also rejected a real distinction between the soul
and its powers and rejected the purely potential character of prime matter. He
defended the duality of substantial form in man, the unicity of form in other
material substances, and the primacy of will in the act of choice. J.F.W.
Hentisberi, Hentisberus.
Heraclitus fl. c.500
B.C., Grecian philosopher. A transition figure between the Milesian philosophers
and the later pluralists, Heraclitus stressed unity in the world of change. He
follows the Milesians in positing a series of cyclical transformations of basic
stuffs of the world; for instance, he holds that fire changes to water and
earth in turn. Moreover, he seems to endorse a single source or arche of
natural substances, namely fire. But he also observes that natural
transformations necessarily involve contraries such as hot and cold, wet and
dry. Indeed, without the one contrary the other would not exist, and without
contraries the cosmos would not exist. Hence strife is justice, and war is the
father and king of all. In the conflict of opposites there is a hidden harmony
that sustains the world, symbolized by the tension of a bow or the attunement of
a lyre. Scholars disagree about whether Heraclitus’s chief view is that there
is a one in the many or that process is reality. Clearly the underlying unity
of phenomena is important for him. But he also stresses the transience of
physical substances and the importance of processes and qualities. Moreover,
his underlying source of unity seems to be a law of process and opposition;
thus he seems to affirm both the unity of phenomena and the reality of process.
Criticizing his predecessors such as Pythagoras and Xenophanes for doing
research without insight, Heraclitus claims that we should listen to the logos,
which teaches that all things are one. The logos, a principle of order and
knowledge, is common to all, but the many remain ignorant of it, like sleepwalkers
unaware of the reality around them. All things come to pass according to the
logos; hence it is the law of change, or at least its expression. Heraclitus
wrote a single book, perhaps organized into sections on cosmology, politics and
ethics, and theology. Apparently, however, he did not provide a continuous
argument but a series of epigrammatic remarks meant to reveal the nature of
reality through oracular and riddling language. Although he seems to have been
a recluse without immediate disciples, he may have stirred Parmenides to his
reaction against contraries. In the late fifth century B.C. Cratylus of Athens
preached a radical Heraclitean doctrine according to which everything is in
flux and there is accordingly no knowledge of the world. This version of
Heracliteanism influenced Plato’s view of the sensible world and caused Plato
and Aristotle to attribute a radical doctrine of flux to Heraclitus. Democritus
imitated Heraclitus’s ethical sayings, and in Hellenistic times the Stoics
appealed to him for their basic principles.
Herbart, Johann Friedrich
17761841, G. philosopher who significantly contributed to psychology and the
theory of education. Rejecting the idealism of Fichte and Hegel, he attempted
to establish a form of psychology founded on experience. The task of philosophy
is the analysis of concepts given in ordinary experience. Logic must clarify
these concepts, Metaphysics should correct them, while Aesthetics and Ethics
are to complement them by an analysis of values. Herbart advocated a form of
determinism in psychology and ethics. The laws that govern psychological
processes are identical with those that govern the heavens. He subordinated
ethics to aesthetics, arguing that our moral values originate from certain
immediate and involuntary judgments of like and dislike. The five basic ideas
of morality are inner freedom, perfection, benevolence, law, and justice or
equity. Herbart’s view of education that
it should aim at producing individuals who possess inner freedom and strength
of character was highly influential in
nineteenth-century Germany.
Herder, Johann Gottfried
von 17441803, G. philosopher, an intellectual and literary figure central to
the transition from the G. Enlightenment to Romanticism. He was born in East
Prussia and received an early classical education. About 1762, while studying
theology at the of Königsberg, he came
under the influence of Kant. He also began a lifelong friendship with Hamann,
who especially stimulated his interests in the interrelations among language,
culture, and history. After ordination as a Lutheran minister in 1765, he began
his association with the Berlin Academy, earning its prestigious “prize” for
his “Essay on the Origin of Language” 1772. In 1776 he was appointed
Generalsuperintendent of the Lutheran clergy at Weimar through the intercession
of Goethe. He was then able to focus his intellectual and literary powers on
most of the major issues of his time. Of particular note are his contributions
to psychology in Of the Cognition and Sensation of the Human Soul 1778; to the
philosophy of history and culture in Ideas for the Philosophy of the History of
Mankind 178491, perhaps his most influential work; and to philosophy in
Understanding and Experience 1799, which contains his extensive Metakritik of
Kant’s Critique of Pure Reason. Herder was an intellectual maverick and
provocateur, writing when the Enlightenment conception of reason was in decline
but before its limited defense by Kant or its total rejection by Romanticism
had become entrenched in the G.-speaking world. Rejecting any rational system,
Herder’s thought is best viewed as a mosaic of certain ideas that reemerge in
various guises throughout his writings. Because of these features, Herder’s
thought has been compared with that of Rousseau. Herder’s philosophy can be
described as involving elements of naturalism, organicism, and vitalism. He
rejected philosophical explanations, appealing to the supernatural or divine,
such as the concept of the “immortal soul” in psychology, a “divine origin” of
language, or “providence” in history. He sought to discern an underlying
primordial force to account for the psychological unity of the various
“faculties.” He viewed this natural tendency toward “organic formation” as also
operative in language and culture, and as ultimately manifested in the dynamic
development of the various cultures in the form of a universal history.
Finally, he often wrote in a way that suggested the dynamic process of life
itself as the basic metaphor undergirding his thought. His influence can be
traced through Humboldt into later linguistics and through Schelling and Hegel
in the philosophy of history and later G. historicism. He anticipated elements
of vitalism in Schopenhauer and Bergson.
hermeneutics, the art or
theory of interpretation, as well as a type of philosophy that starts with
questions of interpretation. Originally concerned more narrowly with
interpreting sacred texts, the term acquired a much broader significance in its
historical development and finally became a philosophical position in
twentieth-century G. philosophy. There are two competing positions in
hermeneutics: whereas the first follows Dilthey and sees interpretation or
Verstehen as a method for the historical and human sciences, the second follows
Heidegger and sees it as an “ontological event,” an interaction between
interpreter and text that is part of the history of what is understood.
Providing rules or criteria for understanding what an author or native “really”
meant is a typical problem for the first approach. The interpretation of the
law provides an example for the second view, since the process of applying the
law inevitably transforms it. In general, hermeneutics is the analysis of this
process and its conditions of possibility. It has typically focused on the
interpretation of ancient texts and distant peoples, cases where the
unproblematic everyday understanding and communication cannot be assumed.
Schleiermacher’s analysis of understanding and expression related to texts and
speech marks the beginning of hermeneutics in the modern sense of a scientific
methodology. This emphasis on methodology continues in nineteenth-century
historicism and culminates in Dilthey’s attempt to ground the human sciences in
a theory of interpretation, understood as the imaginative but publicly
verifiable reenactment of the subjective experiences of others. Such a method
of interpretation reveals the possibility of an objective knowledge of human
beings not accessible to empiricist inquiry and thus of a distinct methodology
for the human sciences. One result of the analysis of interpretation in the
nineteenth century was the recognition of “the hermeneutic circle,” first
developed by SchleierHerder, Johann Gottfried von hermeneutics 377 AM
377 macher. The circularity of interpretation concerns the relation of
parts to the whole: the interpretation of each part is dependent on the
interpretation of the whole. But interpretation is circular in a stronger
sense: if every interpretation is itself based on interpretation, then the
circle of interpretation, even if it is not vicious, cannot be escaped.
Twentieth-century hermeneutics advanced by Heidegger and Gadamer radicalize
this notion of the hermeneutic circle, seeing it as a feature of all knowledge
and activity. Hermeneutics is then no longer the method of the human sciences
but “universal,” and interpretation is part of the finite and situated
character of all human knowing. “Philosophical hermeneutics” therefore
criticizes Cartesian foundationalism in epistemology and Enlightenment
universalism in ethics, seeing science as a cultural practice and prejudices or
prejudgments as ineliminable in all judgments. Positively, it emphasizes
understanding as continuing a historical tradition, as well as dialogical openness,
in which prejudices are challenged and horizons broadened.
hermetism, also
hermeticism, a philosophical theology whose basic impulse was the gnostic
conviction that human salvation depends on revealed knowledge gnosis of God and
of the human and natural creations. Texts ascribed to Hermes Trismegistus, a
Greco-Egyptian version of the Egyptian god Thoth, may have appeared as early as
the fourth century B.C., but the surviving Corpus Hermeticum in Grecian and
Latin is a product of the second and third centuries A.D. Fragments of the same
literature exist in Grecian, Armenian, and Coptic as well; the Coptic versions
are part of a discovery made at Nag Hammadi after World War II. All these
Hermetica record hermetism as just described. Other Hermetica traceable to the
same period but surviving in later Arabic or Latin versions deal with
astrology, alchemy, magic, and other kinds of occultism. Lactantius, Augustine,
and other early Christians cited Hermes but disagreed on his value; before
Iamblichus, pagan philosophers showed little interest. Muslims connected Hermes
with a Koranic figure, Idris, and thereby enlarged the medieval hermetic
tradition, which had its first large effects in the Latin West among the
twelfth-century Platonists of Chartres. The only ancient hermetic text then
available in the West was the Latin Asclepius, but in 1463 Ficino interrupted
his epochal translation of Plato to Latinize fourteen of the seventeen Grecian
discourses in the main body of the Corpus Hermeticum as distinct from the many
Grecian fragments preserved by Stobaeus but unknown to Ficino. Ficino was
willing to move so quickly to Hermes because he believed that this Egyptian
deity stood at the head of the “ancient theology” prisca theologia, a tradition
of pagan revelation that ran parallel to Christian scripture, culminated with
Plato, and continued through Plotinus and the later Neoplatonists. Ficino’s
Hermes translation, which he called the Pimander, shows no interest in the
magic and astrology about which he theorized later in his career. Trinitarian
theology was his original motivation. The Pimander was enormously influential
in the later Renaissance, when Giovanni Pico della Mirandola, Lodovico
Lazzarelli, Jacques Lefèvre d’Etaples, Symphorien Champier, Francesco Giorgi,
Agostino Steuco, Francesco Patrizi, and others enriched Western appreciation of
Hermes. The first printed Grecian Hermetica was the 1554 edition of Adrien
Turnebus. The last before the nineteenth century appeared in 1630, a textual
hiatus that reflected a decline in the reputation of Hermes after Isaac
Casaubon proved philologically in 1614 that the Grecian Hermetica had to be
post-Christian, not the remains of primeval Egyptian wisdom. After Casaubon,
hermetic ideas fell out of fashion with most Western philosophers of the
current canon, but the historiography of the ancient theology remained
influential for Newton and for lesser figures even later. The content of the
Hermetica was out of tune with the new science, so Casaubon’s redating left Hermes
to the theosophical heirs of Robert Fludd, whose opponents Kepler, Mersenne,
Gassendi turned away from the Hermetica and similar fascinations of Renaissance
humanist culture. By the nineteenth century, only theosophists took Hermes
seriously as a prophet of pagan wisdom, but he was then rediscovered by G.
students of Christianity and Hellenistic religions, especially Richard
Reitzenstein, who published his Poimandres in 4. The ancient Hermetica are now
read in the 654 edition of A. D. Nock and A. J. Festugière.
Herzen, Alexander 181270,
Russian editor, memoirist, and social philosopher, in exile in Western Europe
from 1847. Herzen moved in his philosophy of history from an early Hegelian
rationalism to a “philosophy of contingency,” stressing the “whirlwind of
chances” in nature and in human life and the “tousled improvisation” of the
historical process. He rejected determinism, emphasizing the “phenomenological
fact” of the experienced “sense of freedom.” Anticipating the Dostoevsky of the
“Legend of the Grand Inquisitor,” he offered an original analysis of the
“escape from freedom” and the cleaving to moral and political authority, and
sketched a curiously contemporary-sounding “emotivist” ethical theory. After
1848, disillusioned with “bourgeois” Europe and its “selfenclosed
individualism,” but equally disillusioned with what he had come to see as the
bourgeois ideal of many European socialists, Herzen turned to the Russian
peasant and the peasant village commune as offering the best hope for a humane development
of society. In this “Russian socialism” he anticipated a central doctrine of
the Russian populists of the 1870s. Herzen stood alone in resisting the common
tendency of such otherwise different thinkers as Feuerbach, Marx, and J. S.
Mill to undervalue the historical present, to overvalue the historical future,
and to treat actual persons as means in the service of remote, merely possible
historical ends. Herzen’s own central emphasis fell powerfully and consistently
on the freedom, independence, and non-instrumentalizable value of living
persons. And he saw more clearly than any of his contemporaries that there are
no future persons, that it is only in the present that free human individuals
live and move and have their being.
heuristics, a rule or
solution adopted to reduce the complexity of computational tasks, thereby
reducing demands on resources such as time, memory, and attention. If an
algorithm is a procedure yielding a correct solution to a problem, then a
heuristic procedure may not reach a solution even if there is one, or may
provide an incorrect answer. The reliability of heuristics varies between
domains; the resulting biases are predictable, and provide information about
system design. Chess, for example, is a finite game with a finite number of
possible positions, but there is no known algorithm for finding the optimal
move. Computers and humans both employ heuristics in evaluating intermediate
moves, relying on a few significant cues to game quality, such as safety of the
king, material balance, and center control. The use of these criteria
simplifies the problem, making it computationally tractable. They are heuristic
guides, reliable but limited in success. There is no guarantee that the result
will be the best move or even good. They are nonetheless satisfactory for
competent chess. Work on human judgment indicates a similar moral. Examples of
judgmental infelicities support the view that human reasoning systematically
violates standards for statistical reasoning, ignoring base rates, sample size,
and correlations. Experimental results suggest that humans utilize judgmental
heuristics in gauging probabilities, such as representativeness, or the degree
to which an individual or event resembles a prototypical member of a category.
Such heuristics produce reasonable judgments in many cases, but are of limited
validity when measured by a Bayesian standard. Judgmental heuristics are biased
and subject to systemic errors. Experimental support for the importance of
these heuristics depends on cases in which subjects deviate from the normative
standard.
hexis Grecian, from hexo,
‘to have’, ‘to be disposed’, a good or bad condition, disposition, or state.
The traditional rendering, ‘habit’ Latin habitus, is misleading, for it tends
to suggest the idea of an involuntary and merely repetitious pattern of
behavior. A hexis is rather a state of character or of mind that disposes us to
deliberately choose to act or to think in a certain way. The term acquired a
quasi-technical status after Aristotle advanced the view that hexis is the
genus of virtue, both moral and intellectual. In the Nicomachean Ethics he
distinguishes hexeis from passions pathe and faculties dunamis of the soul. If
a man fighting in the front ranks feels afraid when he sees the enemy
approaching, he is undergoing an involuntary passion. His capacity to be
affected by fear on this or other occasions is part of his makeup, one of his
faculties. If he chooses to stay where his commanders placed him, this is due
to the hexis or state of character we call courage. Likewise, one who is
consistently good at identifying what is best for oneself can be said to
possess a hexis called prudence. Not all states and dispositions are
commendable. Cowardice and stupidity are also hexeis. Both in the sense of
‘state’ and of ‘possession’ hexis plays a role in Aristotle’s Categories.
Heytesbury, William, also
called Hentisberus, Hentisberi, Tisberi before 1313c.1372, English philosopher
and chancellor of Oxford . He wrote Sophismata “Sophisms”, Regulae solvendi
sophismata “Rules for Solving Sophisms”, and De sensu composito et diviso “On
the Composite and Divided Sense”. Other works are doubtfully attributed to him.
Heytesbury belonged to the generation immediately after Thomas Bradwardine and
Kilvington, and was among the most significant members of the Oxford
Calculators, important in the early developemnt of physics. Unlike Kilvington
but like Bradwardine, he appealed to mathematical calculations in addition to
logical and conceptual analysis in the treatment of change, motion,
acceleration, and other physical notions. His Regulae includes perhaps the most
influential treatment of the liar paradox in the Middle Ages. Heytesbury’s work
makes widespread use of “imaginary” thought experiments assuming physical
impossibilities that are yet logically consistent. His influence was especially
strong in Italy in the fifteenth century, where his works were studied widely
and commented on many times.
hierarchy, a division of
mathematical objects into subclasses in accordance with an ordering that
reflects their complexity. Around the turn of the century, analysts interested
in the “descriptive set theory” of the real numbers defined and studied two
systems of classification for sets of reals, the Borel (due to Emil Borel) and
the G hierarchies. In the 1940s, logicians interested in recursion and
definability (most importantly, Stephen Kleene) introduced and studied other
hierarchies (the arithmetic, the hyperarithmetic, and the analytical
hierarchies) of reals (identified with sets of natural numbers) and of sets of
reals; the relations between this work and the earlier work were made explicit
in the 1950s by J. Addison. Other sorts of hierarchies have been introduced in
other corners of logic. All these so-called hierarchies have at least this in
common: they divide a class of mathematical objects into subclasses subject to
a natural well-founded ordering (e.g., by subsethood) that reflects the
complexity (in a sense specific to the hierarchy under consideration) of the
objects they contain. What follows describes several hierarchies from the study
of definability. (For more historical and mathematical information see
Descriptive Set Theory by Y. Moschovakis, North-Holland Publishing Co., 1980.)
(1) Hierarchies of formulas. Consider a formal language L with quantifiers ‘E’
and ‘D’. Given a set B of formulas in L, we inductively define a hierarchy that
treats the members of B as “basic.” Set P0 % S0 % B. Suppose sets Pn and Sn of
formulas have been defined. Let Pn!1 % the set of all formulas of the form Q1u1
. . . Qmumw when u1, . . . , um are distinct variables, Q1, . . . , Qm are all
‘E’, m M 1, and w 1 Sn. Let Sn+1 % the set of all formulas of that form for Q1,
. . . , Qm all ‘D’, and w 1 Pn. Here are two such hierarchies for languages of
arithmetic. Take the logical constants to be truthfunctions, ‘E’ and ‘D’. (i)
Let L0 % the first-order language of arithmetic, based on ‘%’, a two-place
predicate-constant ‘‹’, an individual-constant for 0, functionconstants for
successor, addition, and multiplication; ‘first-order’ means that bound
variables are all first-order (ranging over individuals); we’ll allow free
second-order variables (ranging over properties or sets of individuals). Let B
% the set of bounded formulas, i.e. those formed from atomic formulas using
connectives and bounded quantification: if w is bounded so are Eu(u ‹ t / w)
and Du(u ‹ t & w). (ii) Let L1 % the second-order language of arithmetic
(formed from L0 by allowing bound second-order variables); let B % the set of
formulas in which no second-order variable is bound, and take all u1, . . . ,
um as above to be second-order variables. (2) Hierarchies of definable sets.
(i) The Arithmetic Hierarchy. For a set of natural numbers (call such a thing ‘a
real’) A : A 1 P0 n [ or S0 n ] if and only if A is defined over the standard
model of arithmetic (i.e., with the constant for 0 assigned to 0, etc., and
with the first-order variables ranging over the natural numbers) by a formula
of L0 in Pn [respectively Sn] as described in (1.i). Set D0 n % P0 n Thus: In
fact, all these inclusions are proper. This hierarchy classifies the reals
simple enough to be defined by arithmetic formulas. Example: ‘Dy x % y ! y’
defines the set even of even natural numbers; the formula 1 S1, so even 1 S0 1;
even is also defined by a formula in P1; so even 1 P0 1, giving even 1 D0 1. In
fact, S0 1 % the class of recursively enumerable reals, and D0 1 % the class of
recursive reals. The classification of reals under the arithmetic hierarchy
reflects complexity of defining formulas; it differs from classification in
terms of a notion of degree of unsolvability, that reflecting a notion of
comparative computational complexity; but there are connections between these
classifications. The Arithmetic Hierarchy extends to sets of reals (using a
free second-order variable in defining sentences). Example: ‘Dx (Xx & Dy y
% x ! x)’ 1 S1 and defines the set of those reals with an even number; so that
set 1 S0 1.The Analytical Hierarchy. Given a real A : A 1 P1 n [S1 1] if and
only if A is defined (over the standard model of arithmetic with second-order
variables ranging over all sets of natural numbers) by a formula of L1 in Pn
(respectively Sn) as described in (1.ii); D1 n % P1 n 3 S1 n. Similarly for a
set of reals. The inclusions pictured above carry over, replacing superscripted
0’s by 1’s. This classifies all reals and sets of reals simple enough to have
analytical (i.e., second-order arithmetic) definitions.The subscripted ‘n’ in
‘P0 n’, etc., ranged over natural numbers. But the Arithmetic Hierarchy is
extended “upward” into the transfinite by the ramified-analytical hierarchy.
Let R0 % the class of all arithmetical reals. For an ordinal a let Ra!1 % the
class of all sets of reals definable by formulas of L1 in which second-order
variables range only over reals in Ra – this constraint imposes ramification.
For a limit-ordinal l, let Rl % UaThe above hierarchies arise in arithmetic.
Similar hierarchies arise in pure set theory; e.g. by transferring the
“process” that produced the ramified analytical hierarchy to pure set theory we
obtain the constructible hierarchy, defined by Gödel in his 1939 monograph on
the continuum hypothesis.
Hilbert, D. – G.
mathematician and philosopher of mathematics. Born in Königsberg, he also
studied and served on the faculty there, accepting Weber’s chair in mathematics
at Göttingen in 1895. He made important contributions to many different areas
of mathematics and was renowned for his grasp of the entire discipline. His
more philosophical work was divided into two parts. The focus of the first,
which occupied approximately ten years beginning in the early 1890s, was the
foundations of geometry and culminated in his celebrated Grundlagen der
Geometrie (1899). This is a rich and complex work that pursues a variety of
different projects simultaneously. Prominent among these is one whose aim is to
determine the role played in geometrical reasoning by principles of continuity.
Hilbert’s interest in this project was rooted in Kantian concerns, as is
confirmed by the inscription, in the Grundlagen, of Kant’s synopsis of his
critical philosophy: “Thus all human knowledge begins with intuition, goes from
there to concepts and ends with ideas.” Kant believed that the continuous could
not be represented in intuition and must therefore be regarded as an idea of
pure reason – i.e., as a device playing a purely regulative role in the
development of our geometrical knowledge (i.e., our knowledge of the spatial
manifold of sensory experience). Hilbert was deeply influenced by this view of
Kant’s and his work in the foundations of geometry can be seen, in large part,
as an attempt to test it by determining whether (or to what extent) pure
geometry can be developed without appeal to principles concerning the nature of
the continuous. To a considerable extent, Hilbert’s work confirmed Kant’s view
– showing, in a manner more precise than any Kant had managed, that appeals to
the continuous can indeed be eliminated from much of our geometrical reasoning.
The same basic Kantian orientation also governed the second phase of Hilbert’s
foundational work, where the focus was changed from geometry to arithmetic and
analysis. This is the phase during which Hilbert’s Program was developed. This
project began to take shape in the 1917 essay “Axiomatisches Denken.” (The 1904
paper “Über die Grundlagen der Logik und Arithmetik,” which turned away from
geometry and toward arithmetic, does not yet contain more than a glimmer of the
ideas that would later become central to Hilbert’s proof theory.) It reached
its philosophically most mature form in the 1925 essay “Über das Unendliche,”
the 1926 address “Die Grundlagen der Mathematik,” and the somewhat more popular
1930 paper “Naturerkennen und Logik.” (From a technical as opposed to a
philosophical vantage, the classical statement is probably the 1922 essay
“Neubegründung der Mathematik. Erste Mitteilung.”) The key elements of the
program are (i) a distinction between real and ideal propositions and methods of
proof or derivation; (ii) the idea that the so-called ideal methods, though,
again, playing the role of Kantian regulative devices (as Hilbert explicitly
and emphatically declared in the 1925 paper), are nonetheless indispensable for
a reasonably efficient development of our mathematical knowledge; and (iii) the
demand that the reliability of the ideal methods be established by real (or
finitary) means. As is well known, Hilbert’s Program soon came under heavy
attack from Gödel’s incompleteness theorems (especially the second), which have
commonly been regarded as showing that the third element of Hilbert’s Program
(i.e., the one calling for a finitary proof of the reliability of the ideal
systems of classical mathematics) cannot be carried out. Hilbert’s Program, a
proposal in the foundations of mathematics, named for its developer, the German
mathematician-philosopher David Hilbert, who first formulated it fully in the
1920s. Its aim was to justify classical mathematics (in particular, classical
analysis and set theory), though only as a Kantian regulative device and not as
descriptive science. The justification thus presupposed a division of classical
mathematics into two parts: the part (termed real mathematics by Hilbert) to be
regulated, and the part (termed ideal mathematics by Hilbert) serving as
regulator. Real mathematics was taken to consist of the meaningful, true
propositions of mathematics and their justifying proofs. These proofs –
commonly known as finitary proofs – were taken to be of an especially
elementary epistemic character, reducing, ultimately, to quasi-perceptual
intuitions concerning finite assemblages of perceptually intuitable signs
regarded from the point of view of their shapes and sequential arrangement.
Ideal mathematics, on the other hand, was taken to consist of sentences that do
not express genuine propositions and derivations that do not constitute genuine
proofs or justifications. The epistemic utility of ideal sentences (typically
referred to as ideal propositions, though, as noted above, they do not express
genuine propositions at all) and proofs was taken to derive not from their
meaning and/or evidentness, but rather from the role they play in some formal
algebraic or calculary scheme intended to identify or locate the real truths.
It is thus a metatheoretic function of the formal or algebraic properties
induced on those propositions and proofs by their positions in a larger
derivational scheme. Hilbert’s ideal mathematics was thus intended to bear the
same relation to his real mathematics as Kant’s faculty of pure reason was
intended to bear to his faculty of understanding. It was to be a regulative
device whose proper function is to guide and facilitate the development of our
system of real judgments. Indeed, in his 1925 essay “Über das Unendliche,”
Hilbert made just this point, noting that ideal elements do not correspond to
anything in reality but serve only as ideas “if, following Kant’s terminology,
one understands as an idea a concept of reason which transcends all experience
and by means of which the concrete is to be completed into a totality.” The
structure of Hilbert’s scheme, however, involves more than just the division of
classical mathematics into real and ideal propositions and proofs. It uses, in
addition, a subdivision of the real propositions into the problematic and the
unproblematic. Indeed, it is this subdivision of the reals that is at bottom
responsible for the introduction of the ideals. Unproblematic real
propositions, described by Hilbert as the basic equalities and inequalities of
arithmetic (e.g., ‘3 ( 2’, ‘2 ‹ 3’, ‘2 ! 3 % 3 ! 2’) together with their
sentential (and certain of their bounded quantificational) compounds, are the
evidentially most basic judgments of mathematics. They are immediately intelligible
and decidable by finitary intuition. More importantly, they can be logically
manipulated in all the ways that classical logic allows without leading outside
the class of real propositions. The characteristic feature of the problematic
reals, on the other hand, is that they cannot be so manipulated. Hilbert gave
two kinds of examples of problematic real propositions. One consisted of
universal generalizations like ‘for any non-negative integer a, a ! 1 % 1 ! a’,
which Hilbert termed hypothetical judgments. Such propositions are problematic
because their denials do not bound the search for counterexamples. Hence, the
instance of the (classical) law of excluded middle that is obtained by
disjoining it with its denial is not itself a real proposition. Consequently,
it cannot be manipulated in all the ways permitted by classical logic without
going outside the class of real propositions. Similarly for the other kind of
problematic real discussed by Hilbert, which was a bounded existential
quantification. Every such sentence has as one of its classical consequents an
unbounded existential quantification of the same matrix. Hence, since the
latter is not a real proposition, the former is not a real proposition that can
be fully manipulated by classical logical means without going outside the class
of real propositions. It is therefore “problematic.” The question why full
classical logical manipulability should be given such weight points up an
important element in Hilbert’s thinking: namely, that classical logic is
regarded as the preferred logic of human thinking – the logic of the optimally
functioning human epistemic engine, the logic according to which the human mind
most naturally and efficiently conducts its inferential affairs. It therefore
has a special psychological status and it is because of this that the right to
its continued use must be preserved. As just indicated, however, preservation
of this right requires addition of ideal propositions and proofs to their real
counterparts, since applying classical logic to the truths of real mathematics
leads to a system that contains ideal as well as real elements. Hilbert
believed that to justify such an addition, all that was necessary was to show
it to be consistent with real mathematics (i.e., to show that it proves no real
proposition that is itself refutable by real means). Moreover, Hilbert believed
that this must be done by finitary means. The proof of Gödel’s second
incompleteness theorem in 1931 brought considerable pressure to bear on this
part of Hilbert’s Program even though it may not have demonstrated its
unattainability.
hint hinting. Don’t expect Cicero used this. It’s Germanic and
related to ‘hunt,’ to ‘seize.’ As if you throw something in the air, and expect
your recipient will seize it. Grice spends quite a long section in
“Retrospective epilogue” to elucidate “Emissor E communicates that p via a
hint,” versus “Emissor E communicates that p via a suggestion.” Some level of
explicitness (vide candour) is necessary. If it is too obscure it cannot be
held to have been ‘communicated’ in the first place! Cf. Holdcroft, “Some forms
of indirect communication” for the Journal of Rhetoric. Grice had to do a bit
of linguistic botany for his “E implicates that p”: To do duty for ‘imply,’
suggest, indicate, hint, mean, -- “etc.” indirectly or implicitly convey.
Hintikka, J.
Non-Indo-European Finnish philosopher who emigrated Finland early on to become
the first Finnish Griceian (vide his contribution in P. G. R. I. C. E.) with contributions to logic, philosophy of
mathematics, epistemology, linguistics and philosophy of language, philosophy
of science, and history of philosophy. His work on distributive normal forms
and model set techniques yielded an improved inductive logic. Model sets differ
from Carnap’s state-descriptions in being partial and not complete descriptions
of “possible worlds.” The techniques simplified metatheoretical proofs and led
to new results in e.g. probability theory and the semantic theory of
information. Their main philosophical import nevertheless is in bridging the
gap between proof theory and model theory. Model sets that describe several
possible “alternative” worlds lead to the possible worlds semantics for modal
and intensional logics. Hintikka has used them as a foundation for the logic of
propositional attitudes (epistemic logic and the logic of perception), and in
studies on individuation, identification, and intentionality. Epistemic logic
also provides a basis for Hintikka’s logic of questions, in which conclusiveness
conditions for answers can be defined. This has resulted in an interrogative
model of inquiry in which knowledge-seeking is viewed as a pursuit of
conclusive answers to initial “big” questions by strategically organized series
of “small” questions (put to nature or to another source of information). The
applications include scientific discovery and explanation. Hintikka’s
independence-friendly logic gives the various applications a unified basis.
Hintikka’s background philosophy and approach to formal semantics and its
applications is broadly Kantian with emphasis on seeking-andfinding methods and
the constitutive activity of the inquirer. Apart from a series of studies
inspired by Kant, he has written extensively on Aristotle, Plato, Descartes, Leibniz,
Frege, and Wittgenstein. Hintikka’s academic career has been not only in
Finland, chiefly at the University of Helsinki, but (especially) in the United
States, where he has held professorships at Stanford, Florida State, and
(currently) Boston University. His students and co-workers in the Finnish
school of inductive logic and in other areas include Leila Haaparanta (b.1954),
Risto Hilpinen (b.1943), Simo Knuuttila (b.1946), Martin Kusch (b.1959), Ilkka
Niiniluoto (b.1946), Juhani Pietarinen (b.1938), Veikko Rantala (b.1933),
Gabriel Sandu (b.1954), Matti Sintonen (b.1951), and Raimo Tuomela (b.1940).
Hintikka set, also called model set, downward saturated set, a set (of a
certain sort) of well-formed formulas that are all true under a single interpretation
of their non-logical symbols (named after Jaakko Hintikka). Such a set can be
thought of as a (partial) description of a logically possible state of affairs,
or possible world, full enough to make evident that the world described is
indeed possible. Thus it is required of a Hintikka set G that it contain no
atomic formula and its negation, that A, B 1 G if A 8 B 1 G, that A 1 G or B 1
G if A 7 B 1 G, and so forth, for each logical constant.
Hippocrates (fifth
century B.C.), semilegendary Greek physician from Cos. Some sixty treatises
survive under his name, but it is doubtful whether he was the author of any of
them. The Hippocratic corpus contains material from a wide variety of
standpoints, ranging from an extreme empiricism that rejected all grand theory
(On Ancient Medicine) to highly speculative theoretical physiology (On the
Nature of Man, On Regimen). Many treatises were concerned with the accurate
observation and classification of diseases (Epidemics) rather than treatment.
Some texts (On the Art) defended the claims of medicine to scientific status
against those who pointed to its inaccuracies and conjectural status; others
(Oath, On Decorum) sketch a code of professional ethics. Almost all his
treatises were notable for their materialism and rejection of supernatural
“explanations”; their emphasis on observation; and their concern with the
isolation of causal factors. A large number of texts are devoted to gynecology.
The Hippocratic corpus became the standard against which later doctors measured
themselves; and, via Galen’s rehabilitation and extension of Hippocratic
method, it became the basis for Western medicine for two millennia.
historicism, the doctrine
that knowledge of human affairs has an irreducibly historical character and
that there can be no ahistorical perspective for an understanding of human
nature and society. What is needed instead is a philosophical explication of
historical knowledge that will yield the rationale for all sound knowledge of
human activities. So construed, historicism is a philosophical doctrine
originating in the methodological and epistemological presuppositions of
critical historiography. In the mid-nineteenth century certain German thinkers
(Dilthey most centrally), reacting against positivist ideals of science and
knowledge, rejected scientistic models of knowledge, replacing them with
historical ones. They applied this not only to the discipline of history but to
economics, law, political theory, and large areas of philosophy. Initially
concerned with methodological issues in particular disciplines, historicism, as
it developed, sought to work out a common philosophical doctrine that would
inform all these disciplines. What is essential to achieve knowledge in the
human sciences is to employ the ways of understanding used in historical
studies. There should in the human sciences be no search for natural laws;
knowledge there will be interpretive and rooted in concrete historical
occurrences. As such it will be inescapably perspectival and contextual (contextualism).
This raises the issue of whether historicism is a form of historical
relativism. Historicism appears to be committed to the thesis that what for a
given people is warrantedly assertible is determined by the distinctive
historical perspective in which they view life and society. The stress on
uniqueness and concrete specificity and the rejection of any appeal to
universal laws of human development reinforce that. But the emphasis on
cumulative development into larger contexts of our historical knowledge puts in
doubt an identification of historicism and historical relativism. The above
account of historicism is that of its main proponents: Meinecke, Croce,
Collingwood, Ortega y Gasset, and Mannheim. But in the twentieth century, with
Popper and Hayek, a very different conception of historicism gained some
currency. For them, to be a historicist is to believe that there are
“historical laws,” indeed even a “law of historical development,” such that
history has a pattern and even an end, that it is the central task of social
science to discover it, and that these laws should determine the direction of
political action and social policy. They attributed (incorrectly) this doctrine
to Marx but rightly denounced it as pseudo-science. However, some later Marxists
(Lukács, Korsch, and Gramsci) were historicists in the original nonPopperian
sense as was the critical theorist Adorno and hermeneuticists such as Gadamer.
heterological: Grice and Thomson go heterological. Grice was
fascinated by Baron Russell’s remarks on heterological and its implicate. Grice
is particularly interested in Russell’s philosophy because of the usual Oxonian
antipathy towards his type of philosophising. Being an irreverent
conservative rationalist, Grice found in Russell a good point for
dissent! If paradoxes were always sets of propositions or arguments or
conclusions, they would always be meaningful. But some paradoxes are
semantically flawed and some have answers that are backed by a pseudo-argument
employing a defective lemma that lacks a truth-value. Grellings paradox,
for instance, opens with a distinction between autological and heterological
words. An autological word describes itself, e.g., polysyllabic is
polysllabic, English is English, noun is a noun, etc. A heterological word
does not describe itself, e.g., monosyllabic is not monosyllabic, Chinese is
not Chinese, verb is not a verb, etc. Now for the riddle: Is
heterological heterological or autological? If heterological is
heterological, since it describes itself, it is autological. But if
heterological is autological, since it is a word that does not describe itself,
it is heterological. The common solution to this puzzle is that
heterological, as defined by Grelling, is not what Grice a genuine
predicate ‒ Gricing is!In other words, Is heterological
heterological? is without meaning. That does not mean that an utterer, such as
Baron Russell, may implicate that he is being very witty by uttering the
Grelling paradox! There can be no predicate that applies to all and only those
predicates it does not apply to for the same reason that there can be no barber
who shaves all and only those people who do not shave themselves. Grice
seems to be relying on his friend at Christ Church, Thomson in On Some
Paradoxes, in the same volume where Grice published his Remarks about the
senses, Analytical Philosophy, Butler (ed.), Blackwell, Oxford,
104–119. Grice thought that Thomson was a genius, if ever there is one!
Plus, Grice thought that, after St. Johns, Christ Church was the second most
beautiful venue in the city of dreaming spires. On top, it is what makes Oxford
a city, and not, as villagers call it, a town. Refs.: the main source is
Grice’s essay on ‘heterologicality,’ but the keyword ‘paradox’ is useful, too,
especially as applied to Grice’s own paradox and to what, after Moore, Grice
refers to as the philosopher’s paradoxes. The H. P. Grice Papers, BANC.
Hobbes, Thomas. English
philosopher whose writings, especially the English version of Leviathan (1651),
strongly influenced all of subsequent English moral and political philosophy.
He also wrote a trilogy comprising De Cive (1642; English version,
Philosophical Rudiments Concerning Government and Society, 1651), De Corpore
(On the Body, 1655), and De Homine (On Man, 1658). Together with Leviathan (the
revised Latin version of which was published in 1668), these are his major
philosophical works. However, an early draft of his thoughts, The Elements of
Law, Natural and Political(also known as Human Nature and De Corpore Politico),
was published without permission in 1650. Many of the misinterpretations of
Hobbes’s views on human nature come from mistaking this early work as
representing his mature views. Hobbes was influential not only in England, but
also on the Continent. He is the author of the third set of objections to
Descartes’s Meditations. Spinoza’s Tractatus Theologico-politicus was deeply
influenced by Hobbes, not only in its political views but also in the way it
dealt with Scripture. Hobbes was not merely a philosopher; he was mathematical
tutor to Charles II and also a classical scholar. His first published work was
a translation of Thucydides (1628), and among his latest, about a half-century
later, were translations of Homer’s Iliad and Odyssey. Hobbes’s philosophical views
have a remarkably contemporary sound. In metaphysics, he holds a strong
materialist view, sometimes viewing mental phenomena as epiphenomenal, but
later moving toward a reductive or eliminative view. In epistemology he held a
sophisticated empiricism, which emphasized the importance of language for
knowledge. If not the originator of the contemporary compatibilist view of the
relationship between free will and determinism (see The Questions Concerning
Liberty, Necessity and Chance, 1656), he was one of the primary influences. He
also was one of the most important philosophers of language, explicitly noting
that language is used not only to describe the world but to express attitudes
and, performatively, to make promises and contracts. One of Hobbes’s outstanding
characteristics is his intellectual honesty. Though he may have been timid (he
himself claims that he was, explaining that his mother gave birth to him
because of fright over the coming of the Spanish Armada), his writing shows no
trace of it. During more than half his long lifetime he engaged in many
philosophical controversies, which required considerably more courage in
Hobbes’s day than at present. Both the Roman Catholic church and Oxford
University banned the reading of his books and there was talk not only of
burning his books but of burning Hobbes himself. An adequate interpretation of
Hobbes requires careful attention to his accounts of human nature, reason,
morality, and law. Although he was not completely consistent, his moral and political
philosophy is remarkably coherent. His political theory is often thought to
require an egoistic psychology, whereas it actually requires only that most
persons be concerned with their own self-interest, especially their own
preservation. It does not require that most not be concerned with other persons
as well. All that Hobbes denies is an undifferentiated natural benevolence:
“For if by nature one man should love another (that is) as man, there could no
reason be returned why every man should not equally love every man, as being
equally man.” His argument is that limited benevolence is not an adequate
foundation upon which to build a state. Hobbes’s political theory does not
require the denial of limited benevolence, he indeed includes benevolence in his
list of the passions in Leviathan: “Desire of good to another, BENEVOLENCE,
GOOD WILL, CHARITY. If to man generally, GOOD NATURE.” Psychological egoism not
only denies benevolent action, it also denies action done from a moral sense,
i.e., action done because one believes it is the morally right thing to do. But
Hobbes denies neither kind of action. But when the words [’just’ and ‘unjust’]
are applied to persons, to be just signifies as much as to be delighted in just
dealing, to study how to do righteousness, or to endeavor in all things to do
that which is just; and to be unjust is to neglect righteous dealing, or to
think it is to be measured not according to my contract, but some present
benefit. Hobbes’s pessimism about the number of just people is primarily due to
his awareness of the strength of the passions and his conviction that most
people have not been properly educated and disciplined. Hobbes is one of the
few philosophers to realize that to talk of that part of human nature which
involves the passions is to talk about human populations. He says, “though the
wicked were fewer than the righteous, yet because we cannot distinguish them,
there is a necessity of suspecting, heeding, anticipating, subjugating,
self-defending, ever incident to the most honest and fairest conditioned.”
Though we may be aware of small communities in which mutual trust and respect
make law enforcement unnecessary, this is never the case when we are dealing
with a large group of people. Hobbes’s point is that if a large group of people
are to live together, there must be a common power set up to enforce the rules
of the society. That there is not now, nor has there ever been, any large group
of people living together without such a common power is sufficient to
establish his point. Often overlooked is Hobbes’s distinction between people
considered as if they were simply animals, not modified in any way by education
or discipline, and civilized people. Though obviously an abstraction, people as
animals are fairly well exemplified by children. “Unless you give children all
they ask for, they are peevish, and cry, aye and strike their parents
sometimes; and all this they have from nature.” In the state of nature, people
have no education or training, so there is “continual fear, and danger of
violent death, and the life of man, [is] solitary, poor, nasty, brutish, and
short.” But real people have been brought up in families; they are, at least to
some degree, civilized persons, and how they will behave depends on how they
are brought up. Hobbes does not say that society is a collection of misfits and
that this is why we have all the trouble that we do – a position congenial to
the psychological egoist. But he does acknowledge that “many also (perhaps most
men) either through defect of mind, or want of education, remain unfit during
the whole course of their lives; yet have they, infants as well as those of
riper years, a human nature; wherefore man is made fit for society not by
nature, but by education.” Education and training may change people so that
they act out of genuine moral motives. That is why it is one of the most
important functions of the sovereign to provide for the proper training and
education of the citizens. In the current debate between nature and nurture, on
the question of behavior Hobbes would come down strongly on the side of
nurture. Hobbes’s concept of reason has more in common with the classical
philosophical tradition stemming from Plato and Aristotle, where reason sets
the ends of behavior, than with the modern tradition stemming from Hume where
the only function of reason is to discover the best means to ends set by the
passions. For Hobbes, reason is very complex; it has a goal, lasting
selfpreservation, and it seeks the way to this goal. It also discovers the
means to ends set by the passions, but it governs the passions, or tries to, so
that its own goal is not threatened. Since its goal is the same in all people,
it is the source of rules applying to all people. All of this is surprisingly
close to the generally accepted account of rationality. We generally agree that
those who follow their passions when they threaten their life are acting
irrationally. We also believe that everyone always ought to act rationally,
though we know that few always do so. Perhaps it was just the closeness of
Hobbes’s account of reason to the ordinary view of the matter that has led to
its being so completely overlooked. The failure to recognize that the avoidance
of violent death is the primary goal of reason has distorted almost all
accounts of Hobbes’s moral and political philosophy, yet it is a point on which
Hobbes is completely clear and consistent. He explicitly says that reason
“teaches every man to fly a contra-natural dissolution [mortem violentam] as
the greatest mischief that can arrive to nature.” He continually points out
that it is a dictate of right reason to seek peace when possible because people
cannot “expect any lasting preservation continuing thus in the state of nature,
that is, of war.” And he calls temperance and fortitude precepts of reason
because they tend to one’s preservation. It has not generally been recognized
that Hobbes regarded it as an end of reason to avoid violent death because he
often talks of the avoidance of death in a way that makes it seem merely an
object of a passion. But it is reason that dictates that one take all those
measures necessary for one’s preservation; peace if possible, if not, defense.
Reason’s dictates are categorical; it would be a travesty of Hobbes’s view to
regard the dictates of reason as hypothetical judgments addressed to those
whose desire for their own preservation happens to be greater than any
conflicting desire. He explicitly deplores the power of the irrational
appetites and expressly declares that it is a dictate of reason that one not
scorn others because “most men would rather lose their lives (that I say not,
their peace) than suffer slander.” He does not say if you would rather die than
suffer slander, it is rational to do so. Hobbes, following Aristotle, regards
morality as concerned with character traits or habits. Since morality is
objective, it is only those habits that are called good by reason that are
moral virtues. “Reason declaring peace to be good, it follows by the same
reason, that all the necessary means to peace be good also; and therefore that
modesty, equity, trust, humanity, mercy (which we have demonstrated to be
necessary to peace), are good manners or habits, that is, virtues.” Moral
virtues are those habits of acting that the reason of all people must praise.
It is interesting to note that it is only in De Homine that Hobbes explicitly
acknowledges that on this account, prudence, temperance, and courage are not
moral virtues. In De Cive he distinguishes temperance and fortitude from the
other virtues and does not call them moral, but he does not explicitly deny
that they are moral virtues. But in De Homine, he explicitly points out that
one should not “demand that the courage and prudence of the private man, if
useful only to himself, be praised or held as a virtue by states or by any
other men whatsoever to whom these same are not useful.” That morality is
determined by reason and that reason has as its goal self-preservation seems to
lead to the conclusion that morality also has as its goal self-preservation.
But it is not the selfpreservation of an individual person that is the goal of
morality, but of people as citizens of a state. That is, moral virtues are
those habits of persons that make it rational for all other people to praise them.
These habits are not those that merely lead to an individual’s own
preservation, but to the preservation of all; i.e., to peace and a stable
society. Thus, “Good dispositions are those that are suitable for entering into
civil society; and good manners (that is, moral virtues) are those whereby what
was entered upon can be best preserved.” And in De Cive, when talking of
morality, he says, “The goodness of actions consist[s] in this, that it [is] in
order to peace, and the evil in this, that it [is] related to discord.” The
nature of morality is a complex and vexing question. If, like Hobbes, we regard
morality as applying primarily to those manners or habits that lead to peace,
then his view seems satisfactory. It yields, as he notes, all of the moral
virtues that are ordinarily considered such, and further, it allows one to
distinguish courage, prudence, and temperance from the moral virtues. Perhaps
most important, it provides, in almost self-evident fashion, the justification
of morality. For what is it to justify morality but to show that reason favors
it? Reason, seeking self-preservation, must favor morality, which seeks peace
and a stable society. For reason knows that peace and a stable society are
essential for lasting preservation. This simple and elegant justification of
morality does not reduce morality to prudence; rather it is an attempt, in a
great philosophical tradition stemming from Plato, to reconcile reason or
rational self-interest and morality. In the state of nature every person is and
ought to be governed only by their own reason. Reason dictates that they seek
peace, which yields the laws of nature, but it also allows them to use any
means they believe will best preserve themselves, which is what Hobbes calls
The Right of Nature. Hobbes’s insight is to see that, except when one is in
clear and present danger, in which case one has an inalienable right to defend
oneself, the best way to guarantee one’s longterm preservation is to give up
one’s right to act on one’s own decisions about what is the best way to
guarantee one’s long-term preservation and agree to act on the decisions of
that single person or group who is the sovereign. If all individuals and groups
are allowed to act on the decisions they regard as best, not accepting the
commands of the sovereign, i.e., the laws, as the overriding guide for their
actions, the result is anarchy and civil war. Except in rare and unusual cases,
uniformity of action following the decision of the sovereign is more likely to
lead to long-term preservation than diverse actions following diverse
decisions. And this is true even if each one of the diverse decisions, if
accepted by the sovereign as its decision, would have been more likely to lead
to long-term preservation than the actual decision that the sovereign made.
This argument explains why Hobbes holds that sovereigns cannot commit
injustice. Only injustice can properly be punished. Hobbes does not deny that
sovereigns can be immoral, but he does deny that the immorality of sovereigns
can properly be punished. This is important, for otherwise any immoral act by
the sovereign would serve as a pretext for punishing the sovereign, i.e., for
civil war. What is just and unjust is determined by the laws of the state, what
is moral and immoral is not. Morality is a wider concept than that of justice
and is determined by what leads to peace and stability. However, to let justice
be determined by what the reason of the people takes to lead to peace and
stability, rather than by what the reason of the sovereign decides, would be to
invite discord and civil war, which is contrary to the goal of morality: a
stable society and peace. One can create an air of paradox by saying that for
Hobbes it is immoral to attempt to punish some immoral acts, namely, those of
the sovereign. Hobbes is willing to accept this seeming paradox for he never
loses sight of the goal of morality, which is peace. To summarize Hobbes’s
system: people, insofar as they are rational, want to live out their natural
lives in peace and security. To do this, they must come together into cities or
states of sufficient size to deter attack by any group. But when people come
together in such a large group there will always be some that cannot be
trusted, and thus it is necessary to set up a government with the power to make
and enforce laws. This government, which gets both its right to govern and its
power to do so from the consent of the governed, has as its primary duty the
people’s safety. As long as the government provides this safety the citizens
are obliged to obey the laws of the state in all things. Thus, the rationality
of seeking lasting preservation requires seeking peace; this in turn requires
setting up a state with sufficient power to keep the peace. Anything that
threatens the stability of the state is to be avoided. As a practical matter,
Hobbes took God and religion very seriously, for he thought they provided some
of the strongest motives for action. Half of Leviathan is devoted to trying to
show that his moral and political views are supported by Scripture, and to
discredit those religious views that may lead to civil strife. But accepting
the sincerity of Hobbes’s religious views does not require holding that Hobbes
regarded God as the foundation of morality. He explicitly denies that atheists
and deists are subject to the commands of God, but he never denies that they
are subject to the laws of nature or of the civil state. Once one recognizes
that, for Hobbes, reason itself provides a guide to conduct to be followed by
all people, there is absolutely no need to bring in God. For in his moral and
political theory there is nothing that God can do that is not already done by
reason. .
Hobson’s choice: willkür –
Hobson’s choice. One of Grice’s favourite words from Kant – “It’s so Kantish!”
I told Pears about this, and having found it’s cognate with English ‘choose,’
he immediately set to write an essay on the topic!” f., ‘option, discretion,
caprice,’ from MidHG. willekür,
f., ‘free choice, free will’; gee kiesen and Kur-kiesen, verb, ‘to select,’ from Middle High German kiesen, Old High German chiosan, ‘to test, try, taste for the
purpose of testing, test by tasting, select after strict examination.’
Gothic kiusan,
Anglo-Saxon ceósan,
English to choose.
Teutonic root kus (with
the change of s into r, kur in the participle erkoren, see also Kur, ‘choice’), from
pre-Teutonic gus, in
Latin gus-tus, gus-tare, Greek γεύω for γεύσω, Indian root juš, ‘to select, be fond of.’
Teutonic kausjun passed
as kusiti into
Slavonic. There is an oil portrait of Thomas Hobson, in the National Portrait
Gallery, London. He looks straight to the artist and is dressed in typical
Tudor dress, with a heavy coat, a ruff, and tie tails Thomas Hobson, a portrait
in the National Portrait Gallery, London. A Hobson's choice is a free choice in
which only one thing is offered. Because a person may refuse to accept what is
offered, the two options are taking it or taking nothing. In other words, one
may "take it or leave it". The
phrase is said to have originated with Thomas Hobson (1544–1631), a livery
stable owner in Cambridge, England, who offered customers the choice of either
taking the horse in his stall nearest to the door or taking none at all.
According to a plaque underneath a painting of Hobson donated to Cambridge
Guildhall, Hobson had an extensive stable of some 40 horses. This gave the
appearance to his customers that, upon entry, they would have their choice of
mounts, when in fact there was only one: Hobson required his customers to
choose the horse in the stall closest to the door. This was to prevent the best
horses from always being chosen, which would have caused those horses to become
overused.[1] Hobson's stable was located on land that is now owned by St
Catharine's College, Cambridge. Early
appearances in writing According to the Oxford English Dictionary, the first
known written usage of this phrase is in The rustick's alarm to the Rabbies,
written by Samuel Fisher in 1660:[3] If
in this Case there be no other (as the Proverb is) then Hobson's choice...which
is, chuse whether you will have this or none.
It also appears in Joseph Addison's paper The Spectator (No. 509 of 14
October 1712); and in Thomas Ward's 1688 poem "England's
Reformation", not published until after Ward's death. Ward wrote: Where to elect there is but one, 'Tis
Hobson's choice—take that, or none. The term "Hobson's choice" is
often used to mean an illusion of choice, but it is not a choice between two
equivalent options, which is a Morton's fork, nor is it a choice between two
undesirable options, which is a dilemma. Hobson's choice is one between
something or nothing. John Stuart Mill,
in his book Considerations on Representative Government, refers to Hobson's
choice: When the individuals composing
the majority would no longer be reduced to Hobson's choice, of either voting
for the person brought forward by their local leaders, or not voting at all. In
another of his books, The Subjection of Women, Mill discusses marriage: Those who attempt to force women into
marriage by closing all other doors against them, lay themselves open to a
similar retort. If they mean what they say, their opinion must evidently be,
that men do not render the married condition so desirable to women, as to
induce them to accept it for its own recommendations. It is not a sign of one's
thinking the boon one offers very attractive, when one allows only Hobson's
choice, 'that or none'.... And if men are determined that the law of marriage
shall be a law of despotism, they are quite right in point of mere policy, in
leaving to women only Hobson's choice. But, in that case, all that has been
done in the modern world to relax the chain on the minds of women, has been a
mistake. They should have never been allowed to receive a literary
education.[7] A Hobson's choice is
different from: Dilemma: a choice
between two or more options, none of which is attractive. False dilemma: only
certain choices are considered, when in fact there are others. Catch-22: a
logical paradox arising from a situation in which an individual needs something
that can only be acquired by not being in that very situation. Morton's fork,
and a double bind: choices yield equivalent, and often undesirable, results.
Blackmail and extortion: the choice between paying money (or some non-monetary
good or deed) or risk suffering an unpleasant action. A common error is to use
the phrase "Hobbesian choice" instead of "Hobson's choice",
confusing the philosopher Thomas Hobbes with the relatively obscure Thomas
Hobson[8][9][10] (It's possible they may be confusing "Hobson's
choice" with "Hobbesian trap", which refers to the trap into
which a state falls when it attacks another out of fear).[11] Notwithstanding
that confused usage, the phrase "Hobbesian choice" is historically
incorrect.[12][13][14] Common law In
Immigration and Naturalization Service v. Chadha (1983), Justice Byron White
dissented and classified the majority's decision to strike down the
"one-house veto" as unconstitutional as leaving Congress with a
Hobson's choice. Congress may choose between "refrain[ing] from delegating
the necessary authority, leaving itself with a hopeless task of writing laws
with the requisite specificity to cover endless special circumstances across
the entire policy landscape, or in the alternative, to abdicate its lawmaking
function to the executive branch and independent agency". In Philadelphia v. New Jersey, 437 U.S. 617
(1978),[15] the majority opinion ruled that a New Jersey law which prohibited
the importation of solid or liquid waste from other states into New Jersey was
unconstitutional based on the Commerce Clause. The majority reasoned that New
Jersey cannot discriminate between the intrastate waste and the interstate
waste with out due justification. In dissent, Justice Rehnquist stated: [According to the Court,] New Jersey must
either prohibit all landfill operations, leaving itself to cast about for a
presently nonexistent solution to the serious problem of disposing of the waste
generated within its own borders, or it must accept waste from every portion of
the United States, thereby multiplying the health and safety problems which
would result if it dealt only with such wastes generated within the State.
Because past precedents establish that the Commerce Clause does not present
appellees with such a Hobson's choice, I dissent. In Monell v. Department of Social Services of
the City of New York, 436 U.S. 658 (1978)[16] the judgement of the court was
that [T]here was ample support for
Blair's view that the Sherman Amendment, by putting municipalities to the
Hobson's choice of keeping the peace or paying civil damages, attempted to
impose obligations to municipalities by indirection that could not be imposed
directly, thereby threatening to "destroy the government of the
states". In the South African
Constitutional Case MEC for Education, Kwa-Zulu Natal and Others v Pillay, 2008
(1) SA 474 (CC)[17] Chief Justice Langa for the majority of the Court (in
Paragraph 62 of the judgement) writes that:
The traditional basis for invalidating laws that prohibit the exercise
of an obligatory religious practice is that it confronts the adherents with a
Hobson's choice between observance of their faith and adherence to the law.
There is however more to the protection of religious and cultural practices
than saving believers from hard choices. As stated above, religious and
cultural practices are protected because they are central to human identity and
hence to human dignity which is in turn central to equality. Are voluntary
practices any less a part of a person's identity or do they affect human
dignity any less seriously because they are not mandatory? In Epic Systems Corp. v. Lewis (2018),
Justice Ruth Bader Ginsburg dissented and added in one of the footnotes that
the petitioners "faced a Hobson’s choice: accept arbitration on their
employer’s terms or give up their jobs".
In Trump et al v. Mazars USA, LLP, US Court of Appeals for the District
of Columbia No. 19-5142, 49 (D.C. Cir. 11 October 2019) ("[w]orse still,
the dissent’s novel approach would now impose upon the courts the job of
ordering the cessation of the legislative function and putting Congress to the
Hobson’s Choice of impeachment or nothing."). Popular culture Hobson's Choice is a
full-length stage comedy written by Harold Brighouse in 1915. At the end of the
play, the central character, Henry Horatio Hobson, formerly a wealthy,
self-made businessman but now a sick and broken man, faces the unpalatable
prospect of being looked after by his daughter Maggie and her husband Will
Mossop, who used to be one of Hobson's underlings. His other daughters have
refused to take him in, so he has no choice but to accept Maggie's offer which
comes with the condition that he must surrender control of his entire business
to her and her husband, Will. The play
was adapted for film several times, including versions from 1920 by Percy Nash,
1931 by Thomas Bentley, 1954 by David Lean and a 1983 TV movie. Alfred Bester's 1952 short story Hobson's
Choice describes a world in which time travel is possible, and the option is to
travel or to stay in one's native time.
In the 1951 Robert Heinlein book Between Planets, the main character Don
Harvey incorrectly mentions he has a Hobson's choice. While on a space station
orbiting Earth, Don needs to get to Mars, where his parents are. The only
rockets available are back to Earth (where he is not welcome) or on to
Venus. In The Grim Grotto by Lemony
Snicket, the Baudelaire orphans and Fiona are said to be faced with a Hobson's
Choice when they are trapped by the Medusoid Mycelium Mushrooms in the
Gorgonian Grotto: "We can wait until the mushrooms disappear, or we can
find ourselves poisoned".In Bram Stoker's short story "The Burial of
Rats", the narrator advises he has a case of Hobson's Choice while being
chased by villains. The story was written around 1874. The Terminal Experiment, a 1995 science
fiction novel by Robert J. Sawyer, was originally serialised under the title Hobson's
Choice. Half-Life, a video game created
in 1998 by Valve includes a Hobson's Choice in the final chapter. A human-like
entity, known only as the 'G-Man', offers the protagonist Gordon Freeman a job,
working under his control. If Gordon were to refuse this offer, he would be
killed in an unwinnable battle, thus creating the 'illusion of free
choice'. In Early Edition, the lead
character Gary Hobson is named after the choices he regularly makes during his
adventures. In an episode of Inspector
George Gently, a character claims her resignation was a Hobson's choice,
prompting a debate among other police officers as to who Hobson is. In "Cape May" (The Blacklist season
3, episode 19), Raymond Reddington describes having faced a Hobson's choice in
the previous episode where he was faced with the choice of saving Elizabeth
Keen's baby and losing Elizabeth Keen or losing them both. In his 1984 novel Job: A Comedy of Justice,
Robert A. Heinlein's protagonist is said to have Hobson's Choice when he has the
options of boarding the wrong cruise ship or staying on the island. Remarking about the 1909 Ford Model T, US
industrialist Henry Ford is credited as saying “Any customer can have a car
painted any color that he wants so long as it is black”[19] In 'The Jolly Boys' Outing', a 1989 Christmas
Special episode of Only Fools and Horses, Alan states they are left with
Hobson's Choice after their coach has blown up (due to a dodgy radio, supplied
by Del). There's a rail strike, the last bus has gone, and their coach is out
of action. They can't hitch-hike as there's 27 of them, and the replacement
coach doesn't come till the next morning, thus their only choice is to stay in
Margate for the night. See also
Buckley's Chance Buridan's ass Boulwarism Death and Taxes Locus of control
Morton's fork No-win situation Standard form contract Sophie's Choice Zugzwang
References Barrett, Grant.
"Hobson's Choice", A Way with Words
"Thomas Hobson: Hobson's Choice and Hobson's Conduit".
Historyworks. See Samuel Fisher. "Rusticus
ad academicos in exercitationibus expostulatoriis, apologeticis quatuor the
rustick's alarm to the rabbies or The country correcting the university and
clergy, and ... contesting for the truth ... : in four apologeticall and
expostulatory exercitations : wherein is contained, as well a general account
to all enquirers, as a general answer to all opposers of the most truly
catholike and most truly Christ-like Chistians called Quakers, and of the true
divinity of their doctrine : by way of entire entercourse held in special with
four of the clergies chieftanes, viz, John Owen ... Tho. Danson ... John Tombes
... Rich. Baxter ." Europeana. Retrieved 8 August 2014. See The Spectator with Notes and General Index,
the Twelve Volumes Comprised in Two. Philadelphia: J.J. Woodward. 1832. p. 272.
Retrieved 4 August 2014. via Google Books
Ward, Thomas (1853). English Reformation, A Poem. New York: D.& J.
Sadlier & Co. p. 373. Retrieved 8 August 2014. via Internet Archive See Mill, John Stuart (1861). Considerations
on Representative Government (1 ed.). London: Parker, Son, & Bourn. p. 145.
Retrieved 23 June 2014. via Google Books
Mill, John Stuart (1869). The Subjection of Women (1869 first ed.).
London: Longmans, Green, Reader & Dyer. pp. 51–2. Retrieved 28 July
2014. Hobbes, Thomas (1982) [1651].
Leviathan, or the Matter, Form, and Power of a Commonwealth, Ecclesiastical and
Civil. New York: Viking Press.
Martinich, A. P. (1999). Hobbes: A Biography. Cambridge, UK; New York:
Cambridge University Press. ISBN 978-0-521-49583-7. Martin, Gary. "Hobson's Choice".
The Phrase Finder. Archived from the original on 6 March 2009. Retrieved 7
August 2010. "The Hobbesian Trap"
(PDF). 21 September 2010. Retrieved 8 April 2012. "Sunday Lexico-Neuroticism".
boaltalk.blogspot.com. 27 July 2008. Retrieved 7 August 2010. Levy, Jacob (10 June 2003). "The Volokh
Conspiracy". volokh.com. Retrieved 7 August 2010. Oxford English Dictionary, Editor:
"Amazingly, some writers have confused the obscure Thomas Hobson with his
famous contemporary, the philosopher Thomas Hobbes. The resulting malapropism
is beautifully grotesque". Garner, Bryan (1995). A Dictionary of Modern
Legal Usage (2nd ed.). Oxford University Press. pp. 404–405. https://supreme.justia.com/cases/federal/us/437/617/ "Monell v. Department of Soc. Svcs. -
436 U.S. 658 (1978)". justicia.com. US Supreme Court. 6 June 1978. 436
U.S. 658. Retrieved 19 February 2014.
"MEC for Education: Kwazulu-Natal and Others v Pillay (CCT 51/06)
[2007] ZACC 21; 2008 (1) SA 474 (CC); 2008 (2) BCLR 99 (CC) (5 October
2007)". www.saflii.org. Snicket,
Lemony (2004) The Grim Grotto, New York: HarperCollins Publishers p.145 -
147 Henry Ford in collaboration with
Samuel Crowther in My Life and Work. 1922. Page 72 External links Chisholm, Hugh,
ed. (1911). "Hobson's Choice" . Encyclopædia Britannica. 13 (11th
ed.). Cambridge University Press. p. 553. Categories: English-language
idiomsFree willMetaphors referring to peopleDilemmas. Refs.: H. P. Grice and D.
F. Pears, The philosophy of action, Pears, Choosing and deciding. The H. P.
Grice Papers, BANC.
Hohenheim, Theophrastus
Bombastus von. See PARACELSUS. Hohfeld, Wesley Newcomb (1879–1918), American
jurist who taught at Stanford and Yale. His main contribution to legal and
moral theory was his identification of eight fundamental legal conceptions: One
person X has a legal duty to a second person Y to do some act A when the law
requires X to do A for Y. X has a legal privilege (or liberty) in face of Y to
do A when X has no legal duty to Y not to do A. X has a legal right (or claim)
against Y that Y do A when Y has a legal duty to X to do A. X has a legal
no-right against Y that Y not do A when Y has a legal liberty in face of X to
do A. X has a legal power over Y to effect some legal consequence C for Y when
there is some voluntary action of X that will bring about C for Y. X has a
legal disability in face of Y to effect C when there is no action X can perform
that will bring about C for Y. X has a legal liability in face of Y to effect C
when Y has a legal power to effect C for X. X has a legal immunity against Y
from C when Y has no legal power over X to effect C. Moral philosophers have
adapted Hohfeld’s terminology to express analogous moral conceptions. In
jurisprudence or ethics, these fundamental conceptions provide something like
atoms into which all more complex legal or moral relationships can be analyzed.
In logic, these conceptions reveal pairs of correlatives, such as a claim of X
against Y and a duty of Y to X, each of which implies the other, and pairs of
opposites, such as a duty of X to Y and a liberty of Y in face of X, which are
contradictories. In the theory of rights, his distinctions between liberties,
claims, powers, and immunities are often used to reveal ambiguities in the
language of rights or to classify species of rights.
Hölderlin, Johann
Christian Friedrich: German poet, novelist, and dramatist. He studied at
Tübingen, where he befriended Schelling and Hegel, and at Jena, where he met
Schiller and Fichte. Since Hölderlin never held an academic position or
published any of his philosophical writings, his influence on philosophy was
primarily through his personality, conversations, and letters. He is widely
viewed as the author of the so-called “Oldest System-Program of German
Idealism,” a fragment that culminates in an exaltation of poetry and a call for
a new “mythology of reason.” This theme is illustrated in the novel Hyperion
(1797/99), which criticizes the subjective heroism of ethical idealism,
emphasizes the sacred character of nature, and attempts to conflate religion
and art as “overseers of reason.” In his veneration of nature and objections to
Fichte’s treatment of the “Not-I,” Hölderlin echoed Schelling’s
Naturphilosophie. In his Hellenism and his critique of the “philosophy of
reflection” (see Ueber Sein und Urteil [“On Being and Judgment”]) he
anticipated and influenced Hegel. In Hölderlin’s exaltation of art as alone
capable of revealing the nature of reality, he betrayed a debt to Schiller and
anticipated Romanticism. However, his view of the poet possesses a tragic
dimension quite foreign to Schelling and the younger Romantics. The artist, as
the interpreter of divine nature, mediates between the gods and men, but for
this very reason is estranged from his fellows. This aspect of Hölderlin’s
thought influenced Heidegger. D.Br. holism, any of a wide variety of theses
that in one way or another affirm the equal or greater reality or the
explanatory necessity of the whole of some system in relation to its parts. In
philosophy, the issues of holism (the word is more reasonably, but less often,
spelled ‘wholism’) have appeared Hohenheim, Theophrastus Bombastus von holism
390 4065h-l.qxd 08/02/1999 7:39 AM Page 390 traditionally in the philosophy of
biology, of psychology, and especially of the human sciences. In the context of
description, holism with respect to some system maintains that the whole has
some properties that its parts lack. This doctrine will ordinarily be trivially
true unless it is further held, in the thesis of descriptive emergentism, that
these properties of the whole cannot be defined by properties of the parts. The
view that all properties of the wholes in question can be so defined is
descriptive individualism. In the context of explanation, holism with respect
to some object or system maintains either (1) that the laws of the more complex
cases in it are not deducible by way of any composition laws or laws of
coexistence from the laws of the less complex cases (e.g., that the laws of the
behavior of people in groups are not deducible by composition laws or laws of
coexistence from the laws of solitary behavior), or (2) that all the variables
that constitute the system interact with each other. This denial of
deducibility is known also as metaphysical or methodological holism, whereas
affirming the deducibility is methodological individualism. In a special case
of explanatory holism that presupposes descriptive emergentism, holism is
sometimes understood as the thesis that with respect to some system the whole
has properties that interact “back” with the properties of its parts. In the
philosophy of biology, any of these forms of holism may be known as vitalism,
while in the philosophy of psychology they have been called Gestalt doctrine.
In the philosophy of the social sciences, where ‘holism’ has had its most
common use in philosophy, the many issues have often been reduced to that of
metaphysical holism versus methodological individualism. This terminology
reflected the positivists’ belief that holism was non-empirical in postulating
social “wholes” or the reality of society beyond individual persons and their
properties and relations (as in Durkheim and other, mostly Continental,
thinkers), while individualism was non-metaphysical (i.e., empirical) in
relying ultimately only on observable properties in describing and explaining
social phenomena. More recently, ‘holism’ has acquired additional uses in
philosophy, especially in epistemology and philosophy of language. Doxastic or
epistemic holism are theses about the “web of belief,” usually something to the
effect that a person’s beliefs are so connected that their change on any topic
may affect their content on any other topic or, perhaps, that the beliefs of a
rational person are so connected. Semantic or meaning holism have both been
used to denote either the thesis that the meanings of all terms (or sentences)
in a language are so connected that any change of meaning in one of them may
change any other meaning, or the thesis that changes of belief entail changes
of meaning.
hologram, the image of an
object in three dimensions created and reproduced by the use of lasers.
Holography is a method for recording and reproducing such images. Holograms are
remarkable in that, unlike normal photographs, every part of them contains the
complete image but in reduced detail. Thus a small square cut from a hologram
can still be laser-illuminated to reveal the whole scene originally
holographed, albeit with loss of resolution. This feature made the hologram
attractive to proponents of the thesis of distribution of function in the
brain, who argued that memories are like holograms, not being located in a
single precise engram – as claimed by advocates of localization of function –
but distributed across perhaps all of the cortex. Although intriguing, the
holographic model of memory storage failed to gain acceptance. Current views
favor D. O. Hebb’s “cell assembly” concept, in which memories are stored in the
connections between a group of neurons.
Holism -- Cited by Grice,
“In defense of a dogma” “My defense of the other dogma must be left for another
longer day” Duhem, Pierre-Maurice-Marie, physicist who wrote extensively on the
history and philosophy of science. Like Georg Helm, Wilhelm Ostwald, and others,
he was an energeticist, believing generalized thermodynamics to be the
foundation of all of physics and chemistry. Duhem spent his whole scientific
life advancing energetics, from his failed dissertation in physics a version of
which was accepted as a dissertation in mathematics, published as Le potentiel
thermodynamique 6, to his mature treatise, Traité d’énergétique 1. His
scientific legacy includes the Gibbs-Duhem and DuhemMargules equations.
Possibly because his work was considered threatening by the Parisian scientific
establishment or because of his right-wing politics and fervent Catholicism, he
never obtained the position he merited in the intellectual world of Paris. He
taught at the provincial universities of Lille, Rennes, and, finally, Bordeaux.
Duhem’s work in the history and philosophy of science can be viewed as a
defense of the aims and methods of energetics; whatever Duhem’s initial
motivation, his historical and philosophical work took on a life of its own.
Topics of interest to him included the relation between history of science and
philosophy of science, the nature of conceptual change, the historical
structure of scientific knowledge, and the relation between science and
religion. Duhem was an anti-atomist or anti-Cartesian; in the contemporary
debates about light and magnetism, Duhem’s anti-atomist stance was also
directed against the work of Maxwell. According to Duhem, atomists resolve the
bodies perceived by the senses into smaller, imperceptible bodies. The
explanation of observable phenomena is then referred to these imperceptible
bodies and their motions, suitably combined. Duhem’s rejection of atomism was
based on his instrumentalism or fictionalism: physical theories are not
explanations but representations; they do not reveal the true nature of matter,
but give general rules of which laws are particular cases; theoretical
propositions are not true or false, but convenient or inconvenient. An
important reason for treating physics as nonexplanatory was Duhem’s claim that
there is general consensus in physics and none in metaphysics thus his insistence on the autonomy of
physics from metaphysics. But he also thought that scientific representations
become more complete over time until they gain the status of a natural
classification. Accordingly, Duhem attacked the use of models by some
scientists, e.g. Faraday and Maxwell. Duhem’s rejection of atomism was coupled
with a rejection of inductivism, the doctrine that the only physical principles
are general laws known through induction, based on observation of facts.
Duhem’s rejection forms a series of theses collectively known as the Duhem
thesis: experiments in physics are observations of phenomena accompanied by
interpretations; physicists therefore do not submit single hypotheses, but
whole groups of them, to the control of experiment; thus, experimental evidence
alone cannot conclusively falsify hypotheses. For similar reasons, Duhem
rejected the possibility of a crucial experiment. In his historical studies,
Duhem argued that there were no abrupt discontinuities between medieval and
early modern science the so-called
continuity thesis; that religion played a positive role in the development of
science in the Latin West; and that the history of physics could be seen as a
cumulative whole, defining the direction in which progress could be expected.
Duhem’s philosophical works were discussed by the founders of twentieth-century
philosophy of science, including Mach, Poincaré, the members of the Vienna
Circle, and Popper. A revival of interest in Duhem’s philosophy began with
Quine’s reference in 3 to the Duhem thesis also known as the Duhem-Quine
thesis. As a result, Duhem’s philosophical works were tr. into English as The Aim and Structure of Physical Theory 4
and To Save the Phenomena 9. By contrast, few of Duhem’s extensive historical
works Les origines de la statique 2
vols., 608, Études sur Léonard de Vinci 3 vols., 613, and Système du monde 10
vols., 359, e.g. have been tr., with
five volumes of the Système du monde actually remaining in manuscript form
until 459. Unlike his philosophical work, Duhem’s historical work was not
sympathetically received by his influential contemporaries, notably George
Sarton. His supposed main conclusions were rejected by the next generation of
historians of science, who presented modern science as discontinuous with that
of the Middle Ages. This view was echoed by historically oriented philosophers
of science who, from the early 0s, emphasized discontinuities as a recurrent
feature of change in science e.g. Kuhn
in The Structure of Scientific Revolutions 2.
homoeomerous (from Greek
homoiomeres, ‘of like parts’), having parts, no matter how small, that share
the constitutive properties of the whole. The derivative abstract noun is
‘homoeomery’. The Greek forms of the adjective and of its corresponding
privative ‘anhomoeomerous’ are used by Aristotle to distinguish between (a)
nonuniform parts of living things, e.g., limbs and organs, and (b) biological
stuffs, e.g., blood, bone, sap. In spite of being composed of the four
elements, each of the biological stuffs, when taken individually and without
admixtures, is through-and-through F, where F represents the cluster of the
constitutive properties of that stuff. Thus, if a certain physical volume qualifies
as blood, all its mathematically possible subvolumes, regardless of size, also
qualify as blood. Blood is thus homoeomerous. By contrast, a face or a stomach
or a leaf are anhomoeomerous: the parts of a face are not a face, etc. In
Aristotle’s system, the homoeomery of the biological stuffs is tied to his
doctrine of the infinite divisibility of matter. The distinction is prefigured
in Plato (Protagoras 329d). The term ‘homoeomerous’ is stricter in its
application than the ordinary terms ‘homogeneous’ and ‘uniform’. For we may
speak of a homogeneous entity even if the properties at issue are identically
present only in samples that fall above a certain size: the color of the sea
can be homogeneously or uniformly blue; but it is not homoeomerously blue. The
adjective homoiomeres, -es, and the noun homoiomereia also occur – probably
tendentiously, under the influence of Aristotle’s usage – in our ancient
sources for a pre-Aristotelian philosopher, Anaxagoras of Clazomenae, with
reference to the constituent “things” (chremata) involved in the latter’s
scheme of universal mixture. Moreover, the concept of homoeomery has played a
significant role outside ancient Greek philosophy, notably in twentieth-century
accounts of the contrast between mass terms and count terms or sortals.
homomorphism, in model
theory, a structurepreserving mapping from one structure to another. A
structure consists of a domain of objects together with a function specifying
interpretations, with respect to that domain, of the relation symbols, function
symbols, and individual symbols of a given language. Relations, functions, and
individuals in different structures for a language L correspond to one another
if they are interpretations of the same symbol of L. To call a mapping
“structure-preserving” is to say (1) that if objects in the first structure
bear a certain relation to one another, then their images in the second
structure (under the mapping) bear the corresponding relation to one another,
(2) that the value of a function for a given object (or ntuple of objects) in
the first structure has as its image under the mapping the value of the
corresponding function for the image of the object (or n-tuple of images) in
the second structure, and (3) that the image in the second structure of an
object in the first is the corresponding object. An isomorphism is a
homomorphism that is oneto-one and whose inverse is also a homomorphism.
See also MODEL THEORY.
R.Ke. homonymy. See AMBIGUITY. homoousian. See HOMOOUSIOS.
Homoousios. Athanasius --
early Christian father, bishop, and a leading protagonist in the fourth-century
disputes concerning Christ’s relationship to God. Through major works like On
the Incarnation, Against the Arians, and Letters on the Holy Spirit, Athanasius
contributed greatly to the classical doctrines of the Incarnation and the
Trinity. Opposing all forms of Arianism, which denied Christ’s divinity and
reduced him to a creature, Athanasius taught, in the language of the Nicene
Creed, that Christ the Son, and likewise the Holy Spirit, were of the same
being as God the Father homoousios. Thus with terminology and concepts drawn
from Grecian philosophy, he helped to forge the distinctly Christian and
un-Hellenistic doctrine of the eternal triune God, who became enfleshed in time
and matter and restored humanity to immortality, forfeited through sin, by
involvement in its condition of corruption and decay. homoousios (Greek, ‘of the same substance’),
a concept central to the Christian doctrine of the Trinity, enshrined in the Nicene
Creed of A.D. 381. It attests that God the Son (and by extension the Spirit) is
of one and the same being or substance (ousia) as the Father. Reflecting the
insistence of Athanasius against Arianism that Christ is God’s eternal, coequal
Son and not a creature, the Nicene homoousios is also to be differentiated from
a rival formula, homoiousios (Greek, ‘of similar substance’), which affirms
merely the Son’s likeness in being to God. Though notoriously and superficially
an argument over one Greek iota, the issue was philosophically profound and
theologically crucial whether or not Jesus of Nazareth incarnated God’s own
being, revealed God’s own truth, and mediated God’s own salvation. See also
TRINITARIANISM. A.E.L. homuncular functionalism. See FUNCTIONALISM.
homunculus (from Latin,
‘little man’), a miniature adult held to inhabit the brain (or some other
organ) who perceives all the inputs to the sense organs and initiates all the
commands to the muscles. Any theory that posits such an internal agent risks an
infinite regress (sometimes called the homunculus fallacy), since we can ask
whether there is a little man in the little man’s head, responsible for his
perception and action, and so on. Many familiar views of the mind and its
activities seem to require a homunculus. For instance, models of visual
perception that posit an inner picture as its product homoromery homunculus 392
4065h-l.qxd 08/02/1999 7:39 AM Page 392 apparently require a homunculus to look
at the picture, and models of action that treat intentions as commands to the
muscles apparently require a homunculus to issue the commands. It is never an
easy matter to determine whether a theory is committed to the existence of a
homunculus that vitiates the theory, and in some circumstances, homunculi can
be legitimately posited at intermediate levels of theory: “Homunculi are
bogeymen only if they duplicate entire the talents they are rung in to explain.
If one can get a team or committee of relatively ignorant, narrow-minded, blind
homunculi to produce the intelligent behavior of the whole, this is progress”
(Dennett, Brainstorms, 1978). Theories (in philosophy of mind or artificial
intelligence or cognitive science) that posit such teams of homunculi have been
called homuncular functionalism by William Lycan. D.C.D. Horkheimer, Max
(1895–1973), German philosopher, the leading theorist of the first generation
of the Frankfurt School of critical theory. Both as director of the Institute
for Social Research and in his early philosophical essays published in the
Zeitschrift für Sozialforschung, Horkheimer set the agenda for the
collaborative work of the Frankfurt School in the social sciences, including
analyses of the developments of state capitalism, the family, modern culture,
and fascism. His programmatic essays on the relation of philosophy and the
social sciences long provided the philosophical basis for Frankfurt School
social criticism and research and have profoundly influenced Habermas’s
reformulation of Frankfurt School critical theory. In these essays, such as
“The Present Situation of Social Philosophy and the Tasks of an Institute for
Social Research” (1931), Horkheimer elaborated a cooperative relation between
philosophy and the social sciences through an interdisciplinary historical materialism.
His “Traditional and Critical Theory” (1937) develops the distinction between
“critical” and “traditional” theories in terms of basic goals: critical
theories aim at emancipating human beings rather than describing reality as it
is now. In the darkest days of World War II Horkheimer began collaborating with
Adorno on The Dialectic of Enlightenment (1941), in which they see the origins
of modern reason and autonomy in the domination of nature and the inner self.
This genealogy of modern reason argues that myth and enlightenment are
inseparably “entwined,” a view proposed primarily to explain the catastrophe in
which Europe found itself. While Horkheimer thought that a revised notion of
Hegelian dialectics might lead beyond this impasse, he never completed this
positive project. Instead, he further developed the critique of instrumental
reason in such works as Eclipse of Reason (1947), where he argues that modern
institutions, including democracy, are under the sway of formal and
instrumental rationality and the imperatives of self-preservation. While he did
little new work after this period, he turned at the end of his life to a
philosophical reinterpretation of religion and the content of religious
experience and concepts, developing a negative theology of the “completely
Other.” His most enduring influence is his clear formulation of the
epistemology of practical and critical social inquiry oriented to human
emancipation. See also CRITICAL THEORY, FRANKFURT SCHOOL. J.Bo.
hormic psychology. See
MCDOUGALL. Ho Yen (d.A.D. 249), Chinese philosopher, an early leader of the
Neo-Taoist movement. Ho Yen brought into currency the idea of “non-being” (wu)
in explaining the tao and the origin of being. Without limit and inexhaustible,
the tao constitutes the totality of all there is. Formless and nameless, it is
a creative vital energy (ch’i) that through a process of differentiation
produces heaven and earth and the myriad creatures. Ho Yen is also famous for
his view that the sage does not have emotions (ch’ing). This is because the
sage is exceptionally endowed with pure ch’ienergy, which precludes emotional
disturbance. Ethically, this further translates into a critique of hypocrisy
and the abuse of power that Ho Yen considered the bane of Chinese society.
See also CH’ING,
NEO-TAOISM. A.K.L.C.
hsiao, Chinese team meaning ‘filial piety’.
Hsiao refers both to a virtue and to acts manifesting that virtue. Originally,
hsiao had to do with the proper performance of one’s parents’ funeral rituals
and sacrifices to one’s ancestors. Later, hsiao came to encompass the proper
treatment of one’s parents while they are alive. Hsiao is fundamental to
Confucianism in that showing proper respect for one’s parents is thought to be
related to respect for legitimate political authority. See also CONFUCIANISM,
LI2. B.W.V.N. hsien, in Chinese philosophy, divine “immortals” or
“transcendents” – spiritual beings who have attained the tao and are
characterized by transcendence and immortality; a central ideal in Horkheimer,
Max hsien 393 4065h-l.qxd 08/02/1999 7:39 AM Page 393 religious Taoism. The
idea has its roots in ancient Chinese religion; in its mature form, it
signifies a being constituted by the purest and most potent form of vital
energy (ch’i), which renders him/ her beyond the limitations of mundane life.
Thus, hsien are often characterized by the power of flight. In poetry and
philosophic discourse, hsien evokes fulfillment and freedom, especially from
desire and the vagaries of human striving. In religious Taoism, there is an
important debate whether immortality can be achieved through effort. Various
methods that fall under the general rubrics of “internal alchemy” (nei-tan) and
“external alchemy” (wai-tan) have been devised to bring about the perfected
state. See also CH’I, TAOISM. A.K.L.C. Hsi K’ang (A.D.223–62), Chinese
philosopher, a key representative of Neo-Taoism. Hsi K’ang’s philosophy centers
on the concept of tzu-jan – naturalness or, literally, what is of itself so –
which depicts the inherent order of the Taoist universe. Nature conforms to
“necessary principles” (pi-jan chih li); individuals receive an energy
endowment (ch’i) at birth of varying richness that defines their nature and
capacity. While endowment is inborn, self-cultivation directed at dispelling self-interest
can substantially enhance one’s physical and spiritual well-being. In ethics
and politics, Hsi K’ang thus advocates going beyond the orthodox teachings of
Confucianism (ming-chiao), which emphasize learning, conformity, and tradition.
Hsi is also famous for his musical theory that “sounds do not have sorrow or
joy” (sheng wu ai-lo): while sounds are naturally produced, emotions involve
subjective and cognitive reactions. See also CH’I, NEO-TAOISM. A.K.L.C. hsin1,
Chinese term meaning ‘heart’, ‘mind’, ‘feeling’. Generally, the hsin is both
the physical organ we call the heart, and the faculty of appetition, cognition,
and emotion, but the precise nature and proper role of hsin is one of the
fundamental issues dividing Chinese philosophers. Mencius speaks of “four
hearts,” associating a particular virtue and set of emotional and cognitive
capacities with each. Chuang Tzu suggests that we “fast” (chai), rather than
cultivate, the hsin, letting ourselves be guided instead by the ch’i. Hsün Tzu
holds that the hsin should control and sublimate the desires. In
Neo-Confucianism, the hsin is conceived as a fully developed moral sense,
present in every human, whose proper functioning is obscured by selfish
desires. NeoConfucians differ over whether hsin is identical with principle
(li) and nature (hsing).
See also CONFUCIANISM,
LI1, MENCIUS, NEO-CONFUCIANISM. B.W.V.N. hsin2, Chinese term meaning ‘trust’,
‘faith’, ‘trustworthiness’, ‘honest’. In early texts, hsin is the mutual trust
of sincerity between worshiper and spirit. The Chinese character for this word
consists of two elements representing ‘person’ and ‘speech’, and this provides
a reliable guide to its root sense: being true to one’s word. Hsin became one
of the cardinal Confucian virtues: trustworthiness or honesty (but only in
service to what is right). In Buddhist contexts, hsin can mean ‘faith’ in the
religious sense, e.g., the Pure Land School’s practice of faith in Amitabha
Buddha. This influenced Neo-Confucianism and is manifested in their faith in a
perfect, innate moral faculty. See also CHINESE PHILOSOPHY, NEO-CONFUCIANISM.
P.J.I.
hsing, Chinese
philosophical term generally agreed to be derived from ‘sheng’ (life, growth),
and usually translated as ‘nature’. In its earliest use as a term distinct from
‘sheng’, it probably referred to the tendency or direction of development that
a thing will realize if unobstructed (e.g. it is the hsing of a sprout to grow
into a fullgrown plant and the hsing of water to flow downward), and the hsing
of human beings is also supposed to be their proper course of development. The
concept hsing probably entered philosophical discourse with the development of
the school of thought associated with Yang Chu (fifth–fourth century B.C.),
which regarded the hsing of human beings as the tendency to live a life of a
certain span in good health and with sensory desires appropriately satisfied.
It subsequently became a central concept in Confucian thought, though
understood differently by different Confucian thinkers. Mencius (fourth century
B.C.) regarded the moral way of life as a full realization of the hsing of
human beings, which is constituted by the direction of development indicated by
certain incipient moral inclinations of the heart/mind (hsin); hsing is good in
that it has a moral direction. Hsün Tzu (third century B.C.) regarded the moral
way of life as a transformation of the hsing of human beings, which comprises
primarily self-regarding desires human beings have by birth; hsing is evil in
that unregulated pursuit of satisfaction of such desires leads to strife and
disorder. Different views of hsing continued to evolve; but ever since the view
that Mencius was the true transmitter of Confucius’s teachings became
established, Hsi K’ang hsing 394 4065h-l.qxd 08/02/1999 7:39 AM Page 394
largely through the efforts of Chu Hsi (1130– 1200), the idea that the hsing of
human beings is good has been a central tenet of Confucian thought. See also
CONFUCIANISM. K.-l.S. hsing-erh-shang, in Chinese philosophy, formless or metaphysical.
In part one of the I-Ching (the Book of Changes) there is a statement that what
is hsing-erh-shang is called tao (the Way), and what is hsing-er-hsia (with
form) is called ch’i, a concrete thing. In the Chinese way of thinking, tao and
ch’i are understood to be inseparable from each other; as tao is both
transcendent and immanent, it permeates things, and things must not be cut off
and alienated from their metaphysical origin.
See also CHINESE
PHILOSOPHY. S.-h.L. hsing-ming, in Chinese philosophy, “forms and names,” an
important philosophical concept associated with Legalism and the Huang–Lao
School (the school of the Yellow Emperor and Lao Tzu), which flourished during
the Warring States period and the early Han dynasty (third– second century B.C.).
The narrower meaning of the term has to do with a system of law and punishment,
designed especially to keep state officials in check. More broadly, hsing-ming
points to a vision of order, in which all “names” (ming) should correspond to
their underlying “form” (hsing) or reality. Applied to politics, this suggests
that the ruler must discern the workings of the cosmos, ensure that officials
perform their assigned duties, and allow the people to prosper in the perceived
natural order of things. See also CHINESE LEGALISM. A.K.L.C. Hsiung Shih-li
(1885–1968), Chinese contemporary New Confucian philosopher. He was a
revolutionary when young and later studied Wei-shih (Vijnanavada,
‘Consciousness-Only’) philosophy at the China Buddhist Institute under Ou-yang
Ching-wu (1871–1943). But, dissatisfied, he developed his New Wei-shih
philosophy of creativity based on the insights he derived from the I-Ching. He
became influential and had Mou Tsung-san, T’ang Chün-i, and Hsü Fu-kuan among
his disciples. After the Communist takeover in 1949, he still rejected
materialism, but embraced a radical social philosophy that was not shared by
most of his former disciples. See also CHINESE PHILOSOPHY, HSÜ FUKUAN, I-CHING,
T’ANG CHÜN-I. S.-h.L.
Hsü Fu-kuan (1903–82),
Chinese intellectual and historian who served directly under Chiang Kai-shek at
one time, but became a critic of the Nationalist government after it moved to
Taiwan in 1949. He founded Democratic Review, the influential magazine that
spread the ideas of contemporary New Confucians. He also started the Department
of Chinese at Tunghai University in 1955 and invited Mou Tsung-san to join the
staff to form another center of New Confucianism other than New Asia College in
Hong Kong. He characterized his own position as between academic studies and
politics, and between historical scholarship and philosophical understanding.
His magnum opus was the three-volume History of Han Thought; his works on
Chinese literature and art were also widely quoted. See also CH’IEN MU, HSIUNG
SHIH-LI, T’ANG CHÜN-I. S.-h.L. Hsü Hsing (c.315 B.C.), Chinese philosopher, a
member of the Tillers or Agriculture School (Nung Chia). The Tillers believed
that in antiquity Shen Nung, the Divine Farmer, had ruled without reward,
punishment, or administration over a decentralized utopia of small communities
where all, including the ruler, lived by their own labor. Accordingly, Hsü
Hsing attacked contemporary rulers who did not plow the fields but rather lived
off the labor of others. He also sought to stabilize grain prices by
controlling supply: grain would be stored in good years and distributed in bad
ones. R.P.P. & R.T.A.
Hsün Tzu (third century
B.C.), a tough-minded Confucian philosopher best known for his opposition to
Mencius’s conception of the inherent goodness of human nature. For Hsün Tzu,
the essential nature of human beings is bad in the sense of possessing a
problematical motivational hsing-erh-shang Hsün Tzu 395 4065h-l.qxd 08/02/1999
7:39 AM Page 395 structure: every human seeks to satisfy his/her desires;
unless guided by li (propriety) and i (rightness), these desires inevitably
lead to conflict especially in view of the scarcity of goods and the native
human tendency toward partiality for one’s own benefits and for those of one’s
close relations. Significantly, the li or rules of proper behavior perform
three basic functions: delimiting, supportive, and ennobling. The first draws
the boundaries of proper conduct; the second provides channels for satisfaction
of desires within these boundaries; and the third provides sources for
ennobling personal character in accordance with jen (benevolence) and i
(rightness). Hsün Tzu is also noted for emphasizing law as a supplement to li
(rules of proper conduct); the need of argumentation to resolve ethical
disagreement; the importance of clarity of mind, as opposed to pi (obscuration)
in the pursuit of ethical knowledge; and the importance of Confucian classics
in character education. See also MENCIUS. A.S.C.
Huai Nan Tzu, an ancient
Chinese syncretic compendium of knowledge. It was compiled by an academy of
scholars residing under the patronage of one of the most prominent literary
figures of the age, Liu An, Prince of Huai Nan, and presented to the imperial
court of Emperor Wu in about 140 B.C. The twenty treatises that make up the
text include technical tracts on astronomy, topography, and calendrics, as well
as original reconfigurations of the ideas and beliefs that flourished in the
formative period of classical Chinese philosophy. In many ways, it is a Han
dynasty (206 B.C.–A.D. 220) summary of existing knowledge, and like most
Chinese documents it is practical and prescriptive. As a political document, it
is syncretic, blending Confucian, Legalist, and Taoist precepts to recommend a
kind of practicable Taoist alternative to political centralism. R.P.P. &
R.T.A
Huang–Lao (Chinese,
‘School of the Yellow Emperor and Lao Tzu’), an eclectic school (c. third
century B.C.) purportedly based on the teachings of the mythic Yellow Emperor
and Lao Tzu, advocating a kind of Realpolitik Taoism stressing reliance on
methods of ruling (e.g., rewards and punishments) and the power of political
and social structures. Huang–Lao sought to establish a perfectly organized
state, which tzu jan (naturally) runs smoothly, in which the ruler reigns (not
rules) through wu wei (non-action). Huang–Lao’s mystical side concerns its
claim that only the ruler can attain the unifying vision needed for such
organization and that this vision is achieved through the practice of stillness
and hsü (tenuousness). P.J.I. Huang Tsung-hsi (1610–95), Chinese philosopher
and historian. A student of Liu Tsung-chou (1578–1645), the last great
Neo-Confucian philosopher in the Ming dynasty, he compiled Ming-ju-hsüeh-an and
Sung-Yüan-hsüeh-an, important anthologies and critical accounts of the
Neo-Confucianists of the Ming dynasty and Sung and Yüan dynasties. He also
wrote Ming-i-taifang-lu (“Waiting for the Dawn: A Plan for the Prince”), in
which he denounced the system of government working only for the selfish
interest of the ruler. This work exerted great influence in the last days of
the Chinese empire. See also CHINESE PHILOSOPHY, CHU HSI, WANG YANGMING.
S.-h.L. Hu Hung, also called Wu-feng (1100–55), Chinese Neo-Confucian
philosopher and an important figure in the Hunan School. According to him, hsin
(mind/heart) is the outward manifestation of hsing (human nature); one must
first understand the nature of jen (humanity) before one can practice moral
cultivation. Professor Mou Tsung-san believed that Hu Hung succeeded Chou
Tun-yi, Chang Tsai, and Ch’eng Hao, representing a third line of thought other
than those of Ch’eng–Chu and Lu–Wang.
See also CHANG TSAI,
CH’ENG HAO, CHOU TUN-YI, CHU HSI, NEO-CONFUCIANISM. S.-h.L. Hui Shih (c.380–305
B.C.), Chinese philosopher, prime minister of the state of Wei, and a leading
member of the School of Names (ming chia, also referred to as pien che, the
Dialecticians or Sophists). As a friend and debating partner of the Taoist
philosopher Chuang Tzu, Hui Shih parried Chuang Tzu’s poetic, rhapsodic, and
meditationbased intuitions with sophisticated logic and analytic rigor. An
advocate of the Mohist idea of impartial concern for others (chien ai) and an
opponent of war, he is most famous for his Ten Paradoxes, collected in the
Chuang Tzu. Though Hui Shih’s explanations are no longer extant, paradoxes such
as “I go to Yüeh today but arrived yesterday” and “The south has no limit yet
has a limit” raise issues of relativity and perspectivism with respect to
language, values, and concepts such as space and time.
humanism, a set of
presuppositions that assigns to human beings a special position in the scheme
Huai Nan Tzu humanism 396 4065h-l.qxd 08/02/1999 7:39 AM Page 396 of things.
Not just a school of thought or a collection of specific beliefs or doctrines,
humanism is rather a general perspective from which the world is viewed. That
perspective received a gradual yet persistent articulation during different
historical periods and continues to furnish a central leitmotif of Western
civilization. It comes into focus when it is compared with two competing
positions. On the one hand, it can be contrasted with the emphasis on the
supernatural, transcendent domain, which considers humanity to be radically
dependent on divine order. On the other hand, it resists the tendency to treat
humanity scientifically as part of the natural order, on a par with other
living organisms. Occupying the middle position, humanism discerns in human
beings unique capacities and abilities, to be cultivated and celebrated for
their own sake. The word ‘humanism’ came into general use only in the
nineteenth century but was applied to intellectual and cultural developments in
previous eras. A teacher of classical languages and literatures in Renaissance
Italy was described as umanista (contrasted with legista, teacher of law), and
what we today call “the humanities,” in the fifteenth century was called studia
humanitatis, which stood for grammar, rhetoric, history, literature, and moral
philosophy. The inspiration for these studies came from the rediscovery of
ancient Greek and Latin texts; Plato’s complete works were translated for the
first time, and Aristotle’s philosophy was studied in more accurate versions
than those available during the Middle Ages. The unashamedly humanistic flavor
of classical writings had a tremendous impact on Renaissance scholars. Here,
one felt no weight of the supernatural pressing on the human mind, demanding
homage and allegiance. Humanity – with all its distinct capacities, talents,
worries, problems, possibilities – was the center of interest. It has been said
that medieval thinkers philosophized on their knees, but, bolstered by the new
studies, they dared to stand up and to rise to full stature. Instead of devotional
Church Latin, the medium of expression was the people’s own language – Italian,
French, German, English. Poetical, lyrical self-expression gained momentum,
affecting all areas of life. New paintings showed great interest in human form.
Even while depicting religious scenes, Michelangelo celebrated the human body,
investing it with instrinsic value and dignity. The details of daily life –
food, clothing, musical instruments – as well as nature and landscape –
domestic and exotic – were lovingly examined in paintings and poetry.
Imagination was stirred by stories brought home by the discoverers of new lands
and continents, enlarging the scope of human possibilities as exhibited in the
customs and the natural environments of strange, remote peoples. The humanist
mode of thinking deepened and widened its tradition with the advent of
eighteenth-century thinkers. They included French philosophes like Voltaire,
Diderot, and Rousseau, and other European and American figures – Bentham, Hume,
Lessing, Kant, Franklin, and Jefferson. Not always agreeing with one another,
these thinkers nevertheless formed a family united in support of such values as
freedom, equality, tolerance, secularism, and cosmopolitanism. Although they
championed untrammeled use of the mind, they also wanted it to be applied in
social and political reform, encouraging individual creativity and exalting the
active over the contemplative life. They believed in the perfectibility of
human nature, the moral sense and responsibility, and the possibility of
progress. The optimistic motif of perfectibility endured in the thinking of
nineteenth- and twentiethcentury humanists, even though the accelerating pace
of industrialization, the growth of urban populations, and the rise in crime,
nationalistic squabbles, and ideological strife leading to largescale inhumane
warfare often put in question the efficacy of humanistic ideals. But even the
depressing run of human experience highlighted the appeal of those ideals,
reinforcing the humanistic faith in the values of endurance, nobility,
intelligence, moderation, flexibility, sympathy, and love. Humanists attribute
crucial importance to education, conceiving of it as an all-around development
of personality and individual talents, marrying science to poetry and culture
to democracy. They champion freedom of thought and opinion, the use of
intelligence and pragmatic research in science and technology, and social and
political systems governed by representative institutions. Believing that it is
possible to live confidently without metaphysical or religious certainty and
that all opinions are open to revision and correction, they see human
flourishing as dependent on open communication, discussion, criticism, and
unforced consensus.
humanism, civic humanism,
civic 397 4065h-l.qxd 08/02/1999 7:39 AM Page 397 human nature, a quality or
group of qualities, belonging to all and only humans, that explains the kind of
being we are. We are all two-footed and featherless, but ‘featherless biped’
does not explain our socially significant characteristics. We are also all both
animals and rational beings (at least potentially), and ‘rational animal’ might
explain the special features we have that other kinds of beings, such as
angels, do not. The belief that there is a human nature is part of the wider
thesis that all natural kinds have essences. Acceptance of this position is
compatible with many views about the specific qualities that constitute human
nature. In addition to rationality and embodiment, philosophers have said that
it is part of our nature to be wholly selfinterested, benevolent, envious,
sociable, fearful of others, able to speak and to laugh, and desirous of
immortality. Philosophers disagree about how we are to discover our nature.
Some think metaphysical insight into eternal forms or truths is required,
others that we can learn it from observation of biology or of behavior. Most
have assumed that only males display human nature fully, and that females, even
at their best, are imperfect or incomplete exemplars. Philosophers also
disagree on whether human nature determines morality. Some think that by noting
our distinctive features we can infer what God wills us to do. Others think
that our nature shows at most the limits of what morality can require, since it
would plainly be pointless to direct us to ways of living that our nature makes
impossible. Some philosophers have argued that human nature is plastic and can
be shaped in different ways. Others hold that it is not helpful to think in
terms of human nature. They think that although we share features as members of
a biological species, our other qualities are socially constructed. If the
differences between male and female reflect cultural patterns of child rearing,
work, and the distribution of power, our biologically common features do not
explain our important characteristics and so do not constitute a nature.
human rights. See RIGHTS.
human sciences. See WEBER. Humboldt, Wilhelm von (1767–1835), German statesman,
scholar, and educator, often regarded as the father of comparative linguistics.
Born in Potsdam, Wilhelm, with his younger brother Alexander, was educated by
private tutors in the “enlightened” style thought suitable for future Prussian
diplomats. This included classical languages, history, philosophy, and
political economy. After his university studies in law at Frankfurt an der Oder
and Göttingen, his career was divided among assorted diplomatic posts, writing
on a broad range of topics, and (his first love) the study of languages. His
broad-ranging works reveal the important influences of Herder in his conception
of history and culture, Kant and Fichte in philosophy, and the French
“Ideologues” in linguistics. His most enduring work has proved to be the
Introduction (published in 1836) to his massive study of the Kawi language
spoken on Java. Humboldt maintained that language, as a vital and dynamic
“organism,” is the key to understanding both the operations of the human mind
and the distinctive differences characteristic of various national cultures.
Every language possesses a distinctive inner form that shapes, in a way
reminiscent of Kant’s more general categories, the subjective experiences, the
worldview, and ultimately the institutions of a given nation and its culture.
While all later comparative linguists are indebted to both his empirical
studies and his theoretical insights, such philosophers of culture as Dilthey
and Cassirer acknowledge him as establishing language as a central concern for
the human sciences. J.P.Su. Hume, David (1711–76), Scottish philosopher and
historian who may be aptly considered the leading neo-skeptic of the early
modern period. Many of Hume’s immediate predecessors (Descartes, Bayle, and
Berkeley) had grappled with important elements of skepticism. Hume consciously
incorporated many of these same elements into a philosophical system that
manages to be both skeptical and constructive. Born and educated in Edinburgh,
Hume spent three years (1734–37) in France writing the penultimate draft of A
Treatise of Human Nature. In middle life, in addition to writing a wide-ranging
set of essays and short treatises and a long History of England, he served
briefly as companion to a mad nobleman, then as a military attaché, before
becoming librarian of the Advocates Library in Edinburgh. In 1763 he served as
private secretary to Lord Hertford, the British ambassador in Paris; in 1765 he
became secretary to the embassy there and then served as chargé d’affaires. In
1767–68 he served in Lonhuman nature Hume, David 398 4065h-l.qxd 08/02/1999
7:39 AM Page 398 don as under-secretary of state for the Northern Department.
He retired to Edinburgh in 1769 and died there. Hume’s early care was chiefly
in the hands of his widowed mother, who reported that young David was “uncommon
wake-minded” (i.e., uncommonly acute, in the local dialect of the period). His
earliest surviving letter, written in 1727, indicates that even at sixteen he
was engaged in the study that resulted in the publication (1739) of the first
two volumes of A Treatise of Human Nature. By the time he left college (c.1726)
he had a thorough grounding in classical authors, especially Cicero and the
major Latin poets; in natural philosophy (particularly that of Boyle) and
mathematics; in logic or theory of knowledge, metaphysics, and moral
philosophy; and in history. His early reading included many of the major
English and French poets and essayists of the period. He reports that in the
three years ending about March 1734, he read “most of the celebrated Books in
Latin, French & English,” and also learned Italian. Thus, although Hume’s
views are often supposed to result from his engagement with only one or two
philosophers (with either Locke and Berkeley, or Hutcheson or Newton), the
breadth of his reading suggests that no single writer or philosophical
tradition provides the comprehensive key to his thought. Hume’s most often
cited works include A Treatise of Human Nature (three volumes, 1739–40); an
Abstract (1740) of volumes 1 and 2 of the Treatise; a collection of
approximately forty essays (Essays Moral, Political, and Literary, first
published, for the most part, between 1741 and 1752); An Enquiry concerning
Human Understanding (1748); An Enquiry concerning the Principles of Morals
(1751); The Natural History of Religion (1757); a six-volume History of England
from Roman times to 1688 (1754–62); a brief autobiography, My Own Life (1777);
and Dialogues concerning Natural Religion (1778). Hume’s neo-skeptical stance
manifests itself in each of these works. He insists that philosophy “cannot go
beyond experience; and any hypothesis, that pretends to discover the ultimate
original qualities of human nature, ought at first to be rejected as
presumptuous and chimerical.” He says of the Treatise that it “is very
sceptical, and tends to give us a notion of the imperfections and narrow limits
of the human understanding.” But he goes well beyond the conventional
recognition of human limitations; from his skeptical starting place he projects
an observationally based science of human nature, and produces a comprehensive
and constructive account of human nature and experience. Hume begins the
Treatise with a discussion of the “elements” of his philosophy. Arguing that it
is natural philosophers (scientists) who should explain how sensation works, he
focuses on those entities that are the immediate and only objects present to
the mind. These he calls “perceptions” and distinguishes into two kinds,
“impressions” and “ideas.” Hume initially suggests that impressions (of which
there are two kinds: of sensation and of reflection) are more forceful or
vivacious than ideas, but some ideas (those of memory, e.g.) do sometimes take
on enough force and vivacity to be called impressions, and belief also adds
sufficient force and vivacity to ideas to make them practically
indistinguishable from impressions. In the end we find that impressions are
clearly distinguished from ideas only insofar as ideas are always causally
dependent on impressions. Thomas Reid charged that the allegedly representative
theory of perception found in Descartes and Locke had served as a philosophical
Trojan horse leading directly to skeptical despair. Hume was fully aware of the
skeptical implications of this theory. He knew well those sections of Bayle and
Locke that reveal the inadequacy of Descartes’s attempts to prove that there is
an external world, and also appreciated the force of the objections brought by
Bayle and Berkeley against the primary–secondary quality distinction championed
by Locke. Hume adopted the view that the immediate objects of the mind are
always “perceptions” because he thought it correct, and in spite of the fact
that it leads to skepticism about the external world. Satisfied that the battle
to establish absolutely reliable links between thought and reality had been
fought and lost, Hume made no attempt to explain how our impressions of
sensation are linked to their entirely “unknown causes.” He instead focused
exclusively on perceptions qua objects of mind: As to those impressions, which
arise from the senses, their ultimate cause is, in my opinion, perfectly
inexplicable by human reason, and ‘twill always be impossible to decide with
certainty, whether they arise immediately from the object, or are produc’d by
the creative power of the mind, or are deriv’d from the author of our being.
Nor is such a question any way material to our present purpose. We may draw
inferences from the coherence of our perceptions, whether they be true or Hume,
David Hume, David 399 4065h-l.qxd 08/02/1999 7:39 AM Page 399 false; whether
they represent nature justly, or be mere illusions of the senses. Book I of the
Treatise is an effort to show how our perceptions cohere to form certain
fundamental notions (those of space and time, causal connection, external and
independent existence, and mind) in which, skeptical doubts notwithstanding, we
repose belief and on which “life and action entirely depend.” According to
Hume, we have no direct impressions of space and time, and yet the ideas of
space and time are essential to our existence. This he explains by tracing our
idea of space to a “manner of appearance”: by means of two senses, sight and
touch, we have impressions that array themselves as so many points on a
contrasting background; the imagination transforms these particulars of experience
into a “compound impression, which represents extension” or the abstract idea
of space itself. Our idea of time is, mutatis mutandis, accounted for in the
same way: “As ‘tis from the disposition of visible and tangible objects we
receive the idea of space, so from the succession of ideas and impressions we
form the idea of time.” The abstract idea of time, like all other abstract
ideas, is represented in the imagination by a “particular individual idea of a
determinate quantity and quality” joined to a term, ‘time’, that has general
reference. Hume is often credited with denying there is physical necessity and
that we have any idea of necessary connection. This interpretation
significantly distorts his intent. Hume was convinced by the Cartesians, and
especially by Malebranche, that neither the senses nor reason can establish
that one object (a cause) is connected together with another object (an effect)
in such a way that the presence of the one entails the existence of the other.
Experience reveals only that objects thought to be causally related are
contiguous in time and space, that the cause is prior to the effect, and that
similar objects have been constantly associated in this way. These are the
defining, perceptible features of the causal relation. And yet there seems to
be more to the matter. “There is,” he says, a “NECESSARY CONNECTION to be taken
into consideration,” and our belief in that relation must be explained. Despite
our demonstrated inability to see or prove that there are necessary causal
connections, we continue to think and act as if we had knowledge of them. We
act, for example, as though the future will necessarily resemble the past, and
“wou’d appear ridiculous” if we were to say “that ‘tis only probable the sun
will rise to-morrow, or that all men must dye.” To explain this phenomenon Hume
asks us to imagine what life would have been like for Adam, suddenly brought to
life in the midst of the world. Adam would have been unable to make even the
simplest predictions about the future behavior of objects. He would not have
been able to predict that one moving billiard ball, striking a second, would
cause the second to move. And yet we, endowed with the same faculties, can not
only make, but are unable to resist making, this and countless other such
predictions. What is the difference between ourselves and this putative Adam?
Experience. We have experienced the constant conjunction (the invariant
succession of paired objects or events) of particular causes and effects and,
although our experience never includes even a glimpse of a causal connection,
it does arouse in us an expectation that a particular event (a “cause”) will be
followed by another event (an “effect”) previously and constantly associated
with it. Regularities of experience give rise to these feelings, and thus
determine the mind to transfer its attention from a present impression to the
idea of an absent but associated object. The idea of necessary connection is
copied from these feelings. The idea has its foundation in the mind and is
projected onto the world, but there is nonetheless such an idea. That there is
an objective physical necessity to which this idea corresponds is an untestable
hypothesis, nor would demonstrating that such necessary connections had held in
the past guarantee that they will hold in the future. Thus, while not denying
that there may be physical necessity or that there is an idea of necessary
connection, Hume remains a skeptic about causal necessity. Hume’s account of
our belief in future effects or absent causes – of the process of mind that
enables us to plan effectively – is a part of this same explanation. Such
belief involves an idea or conception of the entity believed in, but is clearly
different from mere conception without belief. This difference cannot be
explained by supposing that some further idea, an idea of belief itself, is
present when we believe, but absent when we merely conceive. There is no such
idea. Moreover, given the mind’s ability to freely join together any two consistent
ideas, if such an idea were available we by an act of will could, contrary to
experience, combine the idea of belief with any other idea, and by so doing
cause ourselves to believe anything. Consequently, Hume concludes that belief
can only be a “different MANNER of conceiving an object”; it is a livelier,
Hume, David Hume, David 400 4065h-l.qxd 08/02/1999 7:39 AM Page 400 firmer,
more vivid and intense conception. Belief in certain “matters of fact” – the
belief that because some event or object is now being experienced, some other
event or object not yet available to experience will in the future be
experienced – is brought about by previous experience of the constant
conjunction of two impressions. These two impressions have been associated
together in such a way that the experience of one of them automatically gives
rise to an idea of the other, and has the effect of transferring the force or
liveliness of the impression to the associated idea, thereby causing this idea
to be believed or to take on the lively character of an impression. Our beliefs
in continuing and independently existing objects and in our own continuing
selves are, on Hume’s account, beliefs in “fictions,” or in entities entirely
beyond all experience. We have impressions that we naturally but mistakenly
suppose to be continuing, external objects, but analysis quickly reveals that
these impressions are by their very nature fleeting and observer-dependent.
Moreover, none of our impressions provides us with a distinctive mark or evidence
of an external origin. Similarly, when we focus on our own minds, we experience
only a sequence of impressions and ideas, and never encounter the mind or self
in which these perceptions are supposed to inhere. To ourselves we appear to be
merely “a bundle or collection of different perceptions, which succeed each
other with an inconceivable rapidity, and are in a perpetual flux and
movement.” How do we, then, come to believe in external objects or our own
selves and self-identity? Neither reason nor the senses, working with
impressions and ideas, provide anything like compelling proof of the existence
of continuing, external objects, or of a continuing, unified self. Indeed,
these two faculties cannot so much as account for our belief in objects or
selves. If we had only reason and the senses, the faculties championed by,
respectively, the rationalists and empiricists, we would be mired in a
debilitating and destructive uncertainty. So unfortunate an outcome is avoided
only by the operation of an apparently unreliable third faculty, the
imagination. It, by means of what appear to be a series of outright mistakes
and trivial suggestions, leads us to believe in our own selves and in
independently existing objects. The skepticism of the philosophers is in this way
both confirmed (we can provide no arguments, e.g., proving the existence of the
external world) and shown to be of little practical import. An irrational
faculty, the imagination, saves us from the excesses of philosophy: “Philosophy
wou’d render us entirely Pyrrhonian,” says Hume, were not nature, in the form
of the imagination, too strong for it. Books II and III of the Treatise and the
Enquiry concerning the Principles of Morals reveal Hume’s concern to explain
our moral behavior and judgments in a manner that is consistent with his
science of human nature, but which nonetheless recognizes the irreducible moral
content of these judgments. Thus he attempted to rescue the passions from the
ad hoc explanations and negative assessments of his predecessors. From the time
of Plato and the Stoics the passions had often been characterized as irrational
and unnatural animal elements that, given their head, would undermine
humankind’s true, rational nature. Hume’s most famous remark on the subject of
the passions, “Reason is, and ought only to be, the slave of the passions,”
will be better understood if read in this context (and if it is remembered that
he also claims that reason can and does extinguish some passions). In contrast
to the long-standing orthodoxy, Hume assumes that the passions constitute an
integral and legitimate part of human nature, a part that can be explained
without recourse to physical or metaphysical speculation. The passions can be
treated as of a piece with other perceptions: they are secondary impressions
(“impressions of reflection”) that derive from prior impressions and ideas.
Some passions (pride and humility, love and hatred) may be characterized as
indirect; i.e., they arise as the result of a double relation of impressions
and ideas that gives them one form of intentional character. These passions
have both assignable causes (typically, the qualities of some person or some
object belonging to a person) and a kind of indirect object (the person with
the qualities or objects just mentioned); the object of pride or humility is
always oneself, while the object of love or hatred is always another. The
direct passions (desire, aversion, hope, fear, etc.) are feelings caused
immediately by pleasure or pain, or the prospect thereof, and take entities or
events as their intentional objects. In his account of the will Hume claims
that while all human actions are caused, they are nonetheless free. He argues
that our ascriptions of causal connection have all the same foundation, namely,
the observation of a “uniform and regular conjunction” of one object with
another. Given that in the course of human affairs we observe “the same
uniformity and regular operation of natural principles” found in the physical
world, and that this uniformity results in an expectation of exactly the sort
produced by physHume, David Hume, David 401 4065h-l.qxd 08/02/1999 7:39 AM Page
401 ical regularities, it follows that there is no “negation of necessity and
causes,” or no liberty of indifference. The will, that “internal impression we
feel and are conscious of when we knowingly give rise to” any action or
thought, is an effect always linked (by constant conjunction and the resulting
feeling of expectation) to some prior cause. But, insofar as our actions are
not forcibly constrained or hindered, we do remain free in another sense: we
retain a liberty of spontaneity. Moreover, only freedom in this latter sense is
consistent with morality. A liberty of indifference, the possibility of
uncaused actions, would undercut moral assessment, for such assessments
presuppose that actions are causally linked to motives. Morality is for Hume an
entirely human affair founded on human nature and the circumstances of human
life (one form of naturalism). We as a species possess several notable
dispositions that, over time, have given rise to morality. These include a
disposition to form bonded family groups, a disposition (sympathy) to
communicate and thus share feelings, a disposition – the moral sense – to feel
approbation and disapprobation in response to the actions of others, and a
disposition to form general rules. Our disposition to form family groups
results in small social units in which a natural generosity operates. The fact
that such generosity is possible shows that the egoists are mistaken, and
provides a foundation for the distinction between virtue and vice. The fact
that the moral sense responds differently to distinctive motivations – we feel
approbation in response to well-intended actions, disapprobation in response to
ill-intended ones – means that our moral assessments have an affective but
nonetheless cognitive foundation. To claim that Nero was vicious is to make a
judgment about Nero’s motives or character in consequence of an observation of
him that has caused an impartial observer to feel a unique sentiment of
disapprobation. That our moral judgments have this affective foundation
accounts for the practical and motivational character of morality. Reason is
“perfectly inert,” and hence our practical, actionguiding moral distinctions
must derive from the sentiments or feelings provided by our moral sense. Hume
distinguishes, however, between the “natural virtues” (generosity, benevolence,
e.g.) and the “artificial virtues” (justice, allegiance, e.g.). These differ in
that the former not only produce good on each occasion of their practice, but
are also on every occasion approved. In contrast, any particular instantiation
of justice may be “contrary to the public good” and be approved only insofar as
it is entailed by “a general scheme or system of action, which is
advantageous.” The artificial virtues differ also in being the result of
contrivance arising from “the circumstances and necessities of life.” In our
original condition we did not need the artificial virtues because our natural
dispositions and responses were adequate to maintain the order of small,
kinshipbased units. But as human numbers increased, so too did the scarcity of
some material goods lead to an increase in the possibility of conflict,
particularly over property, between these units. As a consequence, and out of
self-interest, our ancestors were gradually led to establish conventions
governing property and its exchange. In the early stages of this necessary
development our disposition to form general rules was an indispensable
component; at later stages, sympathy enables many individuals to pursue the
artificial virtues from a combination of self-interest and a concern for
others, thus giving the fully developed artificial virtues a foundation in two kinds
of motivation. Hume’s Enquiry concerning Human Understanding and his Enquiry
concerning the Principles of Morals represent his effort to “recast” important
aspects of the Treatise into more accessible form. His Essays extend his
human-centered philosophical analysis to political institutions, economics, and
literary criticism. His best-selling History of England provides, among much
else, an extended historical analysis of competing Whig and Tory claims about
the origin and nature of the British constitution. Hume’s trenchant critique of
religion is found principally in his Enquiry concerning Human Understanding,
Natural History of Religion, and Dialogues. In an effort to curb the excesses
of religious dogmatism, Hume focuses his attention on miracles, on the argument
from design, and on the origin of the idea of monotheism. Miracles are putative
facts used to justify a commitment to certain creeds. Such commitments are
often maintained with a mind-numbing tenacity and a disruptive intolerance
toward contrary views. Hume argues that the widely held view of miracles as
violations of a law of nature is incoherent, that the evidence for even the
most likely miracle will always be counterbalanced by the evidence establishing
the law of nature that the miracle allegedly violates, and that the evidence
supporting any given miracle is necessarily suspect. His argument leaves open
the possibility that violations of the laws of nature may have occurred, but
shows that beliefs about such events lack the force of evidence needed to
justify the arrogance and intolerance that characterizes so many of the
religious. Hume’s critique of the argument from design has a similar effect.
This argument purports to show that our well-ordered universe must be the
effect of a supremely intelligent cause, that each aspect of this divine
creation is well designed to fulfill some beneficial end, and that these
effects show us that the Deity is caring and benevolent. Hume shows that these
conclusions go well beyond the available evidence. The pleasant and
well-designed features of the world are balanced by a good measure of the
unpleasant and the plainly botched. Our knowledge of causal connections depends
on the experience of constant conjunctions. Such connections cause the vivacity
of a present impression to be transferred to the idea associated with it, and
leave us believing in that idea. But in this case the effect to be explained,
the universe, is unique, and its cause unknown. Consequently, we cannot
possibly have experiential grounds for any kind of inference about this cause.
On experiential grounds the most we can say is that there is a massive, mixed
effect, and, as we have through experience come to believe that effects have
causes commensurate to them, this effect probably does have a commensurately
large and mixed cause. Furthermore, as the effect is remotely like the products
of human manufacture, we can say “that the cause or causes of order in the
universe probably bear some remote analogy to human intelligence.” There is indeed
an inference to be drawn from the unique effect in question (the universe) to
the cause of that effect, but it is not the “argument” of the theologians nor
does it in any way support sectarian pretension or intolerance. The Natural
History of Religion focuses on the question of the origin of religion in human
nature, and delivers a thoroughly naturalistic answer: the widespread but not
universal belief in invisible and intelligent power can be traced to derivative
and easily perverted principles of our nature. Primitive peoples found physical
nature not an orderly whole produced by a beneficent designer, but arbitrary
and fearsome, and they came to understand the activities of nature as the
effect of petty powers that could, through propitiating worship, be influenced
to ameliorate their lives. Subsequently, the same fears and perceptions
transformed polytheism into monotheism, the view that a single, omnipotent
being created and still controls the world and all that transpires in it. From
this conclusion Hume goes on to argue that monotheism, apparently the more
sophisticated position, is morally retrograde. Monotheism tends naturally
toward zeal and intolerance, encourages debasing, “monkish virtues,” and proves
itself a danger to society: it is a source of violence and a cause of
immorality. In contrast, polytheism, which Hume here regards as a form of
atheism, is tolerant of diversity and encourages genuine virtues that improve
humankind. From a moral point of view, at least this one form of atheism is
superior to theism.
Hu Shih (1891–1962),
Chinese philosopher and historian and a famous liberal intellectual in
contemporary China. He studied at Columbia University under Dewey, and brought
pragmatism to China. He was the Chinese ambassador to the United States during
World War II and later headed the Academia Sinica in Taipei. A versatile
writer, he helped to initiate the vernacular movement in Chinese literature;
published his Ancient History of Chinese Philosophy in 1919, the first history
of Chinese philosophy written from a modern point of view; and advocated
wholesale Westernization or modernization of China. A reformist committed to
the democratic ideal, he remained an anti-Communist throughout his life.
Husserl, Edmund
(1859–1938), German philosopher and founder of phenomenology. Born in Prossnits
(now Proste v jov in the Czech Republic), he studied science and philosophy at
Leipzig, mathematics and philosophy at Berlin, and philosophy and psychology at
Vienna and Halle. He taught at Halle (1887–1901), Göttingen (1901– 16), and
Freiburg (1916–28). Husserl and Frege were the founders of the two major
twentiethcentury trends. Through his work and his influence on Russell,
Wittgenstein, and others, Frege inspired the movement known as analytic philosophy,
while Husserl, through his work and his influence on Heidegger, Sartre,
Merleau-Ponty, and others, established the movement known as phenomenology.
Husserl began his academic life as a mathematician. He studied at Berlin with
Kronecker and Weierstrass and wrote a dissertation in mathematics at Vienna.
There, influenced by Brentano, his interests turned toward philosohumors
Husserl, Edmund 403 4065h-l.qxd 08/02/1999 7:39 AM Page 403 phy and psychology
but remained related to mathematics. His habilitation, written at Halle, was a
psychological-philosophical study of the concept of number and led to his first
book, The Philosophy of Arithmetic (1891). Husserl distinguishes between
numbers given intuitively and those symbolically intended. The former are given
as the objective correlates of acts of counting; when we count things set out
before us, we constitute groups, and these groups can be compared with each
other as more and less. In this way the first few numbers in the number series
can be intuitively presented. Although most numbers are only symbolically
intended, their sense as numbers is derived from those that are intuitively
given. During 1890–1900 Husserl expanded his philosophical concerns from
mathematics to logic and the general theory of knowledge, and his reflections
culminated in his Logical Investigations (1900–01). The work is made up of six
investigations preceded by a volume of prolegomena. The prolegomena are a
sustained and effective critique of psychologism, the doctrine that reduces logical
entities, such as propositions, universals, and numbers, to mental states or
mental activities. Husserl insists on the objectivity of such targets of
consciousness and shows the incoherence of reducing them to the activities of
mind. The rest of the work examines signs and words, abstraction, parts and
wholes, logical grammar, the notion of presentation, and truth and evidence.
His earlier distinction between intuitive presentation and symbolic intention
is now expanded from our awareness of numbers to the awareness of all sorts of
objects of consciousness. The contrast between empty intention and fulfillment
or intuition is applied to perceptual objects, and it is also applied to what
he calls categorial objects: states of affairs, relationships, causal
connections, and the like. Husserl claims that we can have an intellectual
intuition of such things and he describes this intuition; it occurs when we
articulate an object as having certain features or relationships. The formal
structure of categorial objects is elegantly related to the grammatical parts
of language. As regards simple material objects, Husserl observes that we can
intend them either emptily or intuitively, but even when they are intuitively
given, they retain sides that are absent and only cointended by us, so
perception itself is a mixture of empty and filled intentions. The term
‘intentionality’ refers to both empty and filled, or signitive and intuitive,
intentions. It names the relationship consciousness has toward things, whether
those things are directly given or meant only in their absence. Husserl also
shows that the identity of things is given to us when we see that the object we
once intended emptily is the same as what is actually given to us now. Such
identities are given even in perceptual experience, as the various sides and
aspects of things continue to present one and the same object, but identities
are given even more explicitly in categorial intuition, when we recognize the
partial identity between a thing and its features, or when we directly focus on
the identity a thing has with itself. These phenomena are described under the
general rubric of identitysynthesis. A weakness in the first edition of Logical
Investigations was the fact that Husserl remained somewhat Kantian in it and
distinguished sharply between the thing as it is given to us and the
thing-in-itself; he claimed that in his phenomenology he described only the
thing as it is given to us. In the decade 1900–10, through deeper reflection on
our experience of time, on memory, and on the nature of philosophical thinking,
he overcame this Kantian distinction and claimed that the thing-in-itself can
be intuitively given to us as the identity presented in a manifold of
appearances. His new position was expressed in Ideas Pertaining to a Pure
Phenomenology and Phenomenological Philosophy (1913). The book was
misinterpreted by many as adopting a traditional idealism, and many thinkers
who admired Husserl’s earlier work distanced themselves from what he now
taught. Husserl published three more books. Formal and Transcendental Logic
(1929) was written right after his retirement; Cartesian Meditations (1931),
which appeared in French translation, was an elaboration of some lectures he
gave in Paris. In addition, some earlier manuscripts on the experience of time
were assembled by Edith Stein and edited by Heidegger in 1928 as Lectures on
the Phenomenology of Inner Time-Consciousness. Thus, Husserl published only six
books, but he amassed a huge amount of manuscripts, lecture notes, and working
papers. He always retained the spirit of a scientist and did his philosophical
work in the manner of tentative experiments. Many of his books can be seen as
compilations of such experiments rather than as systematic treatises. Because of
its exploratory and developmental character, his thinking does not lend itself
to doctrinal summary. Husserl was of Jewish ancestry, and after his death his
papers were in danger from the Nazi regime; they were covertly taken out of
Germany by a Belgian scholar, Herman Husserl, Edmund Husserl, Edmund 404
4065h-l.qxd 08/02/1999 7:39 AM Page 404 Leo Van Breda, who, after World War II,
established the Husserl Archives at Louvain. This institution, with centers at
Cologne, Freiburg, Paris, and New York, has since supervised the critical
edition of many volumes of Husserl’s writings in the series Husserliana.
Husserl believes that things are presented to us in various ways, and that
philosophy should be engaged in precise description of these appearances. It should
avoid constructing large-scale theories and defending ideologies. It should
analyze, e.g., how visual objects are perceived and how they depend on our
cognitive activity of seeing, focusing, moving about, on the correlation of
seeing with touching and grasping, and so on. Philosophy should describe the
different ways in which such “regions of being” as material objects, living
things, other persons, and cultural objects are given, how the past and the
present are intended, how speech, numbers, time and space, and our own bodies
are given to us, and so on. Husserl carries out many such analyses himself and
in all of them distinguishes between the object given and the subjective
conscious activity we must perform to let it be given. The phenomenological description
of the object is called noematic analysis and that of the subjective intentions
is called noetic analysis. The noema is the object as described
phenomenologically, the noesis is the corresponding mental activity, also as
described by phenomenology. The objective and the subjective are correlative
but never reducible to one another. In working out such descriptions we must
get to the essential structures of things. We do so not by just generalizing
over instances we have experienced, but by a process he calls “free variation”
or “imaginative variation.” We attempt in our imagination to remove various
features from the target of our analysis; the removal of some features would
leave the object intact, but the removal of other features would destroy the
object; hence, when we come upon the latter we know we have hit on something
essential to the thing. The method of imaginative variation thus leads to
eidetic intuition, the insight that this or that feature belongs to the eidos,
the essence, of the thing in question. Eidetic intuition is directed not only
toward objects but also toward the various forms of intentionality, as we try
to determine the essence of perception, memory, judging, and the like. Husserl
thinks that the eidetic analysis of intentionality and its objects yields
apodictic truths, truths that can be seen to be necessary. Examples might be
that human beings could not be without a past and future, and that each
material perceptual object has sides and aspects other than those presented at
any moment. Husserl admits that the objects of perceptual experience, material
things, are not given apodictically to perception because they contain parts
that are only emptily intended, but he insists that the phenomenological
reflection on perceptual experience, the reflection that yields the statement
that perception involves a mixture of empty and filled intentions, can be
apodictic: we know apodictically that perception must have a mixture of empty
and filled intentions. Husserl did admit in the 1920s that although
phenomenological experience and statements could be apodictic, they would never
be adequate to what they describe, i.e., further clarifications of what they
signify could always be carried out. This would mean, e.g., that we can be apodictically
sure that human beings could not be what they are if they did not have a sense
of past and future, but what it is to have a past and future always needs
deeper clarification. Husserl has much to say about philosophical thinking. He
distinguishes between the “natural attitude,” our straightforward involvement
with things and the world, and the “phenomenological attitude,” the reflective
point of view from which we carry out philosophical analysis of the intentions
exercised in the natural attitude and the objective correlates of these
intentions. When we enter the phenomenological attitude, we put out of action
or suspend all the intentions and convictions of the natural attitude; this
does not mean that we doubt or negate them, only that we take a distance from
them and contemplate their structure. Husserl calls this suspension the
phenomenological epoché. In our human life we begin, of course, in the natural
attitude, and the name for the processs by which we move to the
phenomenological attitude is called the phenomenological reduction, a “leading
back” from natural beliefs to the reflective consideration of intentions and
their objects. In the phenomenological attitude we look at the intentions that
we normally look through, those that function anonymously in our
straightforward involvement with the world. Throughout his career, Husserl
essayed various “ways to reduction” or arguments to establish philosophy. At
times he tried to model the argument on Descartes’s methodical doubt; at times
he tried to show that the world-directed sciences need the further supplement
of phenomenological reflection if they are to be truly scientific. One of the
special features of the natural attitude is that it simply accepts the world as
a background or horizon for all our more particular experiences and beliefs.
The world is not a large thing nor is it the sum total of things; it is the
horizon or matrix for all particular things and states of affairs. The world as
noema is correlated to our world-belief or world-doxa as noesis. In the
phenomenological attitude we take a distance even toward our natural being in
the world and we describe what it is to have a world. Husserl thinks that this
sort of radical reflection and radical questioning is necessary for beginning philosophy
and entering into what he calls pure or transcendental phenomenology; so long
as we fail to question our world-belief and the world as such, we fail to reach
philosophical purity and our analyses will in fact become parts of worldly
sciences (such as psychology) and will not be philosophical. Husserl
distinguishes between the apophantic and the ontological domains. The
apophantic is the domain of senses and propositions, while the ontological is
the domain of things, states of affairs, relations, and the like. Husserl calls
“apophantic analytics” the science that examines the formal, logical structures
of the apophantic domain and “formal ontology” the science that examines the
formal structures of the ontological domain. The movement between focusing on
the ontological domain and focusing on the apophantic domain occurs within the
natural attitude, but it is described from the phenomenological attitude. This
movement establishes the difference between propositions and states of affairs,
and it permits scientific verification; science is established in the zigzag
motion between focusing on things and focusing on propositions, which are then
verified or falsified when they are confirmed or disconfirmed by the way things
appear. Evidence is the activity of either having a thing in its direct
presence or experiencing the conformity or disconformity between an empty
intention and the intuition that is to fulfill it. There are degrees of
evidence; things can be given more or less fully and more or less distinctly.
Adequation occurs when an intuition fully satisfies an empty intention. Husserl
also makes a helpful distinction between the passive, thoughtless repetition of
words and the activity of explicit judging, in which we distinctly make
judgments on our own. Explicit thinking can itself fall back into passivity or
become “sedimented” as people take it for granted and go on to build further
thinking upon it. Such sedimented thought must be reactivated and its meanings
revived. Passive thinking may harbor contradictions and incoherences; the
application of formal logic presumes judgments that are distinctly executed. In
our reflective phenomenological analyses we describe various intentional acts,
but we also discover the ego as the owner or agent behind these acts. Husserl
distinguishes between the psychological ego, the ego taken as a part of the
world, and the transcendental ego, the ego taken as that which has a world and
is engaged in truth, and hence to some extent transcends the world. He often
comments on the remarkable ambiguity of the ego, which is both a part of the
world (as a human being) and yet transcends the world (as a cognitive center
that possesses or intends the world). The transcendental ego is not separable
from individuals; it is a dimension of every human being. We each have a
transcendental ego, since we are all intentional and rational beings. Husserl
also devoted much effort to analyzing intersubjectivity and tried to show how
other egos and other minds, other centers of conscious and rational awareness,
can be presented and intended. The role of the body, the role of speech and
other modes of communication, and the fact that we all share things and a world
in common are important elements in these analyses. The transcendental ego, the
source of all intentional acts, is constituted through time: it has its own
identity, which is different from that of the identity of things or states of
affairs. The identity of the ego is built up through the flow of experiences
and through memory and anticipation. One of Husserl’s major contributions is
his analysis of time-consciousness and its relation to the identity of the
self, a topic to which he often returns. He distinguishes among the objective
time of the world, the inner time of the flow of our experiences (such as acts
of perception, judgments, and memories), and a third, still deeper level that
he calls “the consciousness of inner time.” It is this third, deepest level,
the consciousness of inner time, that permits even our mental acts to be
experienced as temporal. This deepest level also provides the ultimate context
in which the identity of the ego is constituted. In one way, we achieve our
conscious identity through the memories that we store and recall, but these
memories themselves have to be stitched together by the deepest level of
temporality in order to be recoverable as belonging to one and the same self.
Husserl observes that on this deepest level of the consciousness of inner time,
we never have a simple atomic present: what we come to as ultimate is a moving
form Husserl, Edmund Husserl, Edmund 406 4065h-l.qxd 08/02/1999 7:39 AM Page
406 that has a retention of the immediate past, a protention of that which is
coming, and a central core. This form of inner time-consciousness, the form of
what Husserl calls “the living present,” is prior even to the ego and is a kind
of apex reached by his philosophical analysis. One of the important themes that
Husserl developed in the last decade of his work is that of the life-world or
Lebenswelt. He claims that scientific and mathematical abstraction has roots in
the prescientific world, the world in which we live. This world has its own
structures of appearance, identification, evidence, and truth, and the
scientific world is established on its basis. One of the tasks of phenomenology
is to show how the idealized entities of science draw their sense from the
life-world. Husserl claims, e.g., that geometrical forms have their roots in
the activity of measuring and in the idealization of the volumes, surfaces,
edges, and intersections we experience in the life-world. The sense of the
scientific world and its entities should not be placed in opposition to the
life-world, but should be shown, by phenomenological analysis, to be a
development of appearances found in it. In addition, the structures and
evidences of the lifeworld itself must be philosophically described. Husserl’s
influence in philosophy has been very great during the entire twentieth
century, especially in Continental Europe. His concept of intentionality is
understood as a way of overcoming the Cartesian dualism between mind and world,
and his study of signs, formal systems, and parts and wholes has been valuable
in structuralism and literary theory. His concept of the life-world has been
used as a way of integrating science with wider forms of human activity, and
his concepts of time and personal identity have been useful in psychoanalytic
theory and existentialism. He has inspired work in the social sciences and
recently his ideas have proved helpful to scholars in cognitive science and
artificial intelligence.
See also BRENTANO,
INTENTIONALITY, KANT, PHENOMENOLOGY. R.So.
Hutcheson, Francis
(1694–1746), Scottish philosopher who was the chief exponent of the early
modern moral sense theory and of a similar theory postulating a sense of
beauty. He was born in Drumalig, Ireland, and completed his theological
training in 1717 at the University of Glasgow, where he later taught moral
philosophy. He was a Presbyterian minister and founded an academy for
Presbyterian youth in Dublin. Sparked by Hobbes’s thesis, in Leviathan (1651),
that human beings always act out of selfinterest, moral debate in the
eighteenth century was preoccupied with the possibility of a genuine
benevolence. Hutcheson characterized his first work, An Inquiry into the
Original of our Ideas of Beauty and Virtue (1725), as a defense of the
nonegoistic moral sense theory of his more immediate predecessor, Shaftesbury,
against the egoism of Bernard Mandeville (1670–1733). His second work, An Essay
on the Nature and Conduct of the Passions and Affections with Illustrations on
the Moral Sense (1728), explores the psychology of human action, apparently
influenced by Butler’s classification of the passions (in his Sermons, 1726). Hutcheson
asserts the existence of several “internal” senses – i.e., capacities for
perceptual responses to concepts (such as one’s idea of Nero’s character), as
opposed to perceptions of physical objects. Among these internal senses are
those of honor, sympathy, morality, and beauty. Only the latter two, however,
are discussed in detail by Hutcheson, who develops his account of each within
the framework of Locke’s empiricist epistemology. For Hutcheson, the idea of
beauty is produced in us when we experience pleasure upon thinking of certain
natural objects or artifacts, just as our idea of moral goodness is occasioned
by the approval we feel toward an agent when we think of her actions, even if
they in no way benefit us. Beauty and goodness (and their opposites) are
analogous to Lockean secondary qualities, such as colors, tastes, smells, and
sounds, in that their existence depends somehow on the minds of perceivers. The
quality the sense of beauty consistently finds pleasurable is a pattern of
“uniformity amidst variety,” while the quality the moral sense invariably
approves is benevolence. A principal reason for thinking we possess a moral
sense, according to Hutcheson, is that we approve of many actions unrelated or
even contrary to our interests – a fact that suggests not all approval is
reason-based. Further, he argues that attempts to explain our feelings of
approval or disapproval without referring to a moral sense are futile: our
reasons are ultimately grounded in the fact that we simply are constituted to
care about others and take pleasure in benevolence (the quality of being
concerned about others for their own sakes). For instance, we approve of
temperance because overindulgence signifies selfishness, and selfishness is
contrary to benevolence. Hutcheson also finds that the ends promoted by the
benevolent person have a tendency to produce the greatest happiness for the
greatest number. Thus, since he regards being motivated by benevolence as what
makes actions morally good, Hutcheson’s theory is a version of motive
utilitarianism. On Hutcheson’s moral psychology, we are motivated, ultimately,
not by reason alone, but by desires that arise in us at the prospect of our own
or others’ pleasure. Hutcheson formulates several quantitative maxims that purport
to relate the strength of motivating desires to the degrees of good, or
benefit, projected for different actions – an analysis that anticipates
Bentham’s hedonic calculus. Hutcheson was also one of the first philosophers to
recognize and make use of the distinction between exciting, or motivating,
reasons and justifying reasons. Exciting reasons are affections, or desires,
ascribed to an agent as motives that explain particular actions. Justifying
reasons derive from the approval of the moral sense and serve to indicate why a
certain action is morally good. The connection between these two kinds of
reasons has been a source of considerable debate. Contemporary critics included
John Balguy (1686–1748), who charged that Hutcheson’s moral theory renders virtue
arbitrary, since it depends on whatever human nature God happened to give us,
which could just as well have been such as to make us delight in malice.
Hutcheson discussed his views in correspondence with Hume, who later sent
Hutcheson the unpublished manuscript of his own account of moral sentiment
(Book III of A Treatise of Human Nature). As a teacher of Adam Smith, Hutcheson
helped shape Smith’s widely influential economic and moral theories.
Hutcheson’s major works also include A Short Introduction to Moral Philosophy
(originally published in Latin in 1742) and A System of Moral Philosophy
(1755).
See also BENTHAM, HUME, MORAL SENSE THEORY,
SMITH. E.S.R. Huygens, Christiaan (1629–95), Dutch physicist and astronomer who
ranked among the leading experimental scientists of his time and influenced
many other thinkers, including Leibniz. He wrote on physics and astronomy in
Latin (Horologium Oscillatorium, 1673; De Vi Centrifuga, 1703) and in French
for the Journal des Scavans. He became a founding member of the French Academy
of Sciences. Huygens ground lenses, built telescopes, discovered the rings of
Saturn, and invented the pendulum clock. His most popular composition,
Cosmotheoros (1699), inspired by Fontenelle, praises a divine architect and
conjectures the possible existence of rational beings on other planets. J.-L.S.
Hwajaeng-non. See KOREAN PHILOSOPHY. hyle, ancient Greek term for matter.
Aristotle brought the word into use in philosophy by contrast with the term for
form, and as designating one of the four causes. By hyle Aristotle usually
means ‘that out of which something has been made’, but he can also mean by it
‘that which has form’. In Aristotelian philosophy hyle is sometimes also
identified with potentiality and with substrate. Neoplatonists identified hyle
with the receptacle of Plato.
hylomorphism, the
doctrine, first taught by Aristotle, that concrete substance consists of form
in matter (hyle). The details of this theory are explored in the central books
of Aristotle’s Metaphysics (Zeta, Eta, and Theta).
hylozoism (from Greek
hyle, ‘matter’, and zoe, ‘life’), the doctrine that matter is intrinsically
alive, or that all bodies, from the world as a whole down to the smallest
corpuscle, have some degree or some kind of life. It differs from panpsychism
though the distinction is sometimes blurred – in upholding the universal
presence of life per se, rather than of soul or of psychic attributes. Inasmuch
as it may also hold that there are no living entities not constituted of
matter, hylozoism is often criticized by theistic philosophers as a form of
atheism. The term was introduced polemically by Ralph Cudworth, the
seventeenth-century Cambridge Platonist, to help define a position that is
significantly in contrast to soul–body dualism (Pythagoras, Plato, Descartes),
reductive materialism (Democritus, Hobbes), and Aristotelian hylomorphism. So
understood, hylozoism had many advocates in the eighteenth and nineteenth
centuries, among both scientists and naturalistically minded philosophers. In the
twentieth century, the term has come to be used, rather unhelpfully, to
characterize the animistic and naive-vitalist views of the early Greek
philosophers, especially Thales, Anaximenes, Heraclitus, and Empedocles – who
could hardly count as hylozoists in Cudworth’s sophisticated sense.
Hypatia (c.370–415),
Greek Neoplatonist philosopher who lived and taught in Alexandria. She was
brutally murdered by a Christian mob Huygens, Christiaan Hypatia 408
4065h-l.qxd 08/02/1999 7:39 AM Page 408 because of her associations with the
city’s prefect, who was in conflict with its aggressive archbishop, Cyril. She
is said to have written commentaries on certain mathematical works, but the
only certain trace of her literary activity is in her father Theon’s commentary
on book 3 of Ptolemy’s Almagest, which Theon says is Hypatia’s redaction.
Hypatia appears to have been a very popular philosophy teacher. She presumably
professed a standard Neoplatonist curriculum, using mathematics as a ladder to
the intelligible world. A good sense of her views can be gained from the
essays, hymns, and letters of her pupil Synesius, bishop of Ptolemais and an
eclectic man of letters. Hypatia’s modern fame can be traced back to the
anticlericalism of the Enlightenment; see, e.g., chapter 47 of Edward Gibbon’s
History of the Decline and Fall of the Roman Empire (1778). The most
influential representation of her appeared in Charles Kingsley’s didactic
historical novel Hypatia or New Foes with an Old Face (1853). The facts that –
according to ancient report – Hypatia was not only a brilliant person, but a
beautiful one who aroused the erotic passion of (at least) one student, and
that she was stripped naked before being slaughtered, seem to have contributed
to the revival of interest in her. See also NEOPLATONISM. I.M. hypostasis (from
Latin, ‘substance’), the process of regarding a concept or abstraction as an
independent or real entity. The verb forms ‘hypostatize’ and ‘reify’ designate
the acts of positing objects of a certain sort for the purposes of one’s
theory. It is sometimes implied that a fallacy is involved in so describing
these processes or acts, as in ‘Plato was guilty of the reification of
universals’. The issue turns largely on criteria of ontological commitment.
Hypostasis: Arianism,
diverse but related teachings in early Christianity that subordinated the Son
to God the Father. In reaction the church developed its doctrine of the
Trinity, whereby the Son and Holy Spirit, though distinct persons hypostases,
share with the Father, as his ontological equals, the one being or substance
ousia of God. Arius taught in Alexandria, where, on the hierarchical model of
Middle Platonism, he sharply distinguished Scripture’s transcendent God from
the Logos or Son incarnate in Jesus. The latter, subject to suffering and
humanly obedient to God, is inferior to the immutable Creator, the object of
that obedience. God alone is eternal and ungenerated; the Son, divine not by
nature but by God’s choosing, is generated, with a beginning: the unique
creature, through whom all else is made. The Council of Nicea, in 325,
condemned Arius and favored his enemy Athanasius, affirming the Son’s
creatorhood and full deity, having the same being or substance homoousios as
the Father. Arianism still flourished, evolving into the extreme view that the
Son’s being was neither the same as the Father’s nor like it homoiousios, but
unlike it anomoios. This too was anathematized, by the Council of 381 at
Constantinople, which, ratifying what is commonly called the Nicene Creed,
sealed orthodox Trinitarianism and the equality of the three persons against
Arian subordinationism.
hypothetico-deductive
method, a method of testing hypotheses. Thought to be preferable to the method
of enumerative induction, whose limitations had been decisively demonstrated by
Hume, the hypothetico-deductive (H-D) method has been viewed by many as the
ideal scientific method. It is applied by introducing an explanatory hypothesis
resulting from earlier inductions, a guess, or an act of creative imagination.
The hypothesis is logically conjoined with a statement of initial conditions.
The purely deductive consequences of this conjunction are derived as
predictions, and the statements asserting them are subjected to experimental or
observational test. More formally, given (H • A) P O, H is the hypothesis, A a
statement of initial conditions, and O one of the testable consequences of (H •
A). If the hypothesis is ‘all lead is malleable’, and ‘this piece of lead is
now being hammered’ states the initial conditions, it follows deductively that
‘this piece of lead will change shape’. In deductive logic the schema is
formally invalid, committing the logical fallacy of affirming the consequent.
But repeated occurrences of O can be said to confirm the conjunction of H and
A, or to render it more probable. On the other hand, the schema is deductively
valid (the argument form modus tollens). For this reason, Karl Popper and his
followers think that the H-D method is best employed in seeking falsifications
of theoretical hypotheses. Criticisms of the method point out that infinitely
many hypotheses can explain, in the H-D mode, a given body of data, so that
successful predictions are not probative, and that (following Duhem) it is
impossible to test isolated singular hypotheses because they are always
contained in complex theories any one of whose parts is eliminable in the face
of negative evidence.
I: particularis dedicativa.. See Grice, “Circling the Square
of Opposition.
Ibn Bajja, Abu Bakr, in
Latin, Avempace (d.1139), Spanish Islamic philosopher who was exceptionally
well regarded by later Arabic authorities. During a career as a government
official and vizier he wrote important treatises on philosophy but appears to
have left most of them unfinished. One of them provides an important theory of
the conjunction of the intellect with the human, based in part on notions of
progressive abstraction of specific forms and the universality of the Active
Intellect. Another offers a political philosophy grounded in assumptions about
a representative of the virtuous city who exists within a hostile, erring city
as a solitary or aberrant “weed.” P.E.W. Ibn Daud, Abraham, also called Rabad
(c.1110– 80), Spanish Jewish historian and astronomer, a philosophic precursor
of Maimonides. Born in Córdova and schooled by a beloved uncle, Baruch Albalia,
in Jewish and Greco-Arabic learning, he fled the Almohad invasion of 1146,
settling in Christian Toledo, where he was martyred. His Sefer ha-Qabbalah
(1161; translated by Gerson Cohen as The Book of Tradition, 1967) finds
providential continuity in Jewish intellectual history. His Emunah Ramah (1161;
translated by Norbert Samuelson as The Exalted Faith, 1986) was written in
Arabic but preserved in Hebrew. It anchors Jewish natural theology and ethics
in Avicennan metaphysics, mitigated by a voluntaristic account of emanation and
by the assertion that God created matter. Ibn Daud saves human freedom by
holding that God knows undetermined events as possible. He defends prophecy as
an outpouring of the Active Intellect – or of God – on those whose natures and
circumstances permit their inspiration. Prophetic miracles are perfectly
natural alterations of the familiar characters of things. See also AVICENNA.
L.E.G. Ibn Gabirol, Solomon, in Latin, Avicebron (c.1020–c.1057), Spanish
Jewish philosopher and poet, the author (in Arabic) of The Source of Life, a
classic of Neoplatonic thought. This work was written without any explicit
Jewish associations, and was preserved only in a twelfth-century Latin
translation, the Fons vitae. Consequently, its author was assumed until the
last century to be Muslim or Christian. Jewish Neoplatonists and mystics until
the Renaissance were familiar with the work and its author, and its influence
was felt in Christian Scholastic circles as well. Ibn Gabirol’s philosophy is
also reflected in his epic Hebrew poem “The Royal Crown,” which merges the
personal and religious feelings of the poet with a verse summary of his
metaphysical and astronomical beliefs. The Fons vitae is a prolix and often
inconsistent treatise, but exhibits radical creativity. The influence of
Proclus and of the first Jewish Neoplatonist, the tenth-century Isaac Israeli,
is also evident. Ibn Gabirol superimposes on the traditional Neoplatonic triad
of universal substances, the Intellect, Soul, and Nature, another set of
creative and more fundamental hypostases, the One, Divine Will, and Form and
Matter. In one of his most radical formulations, this primordial Form and
Matter are thought to suffuse not only the entire world that proceeds from
them, but to be found within the One itself, Matter being identified with the
divine essence, Form with Divine Will. Matter here emerges as prior and more
essential to the divine being than Form; God by implication is identified
primarily with potentiality and becoming, a point not lost upon the mystics.
See also JEWISH PHILOSOPHY. A.L.I. Ibn Khaldun, ‘Abdurrahman (1332–1406), Arab
historian, scholar, and politician, the first thinker to articulate a
comprehensive theory of historiography and philosophy of history in his
Muqaddima (final revision 1402), the introductory volume to his Universal
History (Kitab al-’ibar, 1377–82). Born and raised in Tunis, he spent the
politically active first part of his life in northwestern Africa and Muslim
Spain. He moved to Cairo in 1382 to pursue a career as professor of Maliki law
and judge. Ibn Khaldun created in the Muqaddima (English translation by F.
Rosenthal, 1967) what he called an “entirely original science.” He established
a scientific methodology for historiogra410 I phy by providing a theory of the
basic laws operating in history so that not only could the occurrences of the
past be registered but also “the how and why of events” could be understood. Historiography
is based on the criticism of sources; the criteria to be used are inherent
probability of the historical reports (khabar; plural: akhbar) – to be judged
on the basis of an understanding of significant political, economic, and
cultural factors – and their conformity with reality and the nature of the
historical process. The latter he analyzed as the cyclical (every three
generations, c.120 years) rise and decline of human societies (‘umran) insofar
as they exhibit a political cohesiveness (‘afabiya) in accepting the authority
of a dynastic head of state. Ibn Khaldun’s sources were the actual course of
Islamic history and the injunctions about political and social behavior found
in the Greek/Persian/Arab mirrors for princes and wisdom literature, welded
together by an Aristotelian teleological realism/empiricism; by contrast, he
was critical of the metaphysical Platonic utopias of thinkers like al-Farabi.
His influence is to be felt in later Arab authors and in particular in Ottoman
historiography. In the West, where he has been intensely studied since the
eighteenth century, he has been variously seen as the founder of sociology,
economic history, and other modern theories of state. (See A. Al-Azmeh, Ibn
Khaldun, 1989.) See also ARABIC PHILOSOPHY. D.Gu. Ibn Rushd.
See AVERROES. Ibn Sina.
See AVICENNA. Ibn Tufayl, Abu Bakr (d.1186), Spanish Islamic philosopher who
played an important role in promoting the philosophical career of Averroes. His
own contribution, however, is a famous philosophical fantasy, Hayy ibn Yaqzan –
an account of a solitary autodidact who grows up on a deserted island yet
discovers by his own unaided efforts a philosophical (Aristotelian) explanation
of the world and of divine truths. Later, having finally come in contact with human
civilization, this character also recognizes the necessity of religious law and
regulation for that other, essentially imperfect, society, although he holds
himself personally above this requirement. The work attracted considerable
attention in late seventeenth-century Europe following its publication in 1671.
See also ARABIC PHILOSOPHY. P.E.W. I-Ching (“Book of Changes”), a Chinese
divination manual that may have existed in some form as early as the seventh
century B.C. It was not philosophically significant until augmented by a group
of appendices, the “Ten Wings,” around 200 B.C. The book has tremendously
influenced Chinese thought since the Han dynasty, for at least two reasons.
First, it provided a cosmology that systematically grounded certain ideas,
particularly Confucian ethical claims, in the nature of the cosmos. Second, it
presented this cosmology through a system of loosely described symbols that
provided virtually limitless interpretive possibilities. In order to “read” the
text properly, one needed to be a certain kind of person. In this way, the
I-Ching accommodated both intuitionism and self-cultivationism, two prominent
characteristics of early Chinese thought. At the same time, the text’s endless
interpretive possibilities allowed it to be used in widely different ways by a
variety of thinkers. See also CHINESE PHILOSOPHY, CONFUCIANISM. P.J.I.
ichthyological necessity: topic-neutral:
Originally, Ryle’s term for logical constants, such as “of ” “not,” “every.”
They are not endowed with special meanings, and are applicable to discourse
about any subject-matter. They do not refer to any external object but function
to organize meaningful discourse. J. J. C. Smart calls a term topic-neutral if
it is noncommittal about designating something mental or something physical.
Instead, it simply describes an event without judging the question of its
intrinsic nature. In his central-state theory of mind, Smart develops a
topic-neutral analysis of mental expressions and argues that it is possible to account
for the situations described by mental concepts in purely physical and
topic-neutral terms. “In this respect, statements like ‘I am thinking now’ are,
as J. J. C. Smart puts it, topic-neutral. They say that something is going on
within us, something apt for the causing of certain sorts of behaviour, but
they say nothing of the nature of this process.” D. Armstrong, A Materialist
Theory of the Mind
icon -- Would Ciero
prefer the spelling ‘eiconicus’ or ‘iconicus’? We know Pliny preferred ‘icon.’īcon ,
ŏnis, f., = εἰκών,I.an image, figure:
“fictae ceră icones,” Plin. 8, 54, 80, § 215.Iconicity -- depiction,
pictorial representation, also sometimes called “iconic representation.”
Linguistic representation is conventional: it is only by virtue of a convention
that the word ‘cats’ refers to cats. A picture of a cat, however, seems to
refer to cats by other than conventional means; for viewers can correctly
interpret pictures without special training, whereas people need special
training to learn languages. Though some philosophers, such as Goodman
Languages of Art, deny that depiction involves a non-conventional element, most
are concerned to give an account of what this non-conventional element consists
in. Some hold that it consists in resemblance: pictures refer to their objects
partly by resembling them. Objections to this are that anything resembles
anything else to some degree; and that resemblance is a symmetric and reflexive
relation, whereas depiction is not. Other philosophers avoid direct appeal to
resemblance: Richard Wollheim Painting as an Art argues that depiction holds by
virtue of the intentional deployment of the natural human capacity to see
objects in marked surfaces; and dependence, causal depiction 222 222 Kendall Walton Mimesis as Make-Believe
argues that depiction holds by virtue of objects serving as props in reasonably
rich and vivid visual games of make-believe.
icon. See PEIRCE. id. See FREUD. idea, in the seventeenth and eighteenth
centuries, whatever is immediately before the mind when one thinks. The notion
of thinking was taken in a very broad sense; it included perception, memory,
and imagination, in addition to thinking narrowly construed. In connection with
perception, ideas were often (though not always – Berkeley is the exception)
held to be representational images, i.e., images of something. In other
contexts, ideas were taken to be concepts, such as the concept of a horse or of
an infinite quantity, though concepts of these sorts certainly do not appear to
be images. An innate idea was either a concept or a general truth, such as
‘Equals added to equals yield equals’, that was allegedly not learned but was
in some sense always in the mind. Sometimes, as in Descartes, innate ideas were
taken to be cognitive capacities rather than concepts or general truths, but
these capacities, too, were held to be inborn. An adventitious idea, either an
image or a concept, was an idea accompanied by a judgment concerning the non-mental
cause of that idea. So, a visual image was an adventitious idea provided one
judged of that idea that it was caused by something outside one’s mind,
presumably by the object being seen. Ibn Rushd idea 411 4065h-l.qxd 08/02/1999
7:39 AM Page 411 See also BERKELEY, DESCARTES, HUME, LOCKE, PERCEPTION. G.S.P.
ideationalism. Alston calls Grice an ideationalist, and Grice takes it as
a term of abuse. Grice would occasionally use ‘mental.’ Short and Lewis have
"mens.” “terra corpus est, at mentis ignis est;” so too, “istic est de
sole sumptus; isque totus mentis est;” f. from the root ‘men,’ whence ‘memini,’ and ‘comminiscor.’ Lewis and Short render
‘mens’ as ‘the mind, disposition; the heart, soul.’ Lewis and Short have
‘commĭniscor,’ originally conminiscor ), mentus, from ‘miniscor,’ whence also ‘reminiscor,’
stem ‘men,’ whence ‘mens’ and ‘memini,’
cf. Varro, Lingua Latina 6, § 44. Lewis and Short render the verb as,
literally, ‘to ponder carefully, to reflect upon;’ ‘hence, as a result of
reflection; cf. 1. commentor, II.), to devise something by careful thought, to
contrive, invent, feign. Myro is perhaps unaware of the implicata of ‘mental’
when he qualifies his -ism with ‘modest.’ Grice would seldom use mind (Grecian
nous) or mental (Grecian noetikos vs. æsthetikos). His sympathies go for more
over-arching Grecian terms like the very Aristotelian soul, the anima, i. e.
the psyche and the psychological. Grice discusses G. Myro’s essay, ‘In defence
of a modal mentalism,’ with attending commentary by R. Albritton and S. Cavell.
Grice himself would hardly use mental, mentalist, or mentalism himself, but
perhaps psychologism. Grice would use mental, on occasion, but his Grecianism
was deeply rooted, unlike Myro’s. At Clifton and under Hardie (let us recall he
came up to Oxford under a classics scholarship to enrol in the Lit. Hum.) he
knows that mental translates mentalis translates nous, only ONE part, one
third, actually, of the soul, and even then it may not include the ‘practical
rational’ one! Cf. below on ‘telementational.’
idea, clear and distinct.
See DESCARTES. idea, innate. See IDEA. idealism, the philosophical doctrine
that reality is somehow mind-correlative or mind-coordinated – that the real
objects constituting the “external world” are not independent of cognizing
minds, but exist only as in some way correlative to mental operations. The
doctrine centers on the conception that reality as we understand it reflects
the workings of mind. Perhaps its most radical version is the ancient Oriental
spiritualistic or panpsychistic idea, renewed in Christian Science, that minds
and their thoughts are all there is – that reality is simply the sum total of
the visions (or dreams?) of one or more minds. A dispute has long raged within
the idealist camp over whether “the mind” at issue in such idealistic formulas
was a mind emplaced outside of or behind nature (absolute idealism), or a
nature-pervasive power of rationality of some sort (cosmic idealism), or the
collective impersonal social mind of people in general (social idealism), or
simply the distributive collection of individual minds (personal idealism).
Over the years, the less grandiose versions of the theory came increasingly to
the fore, and in recent times virtually all idealists have construed “the
minds” at issue in their theory as separate individual minds equipped with
socially engendered resources. There are certainly versions of idealism short
of the spiritualistic position of an ontological idealism that (as Kant puts it
at Prolegomena, section 13, n. 2) holds that “there are none but thinking
beings.” Idealism need certainly not go so far as to affirm that mind makes or
constitutes matter; it is quite enough to maintain (e.g.) that all of the
characterizing properties of physical existents resemble phenomenal sensory
properties in representing dispositions to affect mind-endowed creatures in a
certain sort of way, so that these properties have no standing without
reference to minds. Weaker still is an explanatory idealism which merely holds
that an adequate explanation of the real always requires some recourse to the
operations of mind. Historically, positions of the generally idealistic type
have been espoused by numerous thinkers. For example, Berkeley maintained that
“to be [real] is to be perceived” (esse est percipi). And while this does not
seem particularly plausible because of its inherent commitment to omniscience,
it seems more sensible to adopt “to be is to be perceivable” (esse est
percipile esse). For Berkeley, of course, this was a distinction without a
difference: if something is perceivable at all, then God perceives it. But if
we forgo philosophical reliance on God, the matter looks different, and pivots
on the question of what is perceivable for perceivers who are physically
realizable in “the real world,” so that physical existence could be seen – not
so implausibly – as tantamount to observability-in-principle. The three
positions to the effect that real things just exactly are things as philosophy
or as science or as “common sense” takes them to be – positions generally
designated as Scholastic, scientific, and naive realism, respectively – are in
fact versions of epistemic idealism exactly because they see reals as
inherently knowable and do not contemplate mind-transcendence for the real.
Thus, the thesis of naive (“commonsense”) realism that ‘External things exist
exactly as we know them’ sounds realistic or idealistic according as one
stresses the first three words of the dictum or the last four. Any theory of
natural teleology that regards the real as explicable in terms of value could
to this extent be counted as idealistic, in that valuing is by nature a mental
process. To be sure, the good of a creature or species of creatures (e.g.,
their well-being or survival) need not be something mind-represented. But
nevertheless, goods count as such precisely because if the creatures at issue
could think about it, they would adopt them as purposes. It is this
circumstance that renders any sort of teleological explanation at least
conceptually idealistic in nature. Doctrines of this sort have been the
stock-in-trade of philosophy from the days of Plato (think of the Socrates of
the Phaedo) to those of Leibniz, with his insistence that the real world must
be the best possible. And this line of thought has recently surfaced once more
in the controversial “anthropic principle” espoused by some theoretical
physicists. Then too it is possible to contemplate a position along the lines
envisioned in Fichte’s Wissenschaftslehre (The Science of Knowledge), which
sees the ideal as providing the determining factor for the real. On such a
view, the real is not characterized by the science we actually have but by the
ideal science that is the telos of our scientific efforts. On this approach, which
Wilhelm Wundt characterized as “ideal-realism” (Idealrealismus; see his Logik,
vol. 1, 2d ed., 1895), the knowledge that achieves adequation to the real idea,
clear and distinct idealism 412 4065h-l.qxd 08/02/1999 7:39 AM Page 412
(adaequatio ad rem) by adequately characterizing the true facts in scientific
matters is not the knowledge actually afforded by present-day science, but only
that of an ideal or perfected science. Over the years, many objections to
idealism have been advanced. Samuel Johnson thought to refute Berkeley’s
phenomenalism by kicking a stone. He conveniently forgot that Berkeley goes to
great lengths to provide for stones – even to the point of invoking the aid of
God on their behalf. Moore pointed to the human hand as an undeniably mind-external
material object. He overlooked that, gesticulate as he would, he would do no
more than induce people to accept the presence of a hand on the basis of the
handorientation of their experience. Peirce’s “Harvard Experiment” of letting
go of a stone held aloft was supposed to establish Scholastic realism because
his audience could not control their expectation of the stone’s falling to
earth. But an uncontrollable expectation is still an expectation, and the
realism at issue is no more than a realistic thought-exposure. Kant’s famous
“Refutation of Idealism” argues that our conception of ourselves as mindendowed
beings presupposes material objects because we view our mind-endowed selves as
existing in an objective temporal order, and such an order requires the
existence of periodic physical processes (clocks, pendula, planetary
regularities) for its establishment. At most, however, this argument succeeds
in showing that such physical processes have to be assumed by minds, the issue
of their actual mind-independent existence remaining unaddressed. (Kantian
realism is an intraexperiential “empirical” realism.) It is sometimes said that
idealism confuses objects with our knowledge of them and conflates the real
with our thought about it. But this charge misses the point. The only reality
with which we inquirers can have any cognitive commerce is reality as we
conceive it to be. Our only information about reality is via the operation of
mind – our only cognitive access to reality is through the mediation of
mind-devised models of it. Perhaps the most common objection to idealism turns
on the supposed mind-independence of the real: “Surely things in nature would
remain substantially unchanged if there were no minds.” This is perfectly
plausible in one sense, namely the causal one – which is why causal idealism
has its problems. But it is certainly not true conceptually. The objector has
to specify just exactly what would remain the same. “Surely roses would smell
just as sweet in a minddenuded world!” Well . . . yes and no. To be sure, the
absence of minds would not change roses. But roses and rose fragrance and
sweetness – and even the size of roses – are all factors whose determination
hinges on such mental operations as smelling, scanning, measuring, and the
like. Mind-requiring processes are needed for something in the world to be
discriminated as a rose and determined to bear certain features.
Identification, classification, property attribution are all required and by
their very nature are all mental operations. To be sure, the role of mind is
here hypothetical. (“If certain interactions with duly constituted observers
took place, then certain outcomes would be noted.”) But the fact remains that
nothing could be discriminated or characterized as a rose in a context where
the prospect of performing suitable mental operations (measuring, smelling,
etc.) is not presupposed. Perhaps the strongest argument favoring idealism is
that any characterization of the real that we can devise is bound to be a
mind-constructed one: our only access to information about what the real is is
through the mediation of mind. What seems right about idealism is inherent in
the fact that in investigating the real we are clearly constrained to use our
own concepts to address our own issues – that we can learn about the real only
in our own terms of reference. But what seems right about realism is that the
answers to the questions we put to the real are provided by reality itself –
whatever the answers may be, they are substantially what they are because it is
reality itself that determines them to be that way. -- idealism, Critical. See
KANT. idealism, transcendental. See KANT. ideal language, a system of notation
that would correct perceived deficiencies of ordinary language by requiring the
structure of expressions to mirror the structure of that which they represent.
The notion that conceptual errors can be corrected and philosophical problems
solved (or dissolved) by properly representing them in some such system figured
prominently in the writings of Leibniz, Carnap, Russell, Wittgenstein, and
Frege, among others. For Russell, the ideal, or “logically perfect,” language
is one in which grammatical form coincides with logical form, there are no
vague or ambiguous expresidealism, Critical ideal language 413 4065h-l.qxd
08/02/1999 7:39 AM Page 413 sions, and no proper names that fail to denote.
Frege’s Begriffsschrift is perhaps the most thorough and successful execution
of the ideal language project. Deductions represented within this system (or
its modern descendants) can be effectively checked for correctness. See also
CARNAP, FORMAL LANGUAGE, LOGICAL FORM, RUSSELL. S.T.K. ideal market, a
hypothetical market, used as a tool of economic analysis, in which all relevant
agents are perfectly informed of the price of the good in question and the cost
of its production, and all economic transactions can be undertaken with no
cost. A specific case is a market exemplifying perfect competition. The term is
sometimes extended to apply to an entire economy consisting of ideal markets
for every good. -- ideal observer, a
hypothetical being, possessed of various qualities and traits, whose moral
reactions (judgments or attitudes) to actions, persons, and states of affairs
figure centrally in certain theories of ethics. There are two main versions of
ideal observer theory: (a) those that take the reactions of ideal observers as
a standard of the correctness of moral judgments, and (b) those that analyze
the meanings of moral judgments in terms of the reactions of ideal observers.
Theories of the first sort – ideal observer theories of correctness – hold,
e.g., that judgments like ‘John’s lying to Brenda about her father’s death was
wrong (bad)’ are correct provided any ideal observer would have a negative
attitude toward John’s action. Similarly, ‘Alison’s refusal to divulge
confidential information about her patient was right (good)’ is correct
provided any ideal observer would have a positive attitude toward that action.
This version of the theory can be traced to Adam Smith, who is usually credited
with introducing the concept of an ideal observer into philosophy, though he
used the expression ‘impartial spectator’ to refer to the concept. Regarding
the correctness of moral judgments, Smith wrote: “That precise and distinct
measure can be found nowhere but in the sympathetic feelings of the impartial
and well-informed spectator” (A Theory of Moral Sentiments, 1759). Theories of
a second sort – ideal observer theories of meaning – take the concept of an
ideal observer as part of the very meaning of ordinary moral judgments. Thus,
according to Roderick Firth (“Ethical Absolutism and the Ideal Observer,”
Philosophy and Phenomenological Research, 1952), moral judgments of the form ‘x
is good (bad)’, on this view, mean ‘All ideal observers would feel moral
approval (disapproval) toward x’, and similarly for other moral judgments
(where such approvals and disapprovals are characterized as felt desires having
a “demand quality”). Different conceptions of an ideal observer result from
variously specifying those qualities and traits that characterize such beings.
Smith’s characterization includes being well informed and impartial. However,
according to Firth, an ideal observer must be omniscient; omnipercipient, i.e.,
having the ability to imagine vividly any possible events or states of affairs,
including the experiences and subjective states of others; disinterested, i.e.,
having no interests or desires that involve essential reference to any
particular individuals or things; dispassionate; consistent; and otherwise a
“normal” human being. Both versions of the theory face a dilemma: on the one
hand, if ideal observers are richly characterized as impartial, disinterested,
and normal, then since these terms appear to be moral-evaluative terms, appeal
to the reactions of ideal observers (either as a standard of correctness or as
an analysis of meaning) is circular. On the other hand, if ideal observers
receive an impoverished characterization in purely non-evaluative terms, then
since there is no reason to suppose that such ideal observers will often all
agree in their reactions to actions, people, and states of affairs, most moral
judgments will turn out to be incorrect. Refs.: The reference to mentalism in the essay on ‘modest
mentalism,’ after Myro, in The H. P. Grice Papers, BANC.
ideatum. Quite used by Grice. Cf. Conceptum. Sub-perceptual. Cognate
with ‘eidos,’ that Grice translates as ‘forma.’ Why is an ‘eidos’ an ‘idea’ and
in what sense is an idea a ‘form’? These are deep questions!
idem
A key
philosophical notion that encompasses linguistic, logic, and metaphysical
issues, and also epistemology. Possibly the central question in philosophy.
Vide the principle of ‘identity.’ amicus est tamquam alter idem,” a second self, Identicum. Grecian ‘tautotes.’ late L. identitās (Martianus
Capella, c425), peculiarly formed from ident(i)-, for L. idem ‘same’ + -tās,
-tātem: see -ty. Various suggestions have been offered as to the
formation. Need was evidently felt of a noun of condition or quality from
idem to express the notion of ‘sameness’, side by side with those of ‘likeness’
and ‘oneness’ expressed by similitās and ūnitās: hence the form of the
suffix. But idem had no combining stem. Some have thought that
ident(i)- was taken from the L. adv. "identidem" ‘over and over
again, repeatedly’, connexion with which appears to be suggested by Du Cange's
explanation of identitās as ‘quævis actio repetita’. Meyer-Lübke suggests
that in the formation there was present some association between idem and id
ens ‘that being’, whence "identitās" like "entitās." But
assimilation to "entitās" may have been merely to avoid the solecism
of *idemitās or *idemtās. sameness. However originated,
"ident(i)-" (either from adverb "identidem" or an
assimilation of "id ens," "id ens," that being, "id
entitas" "that entity") became the combining stem of idem, and
the series ūnitās, ūnicus, ūnificus, ūnificāre, was paralleled by identitās,
identicus, identificus, identificāre: see identic, identific, identify above.]
to OED 3rd: identity, n. Pronunciation: Brit./ʌɪˈdɛntᵻti/ , U.S.
/aɪˈdɛn(t)ədi/ Forms: 15 idemptitie, 15 ydemptyte, 15–16 identitie, 15–
identity, 16 idemptity. Etymology: < Middle French identité, ydemtité,
ydemptité, ydentité (French identité) quality or condition of being the same
(a1310; 1756 in sense ‘individuality, personality’, 1801 in sense ‘distinct
impression of a single person or thing presented to or perceived by others’)
and its etymon post-classical Latin identitat-, identitas quality of
being the same (4th cent.), condition or fact that a person or thing is itself
and not something else (8th cent. in a British source), fact of being the same
(from 12th cent. in British sources), continual sameness, lack of variety,
monotony (from 12th cent. in British sources; 14th cent. in a continental
source) < classical Latin idem same (see idem n.) + -tās (see -ty
suffix1) [sameness], after post-classical Latin essentitas ‘being’ (4th
cent.).The Latin word was formed to provide a translation equivalent for ancient
Greek ταὐτότης (tautotes) identity. identity: identity was a key concept for Grice.
Under identity, he views both identity simpliciter and personal identity. Grice
advocates psychological or soul criterianism. Psychological or soul
criterianism has been advocated, in one form or another, by philosophers such
as Locke, Butler, Duncan-Jones, Berkeley, Gallie, Grice, Flew, Haugeland,
Jones, Perry, Shoemaker and Parfit, and Quinton. What all of these
theories have in common is the idea that, even if it is the case that some kind
of physical states are necessary for being a person, it is the unity of
consciousness which is of decisive importance for personal identity over time.
In this sense, person is a term which picks out a psychological, or mental, "thing".
In claiming this, all Psychological Criterianists entail the view that personal
identity consists in the continuity of psychological features. It is
interesting that Flew has an earlier "Selves," earlier than his essay
on Locke on personal identity. The first, for Mind, criticising Jones,
"The self in sensory cognition"; the second for Philosophy. Surely
under the tutelage of Grice. Cf. Jones, Selves: A reply to Flew,
Philosophy. The stronger thesis asserts that there is no conceivable
situation in which bodily identity would be necessary, some other conditions
being always both necessary and sufficient. Grice takes it that Locke’s theory
(II, 27) is an example of this latter type. To say
"Grice remembers that he heard a noise", without irony or
inverted commas, is to imply that Grice did hear a noise. In this respect
remember is like, know, a factive. It does not follow from this, nor is it
true, that each claim to remember, any more than each claim to know, is alethic
or veridical; or, not everything one seems to remember is something one really
remembers. So much is obvious, although Locke -- although admittedly
referring only to the memory of actions, section 13 -- is forced to invoke
the providence of God to deny the latter. These points have been emphasised by
Flew in his discussion of Locke’s views on personal identity. In formulating
Locke’ thesis, however, Flew makes a mistake; for he offers Lockes thesis in
the form if Grice can remember Hardies doing such-and-such, Grice and Hardie
are the same person. But this obviously will not do, even for Locke, for we
constantly say things like I remember my brother Derek joining the army without
implying that I and my brother are the same person. So if we are to formulate
such a criterion, it looks as though we have to say something like the
following. If Derek Grice remembers joining my, he is the person who did that
thing. But since remembers doing means remembers himself doing, this is
trivially tautologous, and moreover lends colour to Butlers famous objection
that memory, so far from constituting personal identity, presupposes
it. As Butler puts it, one should really think it self-evident that
consciousness of personal identity presupposes, and therefore cannot
constitute, personal identity; any more than knowledge, in any other case, can
constitute truth, which it presupposes. Butler then asserts that Locke’s
misstep stems from his methodology. This wonderful mistake may possibly have
arisen from hence; that to be endued with consciousness is inseparable from the
idea of a person, or intelligent being. For this might be expressed
inaccurately thus, that consciousness makes personality: and from hence it
might be concluded to make personal identity. One of the points that Locke
emphasizes—that persistence conditions are determined via defining kind
terms—is what, according to Butler, leads Locke astray. Butler
additionally makes the point that memory is not required for personal
persistence. But though present consciousness of what we at present do and feel
is necessary to our being the persons we now are; yet present consciousness of
past actions or feelings is not necessary to our being the same persons who
performed those actions, or had those feelings. This is a point that others
develop when they assert that Lockes view results in contradiction. Hence
the criterion should rather run as follows. If Derek Grice claims to remember
joining the army. We must then ask how such a criterion might be
used. Grices example is: I remember I smelled a smell. He needs two
experiences to use same. I heard a noise and I smelled a smell.The singular
defines the hearing of a noise is the object of some consciousness. The pair
defines, "The hearing of a noise and the smelling of a smell are objects
of the same -- cognate with self as in I hurt me self, -- consciousness. The
standard form of an identity question is Is this x the same x as that x
which E and in the simpler situation we are at least presented with just
the materials for constructing such a question; but in the more complicated
situation we are baffled even in asking the question, since both the
transformed persons are equally good candidates for being its Subjects, and the
question Are these two xs the same (x?) as the x which E is not a recognizable
form of identity question. Thus, it might be argued, the fact that we could not
speak of identity in the latter situation is no kind of proof that we could not
do so in the former. Certainly it is not a proof, as Strawson points out to
Grice. This is not to say that they are identical at all. The only case in
which identity and exact similarity could be distinguished, as we have just
seen, is that of the body, same body and exactly similar body really do mark a
difference. Thus one may claim that the omission of the body takes away all
content from the idea of personal identity, as Pears pointed out to
Grice. Leaving aside memory, which only partially applies to the case,
character and attainments are quite clearly general things. Joness character
is, in a sense, a particular; just because Jones’s character refers to the
instantiation of certain properties by a particular (and bodily) man, as
Strawson points out to Grice (Particular and general). If in ‘Negation and
privation,’ Grice tackles Aristotle, he now tackles Locke. Indeed, seeing that
Grice went years later to the topic as motivated by, of all people, Haugeland,
rather than perhaps the more academic milieu that Perry offers, Grice became
obsessed with Hume’s sceptical doubts! Hume writes in the Appendix that when he
turns his reflection on himself, Hume never can perceive this self without
some one or more perceptions. Nor can Hume ever perceive any
thing but the perceptions. It is the composition of these, therefore,
which forms the self, Hume thinks. Hume grants that one can conceive a thinking
being to have either many or few perceptions. Suppose, says Hume, the mind to
be reduced even below the life of an oyster. Suppose the oyster to have only
one perception, as of thirst or hunger. Consider the oyster in that situation.
Does the oyster conceive any thing but merely that perception? Has the oyster
any notion of, to use Gallies pretentious Aristotelian jargon, self or
substance? If not, the addition of this or other perception can never give
the oyster that notion. The annihilation, which this or that philosopher,
including Grices first post-war tutee, Flew, supposes to follow upon
death, and which entirely destroys the oysters self, is nothing but
an extinction of all particular perceptions; love and hatred, pain
and pleasure, thought and sensation. These therefore must be the same with
self; since the one cannot survive the other. Is self the same with
substance? If it be, how can that question have place, concerning the
subsistence of self, under a change of substance? If they be distinct,
what is the difference betwixt them? For his part, Hume claims, he has a notion
of neither, when conceived distinct from this or that particular
perception. However extraordinary Hume’s conclusion may seem, it
need not surprise us. Most philosophers, such as Locke, seems inclined to
think, that personal identity arises from consciousness. But
consciousness is nothing but a reflected thought or perception, Hume
suggests. This is Grices quandary about personal identity and its implicata.
Some philosophers have taken Grice as trying to provide an exegesis of Locke.
However, their approaches surely differ. What works for Grice may not work for
Locke. For Grice it is analytically true that it is not the case that Person1 and
Person may have the same experience. Grice explicitly states that he
thinks that his logical-construction theory is a modification of Locke’s
theory. Grice does not seem terribly interested to find why it may not, even if
the York-based Locke Society might! Rather than introjecting into Lockes shoes,
Grices strategy seems to dismiss Locke, shoes and all. Specifically, it not
clear to Grice what Lockes answer in the Essay would be to Grices question
about this or that I utterance that he sets his analysis with. Admittedly,
Grice does quote, albeit briefly, directly from Lockes Essay. As far as any
intelligent being can repeat the idea of any past action with the same
consciousness it had of it at first, and with the same consciousness it has of
any present action, Locke claims, so far the being is the same personal self.
Grice tackles Lockes claim with four objections. These are important to
consider since Grice sees as improving on Locke. A first objection concerns
icircularity, with which Grice easily disposes by following Hume and appealing
to the experience of memory or introspection. A second objection is Reid’s
alleged counterexample about the long-term memory of the admiral who cannot
remember that he was flogged as a boy. Grice dismisses this as involving too
long-term of a memory. A third objection concerns Locke’s vagueness about the
aboutness of consciousness, a point made by Hume in the Appendix. A fourth
objection concerns again circularity, this time in Locke’s use of same in the
definiens ‒ cf. Wiggins, Sameness and substance. It’s extraordinary that
Wiggins is philosophising on anything Griceian. Grice is concerned with the
implicatum involved in the use of the first person singular. I will be fighting
soon. Grice means in body and soul. The utterance also indicates that this is
Grices pre-war days at Oxford. No wonder his choice of an example. What else
could he have in his soul? The topic of personal identity, which label Hume and
Austin found pretentious, and preferred to talk about the illocutionary force
of I, has a special Oxonian pedigree, perhaps as motivated by Humes challenge,
that Grice has occasion to study and explore for his M. A. Lit. Hum. with
Locke’s Essay as mandatory reading. Locke, a philosopher with whom Oxford
identifies most, infamously defends this memory-based account of I. Up in
Scotland, Reid reads it and concocts this alleged counter-example. Hume, or
Home, if you must, enjoys it. In fact, while in the Mind essay he is not too
specific about Hume, Grice will, due mainly to his joint investigations with
Haugeland, approach, introjecting into the shoes of Hume ‒ who is idolised in
The New World ‒ in ways he does not introject into Lockes. But Grices quandary
is Hume’s quandary, too. In his own approach to I, the Cartesian ego, made
transcendental and apperceptive by Kant, Grice updates the time-honoured
empiricist mnemonic analysis by Locke. The first update is in style. Grice
embraces, as he does with negation, a logical construction, alla Russell, via
Broad, of this or that “I” (first-person) utterance, ending up with an analysis
of a “someone,” third-person, less informative, utterance. Grices immediate
source is Gallie’s essay on self and substance in Mind. Mind is still a review
of psychology and philosophy, so poor Grice has not much choice. In fact, Grice
is being heterodoxical or heretic enough to use Broad’s taxonomy, straight from
the other place of I utterances. The logical-construction theory is a third
proposal, next to the Bradleyian idealist pure-ego theory and the
misleading covert-description theory. Grice deals with the Reids alleged
counterexample of the brave officer. Suppose, Reid says, and Grice quotes
verbatim, a brave officer to have been flogged when a boy at school, for
robbing an orchard, to have taken a standard from the enemy in his first
campaign, and to have been made a general in advanced life. Suppose also, which
must be admitted to be possible, that when he2 took the
standard, he2 was conscious of his having been flogged at
school, and that, when made a general, he3 was conscious of his2 taking
the standard, but had absolutely lost the consciousness of his1 flogging. These
things being supposed, it follows, from Lockes doctrine, that he1 who is
flogged at school is the same person as him2 who later takes
the standard, and that he2 who later takes the standard is the
same person as him3 who is still later made a general. When it
follows, if there be any truth in logic, that the general is the same person
with him1 who is flogged at school. But the general’s
consciousness does emphatically not reach so far back as his1 flogging.
Therefore, according to Locke’s doctrine, he3 is emphatically
not the same person as him1 who is flogged. Therefore, we can say about the
general that he3 is, and at the same time, that he3 is
not the same person as him1 who was flogged at
school. Grice, wholl later add a temporal suffix to =t yielding, by
transitivity. The flogged boy =t1 the brave officer. And the
brave officer =t2 the admiral. But the admiral ≠t3 the
flogged boy. In Mind, Grice tackles the basic analysans, and comes up with a
rather elaborate analysans for a simple I or Someone statement. Grice just
turns to a generic affirmative variant of the utterance he had used in
Negation. It is now someone, viz. I, who hears that the bell tolls. It is the
affirmative counterpart of the focus of his earlier essay on negation, I do not
hear that the bell tolls. Grice dismisses what, in the other place, was
referred to as privileged-access, and the indexicality of I, an approach that
will be made popular by Perry, who however reprints Grices essay in his
influential collection for the University of California Press. By allowing for
someone, viz. I, Grice seems to be relying on a piece of reasoning which hell
later, in his first Locke lecture, refer to as too good. I hear that the bell
tolls; therefore, someone hears that the bell tolls. Grice attempts to reduce
this or that I utterance (Someone, viz. I, hears that the bell tolls) is in
terms of a chain or sequence of mnemonic states. It poses a few quandaries
itself. While quoting from this or that recent philosopher such as Gallie and
Broad, it is a good thing that Grice has occasion to go back to, or revisit,
Locke and contest this or that infamous and alleged counterexample presented by
Reid and Hume. Grice adds a methodological note to his proposed
logical-construction theory of personal identity. There is some intricacy of
his reductive analysis, indeed logical construction, for an apparently simple
and harmless utterance (cf. his earlier essay on I do not hear that the bell
tolls). But this intricacy does not prove the analysis wrong. Only that Grice
is too subtle. If the reductive analysis of not is in terms of each state which
I am experiencing is incompatible with phi), that should not be a minus, or
drawback, but a plus, and an advantage in terms of philosophical progress. The
same holds here in terms of the concept of a temporary state. Much later,
Grice reconsiders, or revisits, indeed, Broads remark and re-titles his
approach as the (or a) logical-construction theory of personal identity. And,
with Haugeland, Grice re-considers Humes own vagaries, or quandary, with
personal identity. Unlike the more conservative Locke that Grice favours in the
pages of Mind, eliminationist Hume sees ‘I’ as a conceptual muddle, indeed a
metaphysical chimæra. Hume presses the point for an empiricist verificationist
account of I. For, as Russell would rhetorically ask, ‘What can be more direct
that the experience of myself?’ The Hume Society should take notice of Grices
simplification of Hume’s implicatum on I, if The Locke Society won’t. As a
matter of fact, Grice calls one of his metaphysical construction routines the
Humeian projection, so it is not too adventurous to think that Grice considers
I as an intuitive concept that needs to be metaphysically re-constructed
and be given a legitimate Fregeian sense. Why that label for a construction
routine? Grice calls this metaphysical construction routine Humeian projection,
since the mind (or soul) as it were, spreads over its objects. But, by mind,
Hume does not necessarily mean the I. Cf. The minds I. Grice is especially
concerned with the poverty and weaknesses of Humes criticism to Lockes account
of personal identity. Grice opts to revisit the Lockeian memory-based of this
or that someone, viz. I utterance that Hume rather regards as vague, and
confusing. Unlike Humes, neither Lockes nor Grices reductive analysis of
personal identity is reductionist and eliminationist. The reductive-reductionist
distinction Grice draws in Retrospective epilogue as he responds to
Rountree-Jack on this or that alleged wrong on meaning that. It is only natural
that Grice would be sympathetic to Locke. Grice explores these issues with Haugeland
mainly at seminars. One may wonder why Grice spends so much time in a
philosopher such as Hume, with whom he agreed almost on nothing! The answer is
Humes influence in the Third World that forced Grice to focus on this or that
philosopher. Surely Locke is less popular in the New World than Hume is. One
supposes Grice is trying to save Hume at the implicatum level, at least. The
phrase or term of art, logical construction is Russells and Broads, but Grice
loved it. Rational reconstruction is not too dissimilar. Grice prefers Russells
and Broads more conservative label. This is more than a terminological point.
If Hume is right and there is NO intuitive concept behind I, one cannot
strictly re-construct it, only construct it. Ultimately, Grice shows that, if
only at the implicatum level, we are able to provide an analysandum for this or
that someone, viz. I utterance without using I, by implicating only this
or that mnemonic concept, which belongs, naturally, as his theory of negation
does, in a theory of philosophical psychology, and again a lower branch of it,
dealing with memory. The topic of personal identity unites various interests of
Grice. The first is identity “=” simpliciter. Instead of talking of the meaning
of I, as, say, Anscombe would, Grice sticks to the traditional category, or
keyword, for this, i. e. the theory-laden, personal identity, or even personal
sameness. Personal identity is a type of identity, but personal adds something
to it. Surely Hume was stretching person a bit when using the example of a soul
with a life lower than an oyster. Since Grice follows Aristotles De Anima, he
enjoys Hume’s choice, though. It may be argued that personal adds Locke’s
consciousness, and rational agency. Grice plays with the body-soul distinction.
I, viz someone or somebody, fell from the stairs, perhaps differs from I will
be fighting soon. This or that someone, viz. I utterance may be purely bodily.
Grice would think that the idea that his soul fell from the stairs sounds, as
it would to Berkeley, harsh. But then theres this or that one may be mixed
utterance. Someone, viz. I, plays cricket, where surely your bodily mechanisms
require some sort of control by the soul. Finally, this or that may be purely
souly ‒ the one Grice ends up analysing, Someone, viz. I, hear that the bell
tolls. At the time of his Mind essay, Grice may have been unaware of the
complications that the concept of a person may bring as attached in adjective
form to identity. Ayer did, and Strawson and Wiggins will, and Grice learns
much from Strawson. Since Parfit, this has become a common-place topic for
analysis at Oxford. A person as a complexum of a body-soul spatio-temporal
continuant substance. Ultimately, Grice finds a theoretical counterpart here. A
P may become a human, which Grice understands physiologically. That is not
enough. A P must aspire, via meteousis, to become a person. Thus, person
becomes a technical term in Grices grand metaphysical scheme of things.
Someone, viz. I, hear that the bell is tolls is analysed as ≡df, or
if and only if, a hearing that the bell tolls is a part of a total
temporary tn souly state S1 which is one
in a s. such that any state Sn, given this or that
condition, contains as a part a memory Mn of the
experience of hearing that the bell tolls, which is a component in some
pre-sequent t1n item, or contains an experience of hearing
that the bell tolls a memory M of which would, given this or that
condition, occur as a component in some sub-sequent t2>tn item,
there being no sub-set of items which is independent of the rest. Grice
simplifies the reductive analysans. Someone, viz. I, hears that the bell tolls
iff a hearing that the bell tolls is a component in an item of an interlocking
s. with emphasis on lock, s. of this or that memorable and memorative total
temporary tn state S1. Is Grice’s Personal identity
ever referred to in the Oxonian philosophical literature? Indeeed. Parfit
mentions, which makes it especially memorable and memorative. P. Edwards
includes a reference to Grices Mind essay in the entry for Personal identity,
as a reference to Grice et al on Met. , is referenced in Edwardss encyclopædia
entry for metaphysics. Grice does not attribute privileged access or
incorrigibility to I or the first person. He always hastens to add that I can
always be substituted, salva veritate (if baffling your addressee A) by someone
or other, if not some-body or other, a colloquialism Grice especially detested.
Grices agency-based approach requires that. I am rational provided thou art,
too. If, by explicitly saying he is a Lockeian, Grice surely does not wish us
to see him as trying to be original, or the first to consider this or that
problem about I; i.e. someone. Still, Grice is the philosopher who explores
most deeply the reductive analysis of I, i.e. someone. Grice needs the
reductive analysis because human agency (philosophically, rather than
psychologically interpreted) is key for his approach to things. By uttering The
bell tolls, U means that someone, viz. himself, hears that the bell tolls, or
even, by uttering I, hear, viz. someone hears, that the bell tolls, U means
that the experience of a hearing that the bell tolls is a component in a
total temporary state which is a member of a s. such that each member
would, given certain conditions, contain as an component one
memory of an experience which is a component in a pre-sequent member, or
contains as a component some experience a memory of which would,
given certain conditions, occur as a component in a post-sequent member;
there being no sub-set of members which is independent of the rest.
Thanks, the addressee might reply. I didnt know that! The reductive bit to
Grices analysis needs to be emphasised. For Grice, a person, and consequently,
a someone, viz. I utterance, is, simpliciter, a logical construction out of
this or that Humeian experience. Whereas in Russell, as Broad notes, a
logical construction of this or that philosophical concept, in this case
personal identity, or cf. Grices earlier reductive analysis of not, is thought
of as an improved, rationally reconstructed conception. Neither Russell nor
Broad need maintain that the logical construction preserves the original
meaning of the analysandum someone, viz. I, hears that the bell tolls, or I do
not hear that the bell tolls ‒ hence their paradox of reductionist analysis.
This change of Subjects does not apply to Grice. Grice emphatically intends to
be make explicit, if rationally reconstructed (if that is not an
improvement) through reductive (if not reductionist) analysis, the concept
Grice already claims to have. One particular development to consider is within
Grices play group, that of Quinton. Grice and Quinton seem to have been the
only two philosophers in Austins play group who showed any interest on someone,
viz. I. Or not. The fact that Quinton entitles his thing “The soul” did not
help. Note that Woozley was at the time editing Reid on “Identity,” Cf.
Duncan-Jones on mans mortality. Note that Quintons immediate trigger is
Shoemaker. Grice writes that he is not “merely a series of perceptions,” for he
is “conscious of a permanent self, an I who experiences these perceptions
and who is now identical with the I who experienced perceptions
yesterday.” So, leaving aside that he is using I with the third person verb,
but surely this is no use-mention fallacy, it is this puzzle that provoked his
thoughts on temporal-relative “=” later on. As Grice notes, Butler argued that
consciousness of experience can contribute to identity but not define it. Grice
will use Butler in his elaboration of conversational benevolence versus
conversational self-interest. Better than Quinton, it is better to consider
Flew in Philosophy, 96, on Locke and the problem of personal identity,
obviously suggested as a term paper by Grice! Wiggins cites Flew. Flew actually
notes that Berkeley saw Lockes problem earlier than Reid, which concerns the
transitiveness of =. Recall that Wigginss tutor at Oxford was a tutee by Grice,
Ackrill. identity,
the relation each thing bears just to itself. Formally, a % b Q EF(Fa P Fb);
informally, the identity of a and b implies and is implied by their sharing of
all their properties. Read from left to right, this biconditional asserts the
indiscernibility of identicals; from right to left, the identity of
indiscernibles. The indiscernibility of identicals is not to be confused with a
metalinguistic principle to the effect that if a and b are names of the same
object, then each may be substituted for the other in a sentence without change
of truth-value: that may be false, depending on the semantics of the language
under discussion. Similarly, the identity of indiscernibles is not the claim
that if a and b can be exchanged in all sentential contexts without affecting
truth-value, then they name the same object. For such intersubstitutability may
arise when the language in question simply lacks predicates that could
discriminate between the referents of a and b. In short, the identity of things
is not a relation among names. Identity proper is numerical identity, to be
distinguished from exact similarity (qualitative identity). Intuitively, two
exactly similar objects are “copies” of each other; still they are two, hence
not identical. One way to express this is via the notions of extrinsic and
intrinsic properties: exactly similar objects differ in respect of the former
only. But we can best explain ‘instrinsic property’ by saying that a thing’s
intrinsic properties are those it shares with its copies. These notions appear
virtually interdefinable. (Note that the concept of an extrinsic property must
be relativized to a class or kind of things. Not being in San Francisco is an
extrinsic property of persons but arguably an intrinsic property of cities.)
While qualitative identity is a familiar notion, its theoretical utility is
unclear. The absolute notion of qualitative identity should, however, be
distinguished from an unproblematic relative notion: if some list of salient
properties is fixed in a given context (say, in mechanics or normative ethics),
then the exactly similar things, relative to that context, are those that agree
on the properties listed. Both the identity of indiscernibles and (less
frequently) the indiscernibility of identicals are sometimes called Leibniz’s
law. Neither attribution is apt. Although Leibniz would have accepted the former
principle, his distinctive claim was the impossibility of exactly similar
objects: numerically distinct individuals cannot even share all intrinsic
properties. Moreover, this was not, for him, simply a law of identity but
rather an application of his principle of sufficient reason. And the
indiscernibility of identicals is part of a universal understanding of
identity. What distinguishes Leibniz is the prominence of identity statements
in his metaphysics and logical theory. Although identity remains a clear and
basic logical notion, identity questions about problematic kinds of objects
raise difficulties. One example is the identification of properties,
particularly in contexts involving reduction. Although we know what identity
is, the notion of a property is unclear enough to pose systematic obstacles to
the evaluation of theoretically significant identity statements involving
properties. Other difficulties involve personal identity or the possible
identification of numbers and sets in the foundations of mathematics. In these
cases, the identity questions simply inherit – and provide vivid ways of
formulating – the difficulties pertaining to such concepts as person, property,
or number; no rethinking of the identity concept itself is indicated. But puzzles
about the relation of an ordinary material body to its constituent matter may
suggest that the logician’s analysis of identity does not cleanly capture our
everyday notion(s). Consider a bronze statue. Although the statue may seem to
be nothing besides its matter, reflection on change over time suggests a
distinction. The statue may be melted down, hence destroyed, while the bronze
persists, perhaps simply as a mass or perhaps as a new statue formed from the
same bronze. Alternatively, the statue may persist even as some of its bronze
is dissolved in acid. So the statue seems to be one thing and the bronze
another. Yet what is the bronze besides a statue? Surely we do not have two
statues (or statuelike objects) in one place? Some authors feel that variants
of the identity relation may permit a perspicuous description of the relation
of statue and bronze: (1) tensed identity: Assume a class of timebound
properties – roughly, properties an object can have at a time regardless of
what properties it has at other times. (E.g., a statue’s shape, location, or
elegance.) Then a % t b provided a and b share all timebound properties at time
t. Thus, the statue and the bronze may be identical at time t 1 but not at t 2.
(2) relative identity: a and b may be identical relative to one concept (or
predicate) but not to another. Thus, the statue may be held to be the same lump
of matter as the bronze but not the same object of art. identity identity 415
4065h-l.qxd 08/02/1999 7:39 AM Page 415 In each case, only detailed study will
show whether the variant notion can at once offer a natural description of
change and qualify as a viable identity concept. (Strong doubts arise about
(2).) But it seems likely that our everyday talk of identity has a richness and
ambiguity that escapes formal characterization.
identity, ‘is’ of. See IS. identity, psychophysical. See PHYSICALISM.
identity, theoretical. See PHILOSOPHY OF MIND. identity of indiscernibles, any
of a family of principles, important members of which include the following:
(1) If objects a and b have all properties in common, then a and b are
identical. (2) If objects a and b have all their qualitative properties in
common, then a and b are identical. (3) If objects a and b have all their
non-relational qualitative properties in common, then a and b are identical.
Two questions regarding these principles are raised: Which, if any, are true?
If any are true, are they necessarily true? Discussions of the identity of
indiscernibles typically restrict the scope of the principle to concrete
objects. Although the notions of qualitative and non-relational properties play
a prominent role in these discussions, they are notoriously difficult to
define. Intuitively, a qualitative property is one that can be instantiated by
more than one object and does not involve being related to another particular
object. It does not follow that all qualitative properties are non-relational,
since some relational properties, such as being on top of a brown desk, do not
involve being related to some particular object. (1) is generally regarded as
necessarily true but trivial, since if a and b have all properties in common
then a has the property of being identical with b and b has the property of
being identical with a. Hence, most discussions focus on (2) and (3). (3) is
generally regarded as, at best, a contingent truth since it appears possible to
conceive of two distinct red balls of the same size, shade of color, and
composition. Some have argued that elementary scientific particles, such as electrons,
are counterexamples to even the contingent truth of (3). (2) appears defensible
as a contingent truth since, in the actual world, objects such as the red balls
and the electrons differ in their relational qualitative properties. It has
been argued, however, that (2) is not a necessary truth since it is possible to
conceive of a world consisting of only the two red balls. In such a world, any
qualitative relational property possessed by one ball is also possessed by the
other. Defenders of the necessary truth of (2) have argued that a careful
examination of such counterexamples reveals hidden qualitative properties that
differentiate the objects. See also IDENTITY, INDIVIDUATION, LEIBNIZ, PROPERTY,
SUBSTANCE. A.C. identity of persons. Refs.:
The main references covering identity simpliciter are in “Vacuous Names,” and
his joint work on metaphysics with G. Myro. The main references relating to the
second group, of personal identity, are his “Mind” essay, an essay on ‘the
logical-construction theory of personal identity,’ and a second set of essays
on Hume’s quandary, The H. P. Grice Papers, BANC.
ideology, generally a
disparaging term used to describe someone else’s political views which one
regards as unsound. This use derives from Marx’s employment of the term to
signify a false consciousness shared by the members of a particular social
class. For example, according to Marx, members of the capitalist class share
the ideology that the laws of the competitive market are natural and
impersonal, that workers in a competitive market are paid all that they can be
paid, and that the institutions of private property in the means of production
are natural and justified. See also MARXISM, POLITICAL PHILOSOPHY. J.P.St.
ideo-motor action, a
theory of the will according to which “every representation of a movement
awakens in some degree the actual movement which is its object” (William
James). Proposed by physiologist W. B. Carpenter, and taught by Lotze and
Renouvier, ideo-motor action was developed by James. He rejected the regnant
analysis of voluntary behavior, which held that will operates by reinstating
“feelings of innervation” (Wundt) in the efferent nerves. Deploying
introspection and physiology, James showed that feelings of innervation do not
exist. James advanced ideo-motor action as the psychological basis of volition:
actions tend to occur automatically when thought, unless inhibited by a
contrary idea. Will consists in fixing attention on a identity, ‘is’ of
ideo-motor action 416 4065h-l.qxd 08/02/1999 7:39 AM Page 416 desired idea
until it dominates consciousness, the execution of movement following
automatically. James also rejected Bain’s associationist thesis that pleasure
or pain is the necessary spring of action, since according to ideo-motor theory
thought of an action by itself produces it. James’s analysis became dogma, but
was effectively attacked by psychologist E. L. Thorndike (1874– 1949), who
proposed in its place the behavioristic doctrine that ideas have no power to
cause behavior, and argued that belief in ideo-motor action amounted to belief
in sympathetic magic. Thus did will leave the vocabulary of psychology. See
also JAMES, VOLITION. T.H.L. idols of the cave. See BACON, FRANCIS. idols of
the marketplace. See BACON, FRANCIS. idols of the mind. See BACON, FRANCIS.
idols of the theater. See BACON, FRANCIS. idols of the tribe. See BACON,
FRANCIS.
“if” – German “ob,”
Latin, “si,” Grecian, “ei” -- conditional, a compound sentence, such as ‘if Abe
calls, then Ben answers,’ in which one sentence, the antecedent, is connected
to a second, the consequent, by the connective ‘if . . . then’. Propositions
statements, etc. expressed by conditionals are called conditional propositions
statements, etc. and, by ellipsis, simply conditionals. The ambiguity of the
expression ‘if . . . then’ gives rise to a semantic classification of
conditionals into material conditionals, causal conditionals, counterfactual
conditionals, and so on. In traditional logic, conditionals are called
hypotheticals, and in some areas of mathematical logic conditionals are called
implications. Faithful analysis of the meanings of conditionals continues to be
investigated and intensely disputed.
conditional proof. 1 The argument form ‘B follows from A; therefore, if
A then B’ and arguments of this form. 2 The rule of inference that permits one
to infer a conditional given a derivation of its consequent from its
antecedent. This is also known as the rule of conditional proof or /-
introduction. conditioning, a form of associative learning that occurs when
changes in thought or behavior are produced by temporal relations among events.
It is common to distinguish between two types of conditioning; one, classical
or Pavlovian, in which behavior change results from events that occur before
behavior; the other, operant or instrumental, in which behavior change occurs
because of events after behavior. Roughly, classically and operantly
conditioned behavior correspond to the everyday, folk-psychological distinction
between involuntary and voluntary or goaldirected behavior. In classical
conditioning, stimuli or events elicit a response e.g., salivation; neutral
stimuli e.g., a dinner bell gain control over behavior when paired with stimuli
that already elicit behavior e.g., the appearance of dinner. The behavior is
involuntary. In operant conditioning, stimuli or events reinforce behavior
after behavior occurs; neutral stimuli gain power to reinforce by being paired
with actual reinforcers. Here, occasions in which behavior is reinforced serve as
discriminative stimuli-evoking behavior. Operant behavior is goal-directed, if
not consciously or deliberately, then through the bond between behavior and
reinforcement. Thus, the arrangement of condiments at dinner may serve as the
discriminative stimulus evoking the request “Please pass the salt,” whereas
saying “Thank you” may reinforce the behavior of passing the salt. It is not
easy to integrate conditioning phenomena into a unified theory of conditioning.
Some theorists contend that operant conditioning is really classical
conditioning veiled by subtle temporal relations among events. Other theorists
contend that operant conditioning requires mental representations of
reinforcers and discriminative stimuli. B. F. Skinner 4 90 argued in Walden Two
8 that astute, benevolent behavioral engineers can and should use conditioning
to create a social utopia. conditio sine
qua non Latin, ‘a condition without which not’, a necessary condition;
something without which something else could not be or could not occur. For
example, being a plane figure is a conditio sine qua non for being a triangle.
Sometimes the phrase is used emphatically as a synonym for an unconditioned
presupposition, be it for an action to start or an argument to get going. I.Bo.
Condorcet, Marquis de, title of Marie-JeanAntoine-Nicolas de Caritat
174394, philosopher and political
theorist who contributed to the Encyclopedia and pioneered the mathematical
analysis of social institutions. Although prominent in the Revolutionary
government, he was denounced for his political views and died in prison.
Condorcet discovered the voting paradox, which shows that majoritarian voting
can produce cyclical group preferences. Suppose, for instance, that voters A,
B, and C rank proposals x, y, and z as follows: A: xyz, B: yzx, and C: zxy.
Then in majoritarian voting x beats y and y beats z, but z in turn beats x. So
the resulting group preferences are cyclical. The discovery of this problem
helped initiate social choice theory, which evaluates voting systems. Condorcet
argued that any satisfactory voting system must guarantee selection of a
proposal that beats all rivals in majoritarian competition. Such a proposal is
called a Condorcet winner. His jury theorem says that if voters register their
opinions about some matter, such as whether a defendant is guilty, and the
probabilities that individual voters are right are greater than ½, equal, and
independent, then the majority vote is more likely to be correct than any
individual’s or minority’s vote. Condorcet’s main works are Essai sur
l’application de l’analyse à la probabilité des décisions rendues à la
pluralité des voix Essay on the Application of Analysis to the Probability of
Decisions Reached by a Majority of Votes, 1785; and a posthumous treatise on social
issues, Esquisse d’un tableau historique des progrès de l’esprit humain Sketch
for a Historical Picture of the Progress of the Human Mind, 1795. “if” corresponding conditional of a given
argument, any conditional whose antecedent is a logical conjunction of all of
the premises of the argument and whose consequent is the conclusion. The two
conditionals, ‘if Abe is Ben and Ben is wise, then Abe is wise’ and ‘if Ben is
wise and Abe is Ben, then Abe is wise’, are the two corresponding conditionals
of the argument whose premises are ‘Abe is Ben’ and ‘Ben is wise’ and whose
conclusion is ‘Abe is wise’. For a one-premise argument, the corresponding
conditional is the conditional whose antecedent is the premise and whose
consequent is the conclusion. The limiting cases of the empty and infinite
premise sets are treated in different ways by different logicians; one simple
treatment considers such arguments as lacking corresponding conditionals. The
principle of corresponding conditionals is that in order for an argument to be
valid it is necessary and sufficient for all its corresponding conditionals to
be tautological. The commonly used expression ‘the corresponding conditional of
an argument’ is also used when two further stipulations are in force: first, that
an argument is construed as having an ordered sequence of premises rather than
an unordered set of premises; second, that conjunction is construed as a
polyadic operation that produces in a unique way a single premise from a
sequence of premises rather than as a dyadic operation that combines premises
two by two. Under these stipulations the principle of the corresponding
conditional is that in order for an argument to be valid it is necessary and
sufficient for its corresponding conditional to be valid. These principles are
closely related to modus ponens, to conditional proof, and to the so-called
deduction theorem. “if” counterfactuals,
also called contrary-to-fact conditionals, subjunctive conditionals that presupcorner
quotes counterfactuals 187 187 pose the
falsity of their antecedents, such as ‘If Hitler had invaded England, G.y would
have won’ and ‘If I were you, I’d run’. Conditionals or hypothetical statements
are compound statements of the form ‘If p, then q’, or equivalently ‘q if p’.
Component p is described as the antecedent protasis and q as the consequent
apodosis. A conditional like ‘If Oswald did not kill Kennedy, then someone else
did’ is called indicative, because both the antecedent and consequent are in
the indicative mood. One like ‘If Oswald had not killed Kennedy, then someone
else would have’ is subjunctive. Many subjunctive and all indicative
conditionals are open, presupposing nothing about the antecedent. Unlike ‘If
Bob had won, he’d be rich’, neither ‘If Bob should have won, he would be rich’
nor ‘If Bob won, he is rich’ implies that Bob did not win. Counterfactuals
presuppose, rather than assert, the falsity of their antecedents. ‘If Reagan
had been president, he would have been famous’ seems inappropriate and out of
place, but not false, given that Reagan was president. The difference between
counterfactual and open subjunctives is less important logically than that
between subjunctives and indicatives. Whereas the indicative conditional about
Kennedy is true, the subjunctive is probably false. Replace ‘someone’ with ‘no
one’ and the truth-values reverse. The most interesting logical feature of
counterfactuals is that they are not truth-functional. A truth-functional
compound is one whose truth-value is completely determined in every possible
case by the truth-values of its components. For example, the falsity of ‘The
President is a grandmother’ and ‘The President is childless’ logically entails
the falsity of ‘The President is a grandmother and childless’: all conjunctions
with false conjuncts are false. But whereas ‘If the President were a
grandmother, the President would be childless’ is false, other counterfactuals
with equally false components are true, such as ‘If the President were a
grandmother, the President would be a mother’. The truth-value of a
counterfactual is determined in part by the specific content of its components.
This property is shared by indicative and subjunctive conditionals generally,
as can be seen by varying the wording of the example. In marked contrast, the
material conditional, p / q, of modern logic, defined as meaning that either p
is false or q is true, is completely truth-functional. ‘The President is a
grandmother / The President is childless’ is just as true as ‘The President is
a grandmother / The President is a mother’. While stronger than the material
conditional, the counterfactual is weaker than the strict conditional, p U q,
of modern modal logic, which says that p / q is necessarily true. ‘If the
switch had been flipped, the light would be on’ may in fact be true even though
it is possible for the switch to have been flipped without the light’s being on
because the bulb could have burned out. The fact that counterfactuals are
neither strict nor material conditionals generated the problem of
counterfactual conditionals raised by Chisholm and Goodman: What are the truth
conditions of a counterfactual, and how are they determined by its components?
According to the “metalinguistic” approach, which resembles the
deductive-nomological model of explanation, a counterfactual is true when its
antecedent conjoined with laws of nature and statements of background
conditions logically entails its consequent. On this account, ‘If the switch
had been flipped the light would be on’ is true because the statement that the
switch was flipped, plus the laws of electricity and statements describing the
condition and arrangement of the circuitry, entail that the light is on. The
main problem is to specify which facts are “fixed” for any given counterfactual
and context. The background conditions cannot include the denials of the
antecedent or the consequent, even though they are true, nor anything else that
would not be true if the antecedent were. Counteridenticals, whose antecedents
assert identities, highlight the difficulty: the background for ‘If I were you,
I’d run’ must include facts about my character and your situation, but not vice
versa. Counterlegals like ‘Newton’s laws would fail if planets had rectangular
orbits’, whose antecedents deny laws of nature, show that even the set of laws
cannot be all-inclusive. Another leading approach pioneered by Robert C.
Stalnaker and David K. Lewis extends the possible worlds semantics developed
for modal logic, saying that a counterfactual is true when its consequent is
true in the nearest possible world in which the antecedent is true. The
counterfactual about the switch is true on this account provided a world in
which the switch was flipped and the light is on is closer to the actual world
than one in which the switch was flipped but the light is not on. The main
problem is to specify which world is nearest for any given counterfactual and
context. The difference between indicative and subjunctive conditionals can be
accounted for in terms of either a different set of background conditions or a
different measure of nearness. counterfactuals counterfactuals Counterfactuals turn up in a variety of
philosophical contexts. To distinguish laws like ‘All copper conducts’ from equally
true generalizations like ‘Everything in my pocket conducts’, some have
observed that while anything would conduct if it were copper, not everything
would conduct if it were in my pocket. And to have a disposition like
solubility, it does not suffice to be either dissolving or not in water: it
must in addition be true that the object would dissolve if it were in water. It
has similarly been suggested that one event is the cause of another only if the
latter would not have occurred if the former had not; that an action is free
only if the agent could or would have done otherwise if he had wanted to; that
a person is in a particular mental state only if he would behave in certain
ways given certain stimuli; and that an action is right only if a completely
rational and fully informed agent would choose it.
iff, an abbreviation for
‘if and only if’ that is used as if it were a single propositional operator
(connective). Another synonym for ‘iff’ is ‘just in case’. The justification
for treating ‘iff’ as if it were a single propositional connective is that ‘P
if and only if Q’ is elliptical for ‘P if Q, and P only if Q’, and this
assertion is logically equivalent to ‘P biconditional Q’. See also
BICONDITIONAL. R.W.B. ignoratio elenchi. See INFORMAL FALLACY.
Il’in, Ivan
Aleksandrovich (1883–1954), Russian philosopher and conservative legal and
political theorist. He authored an important two-volume commentary on Hegel
(1918), plus extensive writings in ethics, political theory, aesthetics, and
spirituality. Exiled in 1922, he was known for his passionate opposition to
Bolshevism, his extensive proposals for rebuilding a radically reformed Russian
state, church, and society in a post-Communist future, and his devout Russian
Orthodox spirituality. He is widely regarded as a master of Russian language
and a penetrating interpreter of the history of Russian culture. His collected
works are currently being published in Moscow. See also RUSSIAN PHILOSOPHY.
P.T.G. illation. See INDUCTION. illative. See INDUCTION. illative sense. See
NEWMAN. illicit process of the major. See SYLLOGISM. illicit process of the
minor. See SYLLOGISM. illocutionary act. See SPEECH ACT THEORY. illocutionary
force. See PHILOSOPHY OF LANGUAGE, SPEECH ACT THEORY. illocutionary force
potential. See SPEECH ACT THEORY.
illatum, f. illātĭo (inl- ), ōnis,
f. infero, a logical
inference, conclusion: “vel illativum rogamentum. quod ex acceptionibus colligitur et infertur,” App.
Dogm. Plat. 3, pp. 34, 15. – infero: to conclude, infer, draw an inference, Cic. Inv. 1, 47, 87; Quint. 5, 11, 27. ILLATUM -- inference, the
process of drawing a conclusion from premises or assumptions, or, loosely, the
conclusion so drawn. An argument can be merely a number of statements of which
one is designated the conclusion and the rest are designated premises. Whether
the premises imply the conclusion is thus independent of anyone’s actual beliefs
in either of them. Belief, however, is essential to inference. Inference occurs
only if someone, owing to believing the premises, begins to believe the
conclusion or continues to believe the conclusion with greater confidence than
before. Because inference requires a subject who has beliefs, some requirements
of (an ideally) acceptable inference do not apply to abstract arguments: one
must believe the premises; one must believe that the premises support the
conclusion; neither of these beliefs induction, eliminative inference 426
4065h-l.qxd 08/02/1999 7:39 AM Page 426 may be based on one’s prior belief in
the conclusion. W. E. Johnson called these the epistemic conditions of
inference. In a reductio ad absurdum argument that deduces a self-contradiction
from certain premises, not all steps of the argument will correspond to steps
of inference. No one deliberately infers a contradiction. What one infers, in
such an argument, is that certain premises are inconsistent. Acceptable
inferences can fall short of being ideally acceptable according to the above
requirements. Relevant beliefs are sometimes indefinite. Infants and children
infer despite having no grasp of the sophisticated notion of support. One
function of idealization is to set standards for that which falls short. It is
possible to judge how nearly inexplicit, automatic, unreflective,
lessthan-ideal inferences meet ideal requirements. In ordinary speech, ‘infer’
often functions as a synonym of ‘imply’, as in ‘The new tax law infers that we
have to calculate the value of our shrubbery’. Careful philosophical writing
avoids this usage. Implication is, and inference is not, a relation between
statements. Valid deductive inference corresponds to a valid deductive
argument: it is logically impossible for all the premises to be true when the
conclusion is false. That is, the conjunction of all the premises and the
negation of the conclusion is inconsistent. Whenever a conjunction is
inconsistent, there is a valid argument for the negation of any conjunct from
the other conjuncts. (Relevance logic imposes restrictions on validity to avoid
this.) Whenever one argument is deductively valid, so is another argument that
goes in a different direction. (1) ‘Stacy left her slippers in the kitchen’
implies (2) ‘Stacy had some slippers’. Should one acquainted with Stacy and the
kitchen infer (2) from (1), or infer not-(1) from not-(2), or make neither
inference? Formal logic tells us about implication and deductive validity, but
it cannot tell us when or what to infer. Reasonable inference depends on
comparative degrees of reasonable belief. An inference in which every premise
and every step is beyond question is a demonstrative inference. (Similarly,
reasoning for which this condition holds is demonstrative reasoning.) Just as
what is beyond question can vary from one situation to another, so can what
counts as demonstrative. The term presumably derives from Aristotle’s Posterior
Analytics. Understanding Aristotle’s views on demonstration requires
understanding his general scheme for classifying inferences. Not all inferences
are deductive. In an inductive inference, one infers from an observed
combination of characteristics to some similar unobserved combination.
‘Reasoning’ like ‘painting’, and ‘frosting’, and many other words, has a
process–product ambiguity. Reasoning can be a process that occurs in time or it
can be a result or product. A letter to the editor can both contain reasoning
and be the result of reasoning. It is often unclear whether a word such as ‘statistical’
that modifies the words ‘inference’ or ‘reasoning’ applies primarily to stages
in the process or to the content of the product. One view, attractive for its
simplicity, is that the stages of the process of reasoning correspond closely
to the parts of the product. Examples that confirm this view are scarce.
Testing alternatives, discarding and reviving, revising and transposing, and so
on, are as common to the process of reasoning as to other creative activities.
A product seldom reflects the exact history of its production. In An
Examination of Sir William Hamilton’s Philosophy, J. S. Mill says that
reasoning is a source from which we derive new truths (Chapter 14). This is a
useful saying so long as we remember that not all reasoning is inference. --
inference to the best explanation, an inference by which one concludes that
something is the case on the grounds that this best explains something else one
believes to be the case. Paradigm examples of this kind of inference are found
in the natural sciences, where a hypothesis is accepted on the grounds that it
best explains relevant observations. For example, the hypothesis that material
substances have atomic structures best explains a range of observations
concerning how such substances interact. Inferences to the best explanation
occur in everyday life as well. Upon walking into your house you observe that a
lamp is lying broken on the floor, and on the basis of this you infer that the
cat has knocked it over. This is plausibly analyzed as an inference to the best
explanation; you believe that the cat has knocked over the lamp because this is
the best explanation for the lamp’s lying broken on the floor. The nature of
inference to the best explanation and the extent of its use are both
controversial. Positions that have been taken include: (a) that it is a
distinctive kind of inductive reasoning; (b) inference rule inference to the
best explanation 427 4065h-l.qxd 08/02/1999 7:39 AM Page 427 that all good
inductive inferences involve inference to the best explanation; and (c) that it
is not a distinctive kind of inference at all, but is rather a special case of
enumerative induction. Another controversy concerns the criteria for what makes
an explanation best. Simplicity, cognitive fit, and explanatory power have all
been suggested as relevant merits, but none of these notions is well
understood. Finally, a skeptical problem arises: inference to the best
explanation is plausibly involved in both scientific and commonsense knowledge,
but it is not clear why the best explanation that occurs to a person is likely
to be true. -- inferential knowledge, a kind of “indirect” knowledge, namely,
knowledge based on or resulting from inference. Assuming that knowledge is at
least true, justified belief, inferential knowledge is constituted by a belief
that is justified because it is inferred from certain other beliefs. The
knowledge that 7 equals 7 seems non-inferential. We do not infer from anything
that 7 equals 7 – it is obvious and self-evident. The knowledge that 7 is the
cube root of 343, in contrast, seems inferential. We cannot know this without
inferring it from something else, such as the result obtained when multiplying
7 times 7 times 7. Two sorts of inferential relations may be distinguished. ‘I
inferred that someone died because the flag is at half-mast’ may be true
because yesterday I acquired the belief about the flag, which caused me to
acquire the further belief that someone died. ‘I inferentially believe that
someone died because the flag is at halfmast’ may be true now because I retain
the belief that someone died and it remains based on my belief about the flag.
My belief that someone died is thus either episodically or structurally
inferential. The episodic process is an occurrent, causal relation among belief
acquisitions. The structural basing relation may involve the retention of
beliefs, and need not be occurrent. (Some reserve ‘inference’ for the episodic
relation.) An inferential belief acquired on one basis may later be held on a
different basis, as when I forget I saw a flag at half-mast but continue to
believe someone died because of news reports. That “How do you know?” and
“Prove it!” always seem pertinent suggests that all knowledge is inferential, a
version of the coherence theory. The well-known regress argument seems to show,
however, that not all knowledge can be inferential, which is a version of
foundationalism. For if S knows something inferentially, S must infer it
correctly from premises S knows to be true. The question whether those premises
are also known inferentially begins either an infinite regress of inferences
(which is humanly impossible) or a circle of justification (which could not
constitute good reasoning). Which sources of knowledge are non-inferential
remains an issue even assuming foundationalism. When we see that an apple is
red, e.g., our knowledge is based in some manner on the way the apple looks.
“How do you know it is red?” can be answered: “By the way it looks.” This
answer seems correct, moreover, only if an inference from the way the apple
looks to its being red would be warranted. Nevertheless, perceptual beliefs are
formed so automatically that talk of inference seems inappropriate. In
addition, inference as a process whereby beliefs are acquired as a result of
holding other beliefs may be distinguished from inference as a state in which
one belief is sustained on the basis of others. Knowledge that is inferential
in one way need not be inferential in the other.
illuminism: d’Alembert,
Jean Le Rond 171783, mathematician,
philosopher, and Encyclopedist. According to Grimm, d’Alembert was the prime
luminary of the philosophic party. An abandoned, illegitimate child, he
nonetheless received an outstanding education at the Jansenist Collège des
Quatre-Nations in Paris. He read law for a while, tried medicine, and settled
on mathematics. In 1743, he published an acclaimed Treatise of Dynamics.
Subsequently, he joined the Paris Academy of Sciences and contributed decisive
works on mathematics and physics. In 1754, he was elected to the Academy, of which he later became permanent
secretary. In association with Diderot, he launched the Encyclopedia, for which
he wrote the epoch-making Discours préliminaire 1751 and numerous entries on
science. Unwilling to compromise with the censorship, he resigned as coeditor
in 1758. In the Discours préliminaire, d’Alembert specified the divisions of
the philosophical discourse on man: pneumatology, logic, and ethics. Contrary
to Christian philosophies, he limited pneumatology to the investigation of the
human soul. Prefiguring positivism, his Essay on the Elements of Philosophy
1759 defines philosophy as a comparative examination of physical phenomena.
Influenced by Bacon, Locke, and Newton, d’Alembert’s epistemology associates
Cartesian psychology with the sensory origin of ideas. Though assuming the
universe to be rationally ordered, he discarded metaphysical questions as
inconclusive. The substance, or the essence, of soul and matter, is unknowable.
Agnosticism ineluctably arises from his empirically based naturalism.
D’Alembert is prominently featured in D’Alembert’s Dream 1769, Diderot’s
dialogical apology for materialism. Grice’s
illuminism – “reason enlightens us” Enlightenment, a late eighteenth-century
international movement in thought, with important social and political
ramifications. The Enlightenment is at once a style, an attitude, a temper critical, secular, skeptical, empirical, and
practical. It is also characterized by core beliefs in human rationality, in what
it took to be “nature,” and in the “natural feelings” of mankind. Four of its
most prominent exemplars are Hume, Thomas Jefferson, Kant, and Voltaire. The
Enlightenment belief in human rationality had several aspects. 1 Human beings
are free to the extent that their actions are carried out for a reason. Actions
prompted by traditional authority, whether religious or political, are
therefore not free; liberation requires weakening if not also overthrow of this
authority. 2 Human rationality is universal, requiring only education for its
development. In virtue of their common rationality, all human beings have
certain rights, among them the right to choose and shape their individual
destinies. 3 A final aspect of the belief in human rationality was that the
true forms of all things could be discovered, whether of the universe Newton’s
laws, of the mind associationist psychology, of good government the U.S.
Constitution, of a happy life which, like good government, was “balanced”, or
of beautiful architecture Palladio’s principles. The Enlightenment was
preeminently a “formalist” age, and prose, not poetry, was its primary means of
expression. The Enlightenment thought of itself as a return to the classical
ideas of the Grecians and more especially the Romans. But in fact it provided
one source of the revolutions that shook Europe and America at the end of the
eighteenth century, and it laid the intellectual foundations for both the
generally scientific worldview and the liberal democratic society, which, despite
the many attacks made on them, continue to function as cultural ideals.
illusion: cf. veridical memories, who needs them? hallucination
is Grice’s topic.Malcolm argues in Dreaming and Skepticism and in his Dreaming
that the notion of a dream qua conscious experience that occurs at a definite
time and has definite duration during sleep, is unintelligible. This
contradicts the views of philosophers like Descartes (and indeed Moore!), who,
Malcolm holds, assume that a human being may have a conscious thought and a
conscious experience during sleep. Descartes claims that he had been deceived
during sleep. Malcolms point is that ordinary language contrasts consciousness
and sleep. The claim that one is conscious while one is sleep-walking is
stretching the use of the term. Malcolm rejects the alleged counter-examples
based on sleepwalking or sleep-talking, e.g. dreaming that one is climbing
stairs while one is actually doing so is not a counter-example because, in such
a case, the individual is not sound asleep after all. If a person is in any
state of consciousness, it logically follows that he is not sound asleep. The
concept of dreaming is based on our descriptions of dreams after we have
awakened in telling a dream. Thus, to have dreamt that one has a thought during
sleep is not to have a thought any more than to have dreamt that one has
climbed Everest is to have climbed Everest. Since one cannot have an experience
during sleep, one cannot have a mistaken experience during sleep, thereby
undermining the sort of scepticism based on the idea that our experience might
be wrong because we might be dreaming. Malcolm further argues that a report of
a conscious state during sleep is unverifiable. If Grice claims that he and
Strawson saw a big-foot in charge of the reserve desk at the Bodleian library,
one can verify that this took place by talking to Strawson and gathering
forensic evidence from the library. However, there is no way to verify Grices
claim that he dreamed that he and Strawson saw a big-foot working at the
Bodleian. Grices only basis for his claim that he dreamt this is that Grice
says so after he wakes up. How does one distinguish the case where Grice
dreamed that he saw a big-foot working at The Bodleian and the case in which he
dreamed that he saw a person in a big-foot suit working at the library but,
after awakening, mis-remembered that person in a big-foot suit as a big-foot
proper? If Grice should admit that he had earlier mis-reported his dream and
that he had actually dreamed he saw a person in a big-foot suit at The
Bodleian, there is no more independent verification for this new claim than
there was for the original one. Thus, there is, for Malcolm, no sense to the
idea of mis-remembering ones dreams. Malcolm here applies one of Witters ideas
from his private language argument. One would like to say: whatever is going to
seem right to me is right. And that only means that here we cannot talk about
right. For a similar reason, Malcolm challenges the idea that one can assign a
definite duration or time of occurrence to a dream. If Grice claims that he ran
the mile in 3.4 minutes, one could verify this in the usual ways. If, however,
Grice says he dreamt that he ran the mile in 3.4 minutes, how is one to measure
the duration of his dreamt run? If Grice says he was wearing a stopwatch in the
dream and clocked his run at 3.4 minutes, how can one know that the dreamt
stopwatch is not running at half speed (so that he really dreamt that he ran
the mile in 6.8 minutes)? Grice might argue that a dream report does not carry
such a conversational implicata. But Malcolm would say that just admits the
point. The ordinary criteria one uses for determining temporal duration do not
apply to dreamt events. The problem in both these cases (Grice dreaming one saw
a bigfoot working at The Bodleian and dreaming that he ran the mile in 3.4
minutes) is that there is no way to verify the truth of these dreamt events —
no direct way to access that dreamt inner experience, that mysterious glow of
consciousness inside the mind of Grice lying comatose on the couch, in order to
determine the facts of the matter. This is because, for Malcolm, there are no
facts of the matter apart from the report by the dreamer of the dream upon
awakening. Malcolm claims that the empirical evidence does not enable one to
decide between the view that a dream experience occurs during sleep and the
view that they are generated upon the moment of waking up. Dennett agrees with
Malcolm that nothing supports the received view that a dream involves a
conscious experience while one is asleep but holds that such issues might be
settled empirically. Malcolm also argues against the attempt to provide a
physiological mark of the duration of a dream, for example, the view that the
dream lasted as long as the rapid eye movements. Malcolm replies that there can
only be as much precision in that common concept of dreaming as is provided by
the common criterion of dreaming. These scientific researchers are misled by
the assumption that the provision for the duration of a dream is already there,
only somewhat obscured and in need of being made more precise. However, Malcolm
claims, it is not already there (in the ordinary concept of dreaming). These
scientific views are making radical conceptual changes in the concept of
dreaming, not further explaining our ordinary concept of dreaming. Malcolm
admits, however, that it might be natural to adopt such scientific views about
REM sleep as a convention. Malcolm points out, however, that if REM sleep is
adopted as a criterion for the occurrence of a dream, people would have to
be informed upon waking up that they had dreamed or not. As Pears observes,
Malcolm does not mean to deny that people have dreams in favour of the view
that they only have waking dream-behaviour. Of course it is no misuse of
language to speak of remembering a dream. His point is that since the concept
of dreaming is so closely tied to our concept of waking report of a dreams, one
cannot form a coherent concept of this alleged inner (private) something that
occurs with a definite duration during sleep. Malcolm rejects a certain
philosophical conception of dreaming, not the ordinary concept of dreaming,
which, he holds, is neither a hidden private something nor mere outward
behaviour.The account of dreaming by Malcolm has come in for considerable
criticism. Some argue that Malcolms claim that occurrences in dreams cannot be
verified by others does not require the strict criteria that Malcolm proposes
but can be justified by appeal to the simplicity, plausibility, and predictive
adequacy of an explanatory system as a whole. Some argue that Malcolms account
of the sentence I am awake is inconsistent. A comprehensive programme in
considerable detail has been offered for an empirical scientific investigation of
dreaming of the sort that Malcolm rejects. Others have proposed various
counterexamples and counter arguments against dreaming by Malcolm. Grices
emphasis is in Malcolms easy way out with statements to the effect that
implicata do or do not operate in dream reports. They do in mine! Grice
considers, I may be dreaming in the two essays opening the Part II:
Explorations on semantics and metaphysics in WOW. Cf. Urmson on ‘delusion’ in
‘Parentheticals’ as ‘conceptually impossible.’ Refs.: The main reference is
Grice’s essay on ‘Dreaming,’ but there are scattered references in his
treatment of Descartes, and “The causal theory of perception” (henceforth,
“Causal theory”), The H. P. Grice Papers, BANC.
Imagination: referred to
by Grice in “Prolegomena” – the rabbit that looks like a duck -- the mental
faculty sometimes thought to encompass all acts of thinking about something
novel, contrary to fact, or not currently perceived; thus: “Imagine that
Lincoln had not been assassinated,” or “Use your imagination to create a new
design for roller skates.” ‘Imagination’ also denotes an important
perception-like aspect of some such thoughts, so that to imagine something is
to bring to mind what it would be like to perceive it. Philosophical theories
of imagination must explain its apparent intentionality: when we imagine, we
always imagine something. Imagination is always directed toward an object, even
though the object may not exist. Moreover, imagination, like perception, is
often seen as involving qualia, or special subjective properties that are
sometimes thought to discredit materialist, especially functionalist, theories
of mind. The intentionality of imagination and its perceptual character lead
some theories to equate imagination with “imaging”: being conscious of or
perceiving a mental image. However, because the ontological status of such
images and the nature of their properties are obscure, many philosophers have
rejected mental images in favor of an adverbial theory on which to imagine
something red is best analyzed as imagining “redly.” Such theories avoid the
difficulties associated with mental images, but must offer some other way to
account for the apparent intentionality of imagination as well as its
perceptual character. Imagination, in the hands of Husserl and Sartre, becomes
a particularly apt subject for phenomenology. It is also cited as a faculty
that idols of the cave imagination 417 4065h-l.qxd 08/02/1999 7:39 AM Page 417
separates human thought from any form of artificial intelligence. Finally, imagination
often figures prominently in debates about possibility, in that what is
imaginable is often taken to be coextensive with what is possible.
immanence, a term most
often used in contrast to ‘transcendence’ to express the way in which God is
thought to be present in the world. The most extreme form of immanence is
expressed in pantheism, which identifies God’s substance either partly or
wholly with the world. In contrast to pantheism, Judaism and Christianity hold
God to be a totally separate substance from the world. In Christianity, the
separateness of God’s substance from that of the world is guaranteed by the
doctrine of creation ex nihilo. Aquinas held that God is in the world as an
efficient cause is present to that on which it acts. Thus, God is present in
the world by continuously acting on it to preserve it in existence. Perhaps the
weakest notion of immanence is expressed in eighteenth- and nineteenthcentury
deism, in which God initially creates the world and institutes its universal
laws, but is basically an absentee landlord, exercising no providential
activity over its continuing history.
immaterialism, the view
that objects are best characterized as mere collections of qualities: “a
certain colour, taste, smell, figure and consistence having been observed to go
together, are accounted one distinct thing, signified by the name apple”
(Berkeley, Principles, 1). So construed, immaterialism anticipates by some two
hundred years a doctrine defended in the early twentieth century by Russell. The
negative side of the doctrine comes in the denial of material substance or
matter. Some philosophers had held that ordinary objects are individual
material substances in which qualities inhere. The account is mistaken because,
according to immaterialism, there is no such thing as material substance, and
so qualities do not inhere in it. Immaterialism should not be confused with
Berkeley’s idealism. The latter, but not the former, implies that objects and
their qualities exist if and only if they are perceived.
immediacy, presence to
the mind without intermediaries. The term ‘immediate’ and its cognates have
been used extensively throughout the history of philosophy, generally without
much explanation. Descartes, e.g., explains his notion of thought thus: “I use
this term to include everything that is within us in a way that we are
immediately aware of it” (Second Replies). He offers no explanation of
immediate awareness. However, when used as a primitive in this way, the term
may simply mean that thoughts are the immediate objects of perception because
thoughts are the only things perceived in the strict and proper sense that no
perception of an intermediary is required for the person’s awareness of them.
Sometimes ‘immediate’ means ‘not mediated’. (1) An inference from a premise to
a conclusion can exhibit logical immediacy because it does not depend on other
premises. This is a technical usage of proof theory to describe the form of a
certain class of inference rules. (2) A concept can exhibit conceptual immediacy
because it is definitionally primitive, as in the Berkeleian doctrine that
perception of qualities is immediate, and perception of objects is defined by
the perception of their qualities, which is directly understood. (3) Our
perception of something can exhibit causal immediacy because it is not caused
by intervening acts of perception or cognition, as with seeing someone
immediately in the flesh rather than through images on a movie screen. (4) A
belief-formation process can possess psychological immediacy because it
contains no subprocess of reasoning and in that sense has no psychological
mediator. (5) Our knowledge of something can exhibit epistemic immediacy
because it is justified without inference from another proposition, as in
intuitive knowledge of the existence of the self, which has no epistemic
mediator. A noteworthy special application of immediacy is to be found in
Russell’s notion of knowledge by acquaintance. This notion is a development of
the venerable doctrine originating with Plato, and also found in Augustine,
that understanding the nature of some object requires that we can gain
immediate cognitive access to that object. Thus, for Plato, to understand the
nature imaging immediacy 418 4065h-l.qxd 08/02/1999 7:39 AM Page 418 of beauty
requires acquaintance with beauty itself. This view contrasts with one in which
understanding the nature of beauty requires linguistic competence in the use of
the word ‘beauty’ or, alternatively, with one that requires having a mental
representation of beauty. Russell offers sense-data and universals as examples
of things known by acquaintance. To these senses of immediacy we may add
another category whose members have acquired special meanings within certain
philosophical traditions. For example, in Hegel’s philosophy if (per
impossibile) an object were encountered “as existing in simple immediacy” it
would be encountered as it is in itself, unchanged by conceptualization. In
phenomenology “immediate” experience is, roughly, bracketed experience.
impartiality, a state or
disposition achieved to the degree that one’s actions or attitudes are not
influenced in a relevant respect by which members of a relevant group are
benefited or harmed by one’s actions or by the object of one’s attitudes. For
example, a basketball referee and that referee’s calls are impartial when the
referee’s applications of the rules are not affected by whether the calls help
one team or the other. A fan’s approval of a call lacks impartiality if that
attitude results from the fan’s preference for one team over the other.
Impartiality in this general sense does not exclude arbitrariness or guarantee
fairness; nor does it require neutrality among values, for a judge can be
impartial between parties while favoring liberty and equality for all.
Different situations might call for impartiality in different respects toward
different groups, so disagreements arise, for example, about when morality
requires or allows partiality toward friends or family or country. Moral
philosophers have proposed various tests of the kind of impartiality required
by morality, including role reversibility (Kurt Baier), universalizability
(Hare), a veil of ignorance (Rawls), and a restriction to beliefs shared by all
rational people (Bernard Gert).
imperatum – This starts with the Greeks, who had the klesis
porstktike, modus imperativus. But then, under the modus subjunctives, the
Romans added the modus prohibitivus. So this is interesting, because it seems
that most of Grice’s maxims are ‘prohibitions’: “Do not say what you believe to
be false.” “Do not that for which you lack adequate evidence.” And some while
formally in the ‘affirmative,’ look prohibitive with ‘negative-loaded’ verbs
like ‘avoid ambiguity,’ etc. hile an imperatus, m. is a command, ‘imperatum’
refers, diaphanously, to what is commanded. “Impero” is actually a derivation
from the intensive “in-“ and the “paro,” as in “prepare,” “Paratum” would thus
reflect the ssame cognateness with ‘imperatum.” Modus imperativus -- imperative mode: At one
point, Grice loved the “psi,” Actions are alright, but we need to stop at the
psi level. The emissor communicates that the addressee thinks that the emissor
has propositional attitude psi. No need to get into the logical form of action.
One can just do with the logical form of a ‘that’-clause in the ascription of a
state of the soul. This should usually INVOLVE an action, as in Hare, “The door
is shut, please.” like Hare, Grice loves an imperative. In this essay, Grice
attempts an exploration of the logical form of Kant’s concoction. Grice is
especially irritated by the ‘the.’ ‘They speak of Kant’s categorical
imperative, when he cared to formulate a few versions of it!” Grice lists them
all in Abbott’s version. There are nine of them! Grice is interested in the conceptual
connection of the categorical imperative with the hypothetical or suppositional
imperative, in terms of the type of connection between the protasis and the
apodosis. Grice spends the full second Carus lecture on the conception of
value on this. Grice is aware that the topic is central to Oxonian
philosophers such as Hare, a member of Austin’s Play Group, too, who regard the
universability of an imperative as a mark of its categoricity, and indeed,
moral status. Grice chose some of the Kantian terminology on purpose.Grice
would refer to this or that ‘conversational maxim.’A ‘conversational maxim’
contributes to what Grice jocularly refers to as the ‘conversational
immanuel.’But there is an admission test.The ‘conversational maxim’ has to be shown
that, qua items under an overarching principle of conversational helpfulness,
the maxim displays a quality associated with conceptual, formal, and
applicational generality. Grice never understood what Kant meant by the
categoric imperative. But for Grice, from the acceptability of the the immanuel
you can deduce the acceptability of this or that maxim, and from the
acceptability of the conversational immanuel, be conversationally helpful, you
can deduce the acceptability of this or that convesational maxim. Grice hardly
considered Kants approach to the categoric imperative other than via the
universability of this or that maxim. This or that conversational maxim,
provided by Grice, may be said to be universalisable if and only if it displays
what Grice sees as these three types of generality: conceptual, formal, and
applicational. He does the same for general maxims of conduct. The results are
compiled in a manual of universalisable maxims, the conversational immanuel, an
appendix to the general immanuel. The other justification by Kant of the
categoric imperative involve an approach other than the genitorial
justification, and an invocation of autonomy and freedom. It is the use by
Plato of imperative as per categoric imperative that has Grice expanding on
modes other than the doxastic, to bring in the buletic, where the categoric
imperative resides. Note that in the end Kant DOES formulate the categoric
imperative, as Grice notes, as a real imperative, rather than a command, etc.
Grice loved Kant, but he loved Kantotle best. In the last Kant lecture, he
proposes to define the categorical imperative as a counsel of prudence, with a
protasis Let Grice be happy. The derivation involves eight stages! Grice found
out that out of his play-group activities with this or that linguistic nuance
he had arrived at the principle, or imperative of conversational helpfulness,
indeed formulated as an imperative: Make your contribution such as is required,
at the stage at which it occurs, by the accepted purpose of the conversation in
which you are engaged. He notes that the rationality behind the idea of
conversation as rational co-operation does not preclude seeing rationality in
conversation as other than cooperation. The fact that he chooses maxim, and
explicitly echoes Kant, indicates where Grice is leading! An exploration on
Paton on the categorical imperative. Grice had previously explored the
logical form of hypothetical or suppositional imperatives in the Kant
(and later Locke) lectures, notably in Lecture IV, Further remarks on
practical and alethic reasons. Here he considers topics related to Hares
tropic-clistic neustic-phrastic quartet. What does it mean to say that
a command is conditional? The two successors of Grices post as
Tutorial Fellow at St. Johns, Baker Hacker, will tackle the same issue with
humour, in Sense and nonsense, published by Blackwell (too irreverent to be
published by the Clarendon). Is the logical form of a maxim, .p⊃!q, or !(.p ⊃.q),
etc. Kant thought that there is a special
sub-class of hypothetical or suppositional imperative (which he
called a counsels of prudence) which is like his class of technical imperative,
except in that the end specified in a full specfication of the imperative is
the special end of eudæmonia (the agents eudæmonia). For
Grice, understanding Kant’s first version of the categorical imperative
involves understanding what a maxim is supposed to be. Grice
explores at some length four alternative interpretations of an
iffy buletic (as opposed to a non-iffy buletic): three formal, one material.
The first interpretation is the horseshoe interpretation. A blind logical
nose might lead us or be led to the assumption of a link between a
buletically iffy utterance and a doxastically iffy utterance. Such a link
no doubt exists, but the most obvious version of it is plainly
inadequate. At least one other philosopher besides Grice has noticed that If he
torments the cat, have him arrested! is unlikely to express an
buletically iffy utterance, and that even if one restricts oneself to
this or that case in which the protasis specifies a will, we find pairs of
examples like If you will to go to Oxford, travel by AA via Richmond! or
If you will to go to Cambridge, see a psychiatrist! where it is plain that one
is, and the other is not, the expression of a buletically iffy utterance. For
fun, Grice does not tell which! A less easily eliminable suggestion, yet one
which would still interprets the notion of a buletically iffy utterance in
terms of that particular logical form to which if, hypothetical or
suppositional and conditional attach,
would be the following. Let us assume that it is established, or conceded, as
legitimate to formulate an if utterance in which not only the apodosis is
couched in some mode other than the doxastic, as in this or that conditional
command. If you see the whites of their eyes, shoot fire! but also the protasis
or some part (clause) of them. In which case all of the following might be
admissible conditionals. Thus, we might have a doxastic protasis (If the cat is
sick, take it to the vet), or a mixed (buletic-cum-doxastic protasis (If you
are to take the cat to the vet and theres no cage available, put it on Marthas
lap!), and buletic protasis (If you are to take the cat to the vet, put it in a
cage!). If this suggestion seems rebarbative, think of this or that quaint if
utterance (when it is quaint) as conditionalised versions of this or that
therefore-sequence, such as: buletic-cum-doxastic premises (Take the cat
to the vet! There isnt a cage. Therefore; Put the cat on Marthas lap!), buletic
premise (Take the cat to the vet! Put it in a cage!). And then, maybe, the
discomfort is reduced. Grice next considers a second formal interpretation or
approach to the buletically iffy/non-iffy utterance. Among if utterances with a
buletic apodosis some will have, then, a mixed doxastic-cum buletic protasis
(partly doxastic, partly buletic), and some will have a purely doxastic
protasis (If the cat is sick, take him to the vet!). Grice proposes a
definition of the iffy/non-iffy distinction. A buletically iffy utterance is an
iffy utterance the apodosis of which is buletic and the protasis of which is
buletic or mixed (buletic-cum-dxastic) or it is an elliptical version of such
an iffy utterance. A buletically non-iffy utterance is a buletic utterance
which is not iffy or else, if it is iffy, has a purely doxastic protasis. Grice
makes three quick comments on this second interpretation. First, re: a real
imperative. The structures which are being offered as a way of interpreting an
iffy and a non-iffy imperative do not, as they stand, offer any room for
the appearance this or that buletic modality like ought and should which are so
prominently visible in the standard examples of those kinds of imperatives. The
imperatives suggested by Grice are explicit imperatives. An explicit buletic
utterance is Do such-and-such! and not You ought to do such and such or, worse,
One ought to do such and such. Grice thinks, however, that one can modify this
suggestion to meet the demand for the appearance or occurrence of ought (etc)
if such occurrence is needed. Second, it would remain to be decided how close
the preferred reading of Grices deviant conditional imperatives would be to the
accepted interpretation of standard hypothetical or
suppositional imperatives. But even if there were some divergence that
might be acceptable if the new interpretation turns out to embody a more
precise notion than the standard conception. Then theres the neustical versus
tropical protases. There are, Grice thinks, serious doubts of the admissibility
of conditionals with a NON-doxastic protasis, which are for Grice connected
with the very difficult question whether the doxastic and the buletic modes are
co-ordinate or whether the doxastic mode is in some crucial fashion (but
not in other) prior (to use Suppess qualification) to the buletic. Grice
confesses he does not know the answer to that question. A third formal interpretation links
the iffy/non-iffy distinction to the absolute-relative value distinction. An
iffy imperatives would be end-relative and might be analogous
to an evidence-relative probability. A non-iffy imperatives would not
be end-relative. Finally, a fourth Interpretation is not formal, but
material. This is close to part of what Kant says on the topic. It is a
distinction between an imperative being escapable (iffy), through the
absence of a particular will and its not being escapable (non-iffy). If
we understand the idea of escabability sufficiently widely, the
following imperatives are all escapable, even though their logical form is
not in every case the same: Give up popcorn!, To get slim, give up
popcorn!, If you will to get slim, give up popcorn! Suppose Grice has no
will to get slim. One might say that the first imperative (Give up
popcorn!) is escaped, provided giving up popcorn has nothing else
to recommend it, by falsifying You should give up popcorn. The
second and the third imperatives (To get slim, give up pocorn! and If
you will to get slim, give up popcorn!) would not, perhaps, involve
falsification but they would, in the circumstances, be inapplicable
to Grice – and inapplicability, too, counts, as escape. A non-iffy
imperative however, is in no way escapable. Re: the Dynamics of
Imperatives in Discourse, Grice then gives three examples which he had
discussed in “Aspects,” which concern arguments (or therefore-chains). This we
may see as an elucidation to grasp the logical form of buletically iffy
utterance (elided by the therefore, which is an if in the metalanguage)
in its dynamics in argumentation. We should, Grice suggests,
consider not merely imperatives of each sort, together with the range
of possible characterisations, but also the possible forms of argument into
which_particular_ hypothetical or suppositional imperatives might enter.
Consider: Defend the Philosophy Department! If you are to defend the
philosophy department, learn to use bows and arrows! Therefore, learn to
use bows and arrows! Grice says he is using the dichotomy of original-derived
value. In this example, in the first premise, it is not specified whether the
will is original or derived, the second premise specifies conducive to (means),
and the conclusion would involve a derived will, provided the second premise is
doxastically satisfactory. Another example would be: Fight for your country! If
you are to fight for your country, join up one of the services! Therefore, join
up! Here, the first premise and the conclusion do not specify the protasis. If
the conclusion did, it would repeat the second premise. Then theres Increase
your holdings in oil shares! If you visit your father, hell give you some oil
shares. Therefore, visit your father! This argument (purportedly) transmits
value. Let us explore these characterisations by Grice with the aid of
Hares distinctions. For Hare in a hypothetical or suppositional imperative, the
protasis contains a neustic-cum-tropic. A distinction may be made between this
or that hypothetical or suppositional imperative and a term used by Grice
in his first interpretation of the hypothetical or suppositional
imperative, that of conditional command (If you see the whites of their
eyes, shoot fire!). A hypothetical or suppositional imperative can
be distinguished from a conditional imperative (If you want to make bread,
use yeast! If you see anything suspicious, telephone the police!) by the
fact that modus ponens is not valid for it. One may use hypothetical,
suppositional or conditional imperative for a buletic utterance which features
if, and reserve conditional command for a command which is expressed by an
imperative, and which is conditional on the satisfaction of the protasis.
Thus, on this view, treating the major premise of an argument as a
hypothetical or suppositional imperative turns the therefore-chain invalid.
Consider the sequence with the major premise as a hypothetical or suppositional
imperative. If you will to make someone mad, give him drug D! You
will to make Peter mad; therefore, give Peter drug D! By uttering this
hypothetical or suppositional imperative, the utterer tells his addressee A
only what means to adopt to achieve a given end in a way which
does not necessarily endorse the adoption of that end, and hence of
the means to it. Someone might similarly say, if you will to make
someone mad, give him drug D! But, of course, even if you will to do
that, you must not try to do so. On the other hand, the
following is arguably valid because the major premise is a
conditional imperative and not a mere hypothetical or suppositional
one. We have a case of major premise as a conditional imperative: You will to
make someone mad, give him drug D! Make Peter mad! Therefore, give
Peter drug D!. We can explain this in terms of the presence of the neustic
in the antecedent of the imperative working as the major premise.
The supposition that the protasis of a hypothetical or suppositional
imperative contains a clause in the buletic mode neatly explains why the
argument with the major premise as a hypothetical or suppositional
imperative is not valid. But the argument with the major premise as a
conditional imperative is, as well as helping to differentiate a
suppositional or hypothetical or suppositional iffy imperative from a
conditional iffy imperative. For, if the protasis of the major premise in the
hypothetical or suppositional imperative is volitival, the mere fact that
you will to make Peter mad does not license the inference of the
imperative to give him the drug; but this _can_ be inferred from the
major premise of the hypothetical or suppositional imperative
together with an imperative, the minor premise in the conditional
imperative, to make Peter mad. Whether the subordinate
clause contains a neustic thus does have have a consequence as
to the validity of inferences into which the complex sentence
enters. Then theres an alleged principle of mode constancy in buletic and
and doxastic inference. One may tries to elucidate Grices ideas on the
logical form of the hypothetical or suppositional imperative proper.
His suggestion is, admittedly, rather tentative. But it might be
argued, in the spirit of it, that an iffy imperative is of the
form ((!p⊃!q) Λ .p)) ∴ !q
But this violates a principle of mode constancy. A phrastic must
remain in the same mode (within the scope of the same tropic) throughout
an argument. A conditional imperative does not violate the principle of
Modal Constancy, since it is of the form ((p⊃!q) Λ
!p)) ∴ !q The question of the logical form of
the hypothetical or suppositional imperative is
too obscure to base much on arguments concerning it. There is an
alternative to Grices account of the validity of an argument featuring a conditional
imperative. This is to treat the major premise of a conditional
imperative, as some have urged it should be as a doxastic utterance tantamount
to In order to make someone mad, you have to give him drug D. Then an
utterer who explicitly conveys or asserts the major premise of a conditional
imperative and commands the second premise is in consistency committed to
commanding the conclusion. If does not always connect phrastic with
phrastic but sometimes connects two expressions consisting of a phrastic
and a tropic. Consider: If you walk past the post office, post the
letter! The antecedent of this imperative states, it seems, the
condition under which the imperative expressed becomes operative,
and so can not be construed buletically, since by uttering a buletic
utterance, an utterer cannot explicitly convey or assert that a condition
obtains. Hence, the protasis ought not be within the scope of the
buletic !, and whatever we take to represent the form of the
utterance above we must not take !(if p, q) to do so. One way out. On
certain interpretation of the isomorphism or æqui-vocality Thesis between
Indicative and Imperative Inference the utterance has to be construed
as an imperative (in the generic reading) to make the doxasatic
conditional If you will walk past the post office, you will post
the letter satisfactory. Leaving aside issues of the implicature of if,
that the utterance can not be so construed seems to be shown by
the fact that the imperative to make the associated doxastically iffy
utterance satisfactory is conformed with by one who does not walk past the
post office. But it seems strange at best to say that the utterance
is conformed with in the same circumstances. This strangeness or
bafflingliness, as Grice prefers, is aptly explained away in terms of the implicatum.
At Oxford, Dummett is endorsing this idea that a
conditional imperative be construed as an imperative to make an
indicative if utterance true. Dummett urges to divide conditional
imperatives into those whose antecedent is within the power of
the addressee, like the utterance in question, and those in which it
is not. Consider: If you go out, wear your coat! One may be not so much
concerned with how to escape this, as Grice is, but how to conform it. A child
may choose not to go out in order to comply with the imperative. For an
imperative whose protasis is_not_ within the power of the addressee (If anyone
tries to escape, shoot him!) it is indifferent whether we treat it as a
conditional imperative or not, so why bother. A small
caveat here. If no one tries to escape, the imperative is *not violated*.
One might ask, might there not be an important practical difference
bewteen saying that an imperative has not been violated and that
it has been complied with? Dummett ignores this distinction. One may
feel think there is much of a practical difference there. Is Grice
an intuitionist? Suppose that you are a frontier guard and
the antecedent has remained unfulfilled. Then, whether we say that you complied with
it, or simply did not *violate* it will make a great deal
of difference if you appear before a war crimes tribunal. For
Dummett, the fact that in the case of an imperative expressed by a conditional
imperative in which the antecedent is not within the agents power, we should
*not* say that the agent had obeyed just on the ground that the protassi is
false, is no ground for construing an imperative as expressing a
conditional command: for there is no question of fixing what shall
constitute obedience independently of the determination of what shall
constitute disobedience. This complicates the issues. One may with Grice (and
Hare, and Edgley) defend imperative inference against other Oxonian
philosophers, such as Kenny or Williams. What is questioned by the sceptics
about imperative inference is whether if each one of a set of imperatives
is used with the force of a command, one can infer a _further_ imperative
with that force from them. Cf. Wiggins on Aristotle on the practical
syllogism. One may be more conservative than Hare, if not Grice. Consider If
you stand by Jane, dont look at her! You stand by Jane; therefore, dont look at
her! This is valid. However, the following, obtained by anti-logism, is not: If
you stand by Jane, dont look at her! Look at her! Therefore, you dont stand by
Jane. It may seem more reasonable to some to deny Kants thesis, and maintain
that anti-logism is valid in imperative inference than it is to hold onto Kants
thesis and deny that antilogism is valid in the case in question. Then theres
the question of the implicata involved in the ordering of modes. Consider:
Varnish every piece of furniture you make! You are going to make a table;
therefore, varnish it! This is prima facie valid. The following, however,
switching the order of the modes in the premises is not. You are going to
varnish every piece of furniture that you make. Make a table! Therefore;
varnish it! The connection between the if and the therefore is metalinguistic,
obviously – the validity of the therefore chain is proved by the associated if
that takes the premise as, literally, the protasis and the consequence as the
apodosis. Conversational Implicature at the Rescue. Problems with
or: Consider Rosss infamous example: Post the letter! Therefore, post the
letter or burn it! as invalid, Ross – and endorsed at Oxford by Williams.
To permit to do p or q is to permit to do p and to permit to do q.
Similarly, to give permission to do something is to lift a prohibition
against doing it. Admittedly, Williams does not need this so we are
stating his claim more strongly than he does. One may review Grices way
out (defense of the validity of the utterance above in terms of the
implicatum. Grice claims that in Rosss infamous example (valid, for Grice),
whilst (to state it roughly) the premises permissive presupposition (to
use the rather clumsy term introduced by Williams) is entailed by it, the
conclusions is only conversationally implicated. Typically for an
isomorphist, Grice says this is something shared by
indicative inferences. If, being absent-minded, Grice asks his wife, What
have I done with the letter? And she replies, You have posted it or burnt it,
she conversationally implicates that she is not in a position to say which
Grice has done. She also conversationally implicates that Grice may not have
post it, so long as he has burnt it. Similarly, the future tense indicative, You
are going to post the letter has the conversational implicature You may be not
going to post the letter so long as you are going to burn it. But this
surely does not validate the introduction rule for OR, to wit: p;
therefore, p or q. One can similarly, say: Eclipse will win. He may not, of
course, if it rains. And I *know* it will *not* rain. Problems with and.
Consider: Put on your parachute AND jump out! Therefore, jump out! Someone who
_only_ jumps out of an æroplane does not fulfil Put on your parachute and
jump out! He has done only what is necessary, but not sufficient to
fulfil it. Imperatives do not differ from indicatives in this respect,
except that fulfilment takes the place of belief or doxa, which is the form of
acceptance apprpriate to a doxasatic utterance, as the Names implies.
Someone who is told Smith put on his parachute AND jumped out is entitled
to believe that Smith jumped out. But if he believes that this is _all_
Smith did he is in error (Cf. Edgley). One may discuss Grices test of
cancellability in the case of the transport officer who says: Go via Coldstream
or Berwick! It seems the transport officers way of expressing himself is
extremely eccentric, or conversationally baffling, as Grice prefers – yet
validly. If the transport officer is not sure if a storm may block one
of the routes, what he should say is _Prepare_ to go via Coldstream or
Berwick! As for the application of Grices test of explicit cancellation here,
it yield, in the circumstances, the transport officer uttering Go either via
Coldstream or Berwick! But you may not go via Coldstream if you do
not go via Berwick, and you may not go via Berwick if you do not go via Coldstream.
Such qualifications ‒ what Grice calls explicit cancellation of the
implicature ‒ seem to the addressee to empty the buletic mode of
utterance of all content and is thus reminiscent of Henry Fords utterance to
the effect that people can choose what colour car they like provided it is
black. But then Grice doesnt think Ford is being illogical, only Griceian and
implicatural! Refs.: There is at least one essay just about the categorical
imperative, but there are scattered references wherever Grice considers the
mood markers, The H. P. Grice Papers, BANC.
implicatum: or, Grice’s implication. Grice makes an important
distinction which he thinks Austin doesn’t make because what a philosopher
EXPLICITLY conveys and what he IMPLICITLY conveys. It was only a few years
Grice was interacting philosophically with Austin and was reading some material
by Witters, when Grice comes with this criticism and complaint. Austin ignores
“all too frequently” a distinction that Witters apparently dnies. This is a
distinction between what an emissor communicates (e. g. that p), which can be
either explicitly (that p1) or implicitly (that p2) and what, metabolically,
and derivatively, the emissum ‘communictates’ (explicitly or implicitly). At
the Oxford Philosophical Society, he is considering Moore’s ‘entailment.’ This
is not a vernacular expression, but a borrowing from a Romance language. But
basically, Moore’s idea is that ‘p’ may be said to ‘entail’ q iff at least two
conditions follow. Surely ‘entail’ has only one sense. In this metabolically
usage where it is a ‘p’ that ‘entails’ the conditions are that there is a
property and that there is a limitation. Now suppose Grice is discussing with
Austin or reading Witters. Grice wants to distinguish various things: what the
emissor communicates (explicitly or implicitly) and the attending diaphanous
but metabolical, what WHAT THE EMSSOR COMMUNICATES (explicitly or implicitly)
ENTAILS, AND the purely metabolical what the emissum ‘entails’ (explicitly or
implicitly). This is Grice’s wording:“If we can elucidate the meaning of
"A meantNN by x that p (on a particular occasion)," this might
reasonably be expected to help us with the explication of "entails.”The
second important occasion is in the interlude or excursus of his Aristotelian
Society talk. How does he introduce the topic of ‘implication’? At that time
there was a lot being written about ‘contextual’ or ‘pragmatic’ implication –
even within Grice’s circle – as in D. K. Grant’s essay on pragmatic implication
for Philosophy, and even earlier Nowell-Smith’s on ‘contextual implication’ in
“Ethics,” and even earlier, and this is perhaps Grice’s main trigger, P. F.
Strawson’s criticism of Whitehead and Russell, with Strawson having that, by
uttering ‘The king of France is not bald,’ the emissor IMPLIES that there is a
king of France (Strawson later changes the idiom from ‘imply,’ and the
attending ‘implication, to ‘presuppose,’ but he keeps ‘imply’ in all the
reprints of his earlier essays). In “Causal Theory,” Grice surely cannot just
‘break’ the narrative and start with ‘implication’ in an excursus. So the first
stage is to explore the use of ‘implication’ or related concepts in the first
part of “Causal Theory” LEADING to the excursus for which need he felt. The
first use appears in section 2. The use is the noun, ‘implication.’ And
Grice is reporting the view of an objector, so does not care to be to careful
himself.“the OBJECTION MIGHT run as follows.” “… When someone makes a remark
such as “The pillar box seems red” A CERTAIN IMPLICATION IS CARRIED.” He goes
on “This implication is “DISJUNCTIVE IN FORM,” which should not concerns us
here. Since we are considering the status of the implication, as seen by the
objector as reported by Grice. He does not give a source, so we may assume G.
A. Paul reading Witters, and trying to indoctrinate a few Oxonians into
Wittgensteinianism (Grice notes that besides the playgroup there was Ryle’s
group at Oxford and a THIRD, “perhaps more disciplined” group, that tended
towards Witters.Grice goes on:“It IS implied that…” p. Again, he expands it,
and obviously shows that he doesn’t care to be careful. And he is being ironic,
because the implication is pretty lengthy! Yet he says, typically:“This may not
be an absolutely EXACT or complete characterisation of the implication, but it
is, perhaps, good ENOUGH to be going with!” Grice goes on to have his objector
a Strawsonian, i. e. as REFUSING TO ASSIGN A TRUTH-VALUE to the utterance,
while Grice would have that it is ‘uninterestingly true. In view of this it may
to explore the affirmative and negative versions. Because the truth-values may
change:In Grice’s view: “The pillar box seems red to me” IS “UNINTERESTINGLY
TRUE,” in spite of the implication.As for “It is not the case that the pillar
box seems red,” this is more of a trick. In “Negation,” Grice has a similar
example. “That pillar box is red; therefore, it is not blue.”He is concerned
with “The pillar box is not blue,” or “It is not the case that the pillar box
is blue.”What about the truth-value now of the utterance in connection with the
implication attached to it?Surely, Grice would like, unless accepting
‘illogical’ conversationalists (who want to make that something is UNASSERTIBLE
or MISLEADING by adding ‘not’), the utterance ‘It is not the case that the
pillar box seems red to me’ is FALSE in the scenario where the emissor would be
truthful in uttering ‘The pillar box seems red to me.” Since Grice allows that
the affirmative is ‘uninterestingly true,’ he is committed to having ‘It is not
the case that the pillar box seems red’ as FALSE.For the Strawsonian
Wittgensteinian, or truth-value gap theorist, the situation is easier to
characterise. Both ‘The pillar box seems red to me” and its negation, “The
pillar box does not seem red to me” lack a truth value, or in Grice’s word, as
applied to the affirmative, “far from being uninterestingly true, is neither
true nor false,” i. e. ‘neuter.’ It wold not be true but it would not be false
either – breakdown of bivalence. Grice’s case is a complicated one because he
distinguishes between the sub-perceptual “The pillar box seems red” from the
perceptual ‘vision’ statement, “Grice sees that the pillar box is red.” So the
truth of “The pillar box seems red” is a necessary condition for the statement
about ‘seeing.’ This is itself controversial. Some philosophers have claimed
that “Grice knows that p” does NOT entail “Grice believes that p,” for example.
But for the causal theory Grice is thinking of an analysis of “Grice sees that
the pillar box is red” in terms of three conditions: First, the pillar box
seems red to Grice. Second, the pillar box is red. And third, it is the pillar
box being red that causes it seeming red to Grice. Grice goes to reformulate
the idea that “The pillar box seems red” being true. But now not
“uninterestingly true,” but “true (under certain conditions),” or as he puts it
“(subject to certain qualifications) true.” He may be having in mind a clown in
a circus confronted with the blue pillar box and making a joke about it. Those ‘certain
qualifications’ would not apply to the circus case. Grice goes on to change the
adverb, it’s ‘boringly true,’ or ‘highly boringly true.’ He adds ‘suggestio
falsi,’ which seems alright but which would not please the Wittgensteinian who
would also reject the ‘false.’ We need a ‘suggestio neutri.’ In this second
section, he gives the theoretical explanation. The “implication” arises “in
virtue of a GENERAL FEATURE OR PRINCIPLE” of conversation, or pertaining to a
system put in ‘communication,’ or a general feature or principle governing an
emissor communicating that p. Note that ‘feature’ and ‘principle’ are
appropriately ‘vague.’ “Feature” can be descriptive. “Principle” is
Aristotelian. Boethius’s translation for Aristotle’s ‘arche.’ It can be
descriptive. The first use of ‘principle’ in a ‘moral’ or ‘practical’ context
seems to post-date its use in, say, geometry – Euclid’s axioms as ‘principia
mathematica,’ or Newton’s “Principia.” Grice may be having in mind Moore’s
‘paradox’ (true, surely) when Grice adds ‘it is raining.’Grice’s careful
wording is worth exploring. “The mistake
[incorrectness, falsehood] of supposing the implication to constitute a
"part of the meaning [sense]” of "The Alpha seems Beta" is
somewhat similar to, though MORE INSIDUOUS …”[moral implication here: 1540s, from Middle French insidieux "insidious"
(15c.) or directly from Latin insidiosus "deceitful, cunning, artful,
treacherous," from insidiae (plural) "plot, snare, ambush,"
from insidere "sit
on, occupy," from in- "in" (from PIE root *en "in")
+ sedere "to
sit," from PIE root *sed- (1) "to
sit." Figurative, usually with a suggestion of lying in wait and the
intent to entrap. Related: Insidiously; insidiousness]“than,
the mistake which one IF one supposes that the SO-CALLED [‘pragmatic’ or
‘contextual – implicatum, “as I would not,” and indeed he does not – he prefers
“expresses” here, not the weak ‘imply’] “implication” that one believes it to
be raining is "a part of the meaning [or sense]" of the expression
[or emissum] "It is raining.”Grice allows that no philosopher may have
made this mistake. He will later reject the view that one conversationally
implicates that one believes that it is raining by uttering ‘It is raining.’
But again he does not give sources. In these case, while without the
paraphernalia about the ‘a part of the ‘sense’” bit, can be ascribed at Oxford
to Nowell-Smith and Grant (but not, we hope to Strawson). Nowell-Smith is clear
that it is a contextual implication, but one would not think he would make the
mistake of bringing in ‘sense’ into the bargain. Grice goes on:“The short and
literally inaccurate reply to such a supposition [mistake] might be that the so-called
“implication” attaches because the expression (or emissum) is a PROPOSITIONAL
one [expressable by a ‘that so-and-so’ clause] not because it is the particular
propositional expression which it happens to be.”By ‘long,’ Grice implicates:
“And it is part of the function of the informative mode that you utter an
utterance in the informative mode if you express your belief in the content of
the propositonal expression.”Grice goes on to analyse ‘implication’ in terms of
‘petitio principii.’ This is very interesting and requires exploration. Grice
claims that his success the implicature in the field of the philosophy of
perception led his efforts against Strawson on the syncategoremata.But here we
see Grice dealing what will be his success.One might, for example, suggest that
it is open to the champion of sense_data to lay down that the sense-datum
sentence " I have a pink sense-datum " should express truth if and
only if the facts are as they would have to be for it to be true, if it were in
order, to say .. Something looks pink to me ", even though it may not
actually be in ordei to say this (because the D-or-D condition is unfulfilled).
But this attempt to by-pass the objector's position would be met by the reply
that it begs the question; for it assumes that there is some way of specifying
the facts in isolation from the implication standardly carried by such a
specification; and this is precisely what the objector is denying.Rephrasing
that:“One might, for example, suggest that it is open to the champion of
sense_data to lay down that the sense-datum sentence "The pillar box seems
red” is TRUE if and only if the facts are as the facts WOULD HAVE to be for
“The pillar box seems red” to be true, IF (or provided that) it were IN ORDER
[i. e. conversationally appropriate], to utter or ‘state’ or explicitly convey
that the pillar box seems red, even though it may NOT actually be in order
[conversationally appropriate] to explicitly convey that the pillar box seems
red (because the condition specified in the implication is unfulfilled).”“But
this attempt to by-pass the objector's position would be met by a charge of
‘petitio principia,’ i. e. the reply that it begs the question.”“Such a manoeuvre is invalid in that it assumes that
there IS some way of providing a SPECIFICATION of the facts of the matter in
isolation from, or without recourse to, the implication that is standardly
carried by such a specification.”“This is precisely what the objector is
denying, i. e. the objector believes it is NOT the case that there is a way of
giving a specification of the scenario without bringing in the implication.”Grice
refers to the above as one of the “frustrations,” implicating that the above,
the ‘petitio principia,’ is just one of the trials Grice underwent before
coming with the explanation in terms of the general feature of communication,
or as he will late express, in terms of ‘what the hell’ the
‘communication-function’ of “The pillar seems red to me” might be when the
implicatum is not meant – and you have to go on and cancel it (“That pillar box
seems red; mind, I’m not suggesting that it’s not – I’m practicing my
sub-perceptual proficiency.”).Grice goes on to note the generality he saw in
the idea of the ‘implication.’ Even if “The pillar box seems red” was his FIRST
attack, the reason he was willing to do the attacking was that the
neo-Wittgensteinian was saying things that went against THE TENOR OF THE THINGS
GRICE would say with regard to other ‘linguistic philosophical’ cases OTHER
than in the philosophy of perception, notably his explorations were against
Malcolm reading of Moore, about Moore ‘misusing’ “know.”Grice:“I was inclined
to rule against my objector, partly because his opponent's position was more in
line with the kind of thing I was inclined to say about other linguistic
phenomena which are in some degree comparable.”Rephrase:“My natural inclination
was to oppose the objector.”“And that was because his opponent's position is
more “in line” with the kind of thing Grice is inclined to say – or thesis he
is willing to put forward-- about OTHER phenomena involving this or that
‘communication-function’ of this or that philosophical adage, which are in some
degree comparable to “The pillar box seems red.””So just before the ‘excursus,’
or ‘discursus,’ as he has it – which is then not numbered – but subtitlted
(‘Implication’), he embark on a discursus about “certain ASPECTS of the concept
OR CONCEPTS of implication.”He interestingly adds: “using some more or less
well-worn examples.” This is not just a reference to Strawson, Grant, Moore,
Hungerland and Nowell-Smith, but to the scholastics and the idea of the ‘suppositio’
as an ‘implicatio,’: “Tu non cessas edere ferrum.” Grice says he will consider
only four aspects or FOUR IDEAS (used each as a ‘catalyst’) in particular
illustrations.“Smith has not ceased beating his wife.”“Smith’s girlfriend is
poor, but honest.”“Smith’s handwriting is beautiful”“Smith’s wife is in the kitchen
or in the bathroom.”Each is a case, as Grice puts it, “in which in ordinary
parlance, or at least in Oxonian philosophical parlance, something might be
said to be ‘implied’ (hopefully by the emissor) -- as distinct from being
‘stated,’ or ‘explicitly put.’One first illustrationEXPLICITLY CONVEYED: “Smith
has not ceased beating his wife.” IMPLICITLY CONVEYED, but cancellable: “Smith
has been beating his wife.”CANCELLATION: “Smith has not ceased beating his
wife; he never started.”APPLY THREE OTHER IDEAS.A second illustrationEXPLICITLY
CONVEYED:“Smith’s girlfriend is poor, but honest.”IMPLICITLY CONVEYED: “There
is some contrast between Smith’s girlfriend’s honesty and her poverty; and possibly
between Smith and the utterer.”CANCELLATION: “I’m sorry, I cannot cancel
that.”TRY OTHER THREE IDEAS.A third illustrationEXPLICITLY CONVEYED “Smith’s
handwriting is beautiful” – “Or “If only his outbursts were more angelic.”IMPLICITLY
CONVEYED: “He possibly cannot read Hegel in German.”CANCELLATION: “Smith’s
handwriting is beautiful; on top, he reads Hegel in German.”TRY THREEOTHER
IDEASA fourth illustration:EXPLICITLY CONVEYED: “Smith’s wife is in the kitchen
or in the bathroom.”IMPLICITLY CONVEYED: “It is not the case that I have
truth-functional grounds to express disjunct D1, and it is not the case that I
have truth-functional grounds to express disjunct D2; therefore, I am
introducting the disjunction EITHER than by the way favoured by Gentzen.” (Grice
actually focuses on the specific ‘doxastic’ condition: emissor believes
…CANCELLATION: “I know perfectly well where she is, but I want you to find out
for yourself.”TRY THREE OTHER IDEAS.Within the discursus he gives SIX (a
sextet) other examples, of the philosophical type, because he is implicating
the above are NOT of the really of philosophical type, hence his reference to
‘ordinary parlance.’ He points out that he has no doubt there are other
candidates besides his sextet.FIRST IN THE SEXTETEXPLICITLY CONVEYED: “You
cannot see a knife as a knife, though you may see what is not a knife as a
knife.”IMPLICITLY CONVEYED: “”AS” REQUIRES A GESTALT.”CANCELLATION: “I see the
horse as a horse, because my gestalt is mine.”TRY THREE OTHER IDEASSECOND IN
THE SEXTET:EXPLICITLY CONVEYED:“When Moore said he knew that the objects before
him were human hands, he was guilty of misusing the word "know".”IMPLICITLY
CONVEYED: “You can only use ‘know’ for ‘difficult cases.’CANCELLATION: “If I
know that p iff I believe that p, p, and p causes my belief in p, I know that
the objects before me are human hands.”TRY THREE OTHER IDEAS.THIRD IN THE
SEXTETEXPLICITLY CONVEYED: “For an occurrence to be properly said to have a
‘cause,’ the occurrence must be something abnormal or unusual.”IMPLICILTY
CONVEYED: “Refrain from using ‘cause’ when the thing is normal and usual.”CANCELLATION:
“If I see that the pillar box is red iff the pillar box seems red, the pillar
box is red, and the pillar box being red causes the pillar box seeming red, the
cause of the pillar box seeming red is that the pillar box is red.”TRY OTHER
THREE IDEAS.FOURTH IN THE SEXTET: EXPLICITLY
CONVEYED: “For an action to be properly described as one for which the agent is
responsible, it must be the sort of action for which people are condemned.”IMPLICITLY
CONVEYED: “Refrain ascribing ‘responsibility’ to Timmy having cleaned up his
bedroom.”CANCELLATION: “Timmy is very responsible. He engages in an action for
which people are not condemned.”TRY THREE OTHER IDEAS.FIFTH IN THE SEXTET:EXPLICITLY
CONVEYED: “What is actual is not also possible.”IMPLICITLY CONVEYED: “There is
a realm of possibilities which does not overlap with the realm of
actualities.”CANCELLATION: “If p is actual iff p obtains in world w1, and p is
possible iff p obtains in any world wn which includes w1, p is possible.”TRY
THREE OTHER IDEAS.SIXTH IN THE SEXTETEXPLICITLY CONVEYED: “What is known by me
to be the case is not also believed by me to be the case.”IMPLICITLY CONVEYED:
“To know is magical!”CANCELLATION: “If I know that p iff I believe that p, p,
and p causes my believing that p, then what is known by me to be the case is
also believed by me to be the case.”TRY THREE OTHER IDEAS.CASE IN QUESTION:EXPLICITLY
CONVEYED: “The pillar box seems red.”IMPLICITLY CONVEYED: “One will doubt it
is.”CANCELLATION: “The pillar box seems red and I hope no one doubt it is.”TRY
THREE OTHER IDEAS. THAT LISTING became commonplace for Grice. In
ProlegomenaGROUP A: EXAMPLE I: RYLE on ‘voluntarily’ and “involuntarily” in “The
Concept of Mind.” RYLE WAS LISTENING! BUT GRICE WAS without reach! Grice would
nothavecriticised Ryle at a shorter distance.EXAMPLE II: MALCOLM IN “Defending
common sense” in the Philosophical Review, on Moore’s misuse of ‘know’ – also
in Causal, above, as second in the sextet.EXPLICITLY CONVEYED:“When Moore said
he knew that the objects before him were human hands, he was guilty of misusing
the word "know".REPHRASE IN “PROLEGOMENA.”IMPLICITLY CONVEYED: “You
can only use ‘know’ for ‘difficult cases.’CANCELLATION: “If I know that p iff I
believe that p, p, and p causes my belief in p, I know that the objects before
me are human hands.”EXAMPLE III: BENJAMIN ON BROAD ON THE “SENSE” OF
“REMEMBERING”EXPLICITLY CONVEYED;IMPLICITLY CONVEYEDCANCELLATIONEXAMPLES, GROUP
A, CLASS IV: philosophy of perception FIRST EXAMPLE: Witters on ‘seeing as’ in
Philosophical InvestigationsEXPLICITLY CONVEYEDIMPLICITLY CONVEYEDCANCELLATION.Previously
used in Causal as first in the sextet: FIRST IN THE SEXTETEXPLICITLY CONVEYED:
“You cannot see a knife as a knife, though you may see what is not a knife as a
knife.”Rephrased in Prolegomena. IMPLICITLY CONVEYED: “”AS” REQUIRES A
GESTALT.”CANCELLATION: “I see the horse as a horse, because my gestalt is
mine.”GROUP A – CLASS IV – PHILOSOPHY OF PERCEPTIONEXAMPLE II – “The pillar box
seems red to me.”Used in“Causal”EXPLICITLY CONVEYED: “The pillar box seems
red.”IMPLICITLY CONVEYED: “One will doubt it is.”CANCELLATION: “The pillar box
seems red and I hope no one doubt it is.”GROUP A – CLASS V – PHILOSOPHY OF
ACTION – Here unlike Class IV, he uses (a), etc.EXAMPLE A: WITTERS AND OTHERS
on ‘trying’ EXPLICITLY CONVEYEDIMPLICITLY CONVEYED:CANCELLATIONGROUP A – CLASS
V – “ACTION,” not ‘philosophy of action’ – cf. ‘ordinary parlance.’EXAMPLE B: Hart
on ‘carefully.’EXPLICITLY CONVEYEDIMPLICITLY CONVEYEDCANCELLATION
GROUP A – CLASS V – ACTIONEXAMPLE C:
Austin in “A plea for excuses” on ‘voluntarily’ and ‘involuntarily’ – a
refinement on Ryle above – using variable “Mly” – Grice would not have criticised
Austin in the play group. He rather took it against his tutee, Strawson.EXPLICITLY
CONVEYED
IMPLICITLY CONVEYEDCANCELLATIONGROUP B:
syncategorema – not lettered butFIRST EXAMPLE: “AND” (not ‘not’)SECOND EXAMPLE:
“OR”THIRD EXAMPLE: “IF” – particularly relevant under ‘implication.’ STRAWSON, Introduction
to logical theory.GRICE’S PHRASING: “if p, q” ENTAILS ‘p horseshoe q.’ The
reverse does not hold: it is not the case that ‘p horseshoe q’ ENTAILS ‘if p,
q’. Odd way of putting it, but it was all from Strawson. It may be argued that
‘entail’ belongs in a system, and ‘p horseshoe q’ and ‘if p, q’ are DISPARATE. Grice
quotes verbatim from Strawson:a ‘primary
or standard’ use of “if … then …,” or “if,” of which the main characteristics
were: that for each hypothetical statement made by this use of “if,” there
could be made just one statement which would be the antecedent of the
hypothetical and just onestatement which would be its consequent; that the
hypothetical statement is acceptable (true, reasonable) if the antecedent
statement, if made or accepted, would, in the circumstances, be a good ground
or reason for accepting the consequent statement; and that the making of the
hypothetical statement carries the implicationeither of uncertainty about, or
of disbelief in, the fulfilment of both antecedent and consequent.Grice
rephrases that by stating that for Grice “a primary or standard use of ‘if,
then’” is characterised as follows:“for each hypothetical statement made by
this use of “if,” there could be made just one statement which would be the
antecedent of the hypothetical and just one statement which would be its
consequent; that the hypothetical statement is acceptable (true, reasonable) if
the antecedent statement, if made or accepted, would, in the circumstances, be
a good ground or reason for accepting the consequent statement; and that the
making of the hypothetical statement carries the implication either of
uncertainty about, or of disbelief in, the fulfilment of both antecedent and
consequent.”Grice rephrases the characterisation as from “each” and eliding a
middle part, but Grice does not care to add the fastidious “[…],” or quote,
unquote.“each hypothetical ‘statement’ made by this use of “if” is acceptable
(TRUE, reasonable) if the antecedent ‘statement,’ IF made or accepted, would,
in the circumstances, be a good ground or reason for accepting the consequent
‘statement;’ and that the making of thehypothetical statement carries the
implication either of uncertainty about, or of disbelief in, the fulfilment of
both antecedent and consequent. “A
hypothetical, or conditional ‘statement’ or composite proposition such as “If
it is day, I talk”is acceptable (or TRUE, or ‘reasonable’) if (but not only
if), first, the antecedent ‘statement,’ ‘It is day,’ IF made on its own, or
accepted on its own, i. e. simpliciter, would, in the circumstances, be a good
ground or ‘reason’ for accepting the consequent ‘statement,’ to wit: “I talk;”
and, second, that the making of the conditional proposition or hypothetical ‘statement’
carries the implication, or rather the emissor of the emissum IMPLIES, either it
is not the case that the emissor is CERTAIN about or that it is day and CERTAIN
about or that he talks, or BELIEVES that it is day and BELIEVES that he
talks.”More or less Grice’s denial or doubt. Or rather ‘doubt’ (Strawson’s
‘uncertainty about’) or denial (‘disbelief in’). But it will do at this point
to explore the argument by Strawson to which Grice is responding. First two
comments. Strawson has occasion to respond to Grice’s response in more than one
opportunity. But Grice never took up the issue again in a detailed fashion –
after dedicating a full lecture to it. One occasion was Strawson’s review of
the reprint of Grice in 1989. Another is in the BA memorial. The crucial one is
repr. by Strawson (in a rather otiose way) in his compilation, straight from
PGRICE. This is an essay which Strawson composed soon after the delivery by
Grice of the lecture without consulting. Once Stawson is aware of Grice’s
terminology, he is ready to frame his view in Grice’s terms: for Strawson,
there IS an implicature, but it is a conventional one. His analogy is with the
‘asserted’ “therefore” or “so.” Since this for Grice was at least the second
exemplar of his manoeuvre, it will do to revise the argument from which Grice
extracts the passage in “Prolegomena.” In the body of the full lecture IV,
Grice does not care to mention Strawson at all; in fact, he makes rather hasty
commentaries generalising on both parties of the debate: the formalists, who
are now ‘blue-collared practitioners of the sciences,” i. e. not philosophers
like Grice and Strawson; and the informalists or ‘traditionalists’ like
Strawson who feel offended by the interlopers to the tranquil Elysium of
philosophy. Grice confesses a sympathy for the latter, of course. So here is
straight from the tranquil Elysium of philosophy. For Strawson, the relations
between “if” and “⊃” have already, but only in part, been discussed (Ch. 2, S.
7).” So one may need to review those passages. But now he has a special section
that finishes up the discussion which has been so far only partial. So Strawson
resumes the points of the previous partial discussion and comes up with the
‘traditionalist’ tenet. The sign “⊃” is called the material implication sign. Only by Whitehead
and Russell, that is, ‘blue-collared practitioners of the sciences,’ in Grice’s
wording. Whitehead and Russell think that ‘material’ is a nice opposite to
‘formal,’ and ‘formal implication’ is something pretty complex that only they
know to which it refers! Strawson goes on to explain, and this is a reminder of
his “Introduction” to his “Philosophical Logic” where he reprints Grice’s
Meaning (for some reason). There Strawson has a footnote quoting from Quine’s
“Methods of Logic,” where the phrasing is indeed about the rough phrase, ‘the
meaning of ‘if’’ – cf. Grice’s laughter at philosophers talking of ‘the sense
of ‘or’’ – “Why, one must should as well talk of the ‘sense’ of ‘to,’ or ‘of’!’
– Grice’s implicature is to O. P. Wood, whose claim to fame is for having
turned Oxford into the place where ‘the sense of ‘or’’ was the key issue with
which philosophers were engaged. Strawson goes on to say that its meaning is
given by the ‘rule’ that any statement of the form ‘p⊃q’ is FALSE in the case in which the first of its
constituent statements is true and the second false, and is true in every other
case considered in the system; i. e., the falsity of the first constituent
statement or the truth of the second are, equally, sufficient conditions of the
truth of a statement of material implication. The combination of truth in the
first with falsity in the second is the single, NECESSARY AND SUFFICIENT,
condition of its falsity. The standard or primary -- the importance of this
qualifying phrase, ‘primary,’ can scarcely be overemphasized – Grice omits this
bracket when he expolates the quote. The bracket continues. The place where
Strawson opens the bracket is a curious one: it is obvious he is talking about
the primary use of ‘if’. So here he continues the bracket with the observation
that there are uses of “if” which do not
answer to the description given here, or to any other descriptions given in
this [essay] -- use of “if” sentence, on the other hand [these are
Strawson’s two hands], are seen to be in circumstances where, not knowing
whether some statement which could be made by the use of a sentence
corresponding in a certain way to the sub-ordinated clause of the utterance is
true or not, or believing it to be false, the emissor nevertheless considers that
a step in reasoning from THAT statement to a statement related in a similar way
to the main clause would be a sound or reasonable step [a reasonable reasoning,
that is]; this statement related to the main clause also being one of whose
truth the emissor is in doubt, or which the emissor believes to be false. Even
in such circumstances as these a philosopher may sometimes hesitate to apply
‘true’ to a conditional or hypothetical statement, i.e., a statement which
could be made by the use of “if ”(Philo’s ‘ei,’ Cicero’s ‘si’) in its standard significance, preferring to
call a conditional statement reasonable or well-founded. But if the philosopher
does apply ‘true’ to an ‘if’ utterance at all, it will be in such circumstances
as these. Now one of the sufficient conditions of the truth of a ‘statement’ or
formula of material implication may very well be fulfilled without the
conditions for the truth, or reasonableness, of the corresponding hypothetical
or conditional statement being fulfilled. A statement of the form ‘p ⊃ q’ (where the horseshoe is meant to represent an inverted
‘c’ for ‘contentum’ or ‘consequutum’ -- does not entail the corresponding statement
of the ‘form’ “if p, q.” But if the emissor is prepared to accept the hypothetical
statement, he must in consistency be prepared to deny the conjunction of the
statement corresponding to the sub-ordinated clause of the sentence used to
make the hypothetical statement with the negation of the statement
corresponding to its main or super-ordinated clause. A statement of the ‘form’
“if p, q” does entail the corresponding statement of the form ‘p ⊃ q.’ The force of “corresponding” may need some elucidation.
Consider the following very ‘ordinary’ or ‘natural’ specimens of a hypothetical
sentence. Strawson starts with a totally unordinary subjective counterfactual
‘if,’ an abyss with Philo, “If it’s day, I talk.” Strawson surely involves The
Hun. ‘If the Germans had invaded England in 1940, they, viz. the Germans, would
have won the war.’ Because for the Germans, invading England MEANT winning the
war. They never cared much for Wales or Scotland, never mind Northern Ireland.
Possibly ‘invaded London’ would suffice. Strawson’s second instantiation again
is the odd subjective counter-factual ‘if,’ an abyss or chasm from Philo, ‘If
it’s day, I talk.’ “If Smith were in charge, half the staff would have been
dismissed.’ Strawson is thinking Noel Coward, who used to make fun of the
music-hall artist Wade. “If you WERE the only girl in the world, and I WAS the
only boy…’. The use of ‘were’ is Oxonian. A Cockney is forbidden to use it,
using ‘was’ instead. The rationale is Philonian. ‘was’ is indicative. “If Smith were in charge, half the staff
would have been dismissed.’ Strawson’s third instantiation is, at last, more or
less Philonian, a plain indicative ‘weather’ protasis, etc. “If it rains, the
match will be cancelled.” The only reservation Philo would have is ‘will’.
Matches do not have ‘will,’ and the sea battle may never take place – the world
may be destroyed by then. “If it rains, the match will be cancelled.” Or “If it
rains, the match is cancelled – but there is a ‘rain date.’” The sentence which
could be used to make a statement corresponding in the required ‘sense’ to the
sub-ordinate clause can be ascertained by considering what it is that the
emissor of each hypothetical sentence must (in general) be assumed either to be
in doubt about or to believe to be not the case. Thus, the corresponding
sentences. ‘The Germans invaded England in 1940.’ Or ‘The Germans invade
England’ – historical present -- ‘The Germans won the war.’ Or ‘The Germans win
the war’ – historical present. ‘Smith is in charge.’ ‘Half the staff has been
dismissed.’ Or ‘Half the staff is dismissed.’ ‘It will rain.’ Or ‘It
rains.’‘The match will be cancelled.’ Or ‘The match is cancelled.’ A sentence could
be used to make a statement of material implication corresponding to the
hypothetical statement made by the
sentence is framed, in each case, from these pairs of sentences as
follows. ‘The Germans invaded England in 1940 ⊃
they won the war.’ Or in the historical present,’The Germans invade London ⊃ The Germans win the war. ‘ ‘Smith is in charge ⊃ half the staff has been, dismissed.’ Or in the present
tense, ‘Smith is in charge ⊃ half the staff is dismissed.’ ‘ It
will rain ⊃ the match will be cancelled.’ Or in the present ‘It rains ⊃ the match is cancelled.’ The very fact that a few verbal modifications
are necessary to please the Oxonian ear, in order to obtain from the clauses of
the hypothetical sentence the clauses of the corresponding material implication
sentence is itself a symptom of the radical difference between a hypothetical
statement and a truth-functional statement. Some detailed differences are also
evident from these instantiations. The falsity of a statement made by the use
of ‘The Germans invade London in 1940’ or ‘Smith is in charge’ is a sufficient
condition of the truth of the corresponding statements made by the use of the ⊃-utterances. But not, of course, of the corresponding
statement made by the use of the ‘if’ utterance. Otherwise, there would
normally be no point in using an ‘if’ sentence at all.An ‘if’ sentence would
normally carry – but not necessarily: one may use the pluperfect or the
imperfect subjunctive when one is simply working out the consequences of an
hypothesis which one may be prepared eventually to accept -- in the tense or
mode of the verb, an implication (or implicature) of the emissor’s belief in
the FALSITY of the statements corresponding to the clauses of the hypothetical.That
it is not the case that it rains is sufficient to verify (or truth-functionally
confirm) a statement made by the use of “⊃,”
but not a statement made by the use of ‘if.’ That it is not the case that it
rains is also sufficient to verify (or truth-functionally confirm) a statement
made by the use of ‘It will rain ⊃
the match will not be cancelled.’ Or ‘It rains ⊃
the match is cancelled.’ The formulae ‘p ⊃
q’ and ‘p ⊃ ~ q' are consistent with one another.The joint assertion of
corresponding statements of these forms is equivalent to the assertion of the
corresponding statement of the form ‘~ p.’ But, and here is one of Philo’s
‘paradoxes’: “If it rains, the match will be cancelled” (or ‘If it rains, the
match is cancelled’) seems (or sounds) inconsistent with “If it rains, the match
will not be cancelled,’ or ‘If it rains, it is not the case that the match is
cancelled.’But here we add ‘not,’ so Philo explains the paradox away by noting
that his account is meant for ‘pure’ uses of “ei,” or “si.”Their joint assertion
in the same context sounds self-contradictory. But cf. Philo, who wisely said
of ‘If it is day, it is night’ “is true only at night.”
(Diog. Laert. Repr. in Long, The Hellenistic Philosophers). Suppose we call the statement corresponding to the
sub-ordinated clause of a sentence used to make a hypothetical statement the
antecedent of the hypothetical statement; and the statement corresponding to
the super-ordinated clause, its consequent. It is sometimes fancied that, whereas
the futility of identifying a conditional ‘if’ statement with material
implication is obvious in those cases where the implication of the falsity of
the antecedent is normally carried by the mode or tense of the verb – as in “If
the Germans invade London in 1940, they, viz. the Germans, win the war’ and ‘If
Smith is in charge, half the staff is dismissed’ -- there is something to be
said for at least a PARTIAL identification in cases where no such implication
is involved, i.e., where the possibility of the truth of both antecedent and
consequent is left open – as in ‘If it rains, the match is cancelled.’ In cases
of the first kind (an ‘unfulfilled,’ counterfactual, or ‘subjunctive’
conditional) the intended addressee’s attention is directed, as Grice taught J.
L. Mackie, in terms of the principle of conversational helpfulness, ONLY TO THE
LAST TWO ROWS of the truth-tables for ‘ p ⊃
q,’ where the antecedent has the truth-value, falsity. Th suggestion that ‘~p’ ‘entails’
‘if p, q’ is felt or to be or ‘sounds’ – if not to Philo’s or Grice’s ears -- obviously
wrong. But in cases of the second kind
one inspects also the first two ROWS. The possibility of the antecedent's being
fulfilled is left open. It is claimed that it is NOT the case that the
suggestion that ‘p ⊃ q’ ‘entails’ ‘if p, q’ is felt to be or sound obviously
wrong, to ANYBODY, not just the bodies of Grice and Philo. This Strawson calls,
to infuriate Grice, ‘an illusion,’ ‘engendered by a reality.’The fulfilment of
both antecedent and consequent of a hypothetical statement does not show that
the man who made the hypothetical statement is right. It is not the case that
the man would be right, Strawson claims, if the consequent is made true as a
result of this or that factor unconnected with, or in spite of, rather than ‘because’
of, the fulfilment of the antecedent. E.
g. if Grice’s unmissable match is missed because the Germans invade – and not
because of the ‘weather.’ – but cf. “The weather in the streets.” Strawson is prepared
to say that the man (e. g., Grice, or Philo) who makes the hypothetical
statement is right only if Strawson is also prepared to say that the antecedent
being true is, at least in part, the ‘explanation’ of the consequent being
true. The reality behind the illusion Strawson naturally finds ‘complex,’ for
surely there ain’t one! Strawson thinks that this is due to two phenomena. First,
Strawson claims, in many cases, the fulfilment of both antecedent and
consequent provides confirmation for the view that the existence of states of
affairs like those described by the antecedent IS a good ‘reason’ for expecting
(alla Hume, assuming the uniformity of nature, etc.) a states of affair like
that described by the consequent. Second, Starwson claims, a man (e. g. Philo,
or Grice) who (with a straight Grecian or Griceian face) says, e. g. ‘If it
rains, the match is cancelled’ makes a bit of a prediction, assuming the
‘consequent’ to be referring to t2>t1 – but cf. if he is reporting an event
taking place at THE OTHER PLACE. The prediction Strawson takes it to be ‘The
match is cancelled.’And the man is making the prediction ONLY under what
Strawson aptly calls a “proviso,” or “caveat,” – first used by Boethius to
translate Aristotle -- “It rains.” Boethius’s terminology later taken up by the
lawyers in Genoa. mid-15c., from Medieval Latin proviso (quod) "provided
(that)," phrase at the beginning of clauses in legal documents (mid-14c.),
from Latin proviso "it
being provided," ablative neuter of provisus, past participle
of providere (see provide).
Related: Provisory. And that the cancellation of the match because of the rain
therefore leads us to say, not only that the reasonableness of the prediction
was confirmed, but also that the prediction itself was confirmed. Because it is not the case that a statement of
the form ‘ p ⊃ q’ entails the corresponding statement of the form ' if p, q
' (in its standard employment), Strawson thinks he can find a divergence
between this or that ‘rule’ for '⊃'
and this or that ‘rule’ for '’if ,’ in its standard employment. Because ‘if p, q’
does entail ‘p ⊃ q,’ we shall also expect to find some degree of parallelism
between the rules. For whatever is entailed by ‘p ⊃ q’ is entailed by ‘if p, q,’ though not everything which
entails ‘p ⊃ q’ does Strawson claims, entail ‘if p, q.’ Indeed, we find further parallels than those
which follow simply from the facts that ‘if p, q’ entails ‘p ⊃ q’ and that entailment is transitive. To some laws for ‘⊃,’ Strawson finds no parallels for ‘if.’ Strawson notes that
for at least four laws for ‘⊃,’ we find that parallel laws ‘hold’
good for ‘if. The first law is mentioned by Grice, modus ponendo ponens, as
elimination of ‘⊃.’ Strawson does not consider the introduction of the
horseshoe, where p an q forms a collection of all active
assumptions previously introduced which could have been used in the deduction
of ‘if p, q.’ When inferring ‘if p, q’ one is allowed to discharge
assumptions of the form p. The fact that after deduction of ‘if p, q’
this assumption is discharged (not active is pointed out by using [ ] in
vertical notation, and by deletion from the set of assumptions in horizontal
notation. The latter notation shows better the character of the rule; one
deduction is transformed into the other. It shows also that the rule for
the introduction of ‘if’ corresponds to an important metatheorem, the
Deduction Theorem, which has to be proved in axiomatic formalizations of logic. But back to the elimination of ‘if’. Modus ponendo ponens.
‘‘((p ⊃ q).p) ⊃ q.’ For some reason, Strawson here mixes horseshoes and ifs
as if Boethius is alive! Grice calls these “half-natural, half-artificial.’ Chomsky
prefers ‘semi-native.’ ‘(If p, q, and p) ⊃q.’
Surely what Strawson wants is a purely ‘if’ one, such as ‘If, if p, q, and p,
q.’ Some conversational implicature! As
Grice notes: “Strawson thinks that one can converse using his converses, but we
hardly.’ The second law. Modus tollendo tollens. ‘((p⊃q). ~ q)) ⊃ (~ p).’ Again, Strawson uses a
‘mixed’ formula: (if p, q, and it is not the case that q) ⊃ it is not the case that p. Purely unartificial: If, if p,
q, and it is not the case that q, it is not the case that p. The third law,
which Strawson finds problematic, and involves an operator that Grice does not even
consider. ‘(p ⊃ q) ≡ (~ q ⊃
~ p). Mixed version, Strawson simplifies ‘iff’ to ‘if’ (in any case, as Pears
notes, ‘if’ IMPLICATES ‘iff.’). (If p, q) ⊃
if it is not the case that q, it is not the case that p. Unartificial: If, if
p, q, it is not the case that if q, it is not the case that p. The fourth law. ((p
⊃ q).(q ⊃ r)) ⊃ (p ⊃ r). Mixed: (if p, q, and if q, r) ⊃ (if p, r). Unartificial: ‘If, if p, q, and if q, r, if p,
r.’ Try to say that to Mrs. Grice! (Grice: “It’s VERY SURPRISING that Strawson
think we can converse in his lingo!”). Now Strawson displays this or that
‘reservation.’ Mainly it is an appeal to J. Austen and J. Austin. Strawson’s
implicature is that Philo, in Megara, has hardly a right to unquiet the
tranquil Elysium. This or that ‘reservation’ by Strawson takes TWO pages of his
essay. Strawson claims that the reservations are important. It is, e. g., often
impossible to apply entailment-rule (iii) directly without obtaining incorrect
or absurd results. Some modification of the structure of the clauses of the
hypothetical is commonly necessary. Alas, Whitehead and Russell give us little
guide as to which modifications are required. If we apply rule (iii) to our specimen
hypothetical sentences, without modifying at all the tenses or moods of the
individual clauses, we obtain expressions which Austin would not call ‘ordinary
language,’ or Austen, for that matter, if not Macaulay. If we preserve as nearly as possible the
tense-mode structure, in the simplest way consistent with grammatical requirements,
we obtain this or that sentence. TOLLENDO TOLLENS. ‘If it is not the case that
the Germans win the war, it is not the case that they, viz. the Germans, invade
England in 1940.’ ‘If it is not the case that half the staff is dismissed, it
is not the case that Smith is in charge.’ ‘If it is not the case that the match
is cancelled, it is not the case that it rains.’ But, Strawson claims, these
sentences, so far from SOUNDING or seeming logically equivalent to the
originals, have in each case a quite different ‘sense.’ It is possible, at
least in some cases, to frame, via tollendo tollens a target setence of more or
less the appropriate pattern for which one can imagine a use and which DOES
stand in the required relationship to the source sentence. ‘If it is not the
case that the Germans win the war, (trust) it is not the case that they, viz.
the Germans, invade England in 1940,’ with the attending imlicatum: “only
because they did not invade England in 1940.’ or even, should historical
evidence be scanty). ‘If it is not the case that the Germans win the war, it SURELY
is not the case that they, viz. the Germans, invade London in 1940.’ ‘If it is
not the case that half the staff is dismissed, it surely is not the case that
Smith is in charge.’ These changes reflect differences in the circumstances in
which one might use these, as opposed to the original, sentences. The sentence beginning ‘If Smith is in charge
…’ is normally, though not necessarily, used by a man who antecedently knows
that it is not the case that Smith is in charge. The sentence beginning ‘If it
is not the case that half the staff is dismissed …’ is normally, though not necessarily, used by
by a man who is, as Cook Wilson would put it, ‘working’ towards the ‘consequent’
conclusion that Smith is not in charge. To
say that the sentences are nevertheless truth-functionally equivalent seems to
point to the fact that, given the introduction rule for ‘if,’ the grounds for
accepting the original ‘if’-utterance AND the ‘tollendo tollens’ correlatum, would,
in two different scenarios, have been grounds for accepting the soundness or
validity of the passage or move from a premise ‘Smith is in charge’ to its
‘consequentia’ ‘consequutum,’ or ‘conclusion,’ ‘Half the staff is dismissed.’ One
must remember that calling each formula (i)-(iv) a LAW or a THEOREM is the same
as saying that, e.g., in the case of (iii), ‘If p, q’ ‘ENTAILS’ ‘If it is not
the case that q, it is not the case that p.’ Similarly, Strawson thinks, for
some steps which would be invalid for ‘if,’ there are corresponding steps that
would be invalid for ‘⊃.’ He gives two example using a symbol Grice does not
consider, for ‘therefore,’ or ‘ergo,’ and lists a fallacy. First example. ‘(p ⊃ q).q ∴ p.’ Second example of a fallacy:‘(p ⊃ q). ~p ∴
~q.’ These are invalid
inference-patterns, and so are the correlative patterns with ‘if’: ‘If p, q; and
q ∴ p’ ‘If p, q; and it is not the case
that p ∴
it is not the case that q. The formal analogy here may be described
by saying that neither ‘p ⊃ q’ nor ‘if p, q’ is
a simply convertible (“nor hardly conversable” – Grice) formula. Strawson
thinks, and we are getting closer to Philo’s paradoxes, revisied, that there
may be this or that laws which holds for ‘p ⊃
q’ and not for ‘If p, q.’ As an example
of a law which holds for ‘if’ but not for ‘⊃,’
one may give an analytic formula. ~[(if p, q) . (if p, it is not the case that
q)]’. The corresponding formula with the horseshoe is not analytic. ‘~[(p ⊃ q) . (p ⊃ ~q)]’ is not analytic, and is
equivalent to the contingent formula ‘~ ~p.’ The rules to the effect that this
or that formula is analytic is referred to by Johnson, in the other place, as
the ‘paradox of implication.’ This Strawson finds a Cantabrigian misnomer. If Whitehead’s
and Russell’s ‘⊃’ is taken as identical either with Moore’s ‘entails’ or, more
widely, with Aelfric’s‘if’ – as in his
“Poem to the If,” MSS Northumberland – “If” meant trouble in Anglo-Saxon -- in
its standard use, the rules that yield this or that so-called ‘paradox’ -- are
not, for Strawson, “just paradoxical.” With an attitude, he adds. “They are
simply incorrect.”This is slightly illogical.“That’s not paradoxical; that’s
incorrect.”Cf. Grice, “What is paradoxical is not also incorrect.” And cf. Grice:
“Philo defines a ‘paradox’ as something that surprises _his father_.’ He is
‘using’ “father,” metaphorically, to refer to his tutor. His father was unknown
(to him). On the other hand (vide Strawson’s Two Hands), with signs you can
introduce alla Peirce and Johnson by way of ostensive definition any way you
wish! If ‘⊃’ is given the meaning it is given by what Grice calls the
‘truth-table definition,’ or ‘stipulation’ in the system of truth functions,
the rules and the statements they represent, may be informally dubbed
‘paradoxical,’ in that they don’t agree with the ‘man in the street,’ or ‘the
man on High.’ The so-called ‘paradox’ would be a simple and platitudinous
consequence of the meaning given to the symbol. Strawson had expanded on the
paradoxes in an essay he compiled while away from Oxford. On his return to
Oxford, he submitted it to “Mind,” under the editorship by G. Ryle, where it
was published. The essay concerns the ‘paradoxes’ of ‘entailment’ in detail,
and mentions Moore and C. I. Lewis. He makes use of modal operators, nec. and
poss. to render the ‘necessity’ behind ‘entail.’ He thinks the paradoxes of
‘entailment’ arise from inattention to this modality. At the time, Grice and
Strawson were pretty sure that nobody then accepted, if indeed anyone ever did
and did make, the identification of the relation symbolised by the horseshoe, ⊃, with the relation which Moore calls ‘entailment,’ p⊃q, i. e. The mere truth-functional ‘if,’ as in ‘p ⊃ q,’ ‘~(pΛ~q)’ is rejected as an analysis of the
meta-linguistic ‘p entails q.’ Strawson thinks that the identification is
rejected because ‘p ⊃ q’ involves this or that allegedly paradoxical implicatum.Starwson
explicitly mentions ‘ex falso quodlibeet.’ Any FALSE proposition entails any
proposition, true or false. And any TRUE proposition is entailed by any
proposition, true or falso (consequentia mirabilis). It is a commonplace that
Lewis, whom Grice calls a ‘blue-collared practioner of the sciences,’
Strawson thinks, hardly solved the thing. The amendment by Lewis, for Strawson,
has consequences scarcely less paradoxical in terms of the implicata. For if p
is impossible, i.e. self-contradictory, it is impossible that p and ~q.
And if q is necessary, ~q is impossible and it is impossible that p and ~q; i.
e., if p entails q means it is impossible that p and ~q any necessary
proposition is entailed by any proposition and any self-contradictory
proposition entails any proposition. On the other hand, the definition by Lewis
of ‘strict’ implication or entailment (i.e. of the relation which holds from p
to q whenever q is deducible from p), Strawson thinks, obviously commends
itself in some respects. Now, it is clear that the emphasis laid on the
expression-mentioning character of the intensional contingent statement by
writing ‘ ‘pΛ~q’ is impossible instead’ of ‘It is impossible that p and ~q’ does
not avoid the alleged paradoxes of entailment. But, Starwson optimistically
thinks, it is equally clear that the addition of some provision does avoid
them. Strawson proposes that one should use “p entails q” such that no
necessary statement and no negation of a necessary statement can significantly
be said to “entail” or be entailed by any statement; i. e. the function “p
entails q” cannot take necessary or self-contradictory statements as arguments.
The expression “p entails q” is to be used to mean “ ‘p ⊃ q’ is necessary, and neither ‘p’ nor ‘q’ is either necessary
or self-contradictory.” Alternatively, “p entails q” should be used only to
mean “ ‘pΛ~q’ is impossible and neither ‘p’ nor ‘q,’ nor either of their
contradictories, is necessary. In this way, Strawson thinks the paradoxes are
avoided. Strawson’s proof. Let us assume that p1 expresses a contingent, and q1
a necessary, proposition. p1 and ~q1 is now impossible because ~q1 is
impossible. But q1 is necessary. So, by that provision, p1 does not entail q1.
We may avoid the paradoxical assertion “p1 entails q2” as merely falling into
the equally paradoxical assertion “ “p1 entails q1” is necessary.” For: If ‘q’ is
necessary, ‘q is necessary’ is, though true, not necessary, but a CONTINGENT
INTENSIONAL (Latinate) statement. This
becomes part of the philosophers lexicon: intensĭo, f. intendo, which L and S
render as a stretching out, straining, effort. E. g. oculorum, Scrib.
Comp. 255. Also an intensifying, increase. Calorem suum (sol) intensionibus ac
remissionibus temperando fovet,” Sen. Q. N. 7, 1, 3. The tune: “gravis, media,
acuta,” Censor. 12. Hence: ‘~ (‘q’ is necessary)’ is, though false,
possible. Hence “p1 Λ ~ (q1 is necessary)” is, though false, possible. Hence ‘p1’ does NOT entail ‘q1 is necessary.’ Thus,
by adopting the view that an entailment statement, and other intensional
statements, are contingent, viz. non-necessary, and that no necessary statement
or its contradictory can entail or be entailed by any statement, Strawson
thinks he can avoid the paradox that a necessary proposition is entailed by any
proposition, and indeed all the other associated paradoxes of entailment. Grice objects that the alleged cure by
Strawson is worse than disease of Moore! The denial that a necessary proposition can
entail or be entailed by any proposition, and, therefore, that necessary
propositions can be related to each other by the entailment relation, is too
high a price to pay for the solution of the paradoxes, which are perfectly true
utterances with only this or that attending cancellable implicature. Strawson’s
introduction of ‘acc.’ makes sense. Which makes sense in that Philo first
supplied his truth-functional account of ‘if’ to criticise his tutor Diodorus
on modality. Philo reported to Diodorus something he had heard from Neptune. In
dreams, Neptune appeared to Philo and told him: “I saw down deep in the waters
a wooden trunk of a plant that only grows under weather – algae -- The trunk
can burn!” Neptune said.Awakening, Philo ran to Diodorus: “A wooden trunk deep
down in the ocean can burn.” Throughout this section, Strawson refers to a
‘primary or standard’ use of ‘if,’ of which the main characteristics are
various. First, that for each hypothetical statement made by this use of ‘if,’ there
could be made just one statement which would be the antecedent of the
hypothetical and just one statement which would be its consequent. Second, that
the hypothetical statement is acceptable (true, reasonable) if the antecedent
statement, if made or accepted, would, in the circumstances, be a good ground
or reason for accepting the consequent statement. Third, the making of the
hypothetical statement carries the implication either of uncertainty about, or
of disbelief in, the fulfilment of both antecedent and consequent.’ This above
is the passage extrapolated by Grice. Grice does not care to report the
platitudionous ‘first’ ‘characteristic’ as Strawson rather verbosely puts it.
The way Grice reports it, it is not clear Strawson is listing THREE
characteristics. Notably, from the extrapolated quote, it would seem as if
Grice wishes his addressee to believe that Strawson thinks that characteristic
2 and characteristic 3 mix. On top, Grice omits a caveat immediately after the
passage he extrapolates. Strawso notes: “There is much more than this to be
said about this way of using ‘if;’ in particular, about the meaning of the
question whether the antecedent would be a GOOD ground or reason for accepting
the consequent, and about the exact way in which THIS question is related to
the question of whether the hypothetical is TRUE {acceptable, reasonable) or
not.’ Grice does not care to include a caveat by Strawson: “Not all uses of ‘if
,’ however, exhibit all these three characteristics.” In particular, there is a
use which has an equal claim to rank as standard ‘if’ and which is closely
connected with the use described, but which does not exhibit the first
characteristic and for which the description of the remainder must consequently
be modified. Strawson has in mind what
is sometimes called a ‘formal’ (by Whitehead and Russell) or 'variable' or
'general’ or ‘generic’ hypothetical. Strawson gives three examples. The first
example is ‘lf ice is left in the sun, it melts.’ This is Kantian. Cf. Grice on
indicative conditionals in the last Immanuel Kant Lecture. Grice: "It should
be, given that it is the case that one smears one's skin with peanut butter
before retiring and that it is the case that one has a relatively insensitive
skin, that it is the case that one preserves a youthful complexion." More
generally, there is some plausibility to the idea that an exemplar of the form
'Should (! E, ⊢F;
! G)' is true just in case a corresponding examplar of the form 'Should (⊢ F, ⊢G; ⊢E)' is true. Before
proceeding further, I will attempt to deal briefly with a possible objection
which might be raised at this point. I can end imagine an ardent descriptivist,
who first complains, in the face of someone who wishes to allow a legitimate
autonomous status to practical acceptability generalizations, that
truth-conditions for such generalizations are not available, and perhaps are in
principle not available; so such generalizations are not to be taken seriously.
We then point out to him that, at least for a class of such cases,
truth-conditions are available, and that they are to be found in related
alethic generalizations, a kind of generalization he accepts. He then complains
that, if finding truth-conditions involves representing the practical
acceptability generalizations as being true just in case related alethic
generalizations are true, then practical acceptability generalizations are
simply reducible to alethic generalizations, and so are not to be taken
seriously for another reason, namely, that they are simply transformations of
alethic generalizations, and we could perfectly well get on without them. Maybe
some of you have heard some ardent descriptivists arguing in a style not so
very different from this. Now a deep reply to such an objection would involve
(I think) a display of the need for a system of reasoning in which the value to
be transmitted by acceptable inference is not truth but practical value,
together with a demonstration of the role of practical acceptability
generalizations in such a system. I suspect that such a reply could be
constructed, but I do not have it at my fingertips (or tongue-tip), so I shall
not try to produce it. An interim reply, however, might take the following
form: even though it may be true (which is by no means certain) that certain
practical acceptability generalizations have the same truth-conditions as
certain corresponding alethic generalizations, it is not to be supposed that
the former generalizations are simply reducible to the latter (in some
disrespectful sense of 'reducible'). For though both kinds of generalization are defeasible, they are not defeasible in the same
way; more exactly, what is a defeating condition for a given practical
generalization is not a defeating condition for its alethic counterpart. A
generalization of the form 'should (! E, ⊢F; ! G)' may have, as a defeating condition, 'E*'; that is
to say, consistently with the truth of this generalization, it may be true that
'should (! E & ! E*, ⊢F;
! G*)' where 'G*' is
inconsistent with 'G'. But since, in the
alethic counterpart generalization 'should (⊢ F, ⊢G; ⊢E)', 'E' does not occur
in the antecedent, 'E*' cannot be a defeating end p.92 condition for this
generalization. And, since liability to defeat by a certain range of defeating
conditions is essential to the role which acceptability generalizations play in
reasoning, this difference between a practical generalization and its alethic
counterpart is sufficient to eliminate the reducibility of the former to the
latter. To return to the main theme of this section. If, without further ado,
we were to accept at this point the suggestion that 'should (! E, ⊢F; ! G)' is true just
in case 'should (⊢
F, ⊢G;
⊢E)'
is true, we should be accepting it simply on the basis of intuition (including,
of course, linguistic or logical intuition under the head of 'intuition'). If
the suggestion is correct then we should attain, at the same time, a stronger
assurance that it is correct and a better theoretical understanding of the
alethic and practical acceptability, if we could show why it is correct by
deriving it from some general principle(s). Kant, in fact, for reasons not
unlike these, sought to show the validity of a different but fairly closely
related Technical Imperative by just such a method. The form which he selects
is one which, in my terms, would be represented by "It is fully
acceptable, given let it be that B, that let it be that A" or "It is
necessary, given let it be that B, that let it be that A". Applying this
to the one fully stated technical imperative given in Grundlegung, we get
Kant’s hypothetical which is of the type Strawson calls ‘variable,’ formal,
‘generic,’ or ‘generic.’ Kant: “It is necessary, given let it be that one
bisect a line on an unerring principle, that let it be that I draw from its
extremities two intersecting arcs". Call this statement, (α). Though he
does not express himself very clearly, I am certain that his claim is that this
imperative is validated in virtue of the fact that it is, analytically, a
consequence of an indicative statement which is true and, in the present
context, unproblematic, namely, the statement vouched for by geometry, that if
one bisects a line on an unerring principle, then one does so only as a result
of having drawn from its extremities two intersecting arcs. Call this
statement, (β). His argument seems to be expressible as follows. (1) It is
analytic that he who wills the end (so far as reason decides his conduct),
wills the indispensable means thereto. (2) So it is analytic that (so far as
one is rational) if one wills that A, and judges that if A, then A as a result
of B, then one wills that B. end p.93 (3) So it is analytic that (so far as one
is rational) if one judges that if A, then A as a result of B, then if one
wills that A then one wills that B. (4) So it is analytic that, if it is true
that if A, then A as a result of B, then if let it be that A, then it must be
that let it be that B. From which, by substitution, we derive (5): it is
analytic that if β then α. Now it seems to me to be meritorious, on Kant's
part, first that he saw a need to justify hypothetical imperatives of this
sort, which it is only too easy to take for granted, and second that he invoked
the principle that "he who wills the end, wills the means";
intuitively, this invocation seems right. Unfortunately, however, the step from
(3) to (4) seems open to dispute on two different counts. (1) It looks as if an
unwarranted 'must' has appeared in the consequent of the conditional which is
claimed, in (4), as analytic; the most that, to all appearances, could be
claimed as being true of the antecedent is that 'if let it be that A then let
it be that B'. (2) (Perhaps more serious.) It is by no means clear by what
right the psychological verbs 'judge' and 'will', which appear in (3), are
omitted in (4); how does an (alleged) analytic connection between (i) judging
that if A, A as a result of B and (ii) its being the case that if one wills
that A then one wills that B yield an analytic connection between (i) it's
being the case that if A, A as a result of B and (ii) the 'proposition' that if
let it be that A then let it be that B? Can the presence in (3) of the phrase
"in so far as one is rational" legitimize this step? I do not know
what remedy to propose for the first of these two difficulties; but I will
attempt a reconstruction of Kant's line of argument which might provide relief
from the second. It might, indeed, even be an expansion of Kant's actual
thinking; but whether or not this is so, I am a very long way from being
confident in its adequacy. Back to
Strawson. First example: ‘lf ice is left
in the sun, it melts.’Or “If apple goes up, apple goes down.” – Newton,
“Principia Mathematica.” “If ice is left in the sun, it, viz. ice, melts.” Strawson’s
second example of a formal, variable, generic, or general ‘if’ ‘If the side of
a triangle is produced, the exterior angle is equal to the sum of the two interior
and opposite angles.’ Cf. Kant: “If a line on an unerring principle
is bisected, two intersecting arcs are drawn from its extremities.” Synthetical
propositions must no doubt be employed in defining the means to a proposed end;
but they do not concern the principle, the act of the will, but the object and
its realization. E.g., that in order to bisect a line on an unerring principle
I must draw from its extremities two intersecting arcs; this no doubt is taught
by mathematics only in synthetical propositions; but if I know that it is only
by this process that the intended operation can be performed, then to say that,
if I fully will the operation, I also will the action required for it, is an
analytical proposition; for it is one and the same thing to conceive something
as an effect which I can produce in a certain way, and to conceive myself as
acting in this way. Strawson’s third example: ‘If a child is very strictly
disciplined in the nursery, it, viz. the child, that should be seen but not
heard, will develop aggressive tendencies in adult life.’ To a statement made
by the use of a sentence such as these there corresponds no single pair of
statements which are, respectively, its antecedent and consequent. On the other hand, for every such statement
there is an indefinite number of NON-general, or not generic, hypothetical
statements which might be called exemplifications, applications, of the
variable hypothetical; e.g., a statement made by the use of the sentence ‘If
THIS piece of ice is left in the sun, it, viz. this piece, melts.’Strawson,
about to finish his section on “ ‘⊃’
and ‘if’,” – the expression, ‘’ ⊃’ and ‘if’” only occurs in the
“Table of Contents,” on p. viii, not in the body of the essay, as found
redundant – it is also the same title Strawson used for his essay which
circulated (or ‘made the rounds’) soon after Grice delivered his attack on
Strawson, and which Strawson had, first, the cheek to present it to PGRICE, and
then, voiding the idea of a festschrift, reprint it in his own compilation of
essays. -- from which Grice extracted the quote for “Prolegomena,” notes that
there are two ‘relatively uncommon uses of ‘if.’‘If he felt embarrassed, he
showed no signs of it.’It is this example that Grice is having in mind in the
fourth lecture on ‘indicative conditionals.’ “he didn’t show it.”Grice is giving an instantiation
of an IMPLICIT, or as he prefers, ‘contextual,’ cancellation of the implicatum
of ‘if.’ He does this to show that even
if the implicatum of ‘if’ is a ‘generalised,’ not ‘generic,’ or ‘general,’ one,
it need not obtain or be present in every PARTICULAR case. “That is why I use
the weakened form ‘generalISED, not general. It’s all ceteris paribus always
with me).” The example Grice gives corresponds to the one Strawson listed as
one of the two ‘relatively uncommon’ uses of ‘if.’ By sticking with the biscuit
conditional, Grice is showing Strawson that this use is ‘relatively uncommon’
because it is absolutely otiose! “If he
was surprised, he didn’t show it.”Or cf. AustinIf you are hungry, there are. Variants
by Grice on his own example:“If Strawson was surprised, he did not show it.”“If
he was surprised, it is not the case that Strawson showed it, viz. that he was
surprised.”Grice (on the phone with Strawson’s friend) in front of Strawson –
present tense version:“If he IS surprised, it is not th case that he, Strawson,
is showing it, viz. the clause that he is surprised. Are you implicating he
SHOULD?”and a second group:‘If Rembrandt
passes the exam at the Koninklijke Academie van Beeldende Kunsten, I am a Dutchman.’‘If the Mad Hatter is not mad, I'll eat
my hat.’(as opposed to ‘If the Mad Hatter IS mad, I’ll eat HIS hat.’)Hats were
made at Oxford in a previous generation, by mad ‘hatters.’ “To eat one’s hat,”
at Oxford, became synonymous with ‘I’ll poison myself and die.’ The reason of
the prevalence of Oxonian ‘lunatic’ hatters is chemical. Strawson is referring
to what he calls an ‘old wives’ tale’As every grandmother at Oxford knows, the
chemicals used in hat-making include mercurious nitrate, which is used in ‘curing’
felt. Now exposure to the mercury vapours cause mercury poisoning. Or, to use
an ‘if’: “If Kant is exposed to mercury vapour, Kant gets poisoned. A poisoned
victim develops a severe and
uncontrollable muscular tremors and twitching limbs, distorted vision and
confused speech, hallucinations and psychosis, if not death. For a time, it was
at Oxford believed that a wearer of a hat could similarly die, especially by
eating the felt containing the mercurial nitrate. The sufficient and necessary condition of the truth of a
statement made by “If he was surprised, it is not the case that Strawson showed
it, viz. that he was surprised” is that it is not the case that Strawson showed
that he was surprised. The antecedent is otiose. Cf. “If you are hungry, there
are biscuits in the cupboard.’ Austin used to expand the otiose antecedent
further, ‘If you are hungry – AND EVEN IF YOU ARE NOT – there are biscuits in
the cupboard,” just in case someone was ignorant of Grice’s principle of
conversational helpfulness. Consequently, Strawson claims that such a statement
cannot be treated either as a standard hypothetical or as a material
implication. This is funny because by the time Grice is criticizing Strawson he
does take “If Strawson is surprised, it is not the case that he is showing it,
viz. that he is surprised.” But when it comes to “Touch the beast and it will
bite you” he is ready to say that here we do not have a case of
‘conjunction.’Why? Stanford.Stanford is the answer.Grice had prepared the text
to deliver at Stanford, of all places. Surely, AT STANFORD, you don’t want to
treat your addressee idiotically. What Grice means is:“Now let us consider
‘Touch the beast and it will bite you.’ Symbolise it: !p et !q. Turn it into
the indicative: You tell your love and love bites you (variant on William Blake).”
Grice: “One may object to the use of
‘p.q’ on Whiteheadian grounds. Blue-collared practitioners of the sciences will
usually proclaim that they do not care about the ‘realisability’ of this or
that operator. In fact, the very noun, ‘realisability,’ irritated me so that I
coined non-detachability as a balance. The blue-collared scientist will say
that ‘and’ is really Polish, and should be PRE-FIXED as an “if,” or condition,
or proviso. So that the conjunction becomes “Provided you tell your love, love
bites you.”Strawson gives his reason about the ‘implicatum’ of what P. L.
Gardiner called the ‘dutchman’ ‘if,’ after G. F. Stout’s “ ‘hat-eating’ if.” Examples of the second kind are sometimes
erroneously treated as evidence that Philo was not crazy, and that ‘if’ does,
after all, behave somewhat as ‘⊃’ behaves. Boethius appropriately comments: “Philo had
two drawbacks against his favour. He had no drawing board, and he couldn’t
write. Therefore he never symbolized, other than ‘via verba,’ his ‘ei’ utterance, “If it is day, it is
night,” which he held to be true “at night only.”” Strawson echoes Grice. The
evidence for this conversational explanation of the oddity of the ‘dutcham’ if,
as called by Gardiner, and the ‘hat-eating’ if, as called by Stout, is,
presumably, the facts, first, that the relation between antecedent and
consequent is non-Kantian. Recall that Kant has a ‘Funktion’ which, after
Aristotle’s ‘pros ti,’ and Boethius’s ‘relatio,’ he called ‘Relation’ where he
considers the HYPOTHETICAL. Kant expands in section 8.5. “In the hypothetical,
‘If God exists, I’ll eat my hat,’ existence is no predicate.”Strawson appeals
to a second, “more convincing,” fact, viz. that the consequent is obviously not
– in the Dutchman ‘if,’ or not to be, in the ‘hat-eating’ if, fulfilled, or
true.Grice’s passing for a Dutchman and sitting for an exam at the Koninklijke
Academie van Beeldende Kunsten, hardly makes him a Dutchman.Dickens was well
aware of the idiocy of people blaming hatters for the increases of deaths at
Oxford. He would often expand the consequent in a way that turned it “almost a
Wittgensteinian ‘contradiction’” (“The Cricket in the House, vii). “If the
Hatter is not mad, I will eat my hat, with my head in it.”Grice comments:
“While it is analytic that you see with your eyes, it is not analytic that you
eat with your mouth. And one can imagine Dickens’s mouth to be situated in his
right hand. Therefore, on realizing that the mad hatter is not mad, Dickens is
allowing for it to be the case that he shall eat his hat, with his head in it.
Since not everybody may be aware of the position of Dickens’s mouth, I shall
not allot this common-ground status.”Strawson
gives a third Griciean fact.“The intention of the emissor, by uttering a
‘consequens falsum’ that renders the ‘conditionalis’ ‘verum’ only if the
‘antecedens’ is ‘falsum, is an emphatic, indeed, rude, gesture, with a
gratuitious nod to Philo, to the conviction that the antecedens is not
fulfilled either. The emissor is further abiding by what Grice calls the
‘principle of truth,’ for the emissor would rather see himself dead than
uttering a falsehood, even if he has to fill the conversational space with
idiocies like ‘dutchman-being’ and ‘hat-eating.’ The fourth Griceian fact is
obviously Modus Tollendo Tollens, viz. that “(p ⊃
q) . ~q” entails “~p,” or rather, to avoid the metalanguage (Grice’s Bootlace:
Don’t use a metalanguage: you can only implicate that your object-language is
not objectual.”), “[(p ⊃ q) . ~ q] ⊃ ~ p.”At this point, Strawson
reminisces: “I was slightly surprised that on my first tutorial with Grice, he
gave me “What the Tortoise Said To Achilles,” with the hint, which I later took
as a defeasible implicatum, “See if you can resolve this!” ACHILLEs had
overtaken the Tortoise, and had seated himself comfortably on its back.
"So you've got to the end of our race-course?" said the Tortoise.
"Even though it does consist of an infinite series of distances ? I
thought some wiseacre or other had proved that the thing couldnl't be doiie ?
" " It can be done," said Achilles. " It has been done!
Solvitur ambulando. You see the distances were constaiitly diminishing; and
so-" "But if they had beenl constantly increasing?" the Tortoise
interrupted. "How then?" "Then I shouldn't be here,"
Achilles modestly replied; "and you would have got several times round the
world, by this time! " "You flatter me-flatten, I mean," said
the Tortoise; "for you are a heavy weight, and no mistake! Well now, would
you like to hear of a race-course, that most people fancy they can get to the end
of in two or three steps, while it really consists of an infinite number of
distances, each one longer than the previous one? " "Very much indeed
!" said the Grecian warrior, as he drew from his helmet (few Grecian
warriors possessed pockets in those days) an enormous note-book and a pencil.
"Proceed! And speak slowly, please! Shorthand isn't invented yet !"
"That beautiful First Proposition of Euclid! " the Tortoise miurmured
dreamily. "You admire Euclid?" "Passionately! So far, at least,
as one can admire a treatise that wo'n't be published for some centuries to
come ! " "Well, now, let's take a little bit of the argument in that
First Proposition-just two steps, and the conclusion drawn from them. Kindly
enter them in your note-book. And in order to refer to them conveniently, let's
call them A, B, and Z:- (A) Things that are equal to the same are equal to each
other. (B) The two sides of this Triangle are things that are equal to the
same. (Z) The two sides of this Triangle are equal to each other. Readers of
Euclid will grant, I suppose, that Z follows logically from A and B, so that
any one who accepts A and B as true, must accept Z as true?" "
Undoubtedly! The youngest child in a High School-as. soon as High Schools are
invented, which will not be till some two thousand years later-will grant
that." " And if some reader had not yet accepted A and B as true, he
might still accept the sequence as a valid one, I suppose?" NOTES. 279
"No doubt such a reader might exist. He might say 'I accept as true the
Hypothetical Proposition that, if A and B be true, Z must be true; but, I don't
accept A and B as true.' Such a reader would do wisely in abandoning Euclid,
and taking to football." " And might there not also be some reader
who would say ' I accept A anld B as true, but I don't accept the
Hypothetical'?" "Certainly there might. He, also, had better take to
football." "And neither of these readers," the Tortoise
continued, "is as yet under any logical necessity to accept Z as
true?" "Quite so," Achilles assented. "Well, now, I want
you to consider me as a reader of the second kind, and to force me, logically,
to accept Z as true." " A tortoise playing football would be--"
Achilles was beginning " -an anomaly, of course," the Tortoise
hastily interrupted. "Don't wander from the point. Let's have Z first, and
football afterwards !" " I'm to force you to accept Z, am I?"
Achilles said musingly. "And your present position is that you accept A
and B, but you don't accept the Hypothetical-" " Let's call it
C," said the Tortoise. "-but you don't accept (C) If A and B are
true, Z must be true." "That is my present position," said the
Tortoise. "Then I must ask you to accept C." - "I'll do
so," said the Tortoise, "as soon as you've entered it in that
note-book of yours. What else have you got in it?" " Only a few
memoranda," said Achilles, nervously fluttering the leaves: "a few
memoranda of-of the battles in which I have distinguished myself!"
"Plenty of blank leaves, I see !" the Tortoise cheerily remarked.
"We shall need them all !" (Achilles shuddered.) "Now write as I
dictate: (A) Things that are equal to the same are equal to each other. (B) The
two sides of this Triangle are things that are equal to the same. (C) If A and
B are true, Z must be true. (Z) The two sides of this Triangle are equal to
each other." " You should call it D, not Z," said Achilles.
" It comes next to the other three. If you accept A and B and C, you must
accept Z." "And why must I?" "Because it follows logically
from them. If A and B and C are true, Z must be true. You don't dispute that, I
imagine ?" "If A and B and C are true, Z must be true," the
Tortoise thoughtfully repeated. " That's another Hypothetical, isn't it?
And, if I failed to see its truth, I might accept A and B and C, and still not
accept Z, mightn't I?" "You might," the candid hero admitted;
"though such obtuseness would certainly be phenomenal. Still, the event is
possible. So I must ask you to grant one more Hypothetical." " Very
good. I'm quite willing to grant it, as soon as you've written it down. We will
call it (D) If A and B and C are true, Z must be true. Have you entered that in
your note-book ? " " I have! " Achilles joyfully exclaimed, as
he ran the pencil into its sheath. "And at last we've got to the end of
this ideal race-course! Now that you accept A and B and C and D, of course you
accept Z." " Do I ? " said the Tortoise innocently. " Let's
make that quite clear. I accept A and B and C and D. Suppose I still refused to
accept Z? " 280 NOTES. " Then Logic would take you by the throat, and
force you to do it !" Achilles triumphantly replied. "Logic would
tell you 'You ca'n't help yourself. Now that you've accepted A and B and C and
D, you mvust accept Z!' So you've no choice, you see." "Whatever
Logic is good enough to tell me is worth writing down," said the Tortoise.
" So enter it in your book, please. We will call it (E) If A and B and C
and Dare true, Zmust be true. Until I've granted that, of course I needn't
grant Z. So it's quite a necessary step, you see?" "I see," said
Achilles; and there was a touch of sadness in his tone. Here the narrator,
having pressing business at the Bank, was obliged to leave the happy pair, and
did not again pass the spot until some months afterwards. When he did so,
Achilles was still seated on the back of the much-enduring Tortoise, and was
writing in his note-book, which appeared to be nearly full. The Tortoise was
saying " Have you got that last step written down ? Unless I've lost
count, that makes a thousand and one. There are several millions more to come.
And would you mind, as a personal favour, considering what a lot of instruction
this colloquy of ours will provide for the Logicians of the Nineteenth
Century-would you mnind adopting a pun that my cousin the Mock-Turtle will then
make, and allowing yourself to be re-named Taught- Us ?" "As you
please !" replied the weary warrior, in the hollow tones of despair, as he
buried his face in his hands. " Provided that you, for your part, will
adopt a pun the Mock-Turtle never made, and allow yourself to be re-named A
Kill-Ease !"Strawon protests:“But this is a
strange piece of logic.”Grice corrects: “Piece – you mean ‘piece’ simpliciter.”“But
what do you protest that much!?”“Well, it seems that, on any possible
interpretation, “if p, q” has, in respect of modus tollendo tollens the same powers
as ‘p ⊃ q.’“And it is just these
powers that you, and Cook Wilson before you, are jokingly (or
fantastically) exploiting!”“Fantastically?” “You call Cook Wilson
‘fantastical’? You can call me exploitative.’Strawson: “It is the absence of
Kantian ‘Relation,’ Boethius’s ‘relatio,’ Aristotle’s ‘pros ti,’ referred to in
that makes both Stout’s hat-eating if and Gardiner’s dutchman if quirks (as per
Sir Randolph Quirk, another Manx, like Quine), a verbal or conversational
flourish, an otiosity, alla Albritton, an odd, call it Philonian, use of ‘if.’
If a hypothetical statement IS, as Grice, after Philo, claims, is what
Whitehead and Russell have as a ‘material’ implication, the statements would be
not a quirkish oddity, but a linguistic sobriety and a simple truth. Or rather
they are each, the dutchman if and the
hat-eating if, each a ‘quirkish oddity’ BECAUSE each is a simple, sober, truth.
“Recall my adage,” Grice reminded Strawson, “Obscurely baffling, but Hegelianly
true!”Strawson notes, as a final commentary on the relevant section, that
‘if’ can be employed PERFORMATORILY,
which will have Grice finding his topic for the Kant lectures at Stanford:
“must” is univocal in “Apples must fall,” and “You must not lie.”An ‘if’ is
used ‘performatorily’ when it is used not simply in making this or that
statement, but in, e.g., making a provisional announcement of an intention.
Strawson’s example:“If it rains, I shall stay at home.”Grice corrected:“*I*
*will* stay at home. *YOU* *shall.*”“His quadruple implicata never ceased to
amaze me.”Grice will take this up later in ‘Ifs and cans.’“If I can, I intend
to climb Mt Everest on hands and knees, if I may disimplicate that to
Davidson.”This hich, like an unconditional announcement of intention, Strawson
“would rather not” call ‘truly true’ or ‘falsely false.’ “I would rather
describe it in some other way – Griceian perhaps.” “A quessertion, not to be
iterated.”“If the man who utters the quoted sentence leaves home in spite of
the rain, we do not say that what he said was false, though we might say that
he lied (never really intended to stay in) ; or that he changed his mind –
which, Strawson adds, “is a form of lying to your former self.” “I agreed with
you!” Grice screamed from the other side of the Quadrangle!Strawson notes: “There
are further uses of ‘if’ which I shall not discuss.”This is a pantomime for
Austin (Strawson’s letter to Grice, “Austin wants me to go through the
dictionary with ‘if.’ Can you believe it, Grice, that the OED has NINE big
pages on it?! And the sad thing is that Austin has already did ‘if’ in “Ifs and
cans.” Why is he always telling OTHERS what to do?”Strawson’s Q. E. D.: “The
safest way to read the material implication sign is, perhaps, ‘not both … and
not …,” and avoid the ‘doubt’ altogether. (NB: “Mr. H. P. Grice, from whom I
never ceased to learn about logic since he was my tutor for my Logic paper in
my PPE at St. John’s back in the day, illustrates me that ‘if’ in Frisian means
‘doubt.’ And he adds, “Bread, butter, green cheese; very good English, very
good Friese!”. GROUP C – “Performatory” theories – descriptive,
quasi-descriptive, prescriptive – examples not lettered.EXAMPLE I: Strawson on
‘true’ in Analysis.EXAMPLE II: Austin on ‘know’ EXAMPLE III: Hare on ‘good.’EXPLICITLY
CONVEYED: if p, qIMPLICITLY CONVEYED: p is the consequensCANCELLATION: “I know
perfectly well where your wife is, but all I’ll say is that if she is not in kitchen
she is in the bedroom.”Next would be to consider uses of ‘implication’ in the
essay on the ‘indicative conditional.’ We should remember that the titling came
out in 1987. The lecture circulated without a title for twenty years. And in
fact, it is about ‘indicative conditional’ AND MORE BESIDES, including Cook
Wilson, if that’s a plus. Grice states the indirectness condition in two terms:One
in the obviously false terms “q is INFERRABLE, that’s the word Grice uses, from
p”The other one is in terms of truth-value assignment:The emissor has
NON-TRUTH-FUNCTIONAL GROUNDS for the emissum, ‘if p, q’. In Grice’s parlance:
“Grounds for ACCEPTING “p ⊃ q.”This way Grice chooses is
controversial in that usually he holds ‘accept’ as followed by the
‘that’-clause. So ‘accepting ‘p ⊃ q’” is not clear
in that respect. A rephrase would be, accepting that the emissor is in a
position to emit, ‘if p, q’ provided that what he EXPLICITLY CONVEYS by that is
what is explicitly conveyed by the Philonian ‘if,’ in other words, that the
emissor is explicitly conveying that it is the case of p or it is not the case
of q, or that it is not the case that a situation obtains such that it is the
case that p and it is not the case that q.“p ⊃ q” is F only in
the third row. It is no wonder that Grice says that the use-mention was only
used correctly ONCE.For Grice freely uses ‘the proposition that p ⊃
q.’ But this may be licensed because it was meant as for ‘oral delivery.’ THE
FIRST INSTANTIATION GRICE GIVES (WoW:58) is“If Smith is in London, he, viz. Smith,
is attending the meeting.”Grice goes on (WoW:59) to give FIVE alternatives to
the ‘if’ utterance, NOT using ‘if.’ For the first four, he notes that he fells
the ‘implicature’ of ‘indirectness’ seems ‘persistent.’On WoW:59, Grice refers
to Strawson as a ‘strong theorist,’ and himself as a ‘weak theorist,’ i. e. an
Occamist. Grice gives a truth-table or the ‘appropriate truth table,’ and its
formulation, and notes that he can still detect the indirectness condition
implication. Grice challenges Strawson. How is one to learn that what one
conveys by the scenario formulated in the truth-table for the pair “Smith is in
London” and “Smith is attending the meeting” – without using ‘if’ because this
is Grice’s exercise in detachment – is WEAKER than what one would convey by “If
Smith is in London, he, viz. Smith, is attending the meeting”?This sort of
rhetorical questions – “Of course he can’t” are a bit insidious. Grice failed
to give Strawson a copy of the thing. And Strawson is then invited to
collaborate with P. G. R. I. C. E., so he submits a rather vague “If and ⊃,”
getting the rebuke by Grice’s friend Bennett – “Strawson could at least say
that Grice’s views were published in three different loci.” BUT: Strawson
compiled that essay in 1968. And Strawson was NOT relying on a specific essay
by Grice, but on his memory of the general manoeuvre. Grice had been lecturing
on ‘if’ before at Oxford, in seminars entitled “Logic and Convesation.” But surely
at Oxford you are not supposed to ‘air’ your seminar views. Outside Oxford it
might be different. It shoud not!And surely knowing Grice, why would *GRICE*
provide the input to Strawson. For Grice, philosophy is very personal, and
while Grice might have thought that Sir Peter was slightly interested in what
his former tutor would say about ‘if,’ it would be inappropriate of the tutor
to overwhelm the tutee, or keep informing the tutee how wrong he is. For a
tutor, once a tutee, always a tutee. On WoW:59, Grice provides the FIRST
CANCELLATION of an ‘if,’ and changes it slightly from the one on p. 58. The
‘if’ now becomesIf Smith is in the library, he, viz. Smith, is working.’In
Wiltshire:“If Smith is in the swimming-pool library, he, viz. Smith, is
swimming.”THE CANCELLATION GOES by ‘opting out’:“I know just where Smith is and
what he, viz. Smith, is doing, but all I will tell you is that if he is in the
library he is working.”Grice had to keep adding his ‘vizes’ – viz. Smith –
because of the insidious contextualists – some of them philosophical!“What do
you mean ‘he,’ – are you sure you are keeping the denotatum constant?”Grice is
challenging Strawson’s ‘uncertainty and disbelief.’No one would be surprised if
Grice’s basis for his saying “I know just where Smith is and what he, viz.
Smith, is doing, but all I will tell you is that if he is in the library, he is
working” is that Grice has just looked in the library and found Smith working. So,
Grice IS uttering “If Smith is in the library, he is working” WHEN THE INDIRECT
(strong) condition ceteris-paribus carried by what Grice ceteris paribus
IMPLIES by uttering “If Smith is in the library, Smith is working.”The
situation is a bit of the blue, because Grice presents it on purpose as
UNVOLUNTEERED. The ‘communication-function’ does the trick. GRICE THEN GIVES
(between pages WoW: 59 and 60) TWO IMPLICIT cancellations of an implicature,
or, to avoid the alliteration, ‘contextual’ cancellation. Note incidentally
that Grice is aware of the explicit/implicit when he calls the cancellation,
first, EXPLICIT, and then contextual. By ‘explicit,’ he means, ‘conveying
explicitly’ in a way that commits you. THE THIRD INSTANTIATION refers to this
in what he calls a ‘logical’ puzzle, which may be a bit question-begging, cf.
‘appropriate truth-table.’ For Strawson would say that Grice is using ‘if’ as a
conscript, when it’s a civil. “If Smith has black, Mrs. Smith has black.”Grice
refers to ‘truth-table definition’ OR STIPULATION. Note that the horseshoe is
an inverted “C” for ‘contentum.’F. Cajori, “A history of mathematical
notations,” SYMBOLS IN MATHEMATICAL LOGIC, §667-on : [§674] “A theory of the ‘meccanisme
du raisonnement’ is offered by J. D. Gergonne in his “Essai de dialectique
rationnelle.”In Gergonne’s “Essai,” “H” stands for complete logical
disjunction, X” for logical product, “I” for "identity," [cf. Grize
on izzing] “C” for "contains," and "Ɔ (inverted C)" for
"is contained in." [§685] Gergonne
is using the Latinate, contineoIn rhet., the neuter substantive “contĭnens”
is rendered as “that on which something rests or depends, the chief point, hinge: “causae,” Cic. Part. Or. 29, 103; id. Top. 25, 95: “intuendum videtur, quid sit quaestio, ratio, judicatio, continens, vel ut alii vocant, firmamentum,” Quint. 3, 11, 1; cf. id. ib. § 18 sqq.—Adv.: contĭnen-ter .
So it is a natural evolution in matters of implication. while Giusberti
(“Materiale per studio,” 31) always reads “pro constanti,” the MSS occasionally
has the pretty Griciean “precontenti,” from “prae” and “contenti.” Cf. Quine,
“If my father was a bachelor, he was male. And I can say that, because ‘male’
is CONTAINED in ‘bachelor.’”E. Schröder, in his “Vorlesungen über die Algebra
der Logik,” [§690] Leipzig, uses “⊂”
for "untergeordnet”, roughly, “is included in,” and the inverted “⊃”
for the passive voice, "übergeordnet,” or includes. Some additional symbols are introduced by
Peano into Number 2 of Volume II of his influential “Formulaire.” Thus "ɔ"
becomes ⊃. By “p.⊃ x ... z. q” is
expressed “from p one DEDUCES, whatever x ... z may be, and q." In “Il calcolo geometrico,” – “according to
the Ausdehnungslehre of H. Grassmann, preceded by the operations of deductive
logic,” Peano stresses the duality of interpretations of “p.⊃
x ... z. q” in terms of classes and propositions. “We shall indicate [the
universal affirmative proposition] by the expression A < B, or B > A, which can be read "every A is a B,"
or "the class B CONTAINS A." [...]
Hence, if a,b,... are CONDITIONAL propositions, we have: a < b, or b > a, ‘says’ that "the
class defined by the condition a is part of that defined by b," or [...]
"b is a CONSEQUENCE of a," "if a is true, b is true." In Peano’s “Arithmetices principia: nova
methodo exposita,” we have: “II.
Propositions.” “The sign “C” means is a consequence of [“est consequentia.” Thus
b C a is read b is a consequence of the proposition a.” “The sign “Ɔ” means one
deduces [DEDUCITUR]; thus “a Ɔ b” ‘means’ the same as b C a. [...] IV. Classes “The sign Ɔ ‘means’ is contained
in. Thus a Ɔ b means class a is contained in class b. a, b ∈ K Ɔ (a Ɔ b) :=: (x)(x
∈ a Ɔ x ∈ b). In his “Formulaire,” Peano writes: “Soient a et b des Cls. a ⊃
b signifie "tout a est b".
Soient p et q des propositions contenant une variable x; p ⊃x
q, signifie "de p on déduit, quel que soit x, la q", c'est-à-dire:
"les x qui satisfont à la condition p satisferont aussi à la q". Russell criticizes Peano’s dualism in “The
Principles of mathematics,” §13. “The subject of Symbolic Logic consists of
three parts, the calculus of propositions, the calculus of classes and the
calculus of relations. Between the first two, there is, within limits, a
certain parallelism, which arises as follows: In any symbolic expression, the
letters may be interpreted as classes or as propositions, and the relation of
inclusion in the one case may be replaced by that of formal implication in the
other. A great deal has been made of
this duality, and in the later editions of his “Formulaire,” Peano appears to
have sacrificed logical precision to its preservation. But, as a matter of
fact, there are many ways in which the calculus of propositions differs from
that of classes.” Whiehead and Russell borrow the basic logical symbolism from
Peano, but they freed it from the "dual" interpretation. Thus, Whitehead and Russell adopt Schröder's ⊂
for class inclusion: a ⊂
b :=: (x)(x ∈ a Ɔ x ∈ b) Df. and restricted the use of the
"horseshoe" ⊃ to the connective "if’: “p⊃q.’
Whitehead’s and Russell’s decision isobvious, if we consider the following
example from Cesare Burali-Forti, “Logica Matematica,” a Ɔ b . b Ɔ c : Ɔ : a Ɔ
c [...] The first, second and fourth
[occurrences] of the sign Ɔ mean is contained, the third one means one deduces.So
the horseshoe is actually an inverted “C” meant to read “contentum” or
“consequens” (“consequutum”). Active Nominal Forms Infinitive: implicā́re
Present participle: implicāns; implicántis Future participle: implicītúrus;
implicātúrus Gerund: implicándum Gerundive: implicándus Passive Nominal Forms Infinitive: implicā́re
Perfect participle: implicī́tum; implicā́tumGRICE’s second implicit or
contextual cancellation does not involve a ‘logical puzzle’ but bridge – and
it’s his fourth instantiation:“If I have a red king, I also have a black king.”
– to announce to your competititve opponents upon inquiry a bid of five no
trumps. Cf. Alice, “The red Queen” which is a chess queen, as opposed to the
white queen. After a precis, he gives a FIFTH instantiation to prove that ‘if’
is always EXPLICITLY cancellable.WoW:60“If you put that bit of sugar in water, it
will dissolve, though so far as I know there can be no way of knowing in
advance that this will happen.”This is complex. The cancellation turns the ‘if
p, q’ into a ‘guess,’ in which case it is odd that the emissor would be
guessing and yet be being so fortunate as to make such a good guess. At the end
of page 60, Grice gives THREE FURTHER instantations which are both of
philosophical importance and a pose a problem to such a strong theorist as
Strawson.The first of the trio is:“If the Australians win the first Test, they
will win the series, you mark my words.”The second of the trio is:“Perhaps if
he comes, he will be in a good mood.”The third in the trio is:“See that, if he
comes, he gets his money.”Grice’s point is that in the three, the implicature
is cancelled. So the strong theorist has to modify the thesis ‘a sub-primary
case of a sub-primary use of ‘if’ is…” which seems like a heavy penalty for the
strong theorist. For Grice, the strong theorist is attaching the implicatum to
the ‘meaning’ of ‘if,’ where, if attached at all, should attach to some
mode-marker, such as ‘probably,’ which may be contextual. On p. 61 he is
finding play and using ‘logically weaker’ for the first time, i. e. in terms of
entailment. If it is logically weaker, it is less informative. “To deny that p,
or to assert that q.”Grice notes it’s ceteris paribus.“Provided it would be
worth contributing with the ‘more informative’ move (“why deny p? Why assert
q?) While the presumption that one is interested in the truth-values of at
least p or q, this is ceteris paribus. A philosopher may just be interested in
“if p, q” for the sake of exploring the range of the relation between p and q,
or the powers of p and q. On p. 62 he uses the phrase “non-truth functional” as
applied not to grounds but to ‘evidence’: “non-truth-functional evidence.”Grice
wants to say that emissor has implicated, in a cancellable way, that he has
non-truth-functional evidence for “if p, q,” i. e. evidence that proceeds by
his inability to utter “if p, q” on truth-functional grounds. The emissor is
signaling that he is uttering “if p, q” because he cannot deny p, or that he
cannot assert q(p ⊃ q) ≡
((~p) v q)Back to the first instantiation“If Smith is in London, he, viz. Smith
is attending the meeting there, viz. in London”I IMPLICATE, in a cancellable
way, that I have no evidence for “Smith is not in London”I IMPLICATE, in a
cancellable way, that I have no evidence for “Smith is attending the lecture.On
p. 61 he gives an example of an contextual cancellation to show that even if
the implicatum is a generalised one, it need not be present in every PARTICULAR
case (hence the weakned form ‘generalISED, not general). “If he was surprised,
he didn’t show it.”Or cf. AustinIf you are hungry, there are biscuits in the
cupboard. Traditionalist Grice on the tranquil Elysium of philosophyĒlysĭum ,
ii, n., = Ἠλύσιον, the abode of the blest, I.Elysium, Verg. A. 5, 735 Serv.; 6,
542; 744 al.; cf. Heyne Verg. A. 6, 675 sq.; and ejusd. libri Exc. VIII. p.
1019 Wagn.—Hence, II. Ēlysĭus , a, um, adj., Elysian: “campi,” Verg. G. 1, 38;
Tib. 1, 3, 58; Ov. Ib. 175; cf. “ager,” Mart. 10, 101: “plagae,” id. 6, 58:
“domus,” Ov. M. 14, 111; cf. “sedes,” Luc. 3, 12: “Chaos,” Stat. Th. 4, 520:
“rosae,” Prop. 4 (5), 7, 60. “puella,” i. e. Proserpine, Mart. 10, 24.—On p.
63, Grice uses ‘sense’ for the first time to apply to a Philonian ‘if p, q.’He
is exploring that what Strawson would have as a ‘natural’ if, not an artificial
‘if’ like Philo’s, may have a sense that descends from the sense of the
Philonian ‘if,’ as in Darwin’s descent of man. Grice then explores the ‘then’
in some formulations, ‘if p, then q’, and notes that Philo never used it, “ei”
simpliciter – or the Romans, “si.”Grice plays with the otiosity of “if p, in
that case q.”And then there’s one that Grice dismisses as ultra-otiose:“if p,
then, in that case, viz. p., q.”Grice then explores ‘truth-functional’ now
applied not to ‘evidence’ but to ‘confirmation.’“p or q” is said to be
truth-functionally confirmable.While “p horseshoe q’ is of course truth-functionally
confirmable.Grice has doubts that ‘if p, q’ may be regarded by Strawson as NOT
being ‘truth-functionally confirmable.’ If would involve what he previously
called a ‘metaphysical excrescence.’Grice then reverts to his bridge example“If
I have a red king, I have a black king.”And provides three scenarios for a
post-mortem truth-functional confirmability.For each of the three rowsNo red,
no blackRed, no blackRed, blackWhich goes ditto for the ‘logical’ puzzleIf Jones has black, Mrs.
Jones has black. The next crop of instantiations come from PM, and begins on p.
64.He kept revising these notes. And by the time he was submitting the essay to
the publisher, he gives up and kept the last (but not least, never latter)
version. Grice uses the second-floor ‘disagree,’ and not an explicit ‘not.’ So
is partially agreeing a form of disagreeing? In 1970, Conservative Heath won to
Labour Wilson.He uses ‘validate’ – for ‘confirm’. ‘p v q’ is validated iff
proved factually satisfactory.On p. 66 he expands“if p, q”as a triple
disjunction of the three rows when ‘if p, q’ is true:“(not-p and not-q) or
(not-p and q) or (p and q)”The only left out is “(p and not-q).”Grice gives an
instantiation for [p et]q“The innings closed at 3:15, Smith no batting.”as
opposed to“The inning close at 3:15, and Smith did not bat.”as displayed byp.qAfter
using ‘or’ for elections he gives the first instantation with ‘if’:“If Wilson
will not be prime minister, it will be Heath.”“If Wilson loses, he loses to
Heath.”‘if’ is noncommutative – the only noncommutative of the three dyadic
truth-functors he considers (‘and,’ ‘or’ and ‘if’).This means that there is a
‘semantic’ emphasis here.There is a distinction between ‘p’ and ‘q’. In the
case of ‘and’ and ‘or’ there is not, since ‘p and q’ iff ‘q and p’ and ‘p or q’
iff ‘q or p.’The distinction is expressed in terms of truth-sufficiency and
false-sufficiency.The antecedent or protasis, ‘p’ is FALSE-SUFFICIENT for the
TRUTH of ‘if p, q.’The apodosis is TRUE-sufficient for the truth of ‘if p, q.’On
p. 67 he raises three questions.FIRST QUESTIONHe is trying to see ‘if’ as
simpler:The three instantiations areIf Smith rings, the butler will let Smith
inIt is not the case that Smith rings, or the butler will let Smith in.It is
not the case both Smith rings and it is not the the butler will let Smith in. (Grice
changes the tense, since the apodosis sometimes requires the future tense)
(“Either Smith WILL RING…”)SECOND QUESTIONWhy did the Anglo-Saxons feel the
need for ‘if’ – German ‘ob’? After all, if Whitehead and Russell are right, the
Anglo-Saxons could have done with ‘not’ and ‘and,’ or indeed with
‘incompatible.’The reason is that ‘if’ is cognate with ‘doubt,’ but The
Anglo-Saxons left the doubt across the North Sea. it
originally from an oblique case of the substantive which may be rendered as
"doubt,” and cognate with archaic German “iba,” which may be rendered as
“condition, stipulation, doubt," Old Norse if "doubt,
hesitation," modern Swedish jäf "exception,
challenge")It’s all different with ‘ei’ and ‘si.’For sisī (orig.
and ante-class. form seī ),I.conj. [from a pronominal stem = Gr. ἑ; Sanscr.
sva-, self; cf. Corss. Ausspr. 1, 778; Georg Curtius Gr. Etym. 396],
a conditional particle, if.As for “ei”εἰ ,
Att.-Ion. and Arc. (for εἰκ, v.
infr. 11 ad
init.), = Dor. and Aeol. αἰ, αἰκ (q.
v.), Cypr.A.“ἤ” Inscr.Cypr.135.10 H.,
both εἰ and αἰ in
Ep.:— Particle used interjectionally with imper. and to express a wish, but
usu. either in conditions, if,
or in indirect questions, whether. In
the former use its regular negative is μή; in the
latter, οὐ.THIRD
QUESTION. Forgetting Grecian neutral apodosis and protasis, why did the Romans
think that while ‘antecedens’ is a good Humeian rendition of ‘protasis,’ yet
instead they chose for the Grecian Humeian ‘apodosis,’ the not necessarily
Humeian ‘con-sequens,’ rather than mere ‘post-sequens’?The Latin terminology is antecedens and consequens, the
ancestors and ... tothem the way the Greek grammatical termsή πρότασιs and
ήαπόδοσιsBRADWARDINE: Note that a consequence is an argumentation made up of an
antecedent and a consequent. He starts with the métiers.For ‘or’ he speaks of
‘semiotic economy’ (p. 69). Grice’s Unitarianism – unitary particle.If,
like iff, is subordinating, but only if is
non-commutative. Gazdar considers how many dyadic particles are possible and
why such a small bunch is chosen. Grice did not even care, as Strawson did, to take
care of ‘if and only if.’ Grice tells us the history behind the ‘nursery rhyme’
about Cock Robin. He learned it from his mother,
Mabel Fenton, at Harborne. Clifton almost made it forget it! But he recovered
in the New World, after reading from Colin Sharp that many of those nursery
rhymes travelled “with the Mayflower.” "Who Killed Cock Robin" is an
English nursery rhyme, which has been much used as a murder archetype[citation
needed] in world culture. It has a Roud Folk Song Index number of 494. Contents 1 Lyrics
2Origin and meaning 3Notes 4 External
links Lyrics[edit] The earliest record of the rhyme is in Tommy Thumb's Pretty
Song Book, published c. 1744, which noted only the first four verses. The
extended version given below was not printed until c. 1770.[1] Who killed Cock Robin? I, said the Sparrow,
with my bow and arrow, I killed Cock Robin. Who saw him die? I, said the Fly,
with my little eye, I saw him die. Who caught his blood? I, said the Fish, with
my little dish, I caught his blood. Who'll make the shroud? I, said the Beetle,
with my thread and needle, I'll make the shroud. Who'll dig his grave? I, said
the Owl, with my little trowel, I'll dig his grave. Who'll be the parson? I,
said the Rook, with my little book, I'll be the parson. Who'll be the clerk? I,
said the Lark, if it's not in the dark, I'll be the clerk. Who'll carry the
link? I, said the Linnet, I'll fetch it in a minute, I'll carry the link.
Who'll be chief mourner? I, said the Dove, I mourn for my love, I'll be chief
mourner. Who'll carry the coffin? I, said the Kite, if it's not through the
night, I'll carry the coffin. Who'll bear the pall? We, said the Wren, both the
cock and the hen, We'll bear the pall. Who'll sing a psalm? I, said the Thrush,
as she sat on a bush, I'll sing a psalm. Who'll toll the bell? I, said the
Bull, because I can pull, I'll toll the bell. All the birds of the air fell
a-sighing and a-sobbing, when they heard the bell toll for poor Cock Robin. The
rhyme has often been reprinted with illustrations, as suitable reading material
for small children.[citation needed] The rhyme also has an alternative ending,
in which the sparrow who killed Cock Robin is hanged for his crime.[2] Several
early versions picture a stocky, strong-billed bullfinch tolling the bell,
which may have been the original intention of the rhyme.[3] Origin and meaning[edit] Although the song
was not recorded until the mid-eighteenth century,[4] there is some evidence
that it is much older. The death of a robin by an arrow is depicted in a
15th-century stained glass window at Buckland Rectory, Gloucestershire,[5] and
the rhyme is similar to a story, Phyllyp Sparowe, written by John Skelton about
1508.[1] The use of the rhyme 'owl' with 'shovel', could suggest that it was
originally used in older middle English pronunciation.[1] Versions of the story
appear to exist in other countries, including Germany.[1] A number of the stories have been advanced to
explain the meaning of the rhyme: The
rhyme records a mythological event, such as the death of the god Balder from
Norse mythology,[1] or the ritual sacrifice of a king figure, as proposed by
early folklorists as in the 'Cutty Wren' theory of a 'pagan survival'.[6][7] It
is a parody of the death of King William II, who was killed by an arrow while
hunting in the New Forest (Hampshire) in 1100, and who was known as William
Rufus, meaning "red".[8] The rhyme is connected with the fall of
Robert Walpole's government in 1742, since Robin is a diminutive form of Robert
and the first printing is close to the time of the events mentioned.[1] All of
these theories are based on perceived similarities in the text to legendary or
historical events, or on the similarities of names. Peter Opie pointed out that
an existing rhyme could have been adapted to fit the circumstances of political
events in the eighteenth century.[1] The
theme of Cock Robin's death as well as the poem's distinctive cadence have
become archetypes, much used in literary fiction and other works of art, from
poems, to murder mysteries, to cartoons.[1]
Notes[edit] ^ Jump up to:a b c d e f g h I. Opie and P. Opie, The Oxford
Dictionary of Nursery Rhymes (Oxford University Press, 1951, 2nd edn., 1997),
pp. 130–3. ^ * Cock Robin at Project Gutenberg ^ M. C. Maloney, ed., English
illustrated books for children: a descriptive companion to a selection from the
Osborne Collection (Bodley Head, 1981), p. 31. ^ Lockwood, W. B. "The
Marriage of the Robin and the Wren." Folklore 100.2 (1989): 237–239. ^ The
gentry house that became the old rectory at Buckland has an impressive timbered
hall that dates from the fifteenth century with two lights of contemporary
stained glass in the west wall with the rebus of William Grafton and arms of
Gloucester Abbey in one and the rising sun of Edward IV in the other light;
birds in various attitudes hold scrolls "In Nomine Jesu"; none is
reported transfixed by an arrow in Anthony Emery, Greater Medieval Houses of England
and Wales, 1300–1500: Southern England, s.v. "Buckland Old Rectory,
Gloucestershire", (Cambridge University Press, 2006), p. 80. ^ R. J.
Stewart, Where is St. George? Pagan Imagery in English Folksong (1976). ^ B.
Forbes, Make Merry in Step and Song: A Seasonal Treasury of Music, Mummer's
Plays & Celebrations in the English Folk Tradition (Llewellyn Worldwide,
2009), p. 5. ^ J. Harrowven, The origins of rhymes, songs and sayings (Kaye
& Ward, 1977), p. 92. External links[edit] Children's literature portal
Death and Burial of Poor Cock Robin, by H. L. Stephens, from Project Gutenberg
Death and Burial of Poor Cock Robin From the Collections at the Library of
Congress Categories: Robert Walpole1744 songsFictional passerine birdsEnglish
nursery rhymesSongwriter unknownEnglish folk songsEnglish children's
songsTraditional children's songsSongs about birdsSongs about deathMurder
balladsThe train from Oakland to
Berkeley.Grice's aunt once visited him, and he picked her up at the Oakland
Railway Station. On
p. 74, Grice in terms of his aunt, mentions for the first time ‘premise’ and
‘conclusion.’On same p. for the record he uses ‘quality’ for affirmative,
negative or infinite. On p. 74 he uses for the first time, with a point, the
expression ‘conditional’ as attached to ‘if.’Oddly on the first line of p. 75,
he uses ‘material conditional,’ which almost nobody does – except for a
blue-collared practitioner of the sciences. ‘Material’ was first introduced by
blue-collared Whitehead and Russell, practictioners of the sciences. They used
‘material’ as applied to ‘implication,’ to distinguish it, oddly, and
unclassily, from ‘formal’ implication. It is only then he quotes Wilson
verbatim in quotes“The question whether so and so is a case of a question
whether such and such” This actually influenced Collingwood, and Grice is
trying to tutor Strawson here once more!For the
logic of question and
answer has roots in the very philosophy that it was ... is John Cook Wilson,
whose Statement
and Inference can be regarded as the STATEMENT AND ITS
RELATION TO THINKING AND APREHENSIOTHE DISTINCTION OF SUBJECT AND PREDICATE IN
LOGIC AND GRAMMAR The influence of Strawson on Cook Wilson.“The building is the
Bodleian.”As answer to“What is that building?”“Which building is the
Bodleian”If the proposition is answer to first question, ‘that building’ is the
subject, if the proposition is answer to second question, ‘the bodleian’ is the
subject. Cf. “The exhibition was not visited by a bald king – of France, as it doesn’t
happen.SUBJECT AS TOPICPREDICATE AS COMMENT.Cf. Grice, “The dog is a shaggy
thig”What is shaggy?What is the dog?THIS DOG – Subject – TopicTHAT SHAGGY THING
– Subject – occasionally, but usually Predicate, Comment.In fact, Wilson bases
on StoutI am hungryWho is hungry?: subject IIs there anything amiss with you?
‘hungry’ is the subjectAre you really hungry? ‘am’ is the subject.Grice used to
be a neo-Stoutian before he turned a neo-Prichardian so he knew. But perhaps
Grice thought better of Cook Wilson. More of a philosopher. Stout seemed to
have been seen as a blue-collared practioner of the SCIENCE of psychology, not
philosophical psychology! Cf. Leicester-born B. Mayo, e: Magdalen, Lit. Hum.
(Philosophy) under? on ‘if’ and Cook Wilson in Analysis.Other example by
Wilson:“Glass is elastic.”Grice is motivated to defend Cook Wilson because
Chomsky was criticizing him (via a student who had been at Oxford). [S]uppose
instruction was being given in the properties of glass, and the instructor said
‘glass is elastic’, it would be natural to say that what was being talkedabout
and thought about was ‘glass’, and that what was said of it was that it was
elastic. Thus glass would be the subject and that it is elastic would be the
predicate. (Cook Wilson 1926/1969, Vol. 1:117f.) What Cook Wilson discusses
here is a categorical sentence. The next two quotes are concerned with an
identificational sentence. [I]n the statement ‘glass is elastic’, if the matter
of inquiry was elasticity and the question was what substances possessed the
property of elasticity, glass, in accordance with the principle of the
definition, would no longer be subject, and the kind of stress which fell upon
‘elastic’ when glass was the subject, would now be transferred to ‘glass’. [. .
.] Thus the same form of words should be analyzed differently according as the
words are the answer to one question or another. (Cook Wilson 1926/1969, Vol.
1:119f.) When the stress falls upon ‘glass’, in ‘glass is elastic’, there is no
word in the sentence which denotes the actual subject elasticity; the word
‘elastic’ refers to what is already known of the subject, and glass, which has
the stress, is the only word which refers to the supposed new fact in the
nature of elasticity, that it is found in glass. Thus, according to the
proposed formula, ‘glass’ would have to be the predicate. [. . .] Introduction
and overview But the ordinary analysis would never admit that ‘glass’ was the
predicate in the given sentence and elasticity the subject. (Cook Wilson
1926/1969, Vol. 1:121)H. P. Grice knew that P. F. Strawson knew of J. C.
Wilson on “That building is the
Bodleian” via Sellars’s criticism.There is a strong
suggestion in Sellars' paper that I would have done
better if I had stuck to Cook Wilson. This suggestion I want equally strongly
to repudiate. Certainly Cook Wilson draws
attention to an interesting difference in ways in which items
may appear in discourse. It may be roughly expressed as follows.
When we say Glass is elastic we may be talking about glass or we
may be talking about elasticity (and we may, in the relevant sense of
'about' be doing neither). We are talking about glass if we are citing
elasticity as one of the properties of glass, we
are talking about elasticity if we are citing
glass as one of the substances which are elastic. Similarly
when we say Socrates is wise, we may be citing Socrates as an
instance of wisdom or wisdom as one of the proper- ties
of Socrates. And of course we may be doing
neither but, e.g., just imparting miscellaneous
information. Now how, if at all, could this
difference help me with my question? Would it help at all, for example,
if it were plausible (which it is not) to say that we were
inevitably more interested in determining what properties a given
particular had,than in determining what particular had a given property?
Wouldn't this at least suggest that particulars were the natural
subjects, in the sense of subjects of &erest? Let
me answer this question by the reminder that what I have
to do is to establish a connexion between some
formal linguistic difference and a category
difference; and a formal linguistic difference is
one which logic can take cognizance of, in abstraction from pragmatic
considerations, like the direction of interest. Such
a formal ditference exists in the difference between appearing in
discourse directly designated and appearing in discourse
under the cloak of quantification. ““But the difference in the
use of unquantified statements to which Cook Wilson draws
attention is not a formal difference at all.”Both glass and elasticity,
Socrates and wisdom appear named in such statements,
whichever, in Cook Wilson's sense, we are talking
about. An appeal to pragmatic considerations is,
certainly, an essential part of my own
account at a certain point: but this is the point at which
such considerations are in- voked to explain why a certain formal
difference should be particularly closely linked, in common speech, with
a certain category difference. The difference of which Cook
Wilson speaks is, then, though interesting in itself, irrelevant to my
question. Cook Wilson is, and I am not, concerned with what Sellars
calls dialectical distinctions.”
On p.76 Grice mentions
for the first time the “ROLE” of if in an indefinite series of ‘interrogative
subordination.”For
Cook Wilson,as Price knew (he quotes him in Belief), the function of ‘if’ is to
LINK TWO QUESTIONS. You’re the cream in my coffee as ‘absurd’ if literally (p.
83). STATEMENT
In this entry we will explore how Grice sees the
‘implicatum’ that he regards as ‘conversational’ as applied to the emissor and
in reference to the Graeco-Roman classical tradition. Wht is implicated may not
be the result of any maxim, and yet not conventional – depending on a feature
of context. But nothing like a maxim – Strawson Wiggins p. 523. Only a
CONVERSATIONAL IMPLICATUM is the result of a CONVERSATIONAL MAXIM and the
principle of conversational helpfulness. In a ‘one-off’ predicament, there may
be an ‘implicatum’ that springs from the interaction itself. If E draws a
skull, he communicates that there is danger. If addressee runs away, this is
not part of the implicatum. This Grice considers in “Meaning.” “What is meant”
should cover the immediate effect, and not any effect that transpires out of
the addressee’s own will. Cf. Patton on Kripke. One thief to another: “The cops
are coming!” The expressiom “IMPLICATION” is figures, qua entry, in
a philosophical dictionary that Grice consulted at Oxford. In the vernacular,
there are two prominent relata: entailment and implicature, the FRENCH have
their “implication.” When it comes to the Germans, it’s more of a trick.
There’s the “nachsichziehen,” the “zurfolgehaben,” the “Folge(-rung),” the
“Schluß,” the “Konsequenz,” and of course the “Implikation” and the “Implikatur,”
inter alia. In Grecian, which Grice
learned at Clifton, we have the “sumpeplegmenon,” or “συμπεπλεγμένον,” if you
must, i. e. the “sum-peplegmenon,” but there’s also the “sumperasma,” or “συμπέϱασμα,”
if you must, “sum-perasma;” and then there’s the “sunêmmenon,” or “συνημμένον,”
“sun-emmenon,” not to mention (then why does Grice?) the “akolouthia,” or “ἀϰολουθία,”
if you must, “akolouthia,” and the “antakolouthia,” ἀνταϰολουθία,” “ana-kolouthia.”
Trust clever Cicero to regard anything ‘Grecian’ as not displaying enough
gravitas, and thus rendering everything into Roman. There’s the “illatio,” from
‘in-fero.’ The Romans adopted two different roots for this, and saw them as
having the same ‘sense’ – cf. referro, relatum, proferro, prolatum; and then
there’s the “inferentia,”– in-fero; and then there’s the “consequentia,” --
con-sequentia. The seq- root is present in ‘sequitur,’ non sequitur. The ‘con-‘
is transliterating Greek ‘syn-’ in the three expressions with ‘syn’:
sympleplegmenon, symperasma, and synemmenon. The Germans, avoiding the
Latinate, have a ‘follow’ root: in “Folge,” “Folgerung,” and the verb
“zur-folge-haben. And perhaps ‘implicatio,’
which is the root Grice is playing with. In Italian and French it
underwent changes, making ‘to imply’ a doublet with Grice’s ‘to implicate’ (the
form already present, “She was implicated in the crime.”). The strict opposite
is ‘ex-plicatio,’ as in ‘explicate.’ ‘implico’ gives both ‘implicatum’ and
‘implicitum.’ Consequently, ‘explico’ gives both ‘explicatum’ and ‘explicitum.’
In English Grice often uses ‘impicit,’ and ‘explicit,’ as they relate to communication,
as his ‘implicatum’ does. His ‘implicatum’ has more to do with the contrast
with what is ‘explicit’ than with ‘what follows’ from a premise. Although in
his formulation, both readings are valid: “by uttering x, implicitly conveying
that q, the emissor CONVERSATIONALY implicates that p’ if he has explicitly
conveyed that p, and ‘q’ is what is required to ‘rationalise’ his
conversational behavioiur. In terms of the emissor, the distinction is between
what the emissor has explicitly conveyed and what he has conversationally
implicated. This in turn contrasts what some philosophers refer metabolically
as an ‘expression,’ the ‘x’ ‘implying’ that p – Grice does not bother with this
because, as Strawson and Wiggins point out, while an emissor cannot be true,
it’s only what he has either explicitly or implicitly conveyed that can be
true. As Austin says, it’s always a FIELD where you do the linguistic botany.
So, you’ll have to vide and explore: ANALOGY, PROPOSITION, SENSE, SUPPOSITION,
and TRUTH. Implication denotes a relation between propositions and statements
such that, from the truth-value of the protasis or antecedent (true or false),
one can derive the truth of the apodosis or consequent. More broadly, we can
say that one idea ‘implies’ another if the first idea cannot be thought without
the second one -- RT: Lalande, Vocabulaire technique et critique de la
philosophie. Common usage makes no strict differentiation between “to imply,”
“to infer,” and “to lead to.” Against Dorothy Parker. She noted that those of
her friends who used ‘imply’ for ‘infer’ were not invited at the Algonquin. The
verb “to infer,” (from Latin, ‘infero,’ that gives both ‘inferentia,’
inference, and ‘illatio,’ ‘illatum’) meaning “to draw a consequence, to deduce”
(a use dating to 1372), and the noun “inference,” meaning “consequence” (from
1606), do not on the face of it seem to be manifestly different from “to imply”
and “implication.” But in Oxonian usage, Dodgson avoided a confusion. “There
are two ways of confusing ‘imply’ with ‘infer’: to use ‘imply’ to mean ‘infer,’
and vice versa. Alice usually does the latter; the Dodo the former.” Indeed,
nothing originally distinguishes “implication” as Lalande defines it — “a
relation by which one thing ‘implies’ another”— from “inference” as it is
defined in Diderot and d’Alembert’s Encyclopédie (1765): “An operation by which
one ACCEPTS (to use a Griceism) a proposition because of its connection to
other propositions held to be true.” The same phenomenon can be seen in the
German language, in which the terms corresponding to “implication,” “Nach-sich-ziehen,”
“Zur-folge-haben,” “inference,” “Schluß”-“Folgerung,” “Schluß,” “to infer,”
“schließen,” “consequence,” “Folge” “-rung,” “Schluß,” “Konsequenz,”
“reasoning,” “”Schluß-“ “Folgerung,” and “to reason,” “schließen,” “Schluß-folger-ung-en
ziehen,” intersect or overlap to a large extent. In the French language, the
expression “impliquer” reveals several characteristics that the expression does
not seem to share with “to infer” or “to lead to.” First of all, “impliquer” is
originally (1663) connected to the notion of contradiction, as shown in the use
of impliquer in “impliquer contradiction,” in the sense of “to be
contradictory.” The connection between ‘impliquer’ and ‘contradiction’ does
not, however, explain how “impliquer” has passed into its most commonly
accepted meaning — “implicitly entail” — viz. to lead to a consequence. Indeed,
the two usages (“impliquer” connected with contradiction” and otherwise)
constantly interfere with one another, which certainly poses a number of
difficult problems. An analogous phenomenon can be found in the case of
“import,” commonly given used as “MEAN” or “imply,” but often wavering instead,
in certain cases, between “ENTAIL” and “imply.” In French, the noun “import” itself
is generally left as it I (“import existentiel,” v. SENSE, Box 4, and cf.
that’s unimportant, meaningless). “Importer,”
as used by Rabelais, 1536, “to necessitate, to entail,” forms via It.“importare,” as used by Dante), from the Fr.
“emporter,” “to entail, to have as a consequence,” dropped out of usage, and
was brought back through Engl. “import.” The nature of the connection between
the two primary usages of L. ‘implicare,’ It. ‘implicare,’ and Fr. ‘impliquer,’
“to entail IMPLICITitly” and “to lead to a consequence,” nonetheless remains obscure,
but not to a Griceian, or Grecian. Another difficulty is understanding how the
transition occurs from Fr. “impliquer,” “to lead to a consequence,” to
“implication,” “a logical relation in which one statement necessarily supposes
another one,” and how we can determine what in this precise case distinguishes
“implication” from “PRAE-suppositio.” We therefore need to be attentive to what
is implicit in Fr. “impliquer” and “implication,” to the dimension of Fr.
“pli,” a pleat or fold, of Fr. “re-pli,” folding back, and of the Fr. “pliure,”
folding, in order to separate out “imply,” “infer,” “lead to,” or
“implication,” “inference,” “consequence”—which requires us to go back to
Latin, and especially to medieval Latin. Once we clarify the relationship
between the usage of “implication” and the medieval usage of “implicatio,” we
will be able to examine certain derivations (as in Sidonius’s ‘implicatura,”
and H. P. Grice’s “implicature,” after ‘temperature,’ from ‘temperare,’) or
substitutes (“entailment”) of terms related to the generic field (for
linguistic botanising) of “implicatio,” assuming that it is difficulties with
the concept of implication (e. g., the ‘paradoxes,’ true but misleading, of material
versus formal implication – ‘paradox of implication’ first used by Johnson
1921) that have given rise to this or that newly coined expression
corresponding to this or that original attempt. This whole set of difficulties
certainly becomes clearer as we leave Roman and go further upstream to Grecian,
using the same vocabulary of implication, through the conflation of several
heterogeneous gestures that come from the systematics in Aristotle and the
Stoics. The Roman Vocabulary of Implication and the Implicatio has the
necessary ‘gravitas,’ but Grice, being a Grecian at heart, found it had ‘too
much gravitas,’ hence his ‘implicature,’ “which is like the old Roman
‘implicare,’ but for fun!” A number of different expressions in medieval Latin
can express in a more or less equivalent manner the relationship between
propositions and statements such that, from the truth-value of the antecedent
(true or false), one can derive the truth-value of the consequent. There is
“illatio,” and of course “illatum,” which Varro thought fell under ‘inferre.’
Then there’s the feminine noun, ‘inferentia,’ from the ‘participium praesens’
of ‘inferre,’ cf. ‘inferens’ and ‘ilatum.’ There is also ‘consequentia,’ which
is a complex transliterating the Greek ‘syn-,’ in this case with ‘’sequentia,’
from the deponent verb. “I follow you.” Peter Abelard (Petrus Abelardus, v.
Abelardus) makes no distinction in using the expression “consequentia” for the
‘propositio conditionalis,’ hypothetical. Si est homo, est animal. If Grice is
a man, Grice is an animal (Dialectica, 473 – Abelardus uses ‘Greek man,’ not
Grice.’ His implicature is ‘if a Greek man is a man, he is therefore also some
sort of an animal’). But Abelardus also uses the expression “inferentia” for ‘same
old same old’ (cf. “Implicature happens.”). Si non est iustus homo, est non
iustus homo. Grice to Strawson on the examiner having given him a second. “If
it is not the case that your examiner was a fair man, it follows thereby that
your examiner was not a fair man, if that helps.” (Dialectica., 414). For some reason, which Grice found obscure,
‘illatio” appears “almost always” in the context of commenting on Aristotle’s
“Topics,” – “why people found the topic commenting escapes me” -- aand denotes
more specifically a reasoning, or “argumentum,” in Boethius, allowing for a “consequentia”
to be drawn from a given place. So Abelardus distinguishes: “illatio a causa.”
But there is also “illatio a simili.” And there is “iillatio a pari.” And there
is “illatio a partibus.” “Con-sequentia” sometimes has a very generic usage,
even if not as generic as ‘sequentia.” “Consequentia est quaedam habitudo inter
antecedens et consequens,” “Logica modernorum,” 2.1:38 – Cfr. Grice on
Whitehead as a ‘modernist’! Grice draws his ‘habit’ from the scholastic
‘habitudo.’ Noe that ‘antededens’ and ‘consequens.’ The point is a tautological
formula, in terms of formation. Surely ‘consequentia’ relates to a
‘consequens,’ where the ‘consequens’ is the ‘participium praesens’ of the verb
from which ‘consequentia’ derives. It’s like deving ‘love’ by ‘to have a
beloved.’ “Consequentia” is in any case present, in some way, without the
intensifier ‘syn,’ which the Roman gravitas added to transliterate the Greek
‘syn,’ i. e. ‘cum.’ -- in the expression “sequitur” and in the expression
“con-sequitur,” literally, ‘to follow,’ ‘to ensue,’ ‘to result in’). Keenan
told Grice that this irritated him. “If there is an order between a premise and
a conclusion, I will stop using ‘follow,’ because that reverts the order. I’ll use
‘… yields …’ and write that ‘p yields q.’” “Inferentia,” which is cognate (in
the Roman way of using this expression broadly) with ‘illatio,’ and ‘illatum,’
-- frequently appears, by contrast, and “for another Grecian reason,” as Grice
would put it -- in the context of the Aristotle’s “De Interpretatione,” on which
Grice lectures only with J. L. Austin (Grice lectured with Strawson on
“Categoriae,” only – but with Austin, from whom Grice learned – Grice lectured
on both “Categoriae’ AND “De Interpretatione.” -- whether it is as part of a commentarium on Apuleius’s
Isagoge and the Square of Oppositions (‘figura quadrata spectare”), in order to
explain this or that “law” underlying any of the four sides of the square. So,
between A and E we have ‘propositio opposita.’ Between A and I, and between E
and O, we have propositio sub-alterna. Between A and O, and between E and I, we
have propositio contradictoria. And between I and O, we have “propositio
sub-alterna.” -- Logica modernorum, 2.1:115. This was irritatingly explored by
P. F. Strawson and brought to H. P. Grice’s attention, who refused to accept
Strawson’s changes and restrictions of the ‘classical’ validities (or “laws”)
because Strawson felt that the ‘implication’ violated some ‘pragmatic rule,’
while still yielding a true statement. Then there’s the odd use of “inferentia”
to apply to the different ‘laws’ of ‘conversio’ -- from ‘convertire,’
converting one proposition into another (Logica modernorum 131–39). Nevertheless,
“inferentia” is used for the dyadic (or triadic, alla Peirce) relationship of ‘implicatio,’
which for some reason, the grave Romans were using for less entertaining
things, and not this or that expressions from the “implication” family, or
sub-field. Surprisingly, a philosopher
without a classical Graeco-Roman background could well be mislead into thinking
that “implicatio” and “implication” are disparate! A number of treatises,
usually written by monks – St. John’s, were Grice teaches, is a Cicercian
monastery -- explore the “implicits.” Such a “tractatus” is not called
‘logico-philosophicus,’ but a “tractatus implicitarum,” literally a treatise on
this or that ‘semantic’ property of the
proposition said to be an ‘implicatum’ or an ‘implication,’ or ‘propositio re-lativa.’
This is Grice’s reference to the conversational category of ‘re-lation.’
“Re-latio” and “Il-latio” are surely cognate. The ‘referre’ is a bring back;
while the ‘inferre’ is the bring in. The propositio is not just ‘brought’
(latum, or lata) it is brought back. Proposition Q is brought back (relata) to
Proposition P. P and Q become ‘co-relative.’ This is the terminology behind the
idea of a ‘relative clause,’ or ‘oratio relativa.’ E.g. “Si Plato tutee
Socrates est, Socratos tutor Platonis est,” translated by Grice, “If Strawson was
my tutee, it didn’t show!”. Now, closer to Grice “implicitus,” with an “i”
following the ‘implic-‘ rather than the expected ‘a’ (implica), “implicita,”
and “implicitum,” is an alternative “participium passatum” from “im-plic-are,”
in Roman is used for “to be joined, mixed, enveloped.” implĭco (inpl- ), āvi,
ātum, or (twice in Cic., and freq. since the Aug. per.) ŭi, ĭtum (v. Neue,
Formenl. 2, 550 sq.), 1, v. a. in-plico, to fold into; hence, I.to infold,
involve, entangle, entwine, inwrap, envelop, encircle, embrace, clasp, grasp
(freq. and class.; cf.: irretio, impedio). I. Lit.: “involvulus in pampini
folio se,” Plaut. Cist. 4, 2, 64: “ut tenax hedera huc et illuc Arborem
implicat errans,” Cat. 61, 35; cf. id. ib. 107 sq.: “et nunc huc inde huc
incertos implicat orbes,” Verg. A. 12, 743: “dextrae se parvus Iulus
Implicuit,” id. ib. 2, 724; cf.: “implicuit materno bracchia collo,” Ov. M. 1,
762: “implicuitque suos circum mea colla lacertos,” id. Am. 2, 18, 9:
“implicuitque comam laevā,” grasped, Verg. A. 2, 552: “sertis comas,” Tib. 3,
6, 64: “crinem auro,” Verg. A. 4, 148: “frondenti tempora ramo,” id. ib. 7,
136; cf. Ov. F. 5, 220: in parte inferiore hic implicabatur caput, Afran. ap.
Non. 123, 16 (implicare positum pro ornare, Non.): “aquila implicuit pedes
atque unguibus haesit,” Verg. A. 11, 752: “effusumque equitem super ipse
(equus) secutus Implicat,” id. ib. 10, 894: “congressi in proelia totas
Implicuere inter se acies,” id. ib. 11, 632: “implicare ac perturbare aciem,”
Sall. J. 59, 3: “(lues) ossibus implicat ignem,” Verg. A. 7, 355.—In part.
perf.: “quini erant ordines conjuncti inter se atque implicati,” Caes. B. G. 7,
73, 4: “Canidia brevibus implicata viperis Crines,” Hor. Epod. 5, 15: “folium
implicatum,” Plin. 21, 17, 65, § 105: “intestinum implicatum,” id. 11, 4, 3, §
9: “impliciti laqueis,” Ov. A. A. 2, 580: “Cerberos implicitis angue minante
comis,” id. H. 9, 94: “implicitamque sinu absstulit,” id. A. A. 1, 561:
“impliciti Peleus rapit oscula nati,” held in his arms, Val. Fl. 1, 264. II.
Trop. A. In gen., to entangle, implicate, involve, envelop, engage: “di
immortales vim suam ... tum terrae cavernis includunt, tum hominum naturis
implicant,” Cic. Div. 1, 36, 79: “contrahendis negotiis implicari,” id. Off. 2,
11, 40: “alienis (rebus) nimis implicari molestum esse,” id. Lael. 13, 45:
“implicari aliquo certo genere cursuque vivendi,” id. Off. 1, 32, 117:
“implicari negotio,” id. Leg. 1, 3: “ipse te impedies, ipse tua defensione
implicabere,” Cic. Verr. 2, 2, 18, § 44; cf.: multis implicari erroribus, id.
Tusc. 4, 27, 58: “bello,” Verg. A. 11, 109: “eum primo incertis implicantes
responsis,” Liv. 27, 43, 3: “nisi forte implacabiles irae vestrae implicaverint
animos vestros,” perplexed, confounded, id. 40, 46, 6: “paucitas in partitione
servatur, si genera ipsa rerum ponuntur, neque permixte cum partibus
implicantur,” are mingled, mixed up, Cic. Inv. 1, 22, 32: ut omnibus copiis
conductis te implicet, ne ad me iter tibi expeditum sit, Pompei. ap. Cic. Att.
8, 12, D, 1: “tanti errores implicant temporum, ut nec qui consules nec quid
quoque anno actum sit digerere possis,” Liv. 2, 21, 4.—In part. perf.: “dum rei
publicae quaedam procuratio multis officiis implicatum et constrictum tenebat,”
Cic. Ac. 1, 3, 11: “Deus nullis occupationibus est implicatus,” id. N. D. 1,
19, 51; cf.: “implicatus molestis negotiis et operosis,” id. ib. 1, 20, 52:
“animos dederit suis angoribus et molestiis implicatos,” id. Tusc. 5, 1, 3:
“Agrippina morbo corporis implicata,” Tac. A. 4, 53: “inconstantia tua cum
levitate, tum etiam perjurio implicata,” Cic. Vatin. 1, 3; cf. id. Phil. 2, 32,
81: “intervalla, quibus implicata atque permixta oratio est,” id. Or. 56, 187:
“(voluptas) penitus in omni sensu implicata insidet,” id. Leg. 1, 17, 47: “quae
quatuor inter se colligata atque implicata,” id. Off. 1, 5, 15: “natura non tam
propensus ad misericordiam quam implicatus ad severitatem videbatur,” id. Rosc.
Am. 30, 85; “and in the form implicitus, esp. with morbo (in morbum): quies
necessaria morbo implicitum exercitum tenuit,” Liv. 3, 2, 1; 7, 23, 2; 23, 40,
1: “ubi se quisque videbat Implicitum morbo,” Lucr. 6, 1232: “graviore morbo
implicitus,” Caes. B. C. 3, 18, 1; cf.: “implicitus in morbum,” Nep. Ages. 8,
6; Liv. 23, 34, 11: “implicitus suspicionibus,” Plin. Ep. 3, 9, 19; cf.:
“implicitus terrore,” Luc. 3, 432: “litibus implicitus,” Hor. A. P. 424:
“implicitam sinu abstulit,” Ov. A. A. 1, 562: “(vinum) jam sanos implicitos
facit,” Cael. Aur. Acut. 3, 8, 87.— B. In partic., to attach closely, connect
intimately, to unite, join; in pass., to be intimately connected, associated,
or related: “(homo) profectus a caritate domesticorum ac suorum serpat longius
et se implicet primum civium, deinde mortalium omnium societate,” Cic. Fin. 2,
14, 45: “omnes qui nostris familiaritatibus implicantur,” id. Balb. 27, 60:
“(L. Gellius) ita diu vixit, ut multarum aetatum oratoribus implicaretur,” id.
Brut. 47, 174: “quibus applicari expediet, non implicari,” Sen. Ep. 105, 5.— In
part. perf.: “aliquos habere implicatos consuetudine et benevolentia,” Cic.
Fam. 6, 12, 2: “implicatus amicitiis,” id. Att. 1, 19, 8: “familiaritate,” id.
Pis. 29, 70: “implicati ultro et citro vel usu diuturno vel etiam officiis,”
id. Lael. 22, 85. —Hence, 1. implĭcātus (inpl- ), a, um, P. a., entangled,
perplexed, confused, intricate: “nec in Torquati sermone quicquam implicatum
aut tortuosum fuit,” Cic. Fin. 3, 1, 3: “reliquae (partes orationis) sunt
magnae, implicatae, variae, graves, etc.,” id. de Or. 3, 14, 52: vox rauca et
implicata, Sen. Apocol. med. — Comp.: “implicatior ad loquendum,” Amm. 26, 6,
18. — Sup.: “obscurissima et implicatissima quaestio,” Gell. 6, 2, 15: “ista
tortuosissima et implicatissima nodositas,” Aug. Conf. 2, 10 init.— 2.
im-plĭcĭtē (inpl- ), adv., intricately (rare): “non implicite et abscondite,
sed patentius et expeditius,” Cic. Inv. 2, 23, 69. -- “Implicare” adds to these
usages the idea of an unforeseen difficulty, i. e. a hint of “impedire,” and
even of deceit, i. e. a hint of “fallere.” Why imply what you can exply? Cf.
subreptitious. subreption (n.)"act
of obtaining a favor by fraudulent suppression of facts," c. 1600, from
Latin subreptionem (nominative subreptio),
noun of action from past-participle stem of subripere, surripere (see surreptitious).
Related: Subreptitious.
surreptitious (adj.)mid-15c., from Latin surrepticius "stolen,
furtive, clandestine," from surreptus, past participle
of surripere "seize
secretly, take away, steal, plagiarize," from assimilated form of sub "from
under" (hence, "secretly;" see sub-) + rapere "to
snatch" (see rapid). Related: Surreptitiously.
The source of the philosophers’s usage of ‘implicare’ is a passage from
Aristotle’s “De Int.” on the contrariety of proposition A and E (14.23b25–27),
in which “implicita” (that sould be ‘com-plicita,’ and ‘the emissor complicates
that p”) renders Gk. “sum-pepleg-menê,” “συμ-πεπλεγμένη,” f. “sum-plek-ein,”
“συμ-πλέϰein,” “to bind together,” as in ‘com-plicatio,’ complication, and
Sidonius’s ‘complicature,’ and Grice’s ‘complicature,’ as in ‘temperature,’
from ‘temperare.’ “One problem with P. F. Strawson’s exegesis of J. L. Austin
is the complicature is brings.” This is from the same family or field as
“sum-plokê,” “συμ-πλοϰή,” which Plato (Pol. 278b; Soph. 262c) uses for the
‘second articulation,’ the “com-bination” of sounds (phone) that make up a word
(logos), and, more philosophically interesting, for ‘praedicatio,’ viz., the
interrelation within a ‘logos’ or ‘oratio’ of a noun, or onoma or nomen, as in
“the dog,” and a verb, or rhema, or verbum, -- as in ‘shaggisising’ -- that
makes up a propositional complex, as “The dog is shaggy,” or “The dog
shaggisises.” (H. P. Grice, “Verbing from adjectiving.”). In De Int. 23b25-27,
referring to the contrariety of A and O, Aristotle, “let’s grant it” – as Grice
puts it – “is hardly clear.” Aristotle writes: “hê de tou hoti kakon to agathon
SUM-PEPLEG-MENÊ estin.” “Kai gar hoti ouk agathon anagkê isôs hupolambanein ton
auton.”“ἡ δὲ τοῦ ὅτι ϰαϰὸν τὸ ἀγαθὸν συμπεπλεγμένη ἐστίν.”“ϰαὶ γὰϱ ὅτι οὐϰ ἀγαθὸν
ἀνάγϰη ἴσως ὑπολαμϐάνειν τὸν αὐτόν.” Back in Rome, Boethius thought of bring
some gravitas to this. “Illa vero quae est,” Boethius goes,” Quoniam malum est
quod est bonum, IMPLICATA est. Et enim: “Quoniam non bonum est.” necesse est
idem ipsum opinari (repr. in Aristoteles latinus, 2.1–2.4–6. In a later vulgar
Romance, we have J. Tricot). “Quant au jugement, “Le bon est mal” ce n’est en
réalité qu’une COMBINAISON de jugements, cars sans doute est-il nécessaire de
sous-entendre en même temps “le bon n’est pas le bon.” Cf. Mill on ‘sous-entendu’
of conversation. This was discussed by H. P. Grice in a tutorial with
Reading-born English philosopher J. L. Ackrill at St. John’s. With the help of H. P. Grice, J. L. Ackrill
tries to render Boethius into the vernacular (just to please Austin) as
follows. “Hê de tou hoti kakon to agathon SUM-PEPLEG-MENÊ estin, kai gar hoti
OUK agathon ANAGKê isôs hupo-lambanein ton auton” “Illa vero quae est, ‘Quoniam
malum est quod est bonum,’ IMPLICATA est, et enim, ‘Quoniam non bonum est,’ necesse
est idem ipsum OPINARI. In the vernacular: “The belief expressed by the
proposition, ‘The good is bad,’ is COM-PLICATED or com-plex, for the same
person MUST, perhaps, suppose also the proposition, ‘The good it is not good.’”
Aristotle goes on, “For what kind of utterance is “The good is not good,” or as
they say in Sparta, “The good is no good”? Surely otiose. “The good” is a
Platonic ideal, a universal, separate from this or that good thing. So surely,
‘the good,’ qua idea ain’t good in the sense that playing cricket is good. But
playing cricket is NOT “THE” good: philosophising is.” H. P. Grice found
Boethius’s commentary “perfectly elucidatory,” but Ackrill was perplexed, and
Grice intended Ackrill’s perplexity to go ‘unnoticed’ (“He is trying to
communicate his perplexity, but I keep ignoring it.” For Ackrill was
surreptitiously trying to ‘correct’ his tutor. Aristotle, Acrkill thought, is
wishing to define the ‘contrariety’ between two statements or opinions, or not
to use a metalanguage second order, that what is expressed by ‘The good is bad’
is a contrarium of what is expressed by ‘The good is no good.’” Aristotle starts,
surely, from a principle. The principle states that a maximally false
proposition, set in opposition to a maximally true proposition (such as “The
good is good”), deserves the name “contraria” – and ‘contrarium’ to what is
expressed by it. In a second phase, Aristotle then tries to demonstrate, in a
succession of this or that stage, that ‘The good is good’ understood as a
propositio universalis dedicativa – for all x, if x is (the) good, x is good (To
agathon agathon estin,’ “Bonum est bonum”) is a maximally true proposition.” And
the reason for this is that “To agathon agathon estin,” or “Bonum bonum est,”
applies to the essence (essentia) of “good,” and ‘predicates’ “the same of the
same,” tautologically. Now consider Aristotle’s other proposition “The good is
the not-bad,” the correlative E form, For all x, if x is good, x is not bad. This
does not do. This is not a maximally true proposition. Unlike “The good is
good,” The good is not bad” does not apply to the essence of ‘the good,’ and it
does not predicate ‘the same of the same’ tautologically. Rather, ‘The good is
not bad,’ unless you bring one of those ‘meaning postulates’ that Grice rightly
defends against Quine in “In defense of a dogma,” – in this case, (x)(Bx iff
~Gx) – we stipulate something ‘bad’ if it ain’t good -- is only true notably
NOT by virtue of a necessary logical implication, but, to echo my tutor, by
implicature, viz. by accident, and not by essence (or essential) involved in
the ‘sense’ of either ‘good’ or ‘bad,’ or ‘not’ for that matter. Surely Aristotle
equivocates slightly when he convinced Grice that an allegedly maximally false
proposition (‘the good is bad’) entails or yields the negation of the same
attribute, viz., ‘The good is not good,’ or more correctly, ‘It is not the case
that the good is good,’ for this is axiomatically contradictory, or
tautologically and necessarily false without appeal to any meaning postulate.
For any predicate, Fx and ~Fx. The question then is one of knowing whether ‘The
good is bad’ deserves to be called the contrary proposition (propositio
contraria) of ‘The good is good.’ Aristotle notes that the proposition, ‘The
good is bad,’ “To agathon kakon estin,” “Bonum malum est,” is NOT the maximally
false proposition opposed to the maximally true, tautological, and empty,
proposition, “The good is good,” ‘To agathon agathon estin,’ “Bonum bonum est.”
“Indeed, “the good is bad” is sumpeplegmenê, or COMPLICATA. What the emissor
means is a complicatum, or as Grice preferred, a ‘complicature. Grice’s
complicature (roughly rendered as ‘complification’) condenses all of the
moments of the transition from the simple idea of a container (cum-tainer) to
the “modern” ideas of implication, Grice’s implicature, and prae-suppositio.
The ‘propositio complicate,’ is, as Boethius puts it, duplex, or equivocal. The
proposition has a double meaning – one
explicit, the other implicit. “A ‘propositio complicata’ contains within itself
[“continet in se, intra se”]: bonum non est.” Boethius then goes rightly to
conclude (or infer), or stipulate, that only a “simplex” proposition, not a
propositio complicata, involving some ‘relative clause,’ can be said to be
contrary to another -- Commentarii in librum Aristotelis Peri hermêneais, 219.
Boethius’s exegesis thesis is faithful to Aristotle. For Aristotle, nothing
like “the good is not bad,” but only the tautologically false “the good is not
good,” or it is not the case that the good is good, (to agathon agathon esti,
bonum bonum est), a propositio simplex, and not a propositio complicate, is the
opposite (oppositum, -- as per the ‘figura quadrata’ of ‘oppoista’ -- of “the
good is good,” another propositio simplex. Boethius’s analysis of “the good is
bad,” a proposition that Boethius calls ‘propositio complicate or ‘propositio
implicita’ are manifestly NOT the same as Aristotle’s. For Aristotle, the “doxa
hoti kakon to agathon [δόξα ὅτι ϰαϰὸν τὸ ἀγαθόν],” the opinion according to
which the good is bad, is only ‘contrary’ to “the good is good” to the extent
that it “con-tains” (in Boethius’s jargon) the tautologically false ‘The good
is not good.’ For Boethius, ‘The good is bad’ is contrary to ‘the good is good’
is to the extent that ‘the good is bad’ contains, implicitly, the belief which
Boethius expresses as ‘Bonum NON est —“ cf. Grice on ‘love that never told can
be” – Featuring “it is not the case that,” the proposition ‘bonum non est’ is a
remarkably complicated expression in Latin, a proposition complicata indeed.
‘Bonum non est’ can mean, in the vernacular, “the good is not.” “Bonum non est”
can only be rendered as “there is nothing good.’ “Bonum non est’ may also be
rendered, when expanded with a repeated property, the tautologically false ‘The
good is not good” (Bonum non bonum est). Strangely, Abelard goes in the same
direction as Aristotle, contra Boethius. “The good is bad” (Bonum malum est) is “implicit” (propositio implicita or
complicate) with respect to the tautologically false ‘Bonum bonum non est’ “the
good is not good.”Abelardus, having read Grice – vide Strawson, “The influence
of Grice on Abelardus” -- explains clearly the meaning of “propositio
implicita”: “IMPLYING implicitly ‘bonum non bonum est,’ ‘the good is not good’
within itself, and in a certain wa containing it [“IM-PLICANS eam in se, et
quodammodo continens.” Glossa super Periermeneias, 99–100. But Abelard expands
on Aristotle. “Whoever thinks ‘bonum malum est,’ ‘the good is bad’ also thinks
‘bonum non bonum est,’ ‘the good is not good,’ whereas the reverse does not
hold true, i. e. it is not the case that whoever thinks the tautologically
false ‘the good is not good’ (“bonum bonum non est”) also think ‘the good is
bad’ (‘bonum malum est’). He may refuse to even ‘pronounce’ ‘malum’ (‘malum
malum est’) -- “sed non convertitur.” Abelard’s explanation is decisive for the
natural history of Grice’s implication. One can certainly express in terms of
“implication” what Abelard expresses when he notes the non-reciprocity or
non-convertibility of the two propositions. ‘The good is bad,’ or ‘Bonum malum
est’ implies or presupposes the tautologically true “the good is not good;’It
is not the case that the tautologically false “the good is not good” (‘Bonum
bonum non est’) implies ridiculous “the good is bad.” Followers of Aristotle
inherit these difficulties. Boethius and
Abelard bequeath to posterity an interpretation of the passage in Aristotle’s
“De Interpretatione” according to which “bonum malum est” “the good is bad” can
only be considered the ‘propositio opposita’ of the tautologically true ‘bonum
bonum est’ (“the good is good”) insofar as, a ‘propositio implicita’ or
‘relativa’ or ‘complicata,’ it contains the ‘propositio contradictoria, viz.
‘the good is not good,’ the tautologically false ‘Bonum non bonum est,’ of the
tautologically true ‘Bonum bonum est’ “the good is good.” It is this meaning of
“to contain a contradiction” that, in a still rather obscure way, takes up this
analysis by specifying a usage of “impliquer.” The first attested use in French
of the verb “impliquer” is in 1377 in Oresme, in the syntagm “impliquer
contradiction” (RT: DHLF, 1793). These same texts give rise to another
analysis. A propositio implicita or pregnant, or complicate, is a proposition
that “implies,” that is, that in fact contains two propositions, one
principalis, and the other relative, each a ‘propositio explicita,’ and that
are equivalent or equipollent to the ‘propositio complicata’ when paraphrased.
Consider. “Homo qui est albus est animal quod currit,” “A man who is white is
an animal who runs.” This ‘propositio complicate contains the the propositio
implicita, “homo est albus” (“a man is white”) and the propositio implicita,
“animal currit” (“an animal runs.”). Only
by “exposing” or “resolving” (via ex-positio, or via re-solutio) such an ‘propositio
complicata’ can one assign it a truth-value. “Omnis proposition implicita habet
duas propositiones explicitas.” “A proposition implicita “P-im” has (at least)
a proposition implicita P-im-1 and a different proposition implicita P-im-2.”
“Verbi gratia.” “Socrates est id quod est homo.” “Haec propositio IMplicita
aequivalet huic copulativae constanti ex duis propositionis explicitis. Socrates
est aliquid est illud est homo. Haec proposition est vera, quare et propositio
implicita vera. Every “implicit proposition” has two explicit propositions.”
“Socrates is something (aliquid) which is a man.” This implicit proposition,
“Socrates is something shich is a man,” is equivalent or equipoent to the
following conjunctive proposition made up of two now EXplicit propositions, to
wit, “Socrates is something,” and “That something is a man.” This latter
conjunctive proposition of the two explicit propositions is true. Therefore,
the “implicit” proposition is also true” (Tractatus implicitarum, in Giusberti –
Materiale per studum, 43). The two “contained” propositions are usually relative
propositions. Each is called an ‘implicatio.’ ‘Implicatio’ (rather than
‘implicitio’) becomes shorthand for “PROPOSITIO implicita.” An ‘implicatio’
becomes one type of ‘propositio
exponibilis,’ i. e. a proposition that is to be “exposed” or paraphrased for
its form or structure to be understood. In
the treatises of Terminist logic, one chapter is by custom devoted to the
phenomenon of “restrictio,” viz. a restriction in the denotation or the
suppositio of the noun (v. SUPPOSITION). A relative expression (an
implication), along with others, has a restrictive function (viz., “officium
implicandi”), just like a sub-propositional expression like an adjective or a
participle. Consider. “A man, Grice, who
argues, runs to the second base.” “Man,”
because of the relative expression or clause “who runs,” is restricted to
denoting the present time (it is not Grice, who argues NOW but ran YESTERDAY).
Moreover there is an equivalence or equipolence between the relative expression
“qui currit” and the present participle “currens.” Running Grice argues. Grice
who runs argues. Summe metenses, Logica modernorum, 2.1:464. In the case in
which a relative expression is restrictive, its function is to “leave something
that is constant,” “aliquid pro constanti relinquere,” viz., to produce a pre-assertion
that conditions the truth of the main super-ordinate assertion without being
its primary object or topic or signification or intentio. “Implicare est pro
constanti et involute aliquid significare.” “Ut cum dicitur homo qui est albus
currit.” “Pro constanti” dico, quia
praeter hoc quod assertitur ibi cursus de homine, aliquid datur intelligi,
scilicet hominem album; “involute” dico quia praeter hoc quod ibi proprie et
principaliter significatur hominem currere, aliquid intus intelligitur,
scilicet hominem esse album. Per hoc patet quod implicare est intus plicare. Id
enim quod intus “plicamus” sive “ponimus,” pro constanti relinquimus. Unde
implicare nil aliud est quam subiectum sub aliqua dispositione pro constanti
relinquere et de illo sic disposito aliquid affirmare. Ackrill translates to
Grice: “To imply” is to signify something by stating it as constant, and in a pretty
‘hidden’ manner – “involute.” When I state that the man
runs, I state, stating it as constant, because, beyond (“praeter”) the main
supra-ordinate assertion or proposition that predicates the running of the man,
my addressee is given to understand something else (“aliquid intus
intelligitur”), viz. that the man is white; This is communicated in a hidden
manner (“involute”) because, beyond (“praeter”) what is communicated (“significatur”)
primarily, principally (“principaliter”) properly (“proprie”), literally, and
explicitly, viz. that the man is running, we are given to understand something
else (“aliquid intus intelligutur”) within (“intus”), viz. that the man is white. It follows from this that implicare is
nothing other than what the form of the expression literally conveys, intus
plicare (“folded within”). What we fold
or state within, we leave as a constant.
It follows from this that “to imply” is nothing other than leaving
something as a constant in the subject (‘subjectum’), such that the subject (subjectum,
‘homo qui est albus”) is under a certain disposition, and that it is only under
this disposition that something about the subjectum is affirmed” -- De
implicationibus, Nota, 100) For the record: while Giusberti (“Materiale per
studio,” 31) always reads “pro constanti,” the MSS occasionally has the pretty
Griciean “precontenti.” This is a case of what the “Logique du Port-Royal”
describes as an “in-cidental” assertion. The situation is even more complex,
however, insofar as this operation only relates to one usage of a relative
proposition, viz. when the proposition is restrictive. A restriction can
sometimes be blocked, or cancelled, and the reinscriptions are then different
for a nonrestrictive and a restrictive
relative proposition. One such case of a blockage is that of “false
implication” (Johnson’s ‘paradox of ‘implicatio’) as in “a [or the] man who is
a donkey runs,” (but cf. the centaur, the man who is a horse, runs) where there
is a conflict (“repugnantia”) between what the determinate term itself denotes
(homo, man) and the determination (ansinus, donkey). The truth-values of a
proposition containing a relative clause or propositio thus varies according to
whether it is restrictive, and of composite meaning, as in “homo, qui est albus,
currit” (A man, who is white, runs), or non-restrictive, and of divided
meaning, as in “Homo currit qui est albus” (Rendered in the vernacular in the
same way, the Germanic languages not having the syntactic freedom the classical
languages do: A man, who is white, is running. When the relative is
restrictive, as in “Homo, qui est albus, curris”, the propositio implicits only
produces one single assertion, since the relative corresponds to a pre-assertion.
Thus, it is the equivalent, at the level of the underlying form, to a
proposition conditionalis or hypothetical. Only in the second case can there be
a “resolution” of the proposition implicita into the pair of this and that
‘propositio explicita, to wit, “homo currit,”
“homo est albus.”—and an equipolence between the complex proposition
implicita and the conjunction of the first proposition explicita and the second
proposition explicitta. Homo currit et ille est albus. So it is only in this second
case of proposition irrestrictiva that
one can say that “Homo currit, qui est albus implies “Homo currit,” and “Homo
est albus” and therefore, “Homo qui est albus currit.” The poor grave Romans
are having trouble with Grecisms. The Grecist vocabulary of implication is both
disparate and systematic, in a Griceian oxymoronic way. The grave Latin
“implicare” covers and translates an extremely varied Grecian field of
expressions ready to be botanized, that bears the mark of heterogeneous rather
than systematic operations, whether one is dealing Aristotle or the Stoics. The
passage through grave Roman allows us to understand retrospectively the
connection in Aristotle’s jargon between the “implicatio” of the “propositio
implicita,” sum-pepleg-menê, as an interweaving or interlacing, and conclusive
or con-sequential implicatio, sumperasma, “συμπέϱασμα,” or “sumpeperasmenon,” “συμπεπεϱασμένον,”
“sumpeperasmenê,” “συμπεπεϱασμένη,” f. perainein, “πεϱαίνein, “to limit,” which
is the jargon Aristotle uses in the Organon to denote the conclusion of a
syllogism (Pr. Anal. 1.15.34a21–24). If one designates as A the premise, tas
protaseis, “τὰς πϱοτάσεις,” and as B the con-clusion, “to sumperasma,” συμπέϱασμα.”
Cf. the Germanic puns with ‘closure,’ etc.
When translating Aristotle’s definition of the syllogism at Prior
Analytics 1.1.24b18–21, Tricot chooses to render as the “con-sequence”
Aristotle’s verb “sum-bainei,” “συμ-ϐαίνει,” that which “goes with” the premise
and results from it. A syllogism is a discourse, “logos,” “λόγος,” in which,
certain things being stated, something other than what is stated necessarily
results simply from the fact of what is stated. Simply from the fact of what is
stated, I mean that it is because of this that the consequence is obtained, “legô
de tôi tauta einai to dia tauta sumbainei,” “λέγω δὲ τῷ ταῦτα εἶναι τὸ διὰ ταῦτα
συμϐαίνει.” (Pr. Anal. 1.1, 24b18–21). To make the connection with
“implication,” though, we also have to take into account, as is most often the
case, the Stoics’ own jargon. What the Stoics call “sumpeplegmenon,” “συμπεπλεγμένον,”
is a “conjunctive” proposition; e. g. “It is daytime, and it is light” (it is
true both that A and that B). The conjunctive is a type of molecular
proposition, along with the “conditional” (sunêmmenon [συνημμένον] -- “If it is
daytime, it is light”) and the “subconditional” (para-sunêmmenon [παϱασυνημμένον];
“SINCE it is daytime, it is light”), and the “disjunctive” (diezeugmenon
[διεζευγμένον] -- “It is daytime, or it
is night.” Diog. Laert. 7.71–72; cf. RT: Long and Sedley, A35, 2:209 and
1:208). One can see that there is no ‘implicatio’ in the conjunctive, whereas
there is one in the ‘sunêmmenon’ (“if p, q”), which constitutes the Stoic
expression par excellence, as distinct from the Aristotelian categoric
syllogism.Indeed, it is around the propositio conditionalis that the question
and the vocabulary of ‘implicatio’ re-opens. The Aristotelian sumbainein [συμϐαίνειν],
which denotes the accidental nature of a result, however clearly it has been
demonstrated (and we should not forget that sumbebêkos [συμϐεϐηϰός] denotes
accident; see SUBJECT, I), is replaced by “akolouthein” [ἀϰολουθεῖν] (from the
copulative a- and keleuthos [ϰέλευθος], “path” [RT: Chantraine, Dictionnaire
étymologique de la langue grecque, s.v. ἀϰόλουθος]), which denotes instead
being accompanied by a consequent conformity. This connector, i. e. the “if”
(ei, si) indicates that the second proposition, the con-sequens (“it is light”)
follows (akolouthei [ἀϰολουθεῖ]) from the first (“it is daytime”) (Diog. Laert,
7.71). Attempts, beginning with Philo or Diodorus Cronus up to Grice and
Strawson to determine the criteria of a “valid” conditional (to hugies
sunêmmenon [τὸ ὑγιὲς συνημμένον] offer, among other possibilities, the notion
of emphasis [ἔμφασις], which Long and Sedley translate as “G. E. Moore’s entailment”
and Brunschwig and Pellegrin as “implication” (Sextus Empiricus, The Skeptic
Way, in RT: Long and Sedley, The Hellenistic Philosophers, 35B, 2:211 and
1:209), a term that is normally used to refer to a reflected image and to the
force, including rhetorical force, of an impression. Elsewhere, this “emphasis”
is explained in terms of dunamis [δύναμις], of “virtual” content (“When we have
the premise which results in a certain conclusion, we also have this conclusion
virtually [dunamei (δυνάμει)] in the premise, even if it is not explicitly
indicated [kan kat’ ekphoran mê legetai (ϰἂν ϰατ̕ ἐϰφοϱὰν μὴ λέγεται)], Sextus
Empiricus, Against the Grammarians 8.229ff., D. L. Blank, 49 = RT: Long and
Sedley, G36 (4), 2:219 and 1:209)—where connecting the different usages of
“implication” creates new problems. One has to understand that the type of
implicatio represented by the proposition conditionalis implies, in the double
usage of “contains implicitly” and “has as its consequence,” the entire Stoic
system. It is a matter of to akolouthon en zôêi [τὸ ἀϰόλουθον ἐν ζωῇ],
“consequentiality in life,” or ‘rational life, as Grice prefers, as Long and
Sedley translate it (Stobeus 2.85.13 = RT: Long and Sedley, 59B, 2:356; Cicero
prefers “congruere,” (congruential) De finibus 3.17 = RT: Long and Sedley, 59D,
2:356). It is akolouthia [ἀϰολουθία] that refers to the conduct con-sequent
upon itself that is the conduct of the wise man, the chain of causes defining
will or fate, and finally the relationship that joins the antecedent to the con-sequent
in a true proposition. Goldschmidt, having cited Bréhier (Le système stoïcien),
puts the emphasis on antakolouthia [ἀνταϰολουθία], a Stoic neologism that may
be translated as “reciprocal” implicatio,” and that refers specifically to the
solidarity of virtues (antakolouthia tôn aretôn [ἀνταϰολουθία τῶν ἀϱετῶν],
Diog. Laert. 7.125; Goldschmidt, as a group that would be encompassed by
dialectical virtue, immobilizing akolouthia in the absolute present of the wise
man. “Implicatio” is, in the final analysis, from then on, the most literal
name of the Stoic system. Refs.: Aristotle.
Anal. Pr.. ed. H. Tredennick, in
Organon, Harvard; Goldschmidt, Le système stoïcien et l’idée de temps. Paris:
Vrin, Sextus Empiricus. Against the Grammarians, ed. D. L. Blank. Oxford:
Oxford. END OF INTERLUDE. Now for “Implication”/“Implicature.” Implicatura was
used by Sidonius in a letter (that Grice found funny) and used by Grice in
seminars on conversational helpfulness at Oxford. Grice sets out the basis of a
systematic approach to communication, viz, concerning the relation between a
proposition p and a proposition q in a conversational context. The need is felt
by Sidonius and Grice for ‘implicature,’ tdistinct from “implication,” insofar
as “implication” is used for a relation between a proposition p and a proposition
q, whereas an “implicature” is a relation between this or that statement,
within a given context, that results from an EMISSOR having utterered an
utterance (thereby explicitly conveying that p) and thereby implicitly
conveying and implicating that q. Grice thought the distinction was ‘frequently
ignored by Austin,’ and Grice thought it solved a few problems, initially in G.
A. Paul’s neo-Wttigensteinian objections to Price’s causal theory of perception
(“The pillar box seems red to me; which does not surprise me, seeing that it is
red”). An “implication” is a relation
bearing on the truth or falsity of this or that proposition (e. g. “The pillar
box seems red” and, say, “The pillar box MAY NOT be red”) whereas an “implicature”
brings an extra meaning to this or that statement it governs (By uttering “The
pillar box seems red” thereby explicitly conveying that the pillar box seems
red, the emissor implicates in a cancellable way that the pillar box MAY NOT be
red.”). Whenever “implicature” is determined according to its context (as at
Collections, “Strawson has beautiful handwriting; a mark of his character. And
he learned quite a bit in spite of the not precisely angelic temperament of his
tutor Mabbott”) it enters the field of pragmatics, and therefore has to be
distinguished from a presupposition. Implicatio simpliciter is a relation
between two propositions, one of which is the consequence of the other (Quine’s
example: “My father is a bachelor; therefore, he is male”). An equivalent of “implication”
is “entailment,” as used by Moore. Now, Moore was being witty. ‘Entail’ is
derived from “tail” (Fr. taille; ME entaill or entailen = en + tail), and prior
to its logical use, the meaning of “entailment” is “restriction,” “tail” having
the sense of “limitation.” As Moore explains in his lecture: “An entailment is
a limitation on the transfer or handing down of a property or an inheritance.
*My* use of ‘entailment’ has two features in common with the Legalese that
Father used to use; to wit: the handing down of a property; and; the limitation
on one of the poles of this transfer. As I stipulate we should use “entailment”
(at Cambridge, but also at Oxford), a PROPERTY is transferred from the
antecedent to the con-sequent. And also, normally in semantics, some LIMITATION
(or restriction, or ‘stricting,’ or ‘relevancing’) on the antecedent is
stressed.” The mutation from the legalese to Moore’s usage explicitly occurs by
analogy on the basis of these two shared common elements. Now, Whitehead had
made a distinction between a material (involving a truth-value) implication and
formal (empty) implication. A material implication (“if,” symbolized by the
horseshoe “ ⊃,”
because “it resembles an arrow,” Whitehead said – “Some arrow!” was Russell’s
response) is a Philonian implication as defined semantically in terms of a
truth-table by Philo of Megara. “If p, q” is false only when the antecedent is
true and the con-sequent false. In terms of a formalization of communication,
this has the flaw of bringing with it a counter-intuitive feeling of
‘baffleness’ (cf. “The pillar box seems red, because it is”), since a false
proposition implies materially any proposition: If the moon is made of green
cheese, 2 + 2 = 4. This “ex falso quodlibet sequitur” has a pedigreed history.
For the Stoics and the Megarian philosophers, “ex falso quodlibet sequitur” is
what distinguishes Philonian implication and Diodorean implication. It traverses
the theory of consequence and is ONE of the paradoxes of material implication
that is perfectly summed up in these two rules of Buridan: First, if P is
false, Q follows from P; Second, if P is true, P follows from Q (Bochenski,
History of Formal Logic). A formal (empty) implication (see Russell, Principles
of Mathematics, 36–41) is a universal conditional implication: Ɐx (Ax ⊃ Bx), for any x, if Ax,
then Bx. Different means of resolving the paradoxes of implication have been
proposed. All failed except Grice’s. An American, C. I. Lewis’s “strict”
implication (Lewis and Langford, Symbolic Logic) is defined as an implication
that is ‘reinforced’ such that it is impossible for the antecedent to be true
and the con-sequent false. Unfortunately, as Grice tells Lewis in a
correspondence, “your strict implication, I regret to prove, has the same
alleged flaw as the ‘material’ implication that your strict implication was
meant to improve on. (an impossible—viz., necessarily false—proposition strictly
implies any proposition). The relation of entailment introduced by Moore in
1923 is a relation that seems to avoid this or that paradox (but cf. Grice,
“Paradoxes of entailment, followed by paradoxes of implication – all
conversationally resolved”) by requiring a derivation of the antecedent from
the con-sequent. In this case, “If 2 + 2 = 5, 2 + 3 = 5” is false, since the
con-sequent is stipulated not be derivable from the antecedent. Occasionally,
one has to call upon the pair “entailment”/“implication” in order to
distinguish between an implication in qua material implication and an
implication in Moore’s usage (metalinguistic – the associated material
implication is a theorem), which is also sometimes called “relevant” if not
strictc implication (Anderson and Belnap, Entailment), to ensure that the
entire network of expressions is covered. Along with this first series of
expressions in which “entailment” and “implication” alternate with one another,
there is a second series of expressions that contrasts two kinds of
“implicature,” or ‘implicata.’ “Implicature” (Fr. implicature, G. Implikatur)
is formed from “implicatio” and the suffix –ture, which expresses, as Grice
knew since his Clifton days, a ‘resultant aspect,’ ‘aspectum resultativus’ (as
in “signature”; cf. L. temperatura, from temperare). “Implicatio” may be thought as derived from
“to imply” (if not ‘employ’) and “implicature” may be thought as deriving from
“imply”’s doulet, “to implicate” (from L. “in-“ + “plicare,” from plex; cf. the
IE. plek), which has the same meaning. Some mistakenly see Grice’s
“implicature” as an extension and modification of the concept of presupposition,
which differs from ‘material’ implication in that the negation of the
antecedent implies the consequent (the question “Have you stopped beating your
wife?” presupposes the existence of a wife in both cases). An implicature
escapes the paradoxes of material implication from the outset. In fact, Grice,
the ever Oxonian, distinguishes “at least” two kinds of implicature,
conventional and non-conventional, the latter sub-divided into non-conventional
non-converastional, and non-conventional conversational. A non-conventional
non-conversational implicatum may occur in a one-off predicament. A Conventional
implicature and a conventional implicatum is practically equivalent, Strawson
wrongly thought, to presupposition prae-suppositum, since it refers to the presuppositions
attached by linguistic convention to a lexical item or expression. E. g. “Mary EVEN loves Peter” has a relation
of conventional implicature to “Mary loves other entities than Peter.” This is
equivalent to: “ ‘Mary EVEN loves Peter’ presupposes ‘Mary loves other entities
than Peter.’ With this kind of implicature, we remain within the expression,
and thus the semantic, field. A conventional implicature, however, is surely different
from a material implicatio. It does not concern the truth-values. With
conversational implicature, we are no longer dependent on this or that emissum,
but move into pragmatics (the area that covers the relation between statements and
contexts. Grice gives the following example: If, in answer to A’s question
about how C is getting on in his new job at a bank, B utters, “Well, he likes
his colleagues, and he hasn’t been to in prison yet,” what B implicates by the
proposition that it is not the case that C has been to prison yet depends on
the context. It compatible with two very different contexts: one in which C,
naïve as he is, is expected to be entrapped by unscrupulous colleagues in some
shady deal, or, more likely, C is well-known by A and B to tend towards
dishonesty (hence the initial question). References: Abelard, Peter.
Dialectica. Edited by L. M. De Rijk. Assen, Neth.: Van Gorcum, 1956. 2nd rev.
ed., 1970. Glossae super Periermeneias. Edited by Lorenzo Minio-Paluello. In
TwelfthCentury Logic: Texts and Studies, vol. 2, Abelaerdiana inedita. Rome:
Edizioni di Storia e Letteratura, 1958. Anderson, Allan Ross, and Nuel Belnap.
Entailment: The Logic of Relevance and Necessity. Vol. 1. Princeton, NJ: Princeton
University Press, 1975. Aristotle. De interpretatione. English translation by
J. L. Ackrill: Aristotle’s Categories and De interpretatione. Notes by J. L.
Ackrill. Oxford: Clarendon, 1963. French translation by J. Tricot: Organon.
Paris: Vrin, 1966. Auroux, Sylvain, and Irène Rosier. “Les sources historiques
de la conception des deux types de relatives.” Langages 88 (1987): 9–29. Bochenski,
Joseph M. A History of Formal Logic. Translated by Ivo Thomas. New York:
Chelsea, 1961. Boethius. Aristoteles latinus. Edited by Lorenzo Minio-Paluello.
Paris: Descleé de Brouwer, 1965. Translation by Lorenzo Minio-Paluello: The
Latin Aristotle. Toronto: Hakkert, 1972. Commentarii in librum Aristotelis Peri
hermêneias. Edited by K. Meiser. Leipzig: Teubner, 1877. 2nd ed., 1880. De
Rijk, Lambertus Marie. Logica modernorum: A Contribution to the History of
Early Terminist Logic. 2 vols. Assen, Neth.: Van Gorcum, 1962–67. “Some Notes on the Mediaeval Tract De
insolubilibus, with the Edition of a Tract Dating from the End of the
Twelfth-Century.” Vivarium 4 (1966): 100–103. Giusberti, Franco. Materials for
a Study on Twelfth-Century Scholasticism. Naples, It.: Bibliopolis, 1982.
Grice, H. P. “Logic and Conversation.” In Syntax and Semantics 3: Speech Acts,
edited by P. Cole and J. Morgan, 41–58. New York: Academic Press, 1975. (Also
in The Logic of Grammar, edited by D. Davidson and G. Harman, 64–74. Encino,
CA: Dickenson, 1975.) Lewis, Clarence Irving, and Cooper Harold Langford.
Symbolic Logic. New York: New York Century, 1932. Meggle, Georg. Grundbegriffe
der Kommunikation. 2nd ed. Berlin: De Gruyter, 1997. Meggle, Georg, and
Christian Plunze, eds. Saying, Meaning, Implicating. Leipzig: Leipziger
Universitätsverlag, 2003. Moore, G. E.. Philosophical Studies. London: Kegan
Paul, 1923. Rosier, I. “Relatifs et relatives dans les traits terministes des
XIIe et XIIIe siècles: (2) Propositions relatives (implicationes), distinction
entre restrictives et non restrictives.” Vivarium 24: 1 (1986): 1–21. Russell,
Bertrand. The Principles of Mathematics. Cambridge: Cambridge University Press,
1903. implication, a relation that holds between two statements when the truth
of the first ensures the truth of the second. A number of statements together
imply Q if their joint truth ensures the truth of Q. An argument is deductively
valid exactly when its premises imply its conclusion. Expressions of the
following forms are often interchanged one for the other: ‘P implies Q’, ‘Q
follows from P’, and ‘P entails Q’. (‘Entailment’ also has a more restricted
meaning.) In ordinary discourse, ‘implication’ has wider meanings that are
important for understanding reasoning and communication of all kinds. The
sentence ‘Last Tuesday, the editor remained sober throughout lunch’ does not
imply that the editor is not always sober. But one who asserted the sentence
typically would imply this. The theory of conversational implicature explains
how speakers often imply more than their sentences imply. The term
‘implication’ also applies to conditional statements. A material implication of
the form ‘if P, then Q’ (often symbolized ‘P P Q’ or ‘P / Q’) is true so long
as either the if-clause P is false or the main clause Q is true; it is false
only if P is true and Q is false. A strict implication of the form ‘if P, then
Q’ (often symbolized ‘P Q’) is true exactly when the corresponding material
implication is necessarily true; i.e., when it is impossible for P to be true
when Q is false. The following valid forms of argument are called paradoxes of
material implication: Q. Therefore, P / Q. Not-P. Therefore, P / Q. The
appearance of paradox here is due to using ‘implication’ as a name both for a
relation between statements and for statements of conditional form. A
conditional statement can be true even though there is no relation between its
components. Consider the following valid inference: Butter floats in milk.
Therefore, fish sleep at night / butter floats in milk. Since the simple
premise is true, the conditional conclusion is also true despite the fact that
the nocturnal activities of fish and the comparative densities of milk and
butter are completely unreimmediate inference implication 419 4065h-l.qxd
08/02/1999 7:39 AM Page 419 lated. The statement ‘Fish sleep at night’ does not
imply that butter floats in milk. It is better to call a conditional statement
that is true just so long as it does not have a true if-clause and a false main
clause a material conditional rather than a material implication. Strict
conditional is similarly preferable to ‘strict implication’. Respecting this distinction,
however, does not dissolve all the puzzlement of the so-called paradoxes of
strict implication: Necessarily Q. Therefore, P Q. Impossible that P.
Therefore, P Q. Here is an example of the first pattern: Necessarily, all
rectangles are rectangles. Therefore, fish sleep at night all rectangles are
rectangles. ‘All rectangles are rectangles’ is an example of a vacuous truth,
so called because it is devoid of content. ‘All squares are rectangles’ and ‘5
is greater than 3’ are not so obviously vacuous truths, although they are
necessary truths. Vacuity is not a sharply defined notion. Here is an example
of the second pattern: It is impossible that butter always floats in milk yet
sometimes does not float in milk. Therefore, butter always floats in milk yet
sometimes does not float in milk fish sleep at night. Does the if-clause of the
conclusion imply (or entail) the main clause? On one hand, what butter does in
milk is, as before, irrelevant to whether fish sleep at night. On this ground,
relevance logic denies there is a relation of implication or entailment. On the
other hand, it is impossible for the if-clause to be true when the main clause
is false, because it is impossible for the if-clause to be true in any
circumstances whatever. Speranza, Luigi. Join the Grice Club! Strawson, P. F..
“On Referring.” Mind 59 (1950): 320–44.
implicature, a pragmatic
relation different from, but easily confused with, the semantic relation of
entailment. This concept was first identified, explained, and used by H. P.
Grice (Studies in the Way of Words, 1989). Grice identified two main types of
implicature, conventional and conversational. A speaker is said to
conversationally implicate a proposition P in uttering a given sentence,
provided that, although P is not logically implied by what the speaker says,
the assumption that the speaker is attempting cooperative communication
warrants inferring that the speaker believes p. If B says, “There is a garage
around the corner” in response to A’s saying, “I am out of gas,” B
conversationally implicates that the garage is open and has gas to sell. Grice
identifies several conversational maxims to which cooperative speakers may be
expected to conform, and which justify inferences about speakers’ implicatures.
In the above example, the implicatures are due to the Maxim of Relevance.
Another important maxim is that of Quantity (“Make your contribution as
informative as is required”). Among implicatures due to the Maxim of Quantity
are scalar implicatures, wherein the sentence uttered contains an element that
is part of a quantitative scale. Utterance of such a sentence conversationally
implicates that the speaker does not believe related propositions higher on the
scale of informativeness. For instance, speakers who say, “Some of the zoo
animals escaped,” implicate that they do not believe that most of the zoo
animals escaped, or that all of the zoo animals escaped. Unlike conversational
implicatures, conventional implicatures are due solely to the meaning of the
sentence uttered. A sentence utterance is said by Grice to conventionally
implicate a proposition, p, if the meaning of the sentence commits the speaker
to p, even though what the sentence says does not entail p. Thus, uttering “She
was poor but she was honest” implicates, but does not say, that there is a
contrast between poverty and honesty.
imposition, a property of
terms resulting from a linguistic convention to designate something. Terms are
not mere noises but significant sounds. Those designating extralinguistic entities,
such as ‘tree’, ‘stone’, ‘blue’, and the like, were classified by the tradition
since Boethius as terms of first imposition; those designating other terms or
other linguistic items, such as ‘noun’, ‘declension’, and the like, were
classified as terms of second imposition. The distinction between terms of
first and second imposition belongs to the realm of written and spoken
language, while the parallel distinction between terms of first and second
implication, paradoxes of imposition 420 4065h-l.qxd 08/02/1999 7:39 AM Page
420 intention belongs to the realm of mental language: first intentions are,
broadly, thoughts about trees, stones, colors, etc.; second intentions are
thoughts about first intentions.
impredicative definition,
the definition of a concept in terms of the totality to which it belongs.
Russell, in the second (1925) edition of Principia Mathematica, introduced the
term ‘impredicative’, prohibiting this kind of definition from the conceptual
foundations of mathematics, on the grounds that they imply formal logical
paradoxes. The impredicative definition of the set R of all sets that are not
members of themselves in Russell’s paradox leads to the self-contradictory
conclusion that R is a member of itself if and only if it is not a member of
itself. To avoid antinomies of this kind in the formalization of logic, Russell
first implemented in his ramified type theory the vicious circle principle,
that no whole may contain parts that are definable only in terms of that whole.
The limitation of ramified type theory is that without use of impredicative
definitions it is impossible to quantify over all mathematical objects, but
only over all mathematical objects of a certain order or type. Without being
able to quantify over all real numbers generally, many of the most important
definitions and theorems of classical real number theory cannot be formulated.
Russell for this reason later abandoned ramified in favor of simple type
theory, which avoids the logical paradoxes without outlawing impredicative
definition by forbidding the predication of terms of any type (object, property
and relation, higher-order properties and relations of properties and
relations, etc.) to terms of the same type.
incorrigibility: opposite ‘corrigibility.’ Who is corrigible? The emissor.
“I am sorry I have to tell you you are wrong.” On WoW: 142, Grice refers to the
‘authority’ of the utterer as a ‘rational being’ to DEEM that an M-intention is
an antecedent condition for his act of meaning. Grice uses ‘privilege’ as
synonym for ‘authority’ here. But not in the phrase ‘privileged access.’ His
point is not so much about the TRUTH (which ‘incorrigibility’ suggests), but
about the DEEMING. It is part of the authority or privilege of the utterer as
rational to provide an ACCEPTABLE assignment of an M-intention behind his
utterance.
incommensurability, in
the philosophy of science, the property exhibited by two scientific theories
provided that, even though they may not logically contradict one another, they
have reference to no common body of data. Positivist and logical empiricist
philosophers of science like Carnap had long sought an adequate account of a
theoryneutral language to serve as the basis for testing competing theories.
The predicates of this language were thought to refer to observables; the
observation language described the observable world or (in the case of
theoretical terms) could do so in principle. This view is alleged to suffer
from two major defects. First, observation is infected with theory – what else
could specify the meanings of observation terms except the relevant theory?
Even to perceive is to interpret, to conceptualize, what is perceived. And what
about observations made by instruments? Are these not completely constrained by
theory? Second, studies by Kuhn, Paul Feyerabend, and others argued that in
periods of revolutionary change in science the adoption of a new theory
includes acceptance of a completely new conceptual scheme that is
incommensurable with the older, now rejected, theory. The two theories are
incommensurable because their constituent terms cannot have reference to a
theory-neutral set of observations; there is no overlap of observational
meaning between the competitor theories; even the data to be explained are
different. Thus, when Galileo overthrew the physics of Aristotle he replaced
his conceptual scheme – his “paradigm” – with one that is not logically
incompatible with Aristotle’s, but is incommensurable with it because in a
sense it is about a different world (or the world conceived entirely
differently). Aristotle’s account of the motion of bodies relied upon occult
qualities like natural tendencies; Galileo’s relied heavily upon contrived
experimental situations in which variable factors could be mathematically calculated.
Feyerabend’s even more radical view is that unless scientists introduce new
theories incommensurable with older ones, science cannot possibly progress,
because falsehoods will never be uncovered. It is an important implication of
these views about incommensurability that acceptance of theories has to do not
only with observable evidence, but also with subjective factors, social
pressures, and expectations of the scientific community. Such acceptance
appears to threaten the very possibility of developing a coherent methodology
for science.
inconsistent triad, (1)
most generally, any three propositions such that it cannot be the case that all
three of them are true; (2) more narrowly, any three categorical propositions
such that it cannot be the case that all three of them are true. A categorical
syllogism is valid provided the three propositions that are its two premises
and the negation (contradiction) of its conclusion are an inconsistent triad;
this fact underlies various tests for the validity of categorical syllogisms,
which tests are often called “methods of” inconsistent triads.
independence results,
proofs of non-deducibility. Any of the following equivalent conditions may be
called independence: (1) A is not deducible from B; (2) its negation - A is
consistent with B; (3) there is a model of B that is not a model of A; e.g.,
the question of the non-deducibility of the parallel axiom from the other
Euclidean axioms is equivalent to that of the consistency of its negation with
them, i.e. of non-Euclidean geometry. Independence results may be not absolute
but relative, of the form: if B is consistent (or has a model), then B together
with - A is (or does); e.g. models of non-Euclidean geometry are built within
Euclidean geometry. In another sense, a set B is said to be independent if it
is irredundant, i.e., each hypothesis in B is independent of the others; in yet
another sense, A is said to be independent of B if it is undecidable by B,
i.e., both independent of and consistent with B. The incompleteness theorems of
Gödel are independence results, prototypes for many further proofs of
undecidability by subsystems of classical mathematics, or by classical
mathematics as a whole, as formalized in ZermeloFraenkel set theory with the
axiom of choice (ZF ! AC or ZFC). Most famous is the undecidability of the
continuum hypothesis, proved consistent relative to ZFC by Gödel, using his
method of constructible sets, and independent relative to ZFC by Paul J. Cohen,
using his method of forcing. Rather than build models from scratch by such
methods, independence (consistency) for A can also be established by showing A
implies (is implied by ) some A* already known independent (consistent). Many
suitable A* (Jensen’s Diamond, Martin’s Axiom, etc.) are now available.
Philosophically, formalism takes A’s undecidability by ZFC to show the question
of A’s truth meaningless; Platonism takes it to establish the need for new
axioms, such as those of large cardinals. (Considerations related to the
incompleteness theorems show that there is no hope even of a relative
consistency proof for these axioms, yet they imply, by way of determinacy
axioms, many important consequences about real numbers that are independent of
ZFC.) With non-classical logics, e.g. second-order logic, (1)–(3) above may not
be equivalent, so several senses of independence become distinguishable. The
question of independence of one axiom from others may be raised also for
formalizations of logic itself, where many-valued logics provide models.
Indeterminacy.
Grice was always cautious and self-apologetic. “I’m not expecting that you’ll
find this to be a complete theory of implication, but that was not my goal, and
the endeavour should be left for another day, etc.” But consider the detail
into which he, like any other philosopher before, went when it came to what he
called the ‘catalyst’ tests or ideas or tests or ideas for the implicatum. In
“Causal Theory” there are FOUR ideas. It is good to revise the treatment in
“Causal.” He proposes two ideas with the first two examples and two further
ideas with the two further examples. Surely his goal is to apply the FOUR ideas
to his own example of the pillar box. Grice notes re: “You have not ceased
eating iron” –
the cxample is “a stock case of what is sometimes called " prcsupposition
" and it is often held that here 1he truth of what is irnplicd is a
necessary condition of the original statement's beirrg cither true or false.”
So the first catalyst in the first published version concerns the value, or
satisfactory value. This will be retained and sub-grouped in Essay II. “It is
often held” Implicture: but often not, and trust me I won’t. “that here the
truth of what is implied [implicated in the negative, entailed in the
affirmative] is a necessary condition of the original statement's being either
true or false.” So the first catalyst in the first published version concerns
the value, or satisfactory value. This will be retained and sub-grouped in
Essay II. “This might be disputed, but it is at least arguable that it is so,
and its being arguable might be enough to distinguish this type of case from
others.” So he is working on a ‘distinctive feature’ model. And ‘feature’ is
exactly the expression he uses in Essay II. He is looking for ‘distinctive
features’ for this or that implication. When phonologists speak of ‘distinctive
feature’ they are being philosophical or semioticians.“I shall however for
convenience assume that the common view mentioned is correct.”“This
consideration clearly distinguishes “you have not ceased eating iron” from [a
case of a conventional implicatum] “poor BUT honest.”“Even if the implied
proposition were false, i.e. if there were no reason in the world to contrast
poverty with honesty either in general or in her case, the original statement
COULD still be false.” “She [is] poor
but she [is] honest” would be false if for example she were rich and dishonest.”“One
might perhaps be less comfortable about assenting to its TRUTH if the implied
contrast did not in fact obtain; but the possibility of falsity is enough for
the immediate purpose.”“My next experiment [test, litmus idea – that he’ll
apply as one of the criteria to provide distinctive features for this or that
implicatum, with a view to identify the nature of the animal that a conversational
implicatum is] on these examples is to ask what it is in each case which could
properly be said to be the vehicle of implication (to do the implying).”In
Essay II, since he elaborates this at an earlier stage than when he is listing
the distinctive features, he does not deal much. It is understood that in Essay
II by the time he is listing the distinctive features, the vehicle is the
UTTERER. But back in “Causal,” he notes: “There are AT LEAST FOUR candidates,
not necessarily mutually exclusive.”“Supposing someone to have ‘uttered’ one or
other of [the] sample sentences, we may ask whether the vehicle of implication
would be (FIRST) WHAT the emissor communicated (or asserted or stated or
explicitly conveyed), or (SECOND) the emissor himself ("Surely you’re
not implying that ….’ ) or (THIRD) the
utterance (FOURTH) his communicating, or
explicitly conveying that (or again his explicitly conveying that in that way);
or possibly some plurality of these items.”“As regards the first option for the
vehicle, ‘what the emissor has explicitly conveyed,’ Grice takes it that “You
have not ceased eating iron” and “Poor but honest” may differ.It seems correct
for Grice to say in the case of “eating iron” that indeed it is the case that
it is what he emissor explicitly conveys which implies that Smith has been
eating iron.On the other hand, Grice feels it would be ‘incorrect,’ or
improper, or bad, or unnatural or artificial, to say in the case of “poor but
honest” that it is the case. Rather it is NOT the case that it is WHAT the emissor explicitly conveys
which implies that there is a contrast between, e. g., honesty and poverty.”“A sub-test
on which Grice would rely is the following.If accepting that the conventional
implicatum holds (contrast between honesty and poverty) involves the emissor in
accepting an hypothetical or conditional ‘if p, q,’ where 'p’ represents the
original statement (“She [is] poor and she [is] honest) and 'q' represents what
is implied (“There is a contrast between honesty and poverty”), it is the case
that it is what the emissor explicitly conveys which is a (or the) vehicle of
implication. If that chain of acceptances does not hold, it is not. To apply
this rule to the “eat iron” and “poor but honest”, if the emissor accepts the
implication alleged to hold in the case of “eat iron”, I should feel COMPELLED
(forced, by the force of entailment) to accept the conditional or hypothetical
"If you have not ceased eating iron, you may have never started.”[In
“Causal,” Grice has yet not stressed the asymmetry between the affirmative and
the negative in alleged cases of presupposition. When, due to the success of
his implicatum, he defines the presuppositum as a form of implicatum, he does
stress the asymmetry: the entailment holds for the affirmative, and the
implicatum for the negative). On the other hand, when it comes to a
CONVENTIONAL implicatum (“poor but honest”) if the emissor accepted the alleged
implication in the case of “poor but honest”, I should NOT feel compelled to
accept the conditional or hypothetical "If she was poor but honest, there
is some contrast between poverty and honesty, or between her poverty and her
honesty." Which would yield that in the presuppositum case, we have what
is explicitly conveyed as a vehicle, but not in the case of the conventional
implicatum.The rest of the candidates (Grice lists four and allows for a
combination) can be dealt with more cursorily.As regards OPTION II (second):Grice
should be inclined to say with regard to both “eat iron” and “poor but honest”
that the emissor could be said to have implied whatever it is that is irnplied.As
regards Option III (third: the utterance): In the case of “poor but honest” it
seems fairly clear that the utterance could be said, if metabolically, and
animistically, to ‘imply’ a contrast.It is much less clear whether in the case
of “eat iron” the utterance could be said to ‘imply’ that Smith has been eating
iron.As for option IV, in neither case would it be evidently appropriate (correct,
natural) to speak of the emissor’s explicitly conveying that, or of his
explicitly conveying that in that way, as ‘implying’ what is implied. A third
catalyst idea with which Grice wish to assail my two examples is really a TWIN
idea, or catalyst, or test [That’s interesting – two sides of the same coin] that
of the detachability or cancellability of the implication. Consider “eat iron.”One
cannot find an alternative utterance which could be used to assert explicitly
just what the utterance “Smith has not ceased from eating iron" might be
used to convey explicitly, such that when this alternative utterance is used
the implication that Smith never started eating iron is absent. Any way of (or
any utterance uttered with a view to) conveying explicitly what is explicitly
conveyed in (1) involves the implication in question. Grice expresses this fact
– which he mentioned in seminars, but this is the first ‘popularisation’ -- by
saying that in the case of (l) the implication is NOT detachable FROM what is
asserted (or simpliciter, is not detachable). Furthermore, and here comes the
twin of CANCELLABILITY: one cannot take any form of words for which both what
is asserted and what is implied is the same as for (l), AND THEN ADD a further
clause withholding commitment from what would otherwise be implied, with the
idea of ANNULLING THE IMPLICATUM *without* ANNULLING annulling the EXPLICITUM. One cannot intelligibly say " Smith has
left off beating his wife but I do not mean to imply that he has been beating
her." But one surely can intelligibly say, “You have not ceased eating iron
because you never started.”While Grice uses “Smith,” the sophisma (or
Griceisma) was meant in the second person, to test the tutee’s intelligence
(“Have you stopped beating your dog?”). The point is that the tutee will be
offended – whereas he shouldn’t, and answer, “I never started, and I never
will.”Grice expresses this fact by saying that in the case of ‘eat iron’ the
implication is not cancellable or annullable (without cancelling or annulling the
assertion). If we turn to “poor but honest” we find, Grice thinks, that there
is quite a strong case for saying that here the implication IS detachable. Therc
sccms quite a good case for maintaining that if, instead of saying " She
is poor but she is honcst " I were to say, alla Frege, without any shade,
" She is poor AND she is honcst", I would assert just what I would
havc asscrtcct ii I had used thc original senterrce; but there would now be no
irnplication of a contrast between e.g', povery and honesty. Of course, this is
not a philosophical example, and it would be good to revise what Frege thought
about ‘aber.’ By the time Grice is lecturing “Causal Theory” he had lectured
for the Logic Paper for Strawson before the war, so Whitehead and Russell are
in the air.Surely in Anglo-Saxon, the contrast is maintained, since ‘and’ means
‘versus.’“She is poor contra her being honest.”Oddly, the same contrariety is
present in Deutsche, that Frege speaks, with ‘UND.”It’s different with Roman
“et.” While Grecian ‘kai,’ even Plato thought barbaric!The etymology of
‘by-out’ yields ‘but.’So Grice is thinking that he can have a NEUTRAL
conjoining – but ‘and’ has this echo of contrariety, which is still present in
‘an-swer, i. e. and-swear, to contradict. Perhaps a better neutral version would
be. Let’s start with the past version and then the present tense version.“She
was pooo-ooor, she was honest, and her parents were the same, till she met a
city feller, and she lost her honest name.”In terms of the concepts CHOSEN, the
emissor wants to start the ditty with pointing to the fact that she is poor –
this is followed by stating that she is honest. There’s something suspicious
about that.I’m sure a lady may feel offended without the ‘and’ OR ‘but’ – just
the mere ‘succession’ or conjoining of ‘poor’ as pre-ceding the immediate
‘honest’ ‘triggers’ an element of contrast. The present tense seems similar:
“She is poooor, she is honest, and her parents are the same, but she’ll meet a
city feller, and she’ll lose her honest name.”The question whether, in thre
case of ‘poor but honest,’ the implication is cancellable, is slightly more
cornplex, which shouldn’t if the catalysts are thought of as twins.There is a
way in which we may say that it is not cancellable, or annullable.Imagine a Tommy
marching and screaming: “She is poor but
she is honest,”“HALT!” the sargent shouts.The Tommy catches the implicature:“though
of course, sir, I do not mean to imply, sir, that there is any contrast, sir,
between her poverty, sir, and her honesty, sir.”As Grice notes, this would be a
puzzling and eccentric thing for a Tommy to engage in.And though the sargent
might wish to quarrel with the tommy (Atkins – Tommy Atkins is the name”), an
Oxonian philosopher should NOT go so far as to say that the tommy’s utterance
is unintelligible – or as Vitters would say, ‘nunsense.’The sargent should
rather suppose, or his lieutenant, since he knows more, that private Tommy
Atkins has adopted a “most pecooliar” way of conveying the news that she was
poor and honest.The sargent’s argument to the lieu-tenant:“Atkins says he means
no disrespect, sir, but surely, sir, just conjoining poverty and honesty like
that makes one wonder.”“Vitters: this is a Cockney song! You’re reading too
much into it!”“Cockney? And why the citty feller, then – aren’t Cockneys citty
fellers. I would rather, sir, think it is what Sharp would call a ‘sharp’ folk,
sir, song, sir.”
The fourth and last test Grice imposes on
his examples is to ask whether we would be inclined to regard the fact that the
appropriate (or corresponding, since they are hardly appropriate – either of
them! – Grice changes the tune as many Oxford philosophers of ordinary language
do when some female joins the Union) implication is present as being a matter
of the, if we may be metabolic and animistic, ‘meaning’ of some particular word
or phrase occurring in the sentences in question. Grice is aware and thus
grants that this may not be always a very clear or easy question to answer.Nevertheless,
Grice risks the assertion that we would be fairly happy and contented to say
that, as regards ‘poor but honest,’ the fact that the implication obtains is a
matter of the ‘meaning’ of 'but ' – i. e. what Oxonians usually mean when they
‘but.’So far as “he has not ceased from…’ is concerned we should have at least
some inclination to say that the presence of the implication is a matter of
the, metabolically, ‘meaning’ of some of the words in the sentence, but we
should be in some difficulty when it came to specifying precisely which this
word, or words are, of which this is true. Well, it’s semantics. Why did Roman
think that it was a good thing to create a lexeme, ‘cease.’“Cease” means
“stop,” or ‘leave off.”It is not a natural verb, like ‘eat.’A rational creature
felt the need to have this concept: ‘stop,’ ‘leave off,’ ‘cease.’The
communication-function it serves is to indicate that SOMETHING has been taken
place, and then this is no longer the case.“The fire ceased,” one caveman said
to his wife.The wife snaps back – this is the Iron Age:“Have you ceased eating
iron, by the way, daa:ling?”“I never started!”So it’s the ‘cease’ locution that
does the trick – or equivalents, i.e. communication devices by which this or
that emissor explicitly convey more or less the same thing: a halting of some
activity.Surely the implication has nothing to do with the ‘beat’ and the
‘wife.’After third example (‘beautiful handwriting) introduced, Grice goes back
to IDEA OR TEST No. 1 (the truth-value thing). Grice notes that it is plain
that there is no case at all for regarding the truth of what is implied here (“Strawson
is hopeless at philosophy”) as a pre-condition of the truth or falsity of what
the tutor has asserted.A denial of the truth of what is implied would have no
bearing at all on whether what I have asserted is true or false. So ‘beautiful
handwring’ is much closer to ‘poor but honest’ than ‘cease eating iron’ in this
respect. Next, as for the vehicle we have the at least four options and
possible combinations.The emissor, the tutor, could certainly be said to have
implied that Strawson is hopeless (provided that this is what the tutor
intended to ‘get across’) and the emissor’s, the tutor’s explicitly saying that
(at any rate the emissor’s saying that and no more) is also certainly a vehicle
of implication. On the other hand the emissor’s words and what the emissor
explicitly conveys are, Grice thinks, not naturally here characterised as the
‘vehicle’ of implication. “Beautiful handwriting” thus differs from BOTH “don’t
cease eating iron” and “poor but honest” – so the idea is to have a table alla
distinctive features, with YES/NO questions answered for each of the four
implication, and the answers they get.As for the third twin, the result is as
expected: The implication is cancellable but not detachable. And it looks as if
Grice created the examples JUST to exemplify those criteria.If the tutor adds, 'I
do not of course mean to imply that Strawson is no good at philosophy” the
whole utterance is intelligible and linguistically impeccable, even though it
may be extraordinary tutorial behaviour – at the other place, not Oxford --.The
tutor can no longer be said to have, or be made responsible for having implied
that Strawson was no good, even though perhaps that is what Grice’s colleagues
might conclude to be the case if Grice had nothing else to say. The implication
is not however, detachable.Any other way of making, in the same context of
utterance, just the assertion I have made would involve the same implication.“His
calligraphy is splendid and he is on time.”“Calligraphy splendid,” Ryle
objected. “That’s slightly oxymoronic, Grice – ‘kallos agathos’”Finally, for
TEST No. 4, ‘meaning’ of expression? The fact that the implication holds is surely
NOT a matter of any particular word or phrase within the sentence which I have
uttered.It is just the whole sentence. Had he gone tacit and say,“Beautiful
handwriting!”Rather than“He has beautiful handwriting.”The implication SEEMS to
be a matter of two particular words: the handwriting word, viz. ‘handwriting.’
And the ‘beautiful’ word, i. e. ‘beautiful.’Any lexeme expressing same concept,
‘Calligraphy unique!’would do the trick because this is damn by faint praise,
or suggestio falsi, suppressio veri. So in this respect “Beautiful handwring”
is certainly different from “Poor but honest” and, possibly different from
“Don’t cease to eat iron!”One obvious fact should be mentioned before one
passes to the fourth example (“kitchen or bedroom”).This case of implication is
unlike the others in that the utterance of the sentence "Strawson has
beautiful handwriting" does not really STANDARDLY involve the implication
here attributed to it (but cf. “We should have lunch together sometime” meaning
“Get lost” – as Grice said, “At Oxford, that’s the standard – that’s what the
‘expression’ “means”); it requires a special context (that it should be uttered
at Collections) to attach the implication to its utterance. More generally: it
requires a special scenario (one should avoid the structuralist Derrideian
‘context’ cf. Grice, “The general theory of context”). If back in the house,
Mrs. Grice asks, “He has beautiful handwriting,” while not at Collections, the
implicature would hold. Similarly at the “Lamb and Flag,” or “Bird and Baby.”But
one gets Grice’s point. The scenario is one where Strawson is being assessed or
evaluated AS A PHILOSOPHER. Spinoza’s handwriting was, Stuart Hampshire said,
“terrible – which made me wonder at first whether I should actually waste my
time with him.”After fourth and last example is introduced (“kitchen or bedroom”):
in the case of the Test No. I (at least four possible vehicles) one can produce
a strong argument in favour of holding that the fulfllment of the implication
of the speaker's ignorance (or that he is introducing “or” on grounds other
than Whitehead’s and Russell’s truth-functional ones) is not a precaution (or
precondition) of the truth or falsity of the disjunctive statement. Suppose
that the emissor KNOWS that his wife IS in the KITCHEN, that the house has only
two rooms, and no passages. Even though the utterer knows that his wife is in
the kitchen (as per given), the utterer can certainly still say truly (or
rather truthfully) "She is IN THE HOUSE.”SCENARIOA: Where is your wife?
ii. Where in your house is your wife?B: i. In the kitchen. ii. In the bedroom. iiia.
She’s in the house, don’t worry – she’s in the house, last time I checked. iii.
In the HOUSE (but inappropriate if mentioned in the question – unless answered:
She’s not. iv. In the kitchen or in the bedroom (if it is common ground that
the house only has two rooms there are more options) vi. v. I’m a bachelor. vi. If she’s not in the bedroom, she is in the
kitchen. vii. If she’s not in the kitchen, she’s in the bedroom. viii. Verbose
but informative: “If she’s not in the bedroom she’s in the kitchen, and she’s
not in the kitchen” Or consider By uttering “She is in the house,” the utterer
is answering in a way that he is merely not being as informative as he could bc
if need arose. But the true proposition
[cf. ‘propositional complex’] that his wife is IN THE HOUSE together with the
true proposition that ‘THE HOUSE’ consists entirely of a ‘kitchen’ and a
‘bedroom,’ ENTAIL or yield the proposition that his wife is in the kitchen or
in the bedroom. But IF to express the proposition p (“My wife is in the house,
that much I can tell”) in certain circumstances (a house consisting entirely of
a kitchen and a bedroom – an outback bathroom which actually belongs to the
neighbour – cf. Blenheim) would be to speak truly, and p (“My wife is, do not
worry, in the house”) togelher with another true proposition – assumed to be
common ground, that the house consists entirely of a kitchen and a bedroom --
entails q (“My wife is in the kitchen OR in the bedroom”), surely to express
what is entailed (“My wife is in the kitchen or in the bedroom”) in the same
circvmstances must be, has to be to speak truly. So we have to take it that the disjunctive
statement – “kitchen or bedroom” -- does not fail to be TRUE or FALSE if the
implied ignorance (or the implied consideration that the utterer is uttering
‘or’ on grounds other than the truth-functional ones that ‘introduce’ “or” for
Gentzen) is in fact not realized, i. e. it is false. Secondly, as for Test No.
2 (the four or combo vehicles), Grice thinks it is fairly clear that in this
case, as in the case of “beautiful handwriting”, we could say that the emissor
had implies that he did not know (or that his ground is other than
truth-functional – assuming that he takes the questioner to be interested in
the specific location – i. e. to mean, “where IN THE HOUSE is your wife?”) and
also that his conveying explicilty that (or his conveying explicitly that
rather than something else, viz, in which room or where in the house she is, or
‘upstairs,’ or ‘downstairs,’ or ‘in the basement,’ or ‘in the attic,’ ‘went
shopping,’ ‘at the greengrocer’ – ‘she’s been missing for three weeks’) implied
that he did not know in which one of the two selected rooms his wife is
‘resident’ (and that he has grounds other than Gentzen’s truth-functional ones for
the introduction of ‘or.’). Thirdly, the implication (‘kitchen or bedroom’) is
in a way non-detachable, in that if in a given context the utterance of the
disjunctive sentence would involve the implication that the emissor did not
know in which room his his wife was (or strictly, that the emissor is
proceeding along non-truth-functional grounds for the introduction of ‘or,’ or
even more strictly still, that the emissor has grounds other than
truth-functional for the uttering of the disjunction), this implication would
also be involved in the utterance of any other form of words which would make
the same disjunctive assertion (e.g., "Look, knowing her, the alternatives
are she is either preparing some meal in the kitchen or snoozing in the bedroom;”
“One of the following things is the case, I’m pretty confident. First thing:
she is in the kitchen, since she enjoys watching the birds from the kitchen
window. Second thing: she is in the bedroom, since she enjoys watching birds
from the bedroom window.” Etymologically, “or” is short for ‘other,’ meaning
second. So a third possibility: “I will be Anglo-Saxon: First, she is the
kitchen. Second, she is in the bedroom.” “She is in the kitchen UNLESS she is
in the bedroom”“She is in the kitchen IF SHE IS NOT in the bedroom.”“Well, it
is not the case that she is in the KITCHEN *AND* in the bedroom, De Morgan!” She
is in the kitchen, provided she is not in the bedroom” “If she is not in the kitchen,
she is in the bedroom” “Bedroom, kitchen; one of the two.” “Kitchen, bedroom;
check both just in case.”“Sleeping; alternatively, cooking – you do the maths.”“The
choices are: bedroom and kitchen.”“My choices would be: bedroom and kitchen.”“I
would think: bedroom? … kitchen?”“Disjunctively, bedroom – kitchen – kitchen –
bedroom.”“In alternation: kitchen, bedroom, bedroom, kitchen – who cares?”“Exclusively,
bedroom, kitchen.”ln another possible way, however, the implication could
perhaps bc said to BE indeed detachable: for there will be some contexts of
utterance (as Firth calls them) in which the ‘normal’ implication (that the
utterer has grounds other than truth-functional for the utterance of a
disjunction) will not hold.Here, for the first time, Grice brings a different
scenario for ‘or’:“Thc Secretary of the Aristotelian Society, announcing ‘Our
coming symposium will be in Oxford OR not take place at all” perhaps does not
imply that he is has grounds other than truth-functional for the utterance of
the disjunction. He is just being wicked, and making a bad-taste joke. This totally
extraneous scenario points to the fact that the implication of a disjunction is
cancellable.Once we re-apply it to the ‘Where in the hell in your house your
wife is? I hear the noise, but can’t figure!’ Mutatis mutandi with the Secretary
to The Aristotelian Socieety, a man could say, “My wife is in the kitchen or in
the bedroorn.”in circumstances in which the implication (that the man has
grounds other than truth-functional for the uttering of the disjunction) would
normally be present, but he is not being co-operative – since one doesn’t HAVE
to be co-operative (This may be odd, that one appeals to helpfulness everywhere
but when it comes to the annulation!).So the man goes on, “Mind you, I am not
saying that I do not know which.”This is why we love Grice. Why I love Grice.
One would never think of finding that sort of wicked English humour in, say
Strawson. Strawson yet says that Grice should ‘let go.’ But to many, Grice is
ALWAYS humorous, and making philosophy fun, into the bargain, if that’s not the
same thing. Everybody else at the Play Group (notably the ones Grice opposed
to: Strawson, Austin, Hare, Hampshire, and Hart) would never play with him. Pears,
Warnock, and Thomson would!“Mind you, I am not saying that I do not know which.”A:
Where in the house is your wife? I need to talk to her.B: She is in the kitchen
– or in the bedroom. I know where she is – but since you usually bring trouble,
I will make you decide so that perhaps like Buridan’s ass, you find the choice
impossible and refrain from ‘talking’ (i. e. bringing bad news) to her.A: Where
is your wife? B: In the kitchen or in the bedroom. I know where she is. But I
also know you are always saying that you know my wife so well. So, calculate,
by the time of the day – it’s 4 a.m – where she could be. A: Where is your
wife? B: In the bedroom or in the kitchen. I know where she is – but remember
we were reading Heidegger yesterday? He says that a kitchen is where one cooks,
and a bedroom is where one sleeps. So I’ll let you decide if Heidegger has been
refuted, should you find her sleeping in the kitchen, or cooking in the
bedroom.A: Where is your wife? B: In the kitchen or the bedroom. I know where
she is. What you may NOT know, is that we demolished the separating wall. We
have a loft now. So all I’ll say is that she may be in both! All this might be unfriendly, unocooperative,
and perhaps ungrammatical for Austen [Grice pronounced the surname so that the
Aristotelian Society members might have a doubt] – if not Vitters, but, on the
other hand, it would be a perfectly intelligible thing for a (married) man to
say. We may not even GO to bachelors. Finally, the fact that the utterance of
the disjunctive sentence normally or standardly or caeteris paribus involves
the implication of the emissor's ignorance of the truth-values of the disjuncts
(or more strictly, the implication of the emissor’s having grounds other than
truth-functional for the uttering of the disjunctive) is, I should like to say,
to be ‘explained’ – and Grice is being serious here, since Austin never cared
to ‘explain,’ even if he could -- by reference to a general principle governing
– or if that’s not too strong, guiding – conversation, at least of the
cooperative kind the virtues of which we are supposed to be exulting to our
tuttees. Exactly what this principle we should not go there. To explain why the
implicatum that the emissor is having grounds other than truth-functional ones
for the utterance of a disjunction one may appeal to the emissor being
rational, assuming his emissee to be rational, and abiding by something that
Grice does NOT state in the imperative form, but using what he calls a
Hampshire modal (Grice divides the modals as Hampshire: ‘should,’ the weakest,
‘ought’ the Hare modal, the medium, and ‘must,’ Grice, the stronges)"One,
a man, a rational man, should not make conversational move communicating ‘p’
which may be characterised (in strict terms of entailment) as weaker (i.e. poor
at conversational fortitude) rather than a stronger (better at conversational
fortitude) one unless there is a good reason for so doing." So Gentzen is
being crazey-basey if he thinks:p; therefore, p or q.For who will proceed like
that?“Or” is complicated, but so is ‘if.’ The Gentzen differs from the
evaluation assignemt:‘p or q’ is 1 iff p is 1 or q is 1. When we speak of
‘truth-functional’ grounds it is this assignment above we are referring to.Of
courseif p, p or q [a formulation of the Gentzen introduction]is a TAUTOLOGY
[which is what makes the introduction a rule of inference].In terms of
entailment P Or Q (independently) Is
stronger than ‘p v q’ In that either p or q entail ‘p or q’ but the reverse is
not true. Grice says that he first thought of the pragmatic rule in terms of
the theory of perception, and Strawson hints at this when he says in the
footnote to “Introduction to Logical theory” that the rule was pointed out by
his tutor in the Logic Paper, Grice, “in a different connection.” The logic
paper took place before the war, so this is early enough in Grice’s career – so
the ghosts of Whitehead and Russell were there! We can call the above ‘the
principle of conversational fortitude.’ This is certainly not an adequate
formulation but will perhaps be good enough for Grice’s purpose in “Causal.”
On the assumption that such a principle as
this is of general application, one can DRAW or infer or explain the conclusion
that the utterance of a disjunctive sentence would imply that the emissor has
grounds other than truth-functional for the uttering of a disjunctum, given
that, first, the obvious reason for not making a statemcnt which there is some
call on one to make VALIDLY is that one is not in a position (or entitled) to
make it, and given, second, the logical ‘fact’ that each disjunct entails the
disjunctive, but not vice versa; which being so, each disjunct is stronger (bears
more conversational ‘fortitude’) than the disjunctive. If the outline just
given is on the right lines, Grice would wish to say, we have a reason for
REFUSING (as Strawson would not!) in the case of “kitchen or bedroom” to regard
the implication of the emissor having grounds other than truth-functional for
the uttering of the disjunctive as being part of the ‘meaning’ (whatever that
‘means’) of 'or' – but I should doublecheck with O. P. Wood – he’s our man in
‘or’ – A man who knows about the logical relation between a disjunction and
each disjunct, i. e. a man who has at least BROWSED Whitehead and Russell – and
diregards Bradley’s exclusivist account -- and who also ‘knew,’ qua Kantian
rational agent, about the alleged general principle or guiding conversational,
could work out for hirnself, surely, that a disjunctive utterance would involve
the implication which it does in fact involve. Grice insists, however, that his
aim in discussing this last point – about the principle of conversational
fortitude EXPLAING the generation of the implicatum -- has been merelyto
indicate the position I would wish to take up, and not to argue scriously in
favour of it. Grice’s main purpose in the excursus on implication was to
introduce four ideas or catalysts, or tesets – TEST No. I: truth-value; TEST
No. 2: Vehicle out of four; Test No. 3/Twin Test: Annulation and Non-Detachment
(is there a positive way to express this – non-detached twins as opposed to
CONJOINT twins), and Test No. 4 – ‘Meaning’ of expression? -- of which Grice
then goes to make some use re: the pillar box seeming red.; and to provide some
conception of the ways in which each of the four tests apply or fail to apply
to various types of implication. By the numbering of it, it seems that by the
time of Essay II he has, typically, added an extra. It’s FIVE catalysts now,
but actually, since he has two of the previous tests all rolled up in one, it
is SIX CATALSTS. He’ll go back to them in Essay IV (“Indicative conditionals”
with regard to ‘if’), and in Presupposition and Conversational (with regard to
Example I here: “You have not ceased eating iron”). Implicature.He needs those
catalysts. Why? It seems like he is always thinking that someone will challenge
him! This is Grice: “We can now show that, it having been stipulated as being
what it is, a conversational implicatum must possess certain distinctive
features, they are six. By using distinctive feature Grice is serious. He wants
each of the six catalysts to apply to each type of ‘implicatum’, so that a
table can be constructed. With answers yes/no. Or rather here are some catalyst
ideas which will help us to determine or individuate. Six tests for implicatum
as it were. SO THESE FEATURES – six of them – apply to three of the examples –
not the ‘poor but honest’ – but the “you have not ceased eating iron,”
“Beautiful handwriting,” and “Kitchen or bedroom.”First test – nothing about
the ‘twin’ – it’s ANNULATION or CANCELLABILITY – as noted in “Causal Theory” –
for two of the examples (‘beautiful handwriting’ and ‘kitchen or bedroom’ and
NEGATIVE version of “You don’t cease to eat iron”) and the one of the pillar
box – He adds a qualifier now: the annulation should best be IMPLICIT. But for
the fastidious philosopher, he allows for an EXPLICITATION which may not sound
grammatical enough to Austen (pronounced to rhyme with the playgroup master, or
the kindergarten’s master). To assume the presence of a conversational implicatum,
the philosopher (and emissee) has to assume that the principle of
conversational co-operation (and not just conversational fortitude) is being
observed.However, it is mighty possible to opt out of this and most things at
Oxford, i. e. the observation of this principle of conversational cooperation
(or the earlier principle of conversational fortitude).It follows then that now
we CAN EXPLAIN WHY CANCELLABILITY IS A DISTINCTIVE FEATURE. He left it to be
understood in “Causal.”It follows then, deductively, that an implicatum can be
canceled (or annulled) in a particular case. The conversational implicatum may
be, drearily – but if that’s what the fastidious philosopher axes -- explicitly
canceled, if need there be, by the addition of a clause by which the utterer
states or implies that he opts out (e. g. “The pillar box seems red but it is.”
“Where is your wife?” “My lips are sealed”). Then again the conversational
implicatum may be contextually (or implicitly) canceled, as Grice prefers (e.
g. to a very honest person, who knows I disbelieve the examiner exists, “The
loyalty examiner won’t be summoning you at any rate”). The utterance that
usually would carry an implicatum is used on an occasion that makes it clear or
obvious that the utterer IS opting out without having to bore his addressee by
making this obviousness explicit. SECOND DISTINCTIVE FEATURE: CONJOINING, i.e.
non-detachability.There is a second litmus test or catalyst idea.Insofar as the
calculation that a implicatum is present requires, besides contextual and
background information only an intuitive rational knowledge or understanding or
processing of what has been explicitly conveyed (‘are you playing squash? B
shows bandaged leg) (or the, shall we say, ‘conventional’ ‘arbitrary’
‘commitment’ of the utterance), and insofar as the manner or style, of FORM,
rather than MATTER, of expression should play at best absolutely no role in the
calculation, it is NOT possible to find another way of explicitly conveying or
putting forward the same thing, the same so-and-so (say that q follows from p)
which simply ‘lacks’ the unnecessary implicatum in question -- except [will his
excluders never end?] where some special feature of the substituted version
[this other way which he says is not conceivable] is itself relevant to the
determination of the implicatum (in virtue of this or that conversational
maxims pertaining to the category of conversational mode. THIS BIG CAVEAT makes
you wonder that Grice regretted making fun of Kant. By adopting jocularly the
four conversational categories, he now finds himself in having to give an
excuse or exception for those implicata generated by a flout to what he earlier
referred to as the ‘desideratum of conversational clarity,’ and which he
jocularly rephrased as a self-defeating maxim, ‘be perspicuous [sic], never
mind perspicacious!’If we call this feature, as Grice does in “Causal Theory,”
‘non-detachability’ (or conjoining)– in that the implicatum cannot be detached
or disjointed from any alternative expression that makes the same point -- one
may expect the implicatum carried by this or that locution to have a high
degree of non-detachability. ALTERNATIVES FOR “NOT” Not, it is not the case, it
is false that. There’s nothing unique about ‘not’.ALTERNATIVES FOR “AND” and,
nothing, furthermore, but. There isnothing unique about ‘and’ALTERNATIVES FOR
“OR”: One of the following is true. There is nothing unique about
‘or’ALTERNATIVES FOR “IF” Provided. ‘There is nothing unique about
‘if’ALTERNATIVES FOR “THE” – There is at least one and at most one. And it
exists. (existence and uniqueness). There is nothing unique about ‘the’.THIS
COVERS STRAWSON’S first problem.What about the other English
philosophers?AUSTIN – on ‘voluntarily’ ALTERNATIVES to ‘voluntarily,’ with the
will, willingly, intentionally. Nothing unique about ‘voluntarily.’STRAWSON on
‘true’ – it is the case, redundance theory, nothing. Nothing unique about
‘true’HART ON good. To say that ‘x is commendable’ is to recommend x. Nothing
unique about ‘good.’HART on ‘carefully.’ Da Vinci painted Mona Lisa carefully,
with caution, with precaution. Nothing unique about ‘carefully.’THIRD LITMUS
TEST or idea and ATTENDING THIRD DISTINCTIVE
FEATURE. THIRD DISTINCTIVE FEATURE is in the protasis of the conditional.The
implicatum depends on the explicatum or explicitum, and a fortiori, the
implicatum cannot INVOLVE anything that the explicatum involves – There is
nothing about what an emissor explicitly conveys about “or” or a disjunctum in
general, which has to do with the emissor having grounds other than
truth-functional for the utterance of a disjunctum.The calculation of the
presence of an implicatum presupposes an initial knowledge, or grasping, or
understanding, or taking into account of the ‘conventional’ force (not in
Austin’s sense, but translating Latin ‘vis’) of the expression the utterance of
which carries the implicatum.A conversational implicatum will be a condition (but
not a truth-condition), i. e. a condition that is NOT, be definition, on risk
of circularity of otiosity, included in what the emissor explicitly conveys, i.
e. the original specification of the expression's ‘conventional’ or arbitrary
forceIf I’m saying that ‘seems’ INVOLVES, as per conventional force, ‘doubt or
denial,’what’s my point? If Strawson is right that ‘if’ has the conventional
force of conventionally committing the utterer with the belief that q follows
from p, why bother? And if that were so, how come the implicatum is still
cancellable?Though it may not be impossible for what starts life, so to speak,
as a conversational implicature to become conventionalized, to suppose that
this is so in a given case would require special justification. (Asking Lewis).
So, initially at least, a conversational implicatum is, by definition and
stipulation, not part of the sense, truth-condition, conventional force, or
part of what is explicitly conveyed or put forward, or ‘meaning’ of the
expression to the employment of which the impicatum attaches. FOURTH LITMUS
TEST or catalyst idea. Mentioned in “Causal theory” YIELDS THE FOUTH DISICTINVE
FEATURE and the FIFTH distinctive feature.FOURTH DISTINCTIVE FEATURE: in the
protasis of the conditional – truth value.The alethic value – conjoined with
the test about the VEHICLE --. He has these as two different tests – and
correspondingly two distinctive features in “Causal”. The truth of a
conversational implicatum is not required by (is not a condition for) the truth
of what is said or explicitly conveyed (what is said or explicated – the
explicatum or explicitum, or what is explicitly conveyed or communicated) may
be true -- what is implicated may be false – that he has beautiful handwriting,
that q follows from p, that the utterer is ENDORSING what someone else said,
that the utterer is recommending x, that the person who is said to act carefully
has taken precaution), FIFTH DISTINCTIVE FEATURE: vehicle – this is the FOURTH
vehicle of the four he mentions in “Causal”: ‘what the emissor explicitly
conveys,’ ‘the emissor himself,’ the emissor’s utterance, and fourth, the
emissor’s explicitly conveying, or explicitly conveying it that way --. The
apodosis of the conditional – or inferrability schema, since he uses ‘since,’
rather than ‘if,’ i. e. ‘GIVEN THAT p, q. Or ‘p; therefore, q’. The implicatum
is NOT carried by what is said or the EXPLICATUM or EXPLICITUM, or is
explicitly conveyed, but only by the ‘saying’ or EXPLICATING or EXPLICITING of
what is said or of the explicatum or explicitum, or by 'putting it that way.’The
fifth and last litmus test or catalyst idea YIELDS A SIXTH DISTINCTIVE FEATURE:Note
that he never uses ‘first, second, etc.’ just the numerals, which in a lecture
format, are not visible!SIXTH DISTINCTIVE FEATURE: INDETERMINACY. Due to the
open character of the reasoning – and the choices available to fill the gap of
the content of the propositional attitude that makes the conversational
rational:“He is potentially dishonest.” “His colleagues are treacherous”Both
implicata possible for “He hasn’t been to prison at his new job at the bank –
yet.”Since, to calculate a conversational implicatum is to calculate what has
to be supposed in order to preserve the supposition that the utterer is a
rational, benevolent, altruist agent, and that the principle of conversational
cooperation is being observed, and since there may be various possible specific
explanations or alternatives that fill the gap here – as to what is the content
of the psychological attitude to be ascribed to the utterer, a list of which
may be open, or open-ended, the conversational implicatum in such cases will
technically be an open-ended disjunction of all such specific explanations,
which may well be infinitely non-numerable. Since the list of these IS open,
the implicatum will have just the kind of INDETERMINACY or lack of determinacy
that an implicatum appears in most cases to possess. indeterminacy of
translation, a pair of theses derived, originally, from a thought experiment
regarding radical translation first propounded by Quine in Word and Object
(1960) and developed in his Ontological Relativity (1969), Theories and Things
(1981), and Pursuit of Truth (1990). Radical translation is an imaginary
context in which a field linguist is faced with the challenge of translating a
hitherto unknown language. Furthermore, it is stipulated that the linguist has
no access to bilinguals and that the language to be translated is historically
unrelated to that of the linguist. Presumably, the only data the linguist has
to go on are the observable behaviors of incompleteness indeterminacy of
translation 422 4065h-l.qxd 08/02/1999 7:39 AM Page 422 native speakers amid
the publicly observable objects of their environment. (1) The strong thesis of
indeterminacy, indeterminacy of translation of theoretical sentences as wholes,
is the claim that in the context of radical translation a linguist (or
linguists) could construct a number of manuals for translating the (natives’)
source language into the (linguists’) target language such that each manual
could be consistent with all possible behavior data and yet the manuals could
diverge with one another in countless places in assigning different
target-language sentences (holophrastically construed) as translations of the
same source-language sentences (holophrastically construed), diverge even to
the point where the sentences assigned have conflicting truth-values; and no
further data, physical or mental, could single out one such translation manual
as being the uniquely correct one. All such manuals, which are consistent with
all the possible behavioral data, are correct. (2) The weak thesis of
indeterminacy, indeterminacy of reference (or inscrutability of reference), is
the claim that given all possible behavior data, divergent target-language
interpretations of words within a source-language sentence could offset one
another so as to sustain different targetlanguage translations of the same
source-language sentence; and no further data, physical or mental, could single
out one such interpretation as the uniquely correct one. All such
interpretations, which are consistent with all the possible behavioral data,
are correct. This weaker sort of indeterminacy takes two forms: an ontic form
and a syntactic form. Quine’s famous example where the source-language term
‘gavagai’ could be construed either as ‘rabbit’, ‘undetached rabbit part’, ‘rabbithood’,
etc. (see Word and Object), and his proxy function argument where different
ontologies could be mapped onto one another (see Ontological Relativity,
Theories and Things, and Pursuit of Truth), both exemplify the ontic form of
indeterminacy of reference. On the other hand, his example of the Japanese
classifier, where a particular three-word construction of Japanese can be
translated into English such that the third word of the construction can be
construed with equal justification either as a term of divided reference or as
a mass term (see Ontological Relativity and Pursuit of Truth), exemplifies the
syntactic form of indeterminacy of reference.
indexical, a type of
expression whose semantic value is in part determined by features of the
context of utterance, and hence may vary with that context. Among indexicals
are the personal pronouns, such as ‘I’, ‘you’, ‘he’, ‘she’, and ‘it’;
demonstratives, such as ‘this’ and ‘that’; temporal expressions, such as ‘now’,
‘today’, ‘yesterday’; and locative expressions, such as ‘here’, ‘there’, etc.
Although classical logic ignored indexicality, many recent practitioners,
following Richard Montague, have provided rigorous theories of indexicals in
the context of formal semantics. Perhaps the most plausible and thorough
treatment of indexicals is by David Kaplan (b.1933; a prominent American
philosopher of language and logic whose long-unpublished “Demonstratives” was
especially influential; it eventually appeared in J. Almog, J. Perry, and H.
Wettstein, eds., Themes from Kaplan, 1988). Kaplan argues persuasively that
indexical singular terms are directly referential and a species of rigid
designator. He also forcefully brings out a crucial lesson to be learned from
indexicals, namely, that there are two types of meaning, which Kaplan calls
“content” and “character.” A sentence containing an indexical, such as ‘I am
hungry’, can be used to say different things in different contexts, in part
because of the different semantic contributions made by ‘I’ in these contexts.
Kaplan calls a term’s contribution to what is said in a context the term’s
content. Though the content of an indexical like ‘I’ varies with its context,
it will nevertheless have a single meaning in the language, which Kaplan calls
the indexical’s character. This character may be conceived as a rule of
function that assigns different contents to the indexical in different
contexts.
indicatum. Οριστική
oristike. The Romans were never sure about this. Literally for the Greeks it’s
the ‘definitive’ – ‘horistike’ klesis, inclinatio or modus animae affectationem
demonstrans indefinitivus – While indefinitivus is the transliteration, the
Romans also used ‘finitivus’ ‘finitus,’ and ‘indicativus’ and ‘pronuntiativus’.
‘Grice distinguishes between the indicative mode and the informational mode.
One can hardly inform oneself. Yet one can utter an utterance in the indicative
mode without it being in what he calls the informational sub-mode. It’s
interesting that Grice thinks he has to distinguish between the ‘informational’
and the mere ‘indicative.’ Oddly when he sets the goal to which ‘co-operation’
leads, it’s the informing/being informed, influencing/being influenced. Surely
he could have simplified that by, as he later will, psi-transmission, whatever.
So the emissor INDICATES, even in an imperative utterance, what his will is.
All moves are primarily ‘exhibitive,’ (and the function of the mode is to
EXPRESS the corresponding attitude). Only some moves are ‘protreptic.’ Grice
was well aware, if perhaps not TOO aware, since Austin was so secretive, about
Austin on the ‘perlocution.’ Because Austin wanted to deprieve the act from the
cause of the act. Thus, Austin’s communicative act may have a causal intention,
leading to this or that effect – but that would NOT be part of the
philosopher’s interest. Suppose !p; whether the order is successful and Smith
does get a job he is promised, it hardly matters to Kant, Austin, or Grice. Interestingly,
‘indicatum’ has the same root as ‘dic-‘, to say – but surely you don’t need to
say to indicate, as in Grice’s favourite indicative mood: a hand wave signaling
that the emissor knows the route or is about to leave the emissee.
indirect discourse, also
called oratio obliqua, the use of words to report what others say, but without
direct quotation. When one says “John said, ‘Not every doctor is honest,’ “ one
uses the words in one’s quotation directly – one uses direct discourseto make
an assertion about what John said. Accurate direct discourse must get the exact
words. But in indirect discourse one can use other words than John does to
report what he said, e.g., “John said that some physicians are not honest.” The
words quoted here capture the sense of John’s assertion (the proposition he
asserted). By extension, ‘indirect discourse’ designates the use of words in
reporting beliefs. One uses words to characterize the proposition believed
rather than to make a direct assertion. When Alice says, “John believes that
some doctors are not honest,” she uses the words ‘some doctors are not honest’
to present the proposition that John believes. She does not assert the
proposition. By contrast, direct discourse, also called oratio recta, is the
ordinary use of words to make assertions.
indiscernibility of
identicals, the principle that if A and B are identical, there is no difference
between A and B: everything true of A is true of B, and everything true of B is
true of A; A and B have just the same properties; there is no property such
that A has it while B lacks it, or B has it while A lacks it. A tempting
formulation of this principle, ‘Any two things that are identical have all
their properties in common’, verges on nonsense; for two things are never
identical. ‘A is numerically identical with B’ means that A and B are one and
the same. A and B have just the same properties because A, that is, B, has just
the properties that it has. This principle is sometimes called Leibniz’s law.
It should be distinguished from its converse, Leibniz’s more controversial
principle of the identity of indiscernibles. A contraposed form of the
indiscernibility of identicals – call it the distinctness of discernibles –
reveals its point in philosophic dialectic. If something is true of A that is
not true of B, or (to say the same thing differently) if something is true of B
that is not true of A, then A and B are not identical; they are distinct. One
uses this principle to attack identity claims. Classical arguments for dualism
attempt to find something true of the mind that is not true of anything physical.
For example, the mind, unlike everything physical, is indivisible. Also, the
existence of the mind, unlike the existence of everything physical, cannot be
doubted. This last argument shows that the distinctness of discernibles
requires great care of application in intentional contexts.
individuation, (1) in
metaphysics, a process whereby a universal, e.g., cat, becomes instantiated in
an individual – also called a particular e.g., Minina; (2) in epistemology, a
process whereby a knower discerns an individual, e.g., someone discerns Minina.
The double understanding of individuation raises two distinct problems:
identifying the causes of metaphysical individuation, and of epistemological
individuation. In both cases the causes are referred to as the principle of
individuation. Attempts to settle the metaphysical and epistemological problems
of individuation presuppose an understanding of the nature of individuality.
Individuality has been variously interpreted as involving one or more of the
following: indivisibility, difference, division within a species, identity
through time, impredicability, and non-instantiability. In general, theories of
individuation try to account variously for one or more of these. Individuation
may apply to both substances (e.g., Minina) and their features (e.g., Minina’s
fur color), generating two different sorts of theories. The theories of the
metaphysical individuation of substances most often proposed identify six types
of principles: a bundle of features (Russell); space indirect consequentialism
individuation 424 4065h-l.qxd 08/02/1999 7:39 AM Page 424 and/or time
(Boethius); matter (Aristotle); form (Averroes); a decharacterized, sui generis
component called bare particular (Bergmann) or haecceity (Duns Scotus); and
existence (Avicenna). Sometimes several principles are combined. For example,
for Aquinas the principle of individuation is matter under dimensions (materia
signata). Two sorts of objections are often brought against these views of the
metaphysical individuation of substances. One points out that some of these
theories violate the principle of acquaintance,since they identify as
individuators entities for which there is no empirical evidence. The second
argues that some of these theories explain the individuation of substances in
terms of accidents, thus contradicting the ontological precedence of substance
over accident. The two most common theories of the epistemological
individuation of substances identify spatiotemporal location and/or the
features of substances as their individuators; we know a thing as an individual
by its location in space and time or by its features. The objections that are
brought to bear against these theories are generally based on the
ineffectiveness of those principles in all situations to account for the
discernment of all types of individuals. The theories of the metaphysical
individuation of the features of substances fall into two groups. Some identify
the substance itself as the principle of individuation; others identify some
feature(s) of the substance as individuator(s). Most accounts of the
epistemological individuation of the features of substances are similar to
these views. The most common objections to the metaphysical theories of the
individuation of features attempt to show that these theories are either
incomplete or circular. It is argued, e.g., that an account of the
individuation of features in terms of substance is incomplete because the
individuation of the substance must also be accounted for: How would one know
what tree one sees, apart from its features? However, if the substance is
individuated by its features, one falls into a vicious circle. Similar points
are made with respect to the epistemological theories of the individuation of
features. Apart from the views mentioned, some philosophers hold that
individuals are individual essentially (per se), and therefore that they do not
undergo individuation. Under those conditions either there is no need for a
metaphysical principle of individuation (Ockham), or else the principle of
individuation is identified as the individual entity itself (Suárez).
induction, (1) in the
narrow sense, inference to a generalization from its instances; (2) in the
broad sense, any ampliative inference – i.e., any inference where the claim made
by the conclusion goes beyond the claim jointly made by the premises. Induction
in the broad sense includes, as cases of particular interest: argument by
analogy, predictive inference, inference to causes from signs and symptoms, and
confirmation of scientific laws and theories. The narrow sense covers one
extreme case that is not ampliative. That is the case of mathematical
induction, where the premises of the argument necessarily imply the
generalization that is its conclusion. Inductive logic can be conceived most
generally as the theory of the evaluation of ampliative inference. In this
sense, much of probability theory, theoretical statistics, and the theory of
computability are parts of inductive logic. In addition, studies of scientific
method can be seen as addressing in a less formal way the question of the logic
of inductive inference. The name ‘inductive logic’ has also, however, become
associated with a specific approach to these issues deriving from the work of
Bayes, Laplace, De Morgan, and Carnap. On this approach, one’s prior
probabilities in a state of ignorance are determined or constrained by some
principle for the quantification of ignorance and one learns by conditioning on
the evidence. A recurrent difficulty with this line of attack is that the way
in which ignorance is quantified depends on how the problem is described, with
different logically equivalent descriptions leading to different prior
probabilities. Carnap laid down as a postulate for the application of his
inductive logic that one should always condition on one’s total evidence. This
rule of total evidence is usually taken for granted, but what justification is
there for it? Good pointed out that the standard Bayesian analysis of the
expected value of new information provides such a justification. Pure cost-free
information always has non-negative expected value, and if there is positive
probability that it will affect a decision, its expected value is positive.
Ramsey made the same point in an unpublished manuscript. The proof generalizes
to various models of learning uncertain evidence. A deductive account is
sometimes presented indubitability induction 425 4065h-l.qxd 08/02/1999 7:39 AM
Page 425 where induction proceeds by elimination of possibilities that would
make the conclusion false. Thus Mill’s methods of experimental inquiry are
sometimes analyzed as proceeding by elimination of alternative possibilities.
In a more general setting, the hypothetico-deductive account of science holds
that theories are confirmed by their observational consequences – i.e., by
elimination of the possibilities that this experiment or that observation
falsifies the theory. Induction by elimination is sometimes put forth as an
alternative to probabilistic accounts of induction, but at least one version of
it is consistent with – and indeed a consequence of – probabilistic accounts.
It is an elementary fact of probability that if F, the potential falsifier, is
inconsistent with T and both have probability strictly between 0 and 1, then
the probability of T conditional on not-F is higher than the unconditional
probability of T. In a certain sense, inductive support of a universal
generalization by its instances may be a special case of the foregoing, but
this point must be treated with some care. In the first place, the universal
generalization must have positive prior probability. (It is worth noting that
Carnap’s systems of inductive logic do not satisfy this condition, although
systems of Hintikka and Niiniluoto do.) In the second place, the notion of
instance must be construed so the “instances” of a universal generalization are
in fact logical consequences of it. Thus ‘If A is a swan then A is white’ is an
instance of ‘All swans are white’ in the appropriate sense, but ‘A is a white
swan’ is not. The latter statement is logically stronger than ‘If A is a swan
then A is white’ and a complete report on species, weight, color, sex, etc., of
individual A would be stronger still. Such statements are not logical
consequences of the universal generalization, and the theorem does not hold for
them. For example, the report of a man 7 feet 11¾ inches tall might actually
reduce the probability of the generalization that all men are under 8 feet
tall. Residual queasiness about the foregoing may be dispelled by a point made
by Carnap apropos of Hempel’s discussion of paradoxes of confirmation.
‘Confirmation’ is ambiguous. ‘E confirms H’ may mean that the probability of H
conditional on E is greater than the unconditional probability of H, in which
case deductive consequences of H confirm H under the conditions set forth
above. Or ‘E confirms H’ may mean that the probability of H conditional on E is
high (e.g., greater than .95), in which case if E confirms H, then E confirms
every logical consequence of H. Conflation of the two senses can lead one to
the paradoxical conclusion that E confirms E & P and thus P for any
statement, P.
inductivism, a philosophy
of science invented by Popper and P. K. Feyerabend as a foil for their own
views. According to inductivism, a unique a priori inductive logic enables one
to construct an algorithm that will compute from any input of data the best
scientific theory accounting for that data.
INDUCTUM – not DEDUCTUM
-- epapoge, Grecian term for ‘induction’. Especially in the logic of Aristotle,
epagoge is opposed to argument by syllogism. Aristotle describes it as “a move
from particulars to the universal.” E.g., premises that the skilled navigator
is the best navigator, the skilled charioteer the best charioteer, and the skilled
philosopher the best philosopher may support the conclusion by epagoge that
those skilled in something are usually the best at it. Aristotle thought it
more persuasive and clearer than the syllogistic method, since it relies on the
senses and is available to all humans. The term was later applied to
dialectical arguments intended to trap opponents. R.C. epicheirema, a
polysyllogism in which each premise represents an enthymematic argument; e.g.,
‘A lie creates disbelief, because it is an assertion that does not correspond
to truth; flattery is a lie, because it is a conscious distortion of truth;
therefore, flattery creates disbelief’. Each premise constitutes an
enthymematic syllogism. Thus, the first premise could be expanded into the
following full-fledged syllogism: ‘Every assertion that does not correspond to
truth creates disbelief; a lie is an assertion that does not correspond to
truth; therefore a lie creates disbelief’. We could likewise expand the second
premise and offer a complete argument for it. Epicheirema can thus be a
powerful tool in oral polemics, especially when one argues regressively, first
stating the conclusion with a sketch of support in terms of enthymemes, and
then if challenged to do so expanding any or all of these enthymemes into
standard categorical syllogisms.
inferentia: cf essentia, sententia,
prudentia, etc.. – see illatum -- Cf. illatio. Consequentia. Implicatio.
Grice’s implicature and what the emissor implicates as a variation on the
logical usage.
infima species (Latin,
‘lowest species’), a species that is not a genus of any other species.
According to the theory of classification, division, and definition that is
part of traditional or Aristotelian logic, every individual is a specimen of
some infima species. An infima species is a member of a genus that may in turn
be a species of a more inclusive genus, and so on, until one reaches a summum
genus, a genus that is not a species of a more inclusive genus. Socrates and
Plato are specimens of the infima specis human being (mortal rational animal),
which is a species of the genus rational animal, which is a species of the
genus animal, and so on, up to the summum genus substance. Whereas two
specimens of animal – e.g., an individual human and an individual horse – can
differ partly in their essential characteristics, no two specimens of the
infima species human being can differ in essence.
infinite-off
predicament, or ∞-off predicament.
Infinity:
“I know that there are infinitely many stars” – an example of a stupid thing to
say by the man in the street. apeiron, Grecian term meaning ‘the
boundless’ or ‘the unlimited’, which evolved to signify ‘the infinite’.
Anaximander introduced the term to philosophy by saying that the source of all
things was apeiron. There is some disagreement about whether he meant by this
the spatially antinomy apeiron 33 33
unbounded, the temporally unbounded, or the qualitatively indeterminate. It
seems likely that he intended the term to convey the first meaning, but the
other two senses also happen to apply to the spatially unbounded. After
Anaximander, Anaximenes declared as his first principle that air is boundless,
and Xenophanes made his flat earth extend downward without bounds, and probably
outward horizontally without limit as well. Rejecting the tradition of
boundless principles, Parmenides argued that “what-is” must be held within
determinate boundaries. But his follower Melissus again argued that what-is
must be boundless in both time and
space for it can have no beginning or
end. Another follower of Parmenides, Zeno of Elea, argued that if there are
many substances, antinomies arise, including the consequences that substances
are both limited and unlimited apeira in number, and that they are so small as
not to have size and so large as to be unlimited in size. Rejecting monism,
Anaxagoras argued for an indefinite number of elements that are each unlimited
in size, and the Pythagorean Philolaus made limiters perainonta and unlimiteds
apeira the principles from which all things are composed. The atomists
Leucippus and Democritus conceived of a boundless universe, partly full of an
infinite number of atoms and partly void; and in the universe are countless
apeiroi worlds. Finally Aristotle arrived at an abstract understanding of the
apeiron as “the infinite,” claiming to settle paradoxes about the boundless by
allowing for real quantities to be infinitely divisible potentially, but not
actually Physics III.48. The development of the notion of the apeiron shows how
Grecian philosophers evolved ever more abstract philosophical ideas from
relatively concrete conceptions. Infinity
-- Grice thougth that “There are infinitely many stars” was a stupid thing to
say -- diagonal procedure, a method, originated by Cantor, for showing that
there are infinite sets that cannot be put in one-to-one correspondence with
the set of natural numbers i.e., enumerated. For example, the method can be
used to show that the set of real numbers x in the interval 0 ‹ x m 1 is not
enumerable. Suppose x0, x1, x2, . . . were such an enumeration x0 is the real
correlated with 0; x1, the real correlated with 1; and so on. Then consider the
list formed by replacing each real in the enumeration with the unique
non-terminating decimal fraction representing it: The first decimal fraction
represents x0; the second, x1; and so on. By diagonalization we select the
decimal fraction shown by the arrows: and change each digit xnn, taking care to
avoid a terminating decimal. This fraction is not on our list. For it differs
from the first in the tenths place, from the second in the hundredths place,
and from the third in the thousandths place, and so on. Thus the real it
represents is not in the supposed enumeration. This contradicts the original
assumption. The idea can be put more elegantly. Let f be any function such
that, for each natural number n, fn is a set of natural numbers. Then there is
a set S of natural numbers such that n 1 S S n 2 fn. It is obvious that, for
each n, fn & S. Infinity -- eternal
return, the doctrine that the same events, occurring in the same sequence and
involving the same things, have occurred infinitely many times in the past and
will occur infinitely many times in the future. Attributed most notably to the
Stoics and Nietzsche, the doctrine is antithetical to philosophical and
religious viewpoints that claim that the world order is unique, contingent in
part, and directed toward some goal. The Stoics interpret eternal return as the
consequence of perpetual divine activity imposing exceptionless causal
principles on the world in a supremely rational, providential way. The world,
being the best possible, can only be repeated endlessly. The Stoics do not
explain why the best world cannot be everlasting, making repetition
unnecessary. It is not clear whether Nietzsche asserted eternal return as a
cosmological doctrine or only as a thought experiment designed to confront one
with the authenticity of one’s life: would one affirm that life even if one
were consigned to live it over again without end? On either interpretation,
Nietzsche’s version, like the Stoic version, stresses the inexorability and
necessary interconnectedness of all things and events, although unlike the
Stoic version, it rejects divine providence.
infinitary logic, the logic of expressions of infinite length. Quine has
advanced the claim that firstorder logic (FOL) is the language of science, a
position accepted by many of his followers. Howinferential justification
infinitary logic 428 4065h-l.qxd 08/02/1999 7:39 AM Page 428 ever, many
important notions of mathematics and science are not expressible in FOL. The
notion of finiteness, e.g., is central in mathematics but cannot be expressed
within FOL. There is no way to express such a simple, precise claim as ‘There
are only finitely many stars’ in FOL. This and related expressive limitations
in FOL seriously hamper its applicability to the study of mathematics and have
led to the study of stronger logics. There have been various approaches to
getting around the limitations by the study of so-called strong logics,
including second-order logic (where one quantifies over sets or properties, not
just individuals), generalized quantifiers (where one adds quantifiers in
addition to the usual ‘for all’ and ‘there exists’), and branching quantifiers
(where notions of independence of variables is introduced). One of the most
fruitful methods has been the introduction of idealized “infinitely long”
statements. For example, the above statement about the stars would be
formalized as an infinite disjunction: there is at most one star, or there are
at most two stars, or there are at most three stars, etc. Each of these
disjuncts is expressible in FOL. The expressive limitations in FOL are closely
linked with Gödel’s famous completeness and incompleteness theorems. These
results show, among other things, that any attempt to systematize the laws of
logic is going to be inadequate, one way or another. Either it will be confined
to a language with expressive limitations, so that these notions cannot even be
expressed, or else, if they can be expressed, then an attempt at giving an
effective listing of axioms and rules of inference for the language will fall
short. In infinitary logic, the rules of inference can have infinitely many
premises, and so are not effectively presentable. Early work in infinitary
logic used cardinality as a guide: whether or not a disjunction, conjunction,
or quantifier string was permitted had to do only with the cardinality of the
set in question. It turned out that the most fruitful of these logics was the
language with countable conjunctions and finite strings of first-order
quantifiers. This language had further refinements to socalled admissible
languages, where more refined set-theoretic considerations play a role in
determining what counts as a formula. Infinitary languages are also connected
with strong axioms of infinity, statements that do not follow from the usual
axioms of set theory but for which one has other evidence that they might well
be true, or at least consistent. In particular, compact cardinals are infinite
cardinal numbers where the analogue of the compactness theorem of FOL
generalizes to the associated infinitary language. These cardinals have proven
to be very important in modern set theory. During the 1990s, some infinitary
logics played a surprising role in computer science. By allowing arbitrarily
long conjunctions and disjunctions, but only finitely many variables (free or
bound) in any formula, languages with attractive closure properties were found
that allowed the kinds of inductive procedures of computer science, procedures
not expressible in FOL. -- infinite regress argument, a distinctively
philosophical kind of argument purporting to show that a thesis is defective
because it generates an infinite series when either (form A) no such series
exists or (form B) were it to exist, the thesis would lack the role (e.g., of
justification) that it is supposed to play. The mere generation of an infinite
series is not objectionable. It is misleading therefore to use ‘infinite
regress’ (or ‘regress’) and ‘infinite series’ equivalently. For instance, both
of the following claims generate an infinite series: (1) every natural number
has a successor that itself is a natural number, and (2) every event has a
causal predecessor that itself is an event. Yet (1) is true (arguably,
necessarily true), and (2) may be true for all that logic can say about the
matter. Likewise, there is nothing contrary to logic about any of the infinite
series generated by the suppositions that (3) every free act is the consequence
of a free act of choice; (4) every intelligent operation is the result of an
intelligent mental operation; (5) whenever individuals x and y share a property
F there exists a third individual z which paradigmatically has F and to which x
and y are somehow related (as copies, by participation, or whatnot); or (6)
every generalization from experience is inductively inferable from experience
by appeal to some other generalization from experience. What Locke (in the Essay
concerning Human Understanding) objects to about the theory of free will
embodied in (3) and Ryle (in The Concept of Mind) objects to about the
“intellectualist leginfinite, actual infinite regress argument 429 4065h-l.qxd
08/02/1999 7:39 AM Page 429 end” embodied in (4) can therefore be only that it
is just plain false as a matter of fact that we perform an infinite number of
acts of choice or operations of the requisite kinds. In effect their infinite
regress arguments are of form A: they argue that the theories concerned must be
rejected because they falsely imply that such infinite series exist. Arguably
the infinite regress arguments employed by Plato (in the Parmenides) regarding
his own theory of Forms and by Popper (in the Logic of Scientific Discovery)
regarding the principle of induction proposed by Mill, are best construed as
having form B, their objections being less to (5) or (6) than to their
epistemic versions: (5*) that we can understand how x and y can share a
property F only if we understand that there exists a third individual (the
“Form” z) which paradigmatically has F and to which x and y are related; and
(6*) that since the principle of induction must itself be a generalization from
experience, we are justified in accepting it only if it can be inferred from
experience by appeal to a higherorder, and justified, inductive principle. They
are arguing that because the series generated by (5) and (6) are infinite, the
epistemic enlightenment promised by (5*) and (6*) will forever elude us. When
successful, infinite regress arguments can show us that certain sorts of
explanation, understanding, or justification are will-o’-thewisps. As Passmore
has observed (in Philosophical Reasoning) there is an important sense of
‘explain’ in which it is impossible to explain predication. We cannot explain
x’s and y’s possession of the common property F by saying that they are called
by the same name (nominalism) or fall under the same concept (conceptualism)
any more than we can by saying that they are related to the same form (Platonic
realism), since each of these is itself a property that x and y are supposed to
have in common. Likewise, it makes no sense to try to explain why anything at
all exists by invoking the existence of something else (such as the theist’s
God). The general truths that things exist, and that things may have properties
in common, are “brute facts” about the way the world is. Some infinite regress
objections fail because they are directed at “straw men.” Bradley’s regress
argument against the pluralist’s “arrangement of given facts into relations and
qualities,” from which he concludes that monism is true, is a case in point. He
correctly argues that if one posits the existence of two or more things, then
there must be relations of some sort between them, and then (given his covert
assumption that these relations are things) concludes that there must be
further relations between these relations ad infinitum. Bradley’s regress
misfires because a pluralist would reject his assumption. Again, some regress
arguments fail because they presume that any infinite series is vicious.
Aquinas’s regress objection to an infinite series of movers, from which he
concludes that there must be a prime mover, involves this sort of confusion. --
infinity, in set theory, the property of a set whereby it has a proper subset
whose members can be placed in one-to-one correspondence with all the members
of the set, as the even integers can be so arranged in respect to the natural
numbers by the function f(x) = x/2, namely: Devised by Richard Dedekind in
defiance of the age-old intuition that no part of a thing can be as large as
the thing, this set-theoretical definition of ‘infinity’, having been much
acclaimed by philosophers like Russell as a model of conceptual analysis that
philosophers were urged to emulate, can elucidate the putative infinity of
space, time, and even God, his power, wisdom, etc. If a set’s being denumerable
– i.e., capable of having its members placed in one-to-one correspondence with
the natural numbers – can well appear to define much more simply what the
infinity of an infinite set is, Cantor exhibited the real numbers (as expressed
by unending decimal expansions) as a counterexample, showing them to be
indenumerable by means of his famous diagonal argument. Suppose all the real
numbers between 0 and 1 are placed in one-to-one correspondence with the
natural numbers, thus: Going down the principal diagonal, we can construct a
new real number, e.g., .954 . . . , not found in the infinite “square array.”
The most important result in set theory, Cantor’s theorem, is denied its full
force by the maverick followers infinity infinity 430 4065h-l.qxd 08/02/1999
7:39 AM Page 430 of Skolem, who appeal to the fact that, though the real
numbers constructible in any standard axiomatic system will be indenumerable
relative to the resources of the system, they can be seen to be denumerable
when viewed from outside it. Refusing to accept the absolute indenumerability
of any set, the Skolemites, in relativizing the notion to some system, provide
one further instance of the allure of relativism. More radical still are the
nominalists who, rejecting all abstract entities and sets in particular, might
be supposed to have no use for Cantor’s theorem. Not so. Assume with Democritus
that there are infinitely many of his atoms, made of adamant. Corresponding to
each infinite subset of these atoms will be their mereological sum or “fusion,”
namely a certain quantity of adamant. Concrete entities acceptable to the nominalist,
these quantities can be readily shown to be indenumerable. Whether Cantor’s
still higher infinities beyond F1 admit of any such nominalistic realization
remains a largely unexplored area. Aleph-zero or F0 being taken to be the
transfinite number of the natural numbers, there are then F1 real numbers
(assuming the continuum hypothesis), while the power set of the reals has F2
members, and the power set of that F3 members, etc. In general, K2 will be said
to have a greater number (finite or transfinite) of members than K1 provided
the members of K1 can be put in one-to-one correspondence with some proper
subset of K2 but not vice versa. Skepticism regarding the higher infinities can
trickle down even to F0, and if both Aristotle and Kant, the former in his
critique of Zeno’s paradoxes, the latter in his treatment of cosmological
antinomies, reject any actual, i.e. completed, infinite, in our time Dummett’s
return to verificationism, as associated with the mathematical intuitionism of
Brouwer, poses the keenest challenge. Recognition-transcendent sentences like
‘The total number of stars is infinite’ are charged with violating the
intersubjective conditions required for a speaker of a language to manifest a
grasp of their meaning.
THE INFORMALISTS – A Group
under which Grice situated his post-generational Strawson and his
pre-generational Ryle. informal fallacy, an error of reasoning or tactic of
argument that can be used to persuade someone with whom you are reasoning that
your argument is correct when really it is not. The standard treatment of the
informal fallacies in logic textbooks draws heavily on Aristotle’s list, but
there are many variants, and new fallacies have often been added, some of which
have gained strong footholds in the textbooks. The word ‘informal’ indicates
that these fallacies are not simply localized faults or failures in the given
propositions (premises and conclusion) of an argument to conform to a standard
of semantic correctness (like that of deductive logic), but are misuses of the
argument in relation to a context of reasoning or type of dialogue that an
arguer is supposed to be engaged in. Informal logic is the subfield of logical
inquiry that deals with these fallacies. Typically, informal fallacies have a
pragmatic (practical) aspect relating to how an argument is being used, and
also a dialectical aspect, pertaining to a context of dialogue – normally an
exchange between two participants in a discussion. Both aspects are major
concerns of informal logic. Logic textbooks classify informal fallacies in
various ways, but no clear and widely accepted system of classification has yet
become established. Some textbooks are very inventive and prolific, citing many
different fallacies, including novel and exotic ones. Others are more
conservative, sticking with the twenty or so mainly featured in or derived from
Aristotle’s original treatment, with a few widely accepted additions. The
paragraphs below cover most of these “major” or widely featured fallacies, the
ones most likely to be encountered by name in the language of everyday educated
conversation. The genetic fallacy is the error of drawing an inappropriate
conclusion about the goodness or badness of some property of a thing from the
goodness or badness of some property of the origin of that thing. For example,
‘This medication was derived from a plant that is poisonous; therefore, even
though my physician advises me to take it, I conclude that it would be very bad
for me if I took it.’ The error is inappropriately arguing from the origin of
the medication to the conclusion that it must be poisonous in any form or
situation. The genetic fallacy is often construed very broadly making it
coextensive with the personal attack type of argument (see the description of
argumentum ad hominem below) that condemns a prior argument by condemning its
source or proponent. Argumentum ad populum (argument to the people) is a kind
of argument that uses appeal to popular sentiments to support a conclusion.
Sometimes called “appeal to the gallery” or “appeal to popular pieties” or even
“mob appeal,” this kind of argument has traditionally been portrayed as
fallacious. However, there infinity, axiom of informal fallacy 431 4065h-l.qxd
08/02/1999 7:39 AM Page 431 need be nothing wrong with appealing to popular
sentiments in argument, so long as their evidential value is not exaggerated.
Even so, such a tactic can be fallacious when the attempt to arouse mass
enthusiasms is used as a substitute to cover for a failure to bring forward the
kind of evidence that is properly required to support one’s conclusion.
Argumentum ad misericordiam (argument to pity) is a kind of argument that uses
an appeal to pity, sympathy, or compassion to support its conclusion. Such
arguments can have a legitimate place in some discussions – e.g., in appeals
for charitable donations. But they can also put emotional pressure on a
respondent in argument to try to cover up a weak case. For example, a student
who does not have a legitimate reason for a late assignment might argue that if
he doesn’t get a high grade, his disappointed mother might have a heart attack.
The fallacy of composition is the error of arguing from a property of parts of
a whole to a property of the whole – e.g., ‘The important parts of this machine
are light; therefore this machine is light.’ But a property of the parts cannot
always be transferred to the whole. In some cases, examples of the fallacy of
composition are arguments from all the parts to a whole, e.g. ‘Everybody in the
country pays her debts. Therefore the country pays its debts.’ The fallacy of
division is the converse of that of composition: the error of arguing from a
property of the whole to a property of its parts – e.g., ‘This machine is
heavy; therefore all the parts of this machine are heavy.’ The problem is that
the property possessed by the whole need not transfer to the parts. The fallacy
of false cause, sometimes called post hoc, ergo propter hoc (after this,
therefore because of this), is the error of arguing that because two events are
correlated with one another, especially when they vary together, the one is the
cause of the other. For example, there might be a genuine correlation between
the stork population in certain areas of Europe and the human birth rate. But
it would be an error to conclude, on that basis alone, that the presence of
storks causes babies to be born. In general, however, correlation is good, if
sometimes weak, evidence for causation. The problem comes in when the
evidential strength of the correlation is exaggerated as causal evidence. The
apparent connection could just be coincidence, or due to other factors that
have not been taken into account, e.g., some third factor that causes both the
events that are correlated with each other. The fallacy of secundum quid (neglecting
qualifications) occurs where someone is arguing from a general rule to a
particular case, or vice versa. One version of it is arguing from a general
rule while overlooking or suppressing legitimate exceptions. This kind of error
has also often been called the fallacy of accident. An example would be the
argument ‘Everyone has the right to freedom of speech; therefore it is my right
to shout “Fire” in this crowded theater if I want to.’ The other version of
secundum quid, sometimes also called the fallacy of converse accident, or the
fallacy of hasty generalization, is the error of trying to argue from a
particular case to a general rule that does not properly fit that case. An
example would be the argument ‘Tweetie [an ostrich] is a bird that does not
fly; therefore birds do not fly’. The fault is the failure to recognize or
acknowledge that Tweetie is not a typical bird with respect to flying.
Argumentum consensus gentium (argument from the consensus of the nations) is a
kind that appeals to the common consent of mankind to support a conclusion.
Numerous philosophers and theologians in the past have appealed to this kind of
argument to support conclusions like the existence of God and the binding
character of moral principles. For example, ‘Belief in God is practically
universal among human beings past and present; therefore there is a practical
weight of presumption in favor of the truth of the proposition that God
exists’. A version of the consensus gentium argument represented by this
example has sometimes been put forward in logic textbooks as an instance of the
argumentum ad populum (described above) called the argument from popularity:
‘Everybody believes (accepts) P as true; therefore P is true’. If interpreted
as applicable in all cases, the argument from popularity is not generally
sound, and may be regarded as a fallacy. However, if regarded as a presumptive
inference that only applies in some cases, and as subject to withdrawal where
evidence to the contrary exists, it can sometimes be regarded as a weak but
plausible argument, useful to serve as a provisional guide to prudent action or
reasoned commitment. Argumentum ad hominem (literally, argument against the
man) is a kind of argument that uses a personal attack against an arguer to
refute her argument. In the abusive or personal variant, the character of the
arguer (especially character for veracity) is attacked; e.g., ‘You can’t
believe what Smith says – he is a liar’. In evaluating testimony (e.g., in
legal cross-examination), attacking an arguer’s character can be legitimate in
some cases. Also in political debate, character can be a legitimate issue.
However, ad hominem arguinformal fallacy informal fallacy 432 4065h-l.qxd
08/02/1999 7:39 AM Page 432 ments are commonly used fallaciously in attacking
an opponent unfairly – e.g., where the attack is not merited, or where it is
used to distract an audience from more relevant lines of argument. In the
circumstantial variant, an arguer’s personal circumstances are claimed to be in
conflict with his argument, implying that the arguer is either confused or
insincere; e.g., ‘You don’t practice what you preach’. For example, a
politician who has once advocated not raising taxes may be accused of
“flip-flopping” if he himself subsequently favors legislation to raise taxes.
This type of argument is not inherently fallacious, but it can go badly wrong,
or be used in a fallacious way, for example if circumstances changed, or if the
alleged conflict was less serious than the attacker claimed. Another variant is
the “poisoning the well” type of ad hominem argument, where an arguer is said
to have shown no regard for the truth, the implication being that nothing he
says henceforth can ever be trusted as reliable. Yet another variant of the ad
hominem argument often cited in logic textbooks is the tu quoque (you-too
reply), where the arguer attacked by an ad hominem argument turns around and
says, “What about you? Haven’t you ever lied before? You’re just as bad.” Still
another variant is the bias type of ad hominem argument, where one party in an
argument charges the other with not being honest or impartial or with having
hidden motivations or personal interests at stake. Argumentum ad baculum
(argument to the club) is a kind of argument that appeals to a threat or to
fear in order to support a conclusion, or to intimidate a respondent into
accepting it. Ad baculum arguments often take an indirect form; e.g., ‘If you
don’t do this, harmful consequences to you might follow’. In such cases the
utterance can often be taken as a threat. Ad baculum arguments are not
inherently fallacious, because appeals to threatening or fearsome sanctions –
e.g., harsh penalties for drunken driving – are not necessarily failures of
critical argumentation. But because ad baculum arguments are powerful in
eliciting emotions, they are often used persuasively as sophistical tactics in
argumentation to avoid fulfilling the proper requirements of a burden of proof.
Argument from authority is a kind of argument that uses expert opinion (de
facto authority) or the pronouncement of someone invested with an institutional
office or title (de jure authority) to support a conclusion. As a practical but
fallible method of steering discussion toward a presumptive conclusion, the
argument from authority can be a reasonable way of shifting a burden of proof.
However, if pressed too hard in a discussion or portrayed as a better
justification for a conclusion than the evidence warrants, it can become a
fallacious argumentum ad verecundiam (see below). It should be noted, however,
that arguments based on expert opinions are widely accepted both in artificial
intelligence and everyday argumentation as legitimate and sound under the right
conditions. Although arguments from authority have been strongly condemned
during some historical periods as inherently fallacious, the current climate of
opinion is to think of them as acceptable in some cases, even if they are
fallible arguments that can easily go wrong or be misused by sophistical
persuaders. Argumentum ad judicium represents a kind of knowledge-based
argumentation that is empirical, as opposed to being based on an arguer’s
personal opinion or viewpoint. In modern terminology, it apparently refers to
an argument based on objective evidence, as opposed to somebody’s subjective
opinion. The term appears to have been invented by Locke to contrast three
commonly used kinds of arguments and a fourth special type of argument. The
first three types of argument are based on premises that the respondent of the argument
is taken to have already accepted. Thus these can all be called “personal” in
nature. The fourth kind of argument – argumentum ad judicium – does not have to
be based on what some person accepts, and so could perhaps be called
“impersonal.” Locke writes that the first three kinds of arguments can dispose
a person for the reception of truth, but cannot help that person to the truth.
Only the argumentum ad judicium can do that. The first three types of arguments
come from “my shamefacedness, ignorance or error,” whereas the argumentum ad
judicium “comes from proofs and arguments and light arising from the nature of
things themselves.” The first three types of arguments have only a preparatory
function in finding the truth of a matter, whereas the argumentum ad judicium
is more directly instrumental in helping us to find the truth. Argumentum ad
verecundiam (argument to reverence or respect) is the fallacious use of expert
opinion in argumentation to try to persuade someone to accept a conclusion. In
the Essay concerning Human Understanding (1690) Locke describes such arguments
as tactics of trying to prevail on the assent of someone by portraying him as
irreverent or immodest if he does not readily yield to the authority of some
learned informal fallacy informal fallacy 433 4065h-l.qxd 08/02/1999 7:39 AM
Page 433 opinion cited. Locke does not claim, however, that all appeals to
expert authority in argument are fallacious. They can be reasonable if used
judiciously. Argumentum ad ignorantiam (argument to ignorance) takes the
following form: a proposition a is not known or proved to be true (false);
therefore A is false (true). It is a negative type of knowledge-based or
presumptive reasoning, generally not conclusive, but it is nevertheless often
non-fallacious in balance-of-consideration cases where the evidence is
inconclusive to resolve a disputed question. In such cases it is a kind of
presumption-based argumentation used to advocate adopting a conclusion
provisionally, in the absence of hard knowledge that would determine whether
the conclusion is true or false. An example would be: Smith has not been heard
from for over seven years, and there is no evidence that he is alive; therefore
it may be presumed (for the purpose of settling Smith’s estate) that he is
dead. Arguments from ignorance ought not to be pressed too hard or used with
too strong a degree of confidence. An example comes from the U.S. Senate
hearings in 1950, in which Senator Joseph McCarthy used case histories to argue
that certain persons in the State Department should be considered Communists.
Of one case he said, “I do not have much information on this except the general
statement of the agency that there is nothing in the files to disprove his
Communist connections.” The strength of any argument from ignorance depends on
the thoroughness of the search made. The argument from ignorance can be used to
shift a burden of proof merely on the basis of rumor, innuendo, or false
accusations, instead of real evidence. Ignoratio elenchi (ignorance of
refutation) is the traditional name, following Aristotle, for the fault of
failing to keep to the point in an argument. The fallacy is also called
irrelevant conclusion or missing the point. Such a failure of relevance is
essentially a failure to keep closely enough to the issue under discussion.
Suppose that during a criminal trial, the prosecutor displays the victim’s
bloody shirt and argues at length that murder is a horrible crime. The
digression may be ruled irrelevant to the question at issue of whether the
defendant is guilty of murder. Alleged failures of this type in argumentation
are sometimes quite difficult to judge fairly, and a ruling should depend on
the type of discussion the participants are supposed to be engaged in. In some
cases, conventions or institutional rules of procedure – e.g. in a criminal
trial – are aids to determining whether a line of argumentation should be
judged relevant or not. Petitio principii (asking to be granted the “principle”
or issue of the discussion to be proved), also called begging the question, is
the fallacy of improperly arguing in a circle. Circular reasoning should not be
presumed to be inherently fallacious, but can be fallacious where the circular
argument has been used to disguise or cover up a failure to fulfill a burden of
proof. The problem arises where the conclusion that was supposed to be proved
is presumed within the premises to be granted by the respondent of the
argument. Suppose I ask you to prove that this bicycle (the ownership of which
is subject to dispute) belongs to Hector, and you reply, “All the bicycles
around here belong to Hector.” The problem is that without independent evidence
that shows otherwise, the premise that all the bicycles belong to Hector takes
for granted that this bicycle belongs to Hector, instead of proving it by
properly fulfilling the burden of proof. The fallacy of many questions (also
called the fallacy of complex question) is the tactic of packing unwarranted
presuppositions into a question so that any direct answer given by the
respondent will trap her into conceding these presuppositions. The classical
case is the question, “Have you stopped beating your spouse?” No matter how the
respondent answers, yes or no, she concedes the presuppositions that (a) she
has a spouse, and (b) she has beaten that spouse at some time. Where one or
both of these presumptions are unwarranted in the given case, the use of this
question is an instance of the fallacy of many questions. The fallacy of
equivocation occurs where an ambiguous word has been used more than once in an
argument in such a way that it is plausible to interpret it in one way in one
instance of its use and in another way in another instance. Such an argument
may seem persuasive if the shift in the context of use of the word makes these
differing interpretations plausible. Equivocation, however, is generally
seriously deceptive only in longer sequences of argument where the meaning of a
word or phrase shifts subtly but significantly. A simplistic example will illustrate
the gist of the fallacy: ‘The news media should present all the facts on
anything that is in the public interest; the public interest in lives of movie
stars is intense; therefore the news media should present all the facts on the
private lives of movie stars’. This argument goes from plausible premises to an
implausible conclusion by trading on the ambiguity of ‘public interest’. In one
sense informal fallacy informal fallacy 434 4065h-l.qxd 08/02/1999 7:40 AM Page
434 it means ‘public benefit’ while in another sense it refers to something
more akin to curiosity. Amphiboly (double arrangement) is a type of traditional
fallacy (derived from Aristotle’s list of fallacies) that refers to the use of
syntactically ambiguous sentences like ‘Save soap and waste paper’. Although
the logic textbooks often cite examples of such sentences as fallacies, they
have never made clear how they could be used to deceive in a serious
discussion. Indeed, the example cited is not even an argument, but simply an
ambiguous sentence. In cases of some advertisements like ‘Two pizzas for one
special price’, however, one can see how the amphiboly seriously misleads
readers into thinking they are being offered two pizzas for the regular price
of one. Accent is the use of shifting stress or emphasis in speech as a means
of deception. For example, if a speaker puts stress on the word ‘created’ in
‘All men were created equal’ it suggests (by implicature) the opposite
proposition to ‘All men are equal’, namely ‘Not all men are (now) equal’. The
oral stress allows the speaker to covertly suggest an inference the hearer is
likely to draw, and to escape commitment to the conclusion suggested by later
denying he said it. The slippery slope argument, in one form, counsels against
some contemplated action (or inaction) on the ground that, once taken, it will
be a first step in a sequence of events that will be difficult to resist and
will (or may or must) lead to some dangerous (or undesirable or disastrous)
outcome in the end. It is often argued, e.g., that once you allow euthanasia in
any form, such as the withdrawal of heroic treatments of dying patients in
hospitals, then (through erosion of respect for human life), you will
eventually wind up with a totalitarian state where old, feeble, or politically
troublesome individuals are routinely eliminated. Some slippery slope arguments
can be reasonable, but they should not be put forward in an exaggerated way,
supported with insufficient evidence, or used as a scare tactic.
informal logic, also called
practical logic, the use of logic to identify, analyze, and evaluate arguments
as they occur in contexts of discourse in everyday conversations. In informal
logic, arguments are assessed on a case-by-case basis, relative to how the
argument was used in a given context to persuade someone to accept the
conclusion, or at least to give some reason relevant to accepting the
conclusion.
INFORMATIONAL. Grice
distinguishes between the indicative and the informational. “Surely it is
stupid to inform myself, but not Strawson, that it is raining. Grammarians
don’t care, but I do!” information theory, also called communication theory, a
primarily mathematical theory of communication. Prime movers in its development
include Claude Shannon, H. Nyquist, R. V. L. Hartley, Norbert Wiener,
Boltzmann, and Szilard. Original interests in the theory were largely
theoretical or applied to telegraphy and telephony, and early development
clustered around engineering problems in such domains. Philosophers
(Bar-Hillel, Dretske, and Sayre, among others) are mainly interested in
information theory as a source for developing a semantic theory of information
and meaning. The mathematical theory has been less concerned with the details
of how a message acquires meaning and more concerned with what Shannon called
the “fundamental problem of communication” – reproducing at one point either
exactly or approximately a message (that already has a meaning) selected at
another point. Therefore, the two interests in information – the mathematical
and the philosophical – have remained largely orthogonal. Information is an
objective (mind-independent) entity. It can be generated or carried by messages
(words, sentences) or other products of cognizers (interpreters). Indeed,
communication theory focuses primarily on conditions involved in the generation
and transmission of coded (linguistic) messages. However, almost any event can
(and usually does) generate information capable of being encoded or
transmitted. For example, Colleen’s acquiring red spots can contain information
about Colleen’s having the measles and graying hair can carry information about
her grandfather’s aging. This information can be encoded into messages about
measles or aging (respectively) and transmitted, but the information would
exist independently of its encoding or transmission. That is, this information
would be generated (under the right conditions) by occurrence of the
measles-induced spots and the age-induced graying themselves – regardless of
anyone’s actually noticing. This objective feature of information explains its
potential for epistemic and semantic development by philosophers and cognitive
scientists. For example, in its epistemic dimension, a single (event, message,
or Colleen’s spots) that contains informal logic information theory 435
4065h-l.qxd 08/02/1999 7:40 AM Page 435 (carries) the information that Colleen
has the measles is something from which one (mom, doctor) can come to know that
Colleen has the measles. Generally, an event (signal) that contains the
information that p is something from which one can come to know that p is the
case – provided that one’s knowledge is indeed based on the information that p.
Since information is objective, it can generate what we want from knowledge – a
fix on the way the world objectively is configured. In its semantic dimension,
information can have intentionality or aboutness. What is happening at one
place (thermometer reading rising in Colleen’s mouth) can carry information
about what is happening at another place (Colleen’s body temperature rising).
The fact that messages (or mental states, for that matter) can contain
information about what is happening elsewhere, suggests an exciting prospect of
tracing the meaning of a message (or of a thought) to its informational origins
in the environment. To do this in detail is what a semantic theory of
information is about. The mathematical theory of information is purely
concerned with information in its quantitative dimension. It deals with how to
measure and transmit amounts of information and leaves to others the work of
saying what (how) meaning or content comes to be associated with a signal or
message. In regard to amounts of information, we need a way to measure how much
information is generated by an event (or message) and how to represent that
amount. Information theory provides the answer. Since information is an
objective entity, the amount of information associated with an event is related
to the objective probability (likelihood) of the event. Events that are less
likely to occur generate more information than those more likely to occur.
Thus, to discover that the toss of a fair coin came up heads contains more
information than to discover this about the toss of a coin biased (.8) toward
heads. Or, to discover that a lie was knowingly broadcast by a censored,
state-run radio station, contains less information than that a lie was
knowingly broadcast by a non-censored, free radio station (say, the BBC). A
(perhaps surprising) consequence of associating amounts of information with
objective likelihoods of events is that some events generate no information at
all. That is, that 55 % 3125 or that water freezes at 0oC. (on a specific
occasion) generates no information at all – since these things cannot be
otherwise (their probability of being otherwise is zero). Thus, their
occurrence generates zero information. Shannon was seeking to measure the
amount of information generated by a message and the amount transmitted by its
reception (or about average amounts transmissible over a channel). Since his
work, it has become standard to think of the measure of information in terms of
reductions of uncertainty. Information is identified with the reduction of
uncertainty or elimination of possibilities represented by the occurrence of an
event or state of affairs. The amount of information is identified with how
many possibilities are eliminated. Although other measures are possible, the
most convenient and intuitive way that this quantity is standardly represented
is as a logarithm (to the base 2) and measured in bits (short for how many
binary digits) needed to represent binary decisions involved in the reduction
or elimination of possibilities. If person A chooses a message to send to
person B, from among 16 equally likely alternative messages (say, which number
came up in a fair drawing from 16 numbers), the choice of one message would
represent 4 bits of information (16 % 24 or log2 16 % 4). Thus, to calculate
the amount of information generated by a selection from equally likely messages
(signals, events), the amount of information I of the message s is calculated
I(s) % logn. If there is a range of messages (s1 . . . sN) not all of which are
equally likely (letting (p (si) % the probability of any si’s occurrence), the
amount of information generated by the selection of any message si is
calculated I(si) % log 1/p(si) % –log p(si) [log 1/x % –log x] While each of
these formulas says how much information is generated by the selection of a
specific message, communication theory is seldom primarily interested in these
measures. Philosophers are interested, however. For if knowledge that p
requires receiving the information that p occurred, and if p’s occurrence
represents 4 bits of information, then S would know that p occurred only if S
received information equal to (at least) 4 bits. This may not be sufficient for
S to know p – for S must receive the right amount of information in a
non-deviant causal way and S must be able to extract the content of the
information – but this seems clearly necessary. Other measures of information
of interest in communication theory include the average information, or
entropy, of a source, information theory information theory 436 4065h-l.qxd
08/02/1999 7:40 AM Page 436 I(s) % 9p(si) $ I(si), a measure for noise (the
amount of information that person B receives that was not sent by person A),
and for equivocation (the amount of information A wanted or tried to send to B
that B did not receive). These concepts from information theory and the
formulas for measuring these quantities of information (and others) provide a
rich source of tools for communication applications as well as philosophical
applications. informed consent, voluntary agreement in the light of relevant
information, especially by a patient to a medical procedure. An example would
be consent to a specific medical procedure by a competent adult patient who has
an adequate understanding of all the relevant treatment options and their
risks. It is widely held that both morality and law require that no medical
procedures be performed on competent adults without their informed consent.
This doctrine of informed consent has been featured in case laws since the
1950s, and has been a focus of much discussion in medical ethics. Underwritten
by a concern to protect patients’ rights to self-determination and also by a
concern with patients’ well-being, the doctrine was introduced in an attempt to
delineate physicians’ duties to inform patients of the risks and benefits of
medical alternatives and to obtain their consent to a particular course of
treatment or diagnosis. Interpretation of the legitimate scope of the doctrine
has focused on a variety of issues concerning what range of patients is
competent to give consent and hence from which ones informed consent must be
required; concerning how much, how detailed, and what sort of information must
be given to patients to yield informed consent; and concerning what sorts of
conditions are required to ensure both that there is proper understanding of
the information and that consent is truly voluntary rather than unduly
influenced by the institutional authority of the physician.
Ingarden, Roman Witold
(1893–1970), the leading Polish phenomenologist, who taught in Lvov and Cracow
and became prominent in the English-speaking world above all through his work
in aesthetics and philosophy of literature. His Literary Work of Art (German
1931, English 1973) presents an ontological account of the literary work as a
stratified structure, including word sounds and meanings, represented objects
and aspects, and associated metaphysical and aesthetic qualities. The work
forms part of a larger ontological project of combating the transcendental
idealism of his teacher Husserl, and seeks to establish the essential difference
in structure between minddependent ‘intentional’ objects and objects in
reality. Ingarden’s ontological investigations are set out in his The
Controversy over the Existence of the World (Polish 1947/48, German 1964–74,
partial English translation as Time and Modes of Being, 1964). The work rests
on a tripartite division of formal, material, and existential ontology and
contains extensive analyses of the ontological structures of individual things,
events, processes, states of affairs, properties and relations. It culminates
in an attempted refutation of idealism on the basis of an exhaustive account of
the possible relations between consciousness and reality.
inscriptum -- inscriptionalism -- nominalism. While Grice pours scorn
on the American School of Latter-Day
Nominalists, nominalism, as used by Grice is possibly a misnomer. He
doesn’t mean Occam, and Occam did not use ‘nominalismus.’ “Terminimus’ at most.
So one has to be careful. The implicature is that the nominalist calls a ‘name’
what others shouldn’t. Mind, Grice had
two nominalist friends: S. N. Hamphsire (Scepticism and meaning”) and A. M.
Quinton, of the play group! In “Properties and classes,” for the Aristotelian
Society. And the best Oxford philosophical stylist, Bradley, is also a nominalist.
There are other, more specific arguments against universals.
One is that postulating such things leads to a vicious infinite regress. For
suppose there are universals, both monadic and relational, and that when an
entity instantiates a universal, or a group of entities instantiate a
relational universal, they are linked by an instantiation relation. Suppose now
that a instantiates
the universal F. Since
there are many things that instantiate many universals, it is plausible to
suppose that instantiation is a relational universal. But if instantiation is a
relational universal, when a instantiates F, a, F and
the instantiation relation are linked by an instantiation relation. Call this
instantiation relation i2 (and suppose it, as is plausible, to be distinct
from the instantiation relation (i1) that links a and F). Then
since i2 is
also a universal, it looks as if a, F, i1 and i2 will have to
be linked by another instantiation relation i3, and so on ad infinitum.
(This argument has its source in Bradley 1893, 27–8.)
insinuatum: Oddly, Ryle found an ‘insinuation’ abusive, which Russell
found abusive. When McGuinness listed the abusive terms by Gellner,
‘insinuation’ was one of them, so perhaps Grice should take note! insinuation
insinuate. The etymology is abscure. Certainly not Ciceronian. A bit of
linguistic botany, “E implicates that p” – implicate to do duty for, in
alphabetic order: mean, suggest, hint, insinuate, indicate, implicitly convey,
indirectly convey, imply. Intransitive meaning "hint obliquely" is from
1560s. The problem is that Grice possibly used it transitively, with a
‘that’-clause. “Emissor E communicates that p, via insinuation,” i.e. E
insinuates that p.” In fact, there’s nothing odd with the ‘that’-clause
following ‘insinuate.’ Obviosuly, Grice will be saying that what is a mere
insinuation it is taken by Austin, Strawson, Hart or Hare or Hampshire – as he
criticizes him in the “Mind” article on intention and certainty -- (to restrict
to mistakes by the play group) as part of the ‘analysans.’ `Refs. D. Holdcroft,
“Forms of indirect communication,” Journal of Rhetoric.
insolubilia, sentences
embodying a semantic antinomy such as the liar paradox. Insolubilia were used
by late medieval logicians to analyze self-nullifying sentences, the
possibility that all sentences imply that they are true, and the relation
between spoken, written, and mental language. At first, theorists focused on
nullification to explicate a sentence like ‘I am lying’, which, when spoken,
entails that the speaker “says nothing.” Bradwardine suggested that such
sentences signify that they are at once true and false, prompting Burley to
argue that all sentences imply that they are true. Roger Swineshead used
insolubilia to distinguish between truth and correspondence to reality; while
‘This sentence is false’ is itself false, it corresponds to reality, while its
contradiction, ‘This sentence is not false,’ does not, although the latter is
also false. Later, Wyclif used insolubilia to describe the senses in which a sentence
can be true, which led to his belief in informed consent insolubilia 437
4065h-l.qxd 08/02/1999 7:40 AM Page 437 the reality of logical beings or
entities of reason, a central tenet of his realism. Pierre d’Ailly used
insolubilia to explain how mental language differs from spoken and written
language, holding that there are no mental language insolubles, but that spoken
and written language lend themselves to the phenomenon by admitting a single
sentence corresponding to two distinct mental sentences.
Institution – Grice
speaks of the institution of decision as the goal of conversation --
institution. (1) An organization such as a corporation or college. (2) A social
practice such as marriage or making promises. (3) A system of rules defining a
possible form of social organization, such as capitalist versus Communist
principles of economic exchange. In light of the power of institutions to shape
societies and individual lives, writers in professional ethics have explored
four main issues. First, what political and legal institutions are feasible,
just, and otherwise desirable (Plato, Republic; Rawls, A Theory of Justice)?
Second, how are values embedded in institutions through the constitutive rules
that define them (for example, “To promise is to undertake an obligation”), as
well as through regulatory rules imposed on them from outside, such that to
participate in institutions is a value-laden activity (Searle, Speech Acts,
1969)? Third, do institutions have collective responsibilities or are the only
responsibilities those of individuals, and in general how are the
responsibilities of individuals, institutions, and communities related? Fourth,
at a more practical level, how can we prevent institutions from becoming
corrupted by undue regard for money and power (MacIntyre, After Virtue, 1981)
and by patriarchal prejudices (Susan Moller Okin, Justice, Gender, and the
Family, 1989)? -- institutional theory of art, the view that something becomes
an artwork by virtue of occupying a certain position within the context of a
set of institutions. George Dickie originated this theory of art (Art and the
Aesthetic, 1974), which was derived loosely from Arthur Danto’s “The Artworld”
(Journal of Philosophy, 1964). In its original form it was the view that a work
of art is an artifact that has the status of candidate for appreciation
conferred upon it by some person acting on behalf of the art world. That is,
there are institutions – such as museums, galleries, and journals and
newspapers that publish reviews and criticism – and there are individuals who
work within those institutions – curators, directors, dealers, performers,
critics – who decide, by accepting objects or events for discussion and
display, what is art and what is not. The concept of artifactuality may be
extended to include found art, conceptual art, and other works that do not
involve altering some preexisting material, by holding that a use, or context
for display, is sufficient to make something into an artifact. This definition
of art raises certain questions. What determines – independently of such
notions as a concern with art – whether an institution is a member of the art
world? That is, is the definition ultimately circular? What is it to accept
something as a candidate for appreciation? Might not this concept also threaten
circularity, since there could be not only artistic but also other kinds of
appreciation?
Griceian aesthetic
instrumetalism according to Catherine Lord. instrumentalism, in its most common
meaning, a kind of anti-realistic view of scientific theories wherein theories
are construed as calculating devices or instruments for conveniently moving
from a given set of observations to a predicted set of observations. As such
the theoretical statements are not candidates for truth or reference, and the
theories have no ontological import. This view of theories is grounded in a
positive distinction between observation statements and theoretical statements,
and the according of privileged epistemic status to the former. The view was fashionable
during the era of positivism but then faded; it was recently revived, in large
measure owing to the genuinely perplexing character of quantum theories in
physics. ’Instrumentalism’ has a different and much more general meaning
associated with the pragmatic epistemology of Dewey. Deweyan instrumentalism is
a general functional account of all concepts (scientific ones included) wherein
the epistemic status of concepts and the rationality status of actions are seen
as a function of their role in integrating, predicting, and controlling our
concrete interactions with our experienced world. There is no positivistic
distinction instantiation instrumentalism 438 4065h-l.qxd 08/02/1999 7:40 AM
Page 438 between observation and theory, and truth and reference give way to
“warranted assertability.”
intellectus (dianoia) “intelligere,” originally
meaning to comprehend, appeared frequently in Cicero, then underwent a slippage
in its passive form, “intelligetur,” toward to understand, to communicate, to
mean, ‘to give it to be understood.’ What is understood – INTELLECTUM -- by an
expression can be not only its obvious sense but also something that is
connoted, implied, insinuated, IMPLICATED, as Grice would prefer. Verstand,
corresponding to Greek dianoia and Latin intellectio] Kant distinguished
understanding from sensibility and reason. While sensibility is receptive,
understanding is spontaneous. While understanding is concerned with the range
of phenomena and is empty without intuition, reason, which moves from judgment
to judgment concerning phenomena, is tempted to extend beyond the limits of
experience to generate fallacious inferences. Kant claimed that the main act of
understanding is judgment and called it a faculty of judgment. He claimed that
there is an a priori concept or category corresponding to each kind of judgment
as its logical function and that understanding is constituted by twelve
categories. Hence understanding is also a faculty of concepts. Understanding
gives the synthetic unity of appearance through the categories. It thus brings
together intuitions and concepts and makes experience possible. It is a
lawgiver of nature. Herder criticized Kant for separating sensibility and
understanding. Fichte and Hegel criticized him for separating understanding and
reason. Some neo-Kantians criticized him for deriving the structure of
understanding from the act of judgment. “Now we can reduce all acts of the
understanding to judgements, and the understanding may therefore be represented
as a faculty of judgement.” Kant, Critique of Pure Reason Intellectus
-- dianoia, Grecian term for the faculty of thought, specifically of drawing
conclusions from assumptions and of constructing and following arguments. The
term may also designate the thought that results from using this faculty. We
would use dianoia to construct a mathematical proof; in contrast, a being if there is such a being it would be a
god that could simply intuit the truth
of the theorem would use the faculty of intellectual intuition, noûs. In
contrast with noûs, dianoia is the distinctly human faculty of reason. Plato
uses noûs and dianoia to designate, respectively, the highest and second levels
of the faculties represented on the divided line Republic 511de. PLATO. E.C.H. dialectical argument dianoia
233 233 dichotomy paradox. Refs: Grice,
“The criteria of intelligence.”
intensionalism: Grice finds a way to relieve a
predicate that is vacuous from the embarrassing consequence of denoting or
being satisfied by the empty set. Grice exploits the nonvoidness of a
predicate which is part of the definition of the void predicate. Consider
the vacuous predicate:‘... is married to a daughter of an English queen and a
pope.'The class '... is a daugther of an English queen and a pope.'is
co-extensive with the predicate '... stands in relation to a
sequence composed of the class married to, daughters, English queens, and
popes.'We correlate the void predicate with the sequence composed of
relation R, the set ‘married to,’ the set ‘daughters,’ the set ‘English
queens,’ and the set ‘popes.'Grice uses this sequence, rather than the empty
set, to determine the explanatory potentiality of a void predicate. The
admissibility of a nonvoid predicate in an explanation of a possible phenomenon
(why it would happen if it did happen) may depends on the availability of a
generalisation whithin which the predicate specifies the antecedent
condition. A non-trivial generalisations of this sort is certainly
available if derivable from some further generalisation involving a less
specific antecedent condition, supported by an antecedent condition that is
specified by means a nonvoid predicate. intension, the
meaning or connotation of an expression, as opposed to its extension or
denotation, which consists of those things signified by the expression. The
intension of a declarative sentence is often taken to be a proposition and the
intension of a predicate expression (common noun, adjective) is often taken to
be a concept. For Frege, a predicate expression refers to a concept and the
intension or Sinn (“sense”) of a predicate expression is a mode of presentation
distinct from the concept. Objects like propositions or concepts that can be
the intension of terms are called intensional objects. (Note that ‘intensional’
is not the same word as ‘intentional’, although the two are related.) The
extension of a declarative sentence is often taken to be a state of affairs and
that of a predicate expression to be the set of objects that fall under the
concept which is the intension of the term. Extension is not the same as
reference. For example, the term ‘red’ may be said to refer to the property
redness but to have as its extension the set of all red things. Alternatively
properties and relations are sometimes taken to be intensional objects, but the
property redness is never taken to be part of the extension of the adjective
‘red’. intensionality, failure of extensionality. A linguistic context is
extensional if and only if the extension of the expression obtained by placing
any subexpression in that context is the same as the extension of the
expression obtained by placing in that context any subexpression with the same
extension as the first subexpression. Modal, intentional, and direct
quotational contexts are main instances of intensional contexts. Take, e.g.,
sentential contexts. The extension of a sentence is its truth or falsity
(truth-value). The extension of a definite description is what it is true of:
‘the husband of Xanthippe’ and ‘the teacher of Plato’ have the same extension,
for they are true of the same man, Socrates. Given this, it is easy to see that
‘Necessarily, . . . was married to Xanthippe’ is intensional, for ‘Necessarily,
the husband of Xanthippe was married to Xanthippe’ is true, but ‘Necessarily,
the teacher of Plato was married to Xanthippe’ is not. Other modal terms that
generate intensional contexts include ‘possibly’, ‘impossibly’, ‘essentially’,
‘contingently’, etc. Assume that Smith has heard of Xanthippe but not Plato.
‘Smith believes that . . . was married to Xanthippe’ is intensional, for ‘Smith
believes that the husband of Xanthippe was married to Xanthippe’ is true, but
‘Smith believes that the teacher of Plato was married to Xanthippe’ is not.
Other intentional verbs that generate intensional contexts include ‘know’,
‘doubt’, ‘wonder’, ‘fear’, ‘intend’, ‘state’, and ‘want’. ‘The fourth word in
“. . . “ has nine letters’ is intensional, for ‘The fourth word in “the husband
of Xanthippe” has nine letters’ is true but ‘the fourth word in “the teacher of
Plato” has nine letters’ is not. intensional logic, that part of deductive
logic which treats arguments whose validity or invalidity depends on strict
difference, or identity, of meaning. The denotation of a singular term (i.e., a
proper name or definite description), the class of things of which a predicate
is true, and the truth or falsity (the truth-value) of a sentence may be called
the extensions of these respective linguistic expressions. Their intensions are
their meanings strictly so called: the (individual) concept conveyed by the
singular term, the property expressed by the predicate, and the proposition
asserted by the sentence. The most extensively studied part of formal logic
deals largely with inferences turning only on extensions. One principle of
extensional logic is that if two singular terms have identical denotations, the
truth-values of corresponding sentences containing the terms are identical.
Thus the inference from ‘Bern is the capital of Switzerland’ to ‘You are in
Bern if and only if you are in the capital of Switzerland’ is valid. But this
is invalid: ‘Bern is the capital of Switzerland. Therefore, you believe that
you are in Bern if and only if you believe that you are in the capital of
Switzerland.’ For one may lack the belief instrumental rationality intensional
logic 439 4065h-l.qxd 08/02/1999 7:40 AM Page 439 that Bern is the capital of
Switzerland. It seems that we should distinguish between the intensional
meanings of ‘Bern’ and of ‘the capital of Switzerland’. One supposes that only
a strict identity of intension would license interchange in such a context, in
which they are in the scope of a propositional attitude. It has been questioned
whether the idea of an intension really applies to proper names, but parallel
examples are easily constructed that make similar use of the differences in the
meanings of predicates or of whole sentences. Quite generally, then, the
principle that expressions with the same extension may be interchanged with
preservation of extension of the containing expression, seems to fail for such
“intensional contexts.” The range of expressions producing such sensitive
contexts includes psychological verbs like ‘know’, ‘believe’, ‘suppose’,
‘assert’, ‘desire’, ‘allege’, ‘wonders whether’; expressions conveying modal
ideas such as necessity, possibility, and impossibility; some adverbs, e.g.
‘intentionally’; and a large number of other expressions – ’prove’, ‘imply’,
‘make probable’, etc. Although reasoning involving some of these is well
understood, there is not yet general agreement on the best methods for dealing
with arguments involving many of these notions.
intentionalism: Grice analyses ‘intend’ in two prongs; the first is a
willing-clause, and the second is a causal clause about the willing causing the
action. It’s a simplified account that he calls Prichardian because he relies
on ‘willin that.’ The intender intends that some action takes place. It does
not have to be an action by the intender. Cf. Suppes’s specific section. when
Anscombe comes out with her “Intention,” Grice’s Play Group does not know what
to do. Hampshire is almost finished with his “Thought and action” that came out
the following year. Grice is lecturing on how a “dispositional” reductive
analysis of ‘intention’ falls short of his favoured instrospectionalism. Had he
not fallen for an intention-based semantics (or strictly, an analysis of
"U means that p" in terms of U intends that p"), Grice
would be obsessed with an analysis of ‘intending that …’ James makes an
observation about the that-clause. I will that the distant table slides over
the floor toward me. It does not. The Anscombe Society. Irish-born Anscombe’s
views are often discussed by Oxonian philosophers. She brings Witters to the
Dreaming Spires, as it were. Grice is especially connected with Anscombes
reflections on intention. While he favoures an approach such as that of
Hampshire in Thought and Action, Grice borrows a few points from Anscombe, notably
that of direction of fit, originally Austin’s. Grice explicitly refers to
Anscombe in “Uncertainty,” and in his reminiscences he hastens to add that
Anscombe would never attend any of the Saturday mornings of the play group, as
neither does Dummett. The view of Ryle is standardly characterised as a
weaker or softer version of behaviourism According to this standard
interpretation, the view by Ryle is that a statements containin this or that
term relating to the ‘soul’ can be translated, without loss of meaning, into an
‘if’ utterance about what an agent does. So Ryle, on this account, is to be
construed as offering a dispositional analysis of a statement about the soul
into a statement about behaviour. It is conceded that Ryle does not confine a
description of what the agent does to purely physical behaviour—in terms, e. g.
of a skeletal or a muscular description. Ryle is happy to speak of a
full-bodied action like scoring a goal or paying a debt. But the soft
behaviourism attributed to Ryle still attempts an analysis or translation of
statement about the soul into this or that dispositional statement which is
itself construed as subjunctive if describing what the agent does. Even this
soft behaviourism fails. A description of the soul is not analysable or
translatable into a statement about behaviour or praxis even if this
is allowed to include a non-physical descriptions of action. The list of
conditions and possible behaviour is infinite since any one proffered
translation may be ‘defeated,’ as Hart and Hall would say, by a slight
alteration of the circumstances. The defeating condition in any particular case
may involve a reference to a fact about the agent’s soul, thereby rendering the
analysis circular. In sum, the standard interpretation of Ryle construes him as
offering a somewhat weakened form of reductive behaviourism whose reductivist
ambition, however weakened, is nonetheless futile. This characterisation
of Ryle’s programme is wrong. Although it is true that he is keen to point out
the disposition behind this or that concept about the soul, it would be wrong
to construe Ryle as offering a programme of analysis of a ‘soul’ predicate in
terms of an ‘if’ utterance. The relationship between a ‘soul’ predicate and the
‘if’ utterance with which he unpack it is other than that required by this kind
of analysis. It is helpful to keep in mind that Ryle’s target is the
official doctrine with its eschatological commitment. Ryle’s argument serves to
remind one that we have in a large number of cases ways of telling or settling
disputes, e. g., about someone’s character or intellect. If A disputes a
characterisation of Smith as willing that p, or judging that p, B may point to
what Smith says and does in defending the attribution, as well as to features
of the circumstances. But the practice of giving a reason of this kind to
defend or to challenge an ascription of a ‘soul’ predicates would be put under
substantial pressure if the official doctrine is correct. For Ryle to
remind us that we do, as a matter of fact, have a way of settling disputes
about whether Smith wills that he eat an apple is much weaker than saying that
the concept of willing is meaningless unless it is observable or verifiable; or
even that the successful application of a soul predicate requires that we have
a way of settling a dispute in every case. Showing that a concept is one for
which, in a large number of cases, we have an agreement-reaching procedure,
even if it do not always guarantee success, captures an important point,
however: it counts against any theory of, e. g., willing that would render it
unknowable in principle or in practice whether or not the concept is
correctly applied in every case. And this is precisely the problem with the
official doctrine (and is still a problem, with some of its progeny. Ryle
points out that there is a form of dilemma that pits the reductionist against
the dualist: those whose battle-cry is ‘nothing but…’ and those who insist
on ‘something else as well.’ Ryle attempts a dissolution of the dilemma by
rejecting the two horns; not by taking sides with either one, though part of
what dissolution requires in this case, as in others, is a description of how
each side is to be commended for seeing what the other side does not, and
criticised for failing to see what the other side does. The attraction of
behaviourism, Ryle reminds us, is simply that it does not insist on an occult
happening as the basis upon which a ‘soul’ term is given meaning, and points to
a perfectly observable criterion that is by and large employed when we are
called upon to defend or correct our employment of a ‘soul’ term. The problem
with behaviourism is that it has a too-narrow view both of what counts as
behaviour and of what counts as observable. Then comes Grice to play with
meaning and intending, and allowing for deeming an avowal of this or that souly
state as, in some fashion, incorrigible. For Grice, while U does have, ceteris
paribus privileged access to each state of his soul, only his or that avowal of
this or that souly state is deemed incorrigible. This concerns communication as
involving intending. Grice goes back to this at Brighton. He plays with G
judges that it is raining, G judges that G judges that it is raining. Again,
Grice uses a subscript: “G judges2 that it is raining.” If now G
expresses that it is raining, G judges2 that it is raining. A
second-order avowal is deemed incorrigible. It is not surprising the the
contemporary progeny of the official doctrine sees a behaviourist in Grice. Yet
a dualist is badly off the mark in his critique of Grice. While Grice does
appeal to a practice and a habif, and even the more technical ‘procedure’ in
the ordinary way as ‘procedure’ is used in ordinary discussion. Grice does not
make a technical concept out of them as one expect of some behavioural
psychologist, which he is not. He is at most a philosophical psychologist, and
a functionalist one, rather than a reductionist one. There is nothing in any
way that is ‘behaviourist’ or reductionist or physicalist about Grice’s talk.
It is just ordinary talk about behaviour. There is nothing exceptional in talking
about a practice, a customs, or a habit regarding communication. Grice certainly
does not intend that this or that notion, as he uses it, gives anything like a
detailed account of the creative open-endedness of a communication-system. What
this or that anti-Griceian has to say IS essentially a diatribe first against
empiricism (alla Quine), secondarily against a Ryle-type of behaviourism, and
in the third place, Grice. In more reasoned and dispassionate terms, one would
hardly think of Grice as a behaviourist (he in fact rejects such a label in
“Method”), but as an intentionalist. When we call Grice an intentionalist, we
are being serious. As a modista, Grice’s keyword is intentionalism, as per the
good old scholastic ‘intentio.’ We hope so. This is Aunt Matilda’s
conversational knack. Grice keeps a useful correspondence with Suppes which was
helpful. Suppes takes Chomsky more seriously than an Oxonian philosopher would.
An Oxonian philosopher never takes Chomsky too seriously. Granted, Austin loves
to quote “Syntactic Structures” sentence by sentence for fun, knowing that it
would never count as tutorial material. Surely “Syntactic Structures” would not
be a pamphlet a member of the play group would use to educate his tutee. It is
amusing that when he gives the Locke lectures, Chomsky cannot not think of
anything better to do but to criticise Grice, and citing him from just one
reprint in the collection edited by, of all people, Searle. Some gratitude. The
references are very specific to Grice. Grice feels he needs to provide, he
thinks, an analysis ‘mean’ as metabolically applied to an expression. Why?
Because of the implicatum. By uttering x (thereby explicitly conveying that p),
U implicitly conveys that q iff U relies on some procedure in his and A’s repertoire
of procedures of U’s and A’s communication-system. It is this talk of U’s being
‘ready,’ and ‘having a procedure in his repertoire’ that sounds to New-World
Chomsky too Morrisian, as it does not to an Oxonian. Suppes, a New-Worlder,
puts himself in Old-Worlder Grice’s shoes about this. Chomsky should never mind.
When an Oxonian philosopher, not a psychologist, uses ‘procedure’ and ‘readiness,’
and having a procedure in a repertoire, he is being Oxonian and not to be taken
seriously, appealing to ordinary language, and so on. Chomsky apparently does get
it. Incidentally, Suppess has defended Grice against two other targets, less
influential. One is Hungarian-born J. I. Biro, who does not distinguish between
reductive analysis and reductionist analysis, as Grice does in his response to Somervillian
Rountree-Jack. The other target is perhaps even less influential: P. Yu in a
rather simplistic survey of the Griceian programme for a journal that Grice finds
too specialized to count, “Linguistics and Philosophy.” Grice is always ashamed
and avoided of being described as “our man in the philosophy of language.”
Something that could only have happened in the Old World in a red-brick
university, as Grice calls it. Suppes
contributes to PGRICE with an excellent ‘The primacy of utterers meaning,’
where he addresses what he rightly sees as an unfair characterisations of Grice
as a behaviourist. Suppes’s use of “primacy” is genial, since its metabole which
is all about. Biro actually responds to Suppes’s commentary on Grice as
proposing a reductive but not reductionist analysis of meaning. Suppes
rightly characterises Grice as an Oxonian ‘intentionalist’ (alla Ogden), as one
would characterize Hampshire, with philosophical empiricist, and slightly idealist,
or better ideationalist, tendencies, rather. Suppes rightly observes that
Grice’ use of such jargon is meant to impress. Surely there are more casual
ways of referring to this or that utterer having a basic procedure in his
repertoire. It is informal and colloquial, enough, though, rather than
behaviouristically, as Ryle would have it. Grice is very happy that in the New
World Suppes teaches him how to use ‘primacy’ with a straight face! Intentionalism
is also all the vogue in Collingwood reading Croce, and Gardiner reading Marty
via Ogden, and relates to expression. In his analysis of intending Grice is
being very Oxonian, and pre-Austinian: relying, just to tease leader Austin, on
Stout, Wilson, Bosanquet, MacMurray, and Pritchard. Refs.: There are two sets
of essays. An early one on ‘disposition and intention,’ and the essay for The
British Academy (henceforth, BA). Also his reply to Anscombe and his reply to
Davidson. There is an essay on the subjective condition on intention.
Obviously, his account of communication has been labeled the ‘intention-based
semantic’ programme, so references under ‘communication’ above are useful.
BANC.Grice's
reductIOn, or partial reduction anyway, of meamng to intention places a heavy
load on the theory of intentions. But in the articles he has written about
these matters he has not been very explicit about the structure of intentIOns.
As I understand his position on these matters, it is his view that the defence
of the primacy of utterer's meaning does not depend on having worked out any
detailed theory of intention. It IS enough to show how the reduction should be
thought of in a schematic fashion in order to make a convincing argument. I do
think there is a fairly straightforward extenSIOn of Grice's ideas that
provides the right way of developing a theory of intentIOns appropnate for Ius
theory of utterer's meaning. Slightly changing around some of the words m Grice
we have the following The Primacy of Utterer's Meaning 125 example. U utters
'''Fido is shaggy", if "U wants A to think that U thinks that Jones's
dog is hairy-coated.'" Put another way, U's intention is to want A to
think U thinks that Jones's dog is hairy-coated. Such intentions clearly have a
generative structure similar but different from the generated syntactic structure
we think of verbal utterances' having. But we can even say that the deep
structures talked about by grammarians of Chomsky's ilk could best be thought
of as intentions. This is not a suggestion I intend to pursue seriously. The
important point is that it is a mistake to think about classifications of
intentions; rather, we should think in terms of mechanisms for generating
intentions. Moreover, it seems to me that such mechanisms in the case of
animals are evident enough as expressed in purposeful pursuit of prey or other
kinds of food, and yet are not expressed in language. In that sense once again
there is an argument in defence of Grice's theory. The primacy of utterer's
meaning has primacy because of the primacy of intention. We can have intentions
without words, but we cannot have words of any interest without intentions. In
this general context, I now turn to Biro's (1979) interesting criticisms of
intentionalism in the theory of meaning. Biro deals from his own standpoint
with some of the issues I have raised already, but his central thesis about
intention I have not previously discussed. It goes to the heart of
controversies about the use of the concept of intention to explain the meaning
of utterances. Biro puts his point in a general way by insisting that utterance
meaning must be separate from and independent of speaker's meaning or, in the
terminology used here, utterer's meaning. The central part of his argument is
his objection to the possibility of explaining meaning in terms of intentions.
Biro's argument goes like this: 1. A central purpose of speech is to enable
others to learn about the speaker's intentions. 2. It will be impossible to
discover or understand the intentions of the speaker unless there are
independent means for understanding what he says, since what he says will be
primary evidence about his intentions. 3. Thus the meaning of an utterance must
be conceptually independent of the intentions of the speaker. This is an
appealing positivistic line. The data relevant to a theory or hypothesis must
be known independently of the hypothesis. Biro is quick to state that he is not
against theoretical entities, but the way in which he separates theoretical
entities and observable facts makes clear the limited role he wants them to play,
in this case the theoretical entities being intentions. The central idea is to
be found in the following passage: The point I am insisting on here is merely
that the ascription of an intention to an agent has the character of an
hypothesis, something invoked to explain phenomena which may be described
independently of that explanation (though not necessarily independently of the
fact that they fall into a class for which the hypothesis in question generally
or normally provides an explanation). (pp. 250-1.) [The italics are Biro's.]
Biro's aim is clear from this quotation. The central point is that the data
about intentions, namely, the utterance, must be describable independently of
hypotheses about the intentions. He says a little later to reinforce this: 'The
central pointis this: it is the intention-hypothesis that is revisable, not the
act-description' (p. 251). Biro's central mistake, and a large one too, is to
think that data can be described independently of hypotheses and that somehow
there is a clean and simple version of data that makes such description a
natural and inevitable thing to have. It would be easy enough to wander off
into a description of such problems in physics, where experiments provide a
veritable wonderland of seemingly arbitrary choices about what to include and
what to exclude from the experimental experience as 'relevant data', and where
the arbitrariness can only be even partly understood on the basis of
understanding the theories bemg tested. Real data do not come in simple linear
strips like letters on the page. Real experiments are blooming confusions that
never get sorted out completely but only partially and schematically, as
appropriate to the theory or theories being tested, and in accordance with the
traditions and conventions of past similar experiments. makes a point about the
importance of convention that I agree but it is irrelevant to my central of
controversy with What I say about
experiments is even more true of undisciplined and unregulated human
interactiono Experiments, especially in physics, are presumably among the best
examples of disciplined and structured action. Most conversations, in contrast,
are really examples of situations of confusion that are only straightened out
under strong hypotheses of intentions on the of speakers and listeners as well.
There is more than one level at which the takes The Primacy of Utterer's
Meaning 127 place through the beneficent use of hypotheses about intentions. I
shall not try to deal with all of them here but only mention some salient
aspects. At an earlier point, Biro says:The main reason for introducing
intentions into some of these analyses is precisely that the public (broadly
speaking) features of utterances -the sounds made, the circumstances in which
they are made and the syntactic and semantic properties of these noises
considered as linguistic items-are thought to be insufficient for the
specification of that aspect of the utterance which we call its meaning. [po
244.] If we were to take this line of thought seriously and literally, we would
begin with the sound pressure waves that reach our ears and that are given the
subtle and intricate interpretation required to accept them as speech. There is
a great variety of evidence that purely acoustical concepts are inadequate for
the analysis of speech. To determine the speech content of a sound pressure
wave we need extensive hypotheses about the intentions that speakers have in
order to convert the public physical features of utterances into intentional
linguistic items. Biro might object at where I am drawing the line between
public and intentional, namely, at the difference between physical and
linguistic, but it would be part of my thesis that it is just because of
perceived and hypothesized intentions that we are mentally able to convert
sound pressure waves into meaningful speech. In fact, I can envisage a kind of
transcendental argument for the existence of intentions based on the
impossibility from the standpoint of physics alone of interpreting sound
pressure waves as speech. Biro seems to have in mind the nice printed sentences
of science and philosophy that can be found on the printed pages of treatises
around the world. But this is not the right place to begin to think about
meaning, only the end point. Grice, and everybody else who holds an intentional
thesis about meaning, recognizes the requirement to reach an account of such
timeless sentence meaning or linguistic meaning.In fact, Grice is perhaps more
ready than I am to concede that such a theory can be developed in a relatively
straightforward manner. One purpose of my detailed discussion of congruence of
meaning in the previous section is to point out some of the difficulties of
having an adequate detailed theory of these matters, certainly an adequate detailed
theory of the linguistic meaning or the sentence meaning. Even if I were
willing to grant the feasibility of such a theory, I would not grant the use of
it that Biro has made. For the purposes of this discussion printed text may be
accepted as well-defined, theoryindependent data. (There are even issues to be
raised about the printed page, but ones that I will set aside in the present
context. I have in mind the psychological difference between perception of
printed letters, words, phrases, or sentences, and that of related but
different nonlinguistic marks on paper.) But no such data assumptions can be
made about spoken speech. Still another point of attack on Biro's positivistic
line about data concerns the data of stress and prosody and their role in
fixing the meaning of an utterance. Stress and prosody are critical to the
interpretation of the intentions of speakers, but the data on stress and
prosody are fleeting and hard to catch on the fly_ Hypotheses about speakers'
intentions are needed even in the most humdrum interpret atins of what a given
prosodic contour or a given point of stress has contributed to the meaning of
the utterance spoken. The prosodic contour and the points of stress of an
utterance are linguistic data, but they do not have the independent physical
description Biro vainly hopes for. Let me put my point still another way. I do
not deny for a second that conventions and traditions of speech play a role in
fixing the meaning of a particular utterance on a particular occasion. It is
not a matter of interpretmg afresh, as if the universe had just begun, a
particular utterance in terms of particular intentions at that time and place
without dependence upon past prior mtentions and the traditions of spoken
speech that have evolved in the community of which the speaker and listener are
a part. It is rather that hypotheses about intentions are operating continually
and centrally in the interpretation of what is said. Loose, live speech depends
upon such active 'on-line' interpretation of intention to make sense of what
has been said. If there were some absolutely agreed-upon concept of firm and
definite linguistlc meaning that Biro and others could appeal to, then it might
be harder to make the case I am arguing for. But I have already argued in the
discussion of congruence of meaning that this is precisely what is not the
case. The absence of any definite and satisfactory theory of linguistic meaning
argues also for movmg back to the more concrete and psychologically richer
concept of utterer's meaning. This is the place to begin the theory of meaning,
and this Itself rests to a very large extent on the concept of intention --
intention, (1) a characteristic of action, as when one acts intentionally or
with a certain intention; (2) a feature of one’s mind, as when one intends (has
an intention) to act in a certain way now or in the future. Betty, e.g.,
intentionally walks across the room, does so with the intention of getting a
drink, and now intends to leave the party later that night. An important
question is: how are (1) and (2) related? (See Anscombe, Intention, 1963, for a
groundbreaking treatment of these and other basic problems concerning
intention.) Some philosophers see acting with an intention as basic and as
subject to a three-part analysis. For Betty to walk across the room with the
intention of getting a drink is for Betty’s walking across the room to be
explainable (in the appropriate way) by her desire or (as is sometimes said)
pro-attitude in favor of getting a drink and her belief that walking across the
room is a way of getting one. On this desire-belief model (or wantbelief model)
the main elements of acting with an intention are (a) the action, (b)
appropriate desires (pro-attitudes) and beliefs, and (c) an appropriate explanatory
relation between (a) and (b). (See Davidson, “Actions, Reasons, and Causes” in
Essays on Actions and Events, 1980.) In explaining (a) in terms of (b) we give
an explanation of the action in terms of the agent’s purposes or reasons for so
acting. This raises the fundamental question of what kind of explanation this
is, and how it is related to explanation of Betty’s movements by appeal to
their physical causes. What about intentions to act in the future? Consider
Betty’s intention to leave the party later. Though the intended action is
later, this intention may nevertheless help explain some of Betty’s planning
and acting between now and then. Some philosophers try to fit such
futuredirected intentions directly into the desire-belief model. John Austin,
e.g., would identify Betty’s intention with her belief that she will leave
later because of her desire to leave (Lectures on Jurisprudence, vol. I, 1873).
Others see futuredirected intentions as distinctive attitudes, not to be
reduced to desires and/or beliefs. How is belief related to intention? One
question here is whether an intention to A requires a belief that one will A. A
second question is whether a belief that one will A in executing some intention
ensures that one intends to A. Suppose that Betty believes that by walking
across the room she will interrupt Bob’s conversation. Though she has no desire
to interrupt, she still proceeds across the room. Does she intend to interrupt
the conversation? Or is there a coherent distinction between what one intends
and what one merely expects to bring about as a result of doing what one
intends? One way of talking about such cases, due to Bentham (An Introduction
to the Principles of Morals and Legislation, 1789), is to say that Betty’s
walking across the room is “directly intentional,” whereas her interrupting the
conversation is only “obliquely intentional” (or indirectly intentional). --
intentional fallacy, the (purported) fallacy of holding that the meaning of a
work of art is fixed by the artist’s intentions. (Wimsatt and Beardsintensive
magnitude intentional fallacy 440 4065h-l.qxd 08/02/1999 7:40 AM Page 440 ley,
who introduced the term, also used it to name the [purported] fallacy that the
artist’s aims are relevant to determining the success of a work of art;
however, this distinct usage has not gained general currency.) Wimsatt and
Beardsley were formalists; they held that interpretation should focus purely on
the work of art itself and should exclude appeal to biographical information
about the artist, other than information concerning the private meanings the
artist attached to his words. Whether the intentional fallacy is in fact a
fallacy is a much discussed issue within aesthetics. Intentionalists deny that
it is: they hold that the meaning of a work of art is fixed by some set of the
artist’s intentions. For instance, Richard Wollheim (Painting as an Art) holds
that the meaning of a painting is fixed by the artist’s fulfilled intentions in
making it. Other intentionalists appeal not to the actual artist’s intentions,
but to the intentions of the implied or postulated artist, a construct of
criticism, rather than a real person. See also AESTHETIC FORMALISM, AESTHETICS,
INTENTION. B.Ga. intentionality, aboutness. Things that are about other things
exhibit intentionality. Beliefs and other mental states exhibit intentionality,
but so, in a derived way, do sentences and books, maps and pictures, and other
representations. The adjective ‘intentional’ in this philosophical sense is a
technical term not to be confused with the more familiar sense, characterizing
something done on purpose. Hopes and fears, for instance, are not things we do,
not intentional acts in the latter, familiar sense, but they are intentional
phenomena in the technical sense: hopes and fears are about various things. The
term was coined by the Scholastics in the Middle Ages, and derives from the
Latin verb intendo, ‘to point (at)’ or ‘aim (at)’ or ‘extend (toward)’.
Phenomena with intentionality thus point outside of themselves to something
else: whatever they are of or about. The term was revived by the
nineteenth-century philosopher and psychologist Franz Brentano, who claimed
that intentionality defines the distinction between the mental and the
physical; all and only mental phenomena exhibit intentionality. Since
intentionality is an irreducible feature of mental phenomena, and since no
physical phenomena could exhibit it, mental phenomena could not be a species of
physical phenomena. This claim, often called the Brentano thesis or Brentano’s
irreducibility thesis, has often been cited to support the view that the mind
cannot be the brain, but this is by no means generally accepted today. There
was a second revival of the term in the 1960s and 1970s by analytic
philosophers, in particular Chisholm, Sellars, and Quine. Chisholm attempted to
clarify the concept by shifting to a logical definition of intentional idioms,
the terms used to speak of mental states and events, rather than attempting to
define the intentionality of the states and events themselves. Intentional
idioms include the familiar “mentalistic” terms of folk psychology, but also
their technical counterparts in theories and discussions in cognitive science,
‘X believes that p,’ and ‘X desires that q’ are paradigmatic intentional
idioms, but according to Chisholm’s logical definition, in terms of referential
opacity (the failure of substitutivity of coextensive terms salva veritate), so
are such less familiar idioms as ‘X stores the information that p’ and ‘X gives
high priority to achieving the state of affairs that q’. Although there
continue to be deep divisions among philosophers about the proper definition or
treatment of the concept of intentionality, there is fairly widespread
agreement that it marks a feature – aboutness or content – that is central to
mental phenomena, and hence a central, and difficult, problem that any theory
of mind must solve.
intersubjective –
conversational intersubjectivity. Philosophical sociology – While Grice saw
himself as a philosophical psychologist, he would rather be seen dead than as a
philosophical sociologist – ‘intersubjective at most’! -- Comte: A. philosopher
and sociologist, the founder of positivism. He was educated in Paris at l’École
Polytechnique, where he briefly taught mathematics. He suffered from a mental
illness that occasionally interrupted his work. In conformity with empiricism,
Comte held that knowledge of the world arises from observation. He went beyond
many empiricists, however, in denying the possibility of knowledge of
unobservable physical objects. He conceived of positivism as a method of study
based on observation and restricted to the observable. He applied positivism
chiefly to science. He claimed that the goal of science is prediction, to be
accomplished using laws of succession. Explanation insofar as attainable has
the same structure as prediction. It subsumes events under laws of succession;
it is not causal. Influenced by Kant, he held that the causes of phenomena and
the nature of things-in-themselves are not knowable. He criticized metaphysics
for ungrounded speculation about such matters; he accused it of not keeping
imagination subordinate to observation. He advanced positivism for all the
sciences but held that each science has additional special methods, and has
laws not derivable by human intelligence from laws of other sciences. He
corresponded extensively with J. S. Mill, who Comte, Auguste Comte, Auguste
168 168 encouraged his work and
discussed it in Auguste Comte and Positivism 1865. Twentieth-century logical
positivism was inspired by Comte’s ideas. Comte was a founder of sociology,
which he also called social physics. He divided the science into two
branches statics and dynamics dealing
respectively with social organization and social development. He advocated a
historical method of study for both branches. As a law of social development,
he proposed that all societies pass through three intellectual stages, first
interpreting phenomena theologically, then metaphysically, and finally positivistically.
The general idea that societies develop according to laws of nature was adopted
by Marx. Comte’s most important work is his six-volume Cours de philosophie
positive Course in Positive Philosophy, 183042. It is an encyclopedic treatment
of the sciences that expounds positivism and culminates in the introduction of
sociology.
intervening variable, in
psychology, a state of an organism or person postulated to explain behavior and
defined in terms of its causes and effects rather than its intrinsic
properties. A food drive, conceived as an intervening variable, may be defined
in terms of the number of hours without food (causes) and the strength or
robustness of efforts to secure it (effects) rather than in terms of hungry
feeling (intrinsic property). There are at least three reasons for postulating
intervening variables. First, time lapse between stimulus and behavior may be
large, as when an animal eats food found hours earlier. Why didn’t the animal
eat when it first discovered food? Perhaps at the time of discovery, it had
already eaten, so food drive was reduced. Second, the same animal or person may
act differently in the same sort of situation, as when we eat at noon one day
but delay until 3 p.m. the next. Again, this may be because of variation in
food drive. Third, behavior may occur in the absence of external stimulation,
as when an animal forages for food. This, too, may be explained by the strength
of the food drive. Intervening variables have been viewed, depending on the
background theory, as convenient fictions or as psychologically real states.
intuition, a
non-inferential knowledge or grasp, as of a proposition, concept, or entity,
that is not based on perception, memory, or introspection; also, the capacity
in virtue of which such cognition is possible. A person might know that 1 ! 1 %
2 intuitively, i.e., not on the basis of inferring it from other propositions.
And one might know intuitively what yellow is, i.e., might understand the
concept, even though ‘yellow’ is not definable. Or one might have intuitive
awareness of God or some other entity. Certain mystics hold that there can be
intuitive, or immediate, apprehension of God. Ethical intuitionists hold both
that we can have intuitive knowledge of certain moral concepts that are
indefinable, and that certain propositions, such as that pleasure is
intrinsically good, are knowable through intuition. Self-evident propositions
are those that can be seen (non-inferentially) to be true once one fully
understands them. It is often held that all and only self-evident propositions
are knowable through intuition, which is here identified with a certain kind of
intellectual or rational insight. Intuitive knowledge of moral or other
philosophical propositions or concepts has been compared to the intuitive
knowledge of grammaticality possessed by competent users of a language. Such
language users can know immediately whether certain sentences are grammatical
or not without recourse to any conscious reasoning.
Ionian philosophy, the
characteristically naturalist and rationalist thought of Greek philosophers of
the sixth and fifth centuries B.C. who were active in Ionia, the region of
ancient Greek colonies on the coast of Asia Minor and adjacent islands. First
of the Ionian philosophers were the three Milesians.
Irigaray, Luce (b.1930),
French feminist philosopher and psychoanalyst. Her earliest work was in
psychoanalysis and linguistics, focusing on the role of negation in the
language of schizophrenics (Languages, 1966). A trained analyst with a private
practice, she attended Lacan’s seminars at the École Normale Supérieure and for
several years taught a course in the psychoanalysis department at Vincennes.
With the publication of Speculum, De l’autre femme(Speculum of the Other Woman)
in 1974 she was dismissed from Vincennes. She argues that psychoanalysis,
specifically its attitude toward women, is historically and culturally
determined and that its phallocentric bias is treated as universal truth. With
the publication of Speculum and Ce Sexe qui n’en est pas un (This Sex Which Is
Not One) in 1977, her work extends beyond psychoanalysis and begins a critical
examination of philosophy. Influenced primarily by Hegel, Nietzsche, and
Heidegger, her work is a critique of the fundamental categories of
philosophical thought: one/many, identity/difference, being/non-being,
rational/irrational, mind/body, form/matter, transcendental/sensible. She sets
out to show the concealed aspect of metaphysical constructions and what they
depend on, namely, the unacknowledged mother. In Speculum, the mirror figures
as interpretation and criticism of the enclosure of the Western subject within
the mirror’s frame, constituted solely through the masculine imaginary. Her
project is one of constituting the world – and not only the specular world – of
the other as woman. This engagement with the history of philosophy emphasizes
the historical and sexual determinants of philosophical discourse, and insists
on bringing the transcendental back to the elements of the earth and
embodiment. Her major contribution to philosophy is the notion of sexual
difference. An Ethics of Sexual Difference (1984) claims that the central
contemporary philosophical task is to think through sexual difference. Although
her notion of sexual difference is sometimes taken to be an essentialist view
of the feminine, in fact it is an articulation of the difference between the
sexes that calls into question an understanding of either the feminine or
masculine as possessing a rigid gender identity. Instead, sexual difference is
the erotic desire for otherness. Insofar as it is an origin that is
continuously differentiating itself from itself, it challenges Aristotle’s
understanding of the arche as solid ground or hypokeimenon. As aition or first
cause, sexual difference is responsible for something coming into being and is
that to which things are indebted for their being. This indebtedness allows
Irigaray to formulate an ethics of sexual difference. Her latest work continues
to rethink the foundations of ethics. Both Towards a Culture of Difference
(1990) and I Love To You (1995) claim that there is no civil identity proper to
women and therefore no possibility of equivalent social and political status
for men and women. She argues for a legal basis to ground the reciprocity
between the sexes; that there is no living universal, that is, a universal that
reflects sexual difference; and that this lack of a living universal leads to
an absence of rights and responsibilities which reflects both men and women.
She claims, therefore, that it is necessary to “sexuate” rights. These latest
works continue to make explicit the erotic and ethical project that informs all
her work: to think through the dimension of sexual difference that opens up
access to the alliances between living beings who are engendered and not
fabricated, and who refuse to sacrifice desire for death, power, or money.
Iron-Age metaphysics --
Euclidean geometry, the version of geometry that includes among its axioms the
parallel axiom, which asserts that, given a line L in a plane, there exists
just one line in the plane that passes through a point not on L but never meets
L. The phrase ‘Euclidean geometry’ refers both to the doctrine of geometry to
be found in Euclid’s Elements fourth century B.C. and to the mathematical
discipline that was built on this basis afterward. In order to present
properties of rectilinear and curvilinear curves in the plane and solids in
space, Euclid sought definitions, axioms, ethics, divine command Euclidean
geometry 290 290 and postulates to
ground the reasoning. Some of his assumptions belonged more to the underlying
logic than to the geometry itself. Of the specifically geometrical axioms, the
least self-evident stated that only one line passes through a point in a plane
parallel to a non-coincident line within it, and many efforts were made to
prove it from the other axioms. Notable forays were made by G. Saccheri, J.
Playfair, and A. M. Legendre, among others, to put forward results logically
contradictory to the parallel axiom e.g., that the sum of the angles between
the sides of a triangle is greater than 180° and thus standing as candidates
for falsehood; however, none of them led to paradox. Nor did logically
equivalent axioms such as that the angle sum equals 180° seem to be more or
less evident than the axiom itself. The next stages of this line of reasoning
led to non-Euclidean geometry. From the point of view of logic and rigor,
Euclid was thought to be an apotheosis of certainty in human knowledge; indeed,
‘Euclidean’ was also used to suggest certainty, without any particular concern
with geometry. Ironically, investigations undertaken in the late nineteenth
century showed that, quite apart from the question of the parallel axiom,
Euclid’s system actually depended on more axioms than he had realized, and that
filling all the gaps would be a formidable task. Pioneering work done
especially by M. Pasch and G. Peano was brought to a climax in 9 by Hilbert,
who produced what was hoped to be a complete axiom system. Even then the axiom
of continuity had to wait for the second edition! The endeavor had consequences
beyond the Euclidean remit; it was an important example of the growth of
axiomatization in mathematics as a whole, and it led Hilbert himself to see that
questions like the consistency and completeness of a mathematical theory must
be asked at another level, which he called metamathematics. It also gave his
work a formalist character; he said that his axiomatic talk of points, lines,
and planes could be of other objects. Within the Euclidean realm, attention has
fallen in recent decades upon “neo-Euclidean” geometries, in which the parallel
axiom is upheld but a different metric is proposed. For example, given a planar
triangle ABC, the Euclidean distance between A and B is the hypotenuse AB; but
the “rectangular distance” AC ! CB also satisfies the properties of a metric,
and a geometry working with it is very useful in, e.g., economic geography, as
anyone who drives around a city will readily understand. Grice: "Much
the most significant opposition to my type of philosophising comes from those
like Baron Russell who feel that ‘ “ordinary-language” philosophy’ is an
affront to science and to intellectual progress, and who regard exponents like
me as wantonly dedicating themselves to what the Baron calls 'stone-age metaphysics',
"The Baron claims that 'stone-age metaphysics' is the best that can be
dredged up from a ‘philosophical’ study of an ‘ordinary’ language, such as
Oxonian, as it ain't. "The use made of Russell’s phrase ‘stone-age
metaphysics’ has more rhetorical appeal than argumentative
force."“Certainly ‘stone-age’ *physics*, if by that we mean a
'primitive' (as the Baron puts it -- in contrast to 'iron-age physics') set of
hypotheses about how the world goes which might conceivably be embedded somehow
or other in an ‘ordinary’ language such as Oxonian, does not seem to be a
proper object for first-order devotion -- I'll grant the Baron that!"“But
this fact should *not* prevent something derivable or extractable
from ‘stone-age’ (if not 'iron-age') *physics*, perhaps some very
general characterization of the nature of reality, from being a proper target
for serious research.”"I would not be surprised if an extractable
characterization of this may not be the same as that which is extractable from,
or that which underlies, the Baron's favoured iron-age physics!"
irrationality,
unreasonableness. Whatever it entails, irrationality can characterize belief,
desire, intention, and action. intuitions irrationality 443 4065h-l.qxd
08/02/1999 7:40 AM Page 443 Irrationality is often explained in instrumental,
or goal-oriented, terms. You are irrational if you (knowingly) fail to do your
best, or at least to do what you appropriately think adequate, to achieve your
goals. If ultimate goals are rationally assessable, as Aristotelian and Kantian
traditions hold, then rationality and irrationality are not purely
instrumental. The latter traditions regard certain specific (kinds of) goals,
such as human well-being, as essential to rationality. This substantialist
approach lost popularity with the rise of modern decision theory, which implies
that, in satisfying certain consistency and completeness requirements, one’s
preferences toward the possible outcomes of available actions determine what
actions are rational and irrational for one by determining the personal utility
of their outcomes. Various theorists have faulted modern decision theory on two
grounds: human beings typically lack the consistent preferences and reasoning
power required by standard decision theory but are not thereby irrational, and
rationality requires goods exceeding maximally efficient goal satisfaction.
When relevant goals concern the acquisition of truth and the avoidance of
falsehood, epistemic rationality and irrationality are at issue. Otherwise,
some species of non-epistemic rationality or irrationality is under
consideration. Species of non-epistemic rationality and irrationality
correspond to the kind of relevant goal: moral, prudential, political,
economic, aesthetic, or some other. A comprehensive account of irrationality
will elucidate epistemic and non-epistemic irrationality as well as such
sources of irrationality as weakness of will and ungrounded belief.
is, third person singular
form of the verb ‘be’, with at least three fundamental senses that philosophers
distinguish according to the resources required for a proper logical
representation. The ‘is’ of existence (There is a unicorn in the garden: Dx
(Ux8Gx)) uses the existential quantifier. The ‘is’ of identity (Hesperus is
Phosphorus: j % k) employs the predicate of identity. The ‘is’ of predication
(Samson is strong: Sj) merely juxtaposes predicate symbol and proper name. Some
controversy attends the first sense. Some (notably Meinong) maintain that ‘is’
applies more broadly than ‘exists,’ the former producing truths when combined
with ‘deer’ and ‘unicorn’ and the latter producing truths when combined with
‘deer’ but not ‘unicorn’. Others (like Aquinas) take ‘being’ (esse) to denote
some special activity that every existing object necessarily performs, which
would seem to imply that with ‘is’ they attribute more to an object than we do
with ‘exists’. Other issues arise in connection with the second sense. Does
Hesperus is Phosphorus, for example, attribute anything more to the heavenly
body than its identity with itself? Consideration of such a question led Frege
to conclude that names (and other meaningful expressions) of ordinary language
have a “sense” or “mode of presenting” the object to which they refer that
representations within our standard, extensional logical systems fail to
expose. The distinction between the ‘is’ of identity and the ‘is’ of
predication parallels Frege’s distinction between object and concept: words
signifying objects stand to the right of the ‘is’ of identity and those
signifying concepts stand to the right of the ‘is’ of predication. Although it
seems remarkable that so many deep and difficult philosophical concepts should
link to a single short and commonplace word, we should perhaps not read too
much into that observation. Some languages divide the various roles played by
English’s compact copula among several constructions, and others use the
corresponding word for other purposes.
Islamic Neoplatonism, a
Neoplatonism constituting one of several philosophical tendencies adopted by
Muslim philosophers. Aristotle was well known and thoroughly studied among
those thinkers in the Islamic world specifically influenced by ancient Greek
philosophy; Plato less so. In part both were understood in Neoplatonic terms.
But, because the Enneads came to be labeled mistakenly the Theology of
Aristotle, the name of ‘Plotinus’ had no significance. A similar situation
befell the other ancient Neoplatonists. The Theology and other important
sources of Neoirredundant Islamic Neoplatonism 444 4065h-l.qxd 08/02/1999 7:40
AM Page 444 platonic thinking were, therefore, often seen as merely the
“theological” speculations of the two major Greek philosophical authorities –
mainly Aristotle: all of this material being roughly equivalent to something
Islamic Neoplatonists called the “divine Plato.” For a few Islamic
philosophers, moreover, such as the critically important al-Farabi,
Neoplatonism had little impact. They followed a tradition of philosophical
studies based solely on an accurate knowledge of Aristotle plus the political
teachings of Plato without this “theology.” In the works of less avowedly
“philosophical” thinkers, however, a collection of falsely labeled remnants of
ancient Neoplatonism – bits of the Enneads, pieces of Proclus’s Elements of
Theology (notably the Arabic version of the famous Liber de causis), and
various pseudo-epigraphic doxographies full of Neoplatonic ideas – gave rise to
a true Islamic Neoplatonism. This development followed two distinct paths. The
first and more direct route encompassed a number of tenth-century authors who
were attracted to Neoplatonic theories about God’s or the One’s complete and
ineffable transcendence, about intellect’s unity and universality, and about
soul as a hypostatic substance having continual existence in a universal as
well as a particular being, the latter being the individual human soul. These
doctrines held appeal as much for their religious as for their philosophical utility.
A second form of Neoplatonism arose in the intellectual elements of Islamic
mysticism, i.e., Sufism. There, the influence of Plotinus’s concept of the
ecstatic confrontation and ultimate union with the One found a clear, although
unacknowledged, echo. In later periods, too, the “divine Plato” enjoyed a
revival of importance via a number of influential philosophers, such as
Suhrawardi of Aleppo (twelfth century) and Mulla Fadra (seventeenth century),
who were interested in escaping the narrow restrictions of Peripatetic thought.
-ism: used by Grice
derogatorily. In his ascent to the City of the Eternal Truth, he meets twelve
–isms, which he orders alphabetically. These are: Empiricism. Extensionalism.
Functionalism. MaterialismMechanism. Naturalism. Nominalism. Phenomenalism.
Positivism. Physicalism. Reductionism. Scepticism. Grice’s implicatum is that
each is a form of, er, minimalism, as opposed to maximalism. He also seems to
implicate that, while embracing one of those –isms is a reductionist vice,
embracing their opposites is a Christian virtue – He explicitly refers to the
name of Bunyan’s protagonist, “Christian” – “in a much more publicized journey,
I grant.” So let’s see how we can correlate each vicious heathen ism with the
Griceian Christian virtuous ism. Empiricism. “Surely not all is experience. My
bones are not.” Opposite: Rationalism. Extensionalism. Surely the empty set
cannot end up being the fullest! Opposite Intensionalism. Functionalism. What
is the function of love? We have to extend functionalism to cover one’s concern
for the other – And also there’s otiosity. Opposite: Mentalism. Materialism –
My bones are ‘hyle,’ but my eternal soul isn’t. Opposite Spiritualism. Mechanism – Surely there is finality in
nature, and God designed it. Opposite Vitalism. Naturalism – Surely Aristotle
meant something by ‘ta meta ta physica,’ There is a transnatural realm.
Opposite: Transnaturalism. Nominalism.
Occam was good, except with his ‘sermo mentalis.’ Opposite: Realism.
Phenomenalism – Austin and Grice soon realised that Berlin was wrong. Opposite
‘thing’-language-ism. Positivism – And then there’s not. Opposite: Negativism. Physicalism – Surely my soul is not a brain
state. Opposite: Transnaturalism, since Physicalismm and Naturalism mean the same
thing, ony in Greek, the other in Latin. Reductionism – Julie is wrong when she thinks
I’m a reductionist. Opposite: Reductivism. Scepticism: Surely there’s common sense.
Opposite: Common-Sensism. Refs: H. P. Grice, “Prejudices and predilections; which
become, the life and opinions of H. P. Grice,” The Grice Papers, BANC.
Isocrates (436–338 B.C.),
Greek rhetorician and teacher who was seen as the chief contemporary rival of
Plato. A pupil of Socrates and also of Gorgias, he founded a school in about
392 that attracted many foreign students to Athens and earned him a sizable
income. Many of his works touch on his theories of education; Against the
Sophists and On the Antidosis are most important in this respect. The latter
stands to Isocrates as the Apology of Plato stands to Socrates, a defense of
his life’s work against an attack not on his life, but on his property. The aim
of his teaching was good judgment in practical affairs, and he believed his
contribution to Greece through education more valuable than legislation could
possibly be. He repudiated instruction in theoretical philosophy, and insisted
on distinguishing his teaching of rhetoric from the sophistry that gives clever
speakers an unfair advantage. In politics he was a Panhellenic patriot, and
urged the warring Greek city-states to unite under strong leadership and take
arms against the Persian Empire. His most famous work, and the one in which he
took the greatest pride, was the Panegyricus, a speech in praise of Athens. In
general, he supported democracy in Athens, but toward the end of his life
complained bitterly of abuses of the system.
iota – iota operator
used by Grice. Peano uses iota as short for “isos,” Grecian for ‘Same”. Peano
defines “ix” as “the class of whatever is the same as x”. Peano then looked for
a symbol for the inverse for this. He first uses a negated iota, and then an
inverted iota, so that inverted iota x reads “the sole [unique] member of x”
“ι” read as “the” -- s the inverted iota or
description operator and is used in expressions for definite descriptions, such
as “(ιx)ϕx(ιx)ϕx,” which is read: the x such that ϕxϕx). [(ιx)ϕx(ιx)ϕx] -- a
definite description in brackets. This is a scope indicator for definite descriptions.
The topic of ‘description’ is crucial for Grice, and he regrets Russell focused
on the definite rather than the indefinite descriptor. As a matter of fact,
while Grice follows the custom of referring to the “Russellian expansion” of
iota, he knows it’s ultimately the “Peanoian” expansion. Indeed, Peano uses the
non-inverted iota “i” for the unit class. For the ONLY or UNIQUE member of this
class, i. e. the definite article “the,” Peano uses the inverted iota (cf.
*THE* Twelve Apostles). (On occasion Peano uses the denied iota for that). Peano’s approach to ‘the’ evolve in at least
three stages towards a greater precision in the treatment of the description,
both definite and indefinite. Peano introducesin 1897 the fundamental definition of the unit class
as the class such that ALL of its members are IDENTICAL. In Peanoian symbols, ix
= ye (y = x). Peano approaches the UNIQUE OR ONLY member of such a class, by
way of an indirect definition: “x = ia • = • a = ix.” Regarding the analysis of
the definite article “the,” Peano makes the crucial point that every ‘proposition’
or ‘sentence’ containing “the” (“The apostles were twelve”) can be offered a
reductive AND REDUCTIONIST analysis, first, to. the for,? ia E b, and, second, to
the inclusion of the class in the class (a b), which already supposes the
elimination of “i.” Peano notes he can avoid an identity whose first member
contains “I” (1897:215). One difference between Peano’s and Russell's treatment
of classes in the context of the theory of description is that, while, for
Peano, a description combines a class abstract with the inverse of the unit
class operator, Russell restricts the free use of a class abstract due the risk
of paradox generation. For Peano, it is necessary that there EXIST the class
(‘apostle’), and he uses for this the symbol ‘I,’ which indicates that the
class is not vacuous, void, or empty, and that it have a unique member, the set
of twelve apostles. If either of these two conditions – existence and
uniqueness -- are not met, the symbol is meaningless, or pointless. Peano offers
various instances for handling the symbol of the inverted iota, and the way in
which -- starting from that ‘indirect’ or implicit definition, it can be
eliminated altogether. One example is of particular interest, as it states a
link between the reductionist analysis of the inverted iota and the problem of what
Peano calls ‘doubtful’ existence (rather than vacuous, void, or empty). Peano
starts by defining the superlative ‘THE greatEST number of a class of real
numbers’ as ‘THE number n such that there is no number of this class being
greater than n.’ Peano warns that one should not infer from this definition the
‘existence’ of the aforementioned greatEST number. Grice does not quite
consider this in the ‘definite description’ section of “Vacuous name” but gives
a similar example: “The climber on hands and knees of Mt. Everest does not
exist. He was invented by the journalists.” And in other cases where there is a
NON-IDENTIFICATORY use of ‘the’, which Grice symbolises as ‘the,’ rather than
‘THE’: “The butler certainly made a mess with our hats and coats – whoever he
is --.” As it happens Strawson mistook the haberdasher to be the butler. So
that Strawson is MIS-IDENTIFYING the denotatum as being ‘the butler’ when it is
‘the haberdasher.’ The butler doesn’t really exist. Smith dressed the
haberdasher as a butler and made him act as one just to impress. Similarly, as
per Russell’s ‘Prince George soon found out that ‘the author of Waverley’ did
not exist,” (variant of his example). Similarly, Peano proves that we can speak
legitimately of “THE GREATEST real number” even if we have doubts it ‘exists.
He just tweaks the original definition to obtain a different expression where
“I” is dropped out. For Peano, then, the reductionist analysis of the definite
article “the” is feasible and indeed advisable for a case of ‘doubtful’ existence.
Grice does not consider ‘doubtful’ but he may. “The climber on hands and knees
of Mt Everest may, but then again may not, attend the party the Merseyside
Geographical Society is giving in his honour. He will attend if he exists; he
will not attend if he doesn’t.” Initially, Peano thinks “I” need not be
equivalent to, in the sense of systematically replaced by, the two clauses
(indeed three) in the expansion which are supposed to give the import of ‘the,’
viz. existence and uniqueness (subdivided in ‘at least’ and ‘at most’). His
reductionism proves later to be absolute. He starts from the definition in terms
of the unit class. He goes on to add a series of "possible"
definitions -- allowing for alternative logical orders. One of this alternative
definitions is stipulated to be a strict equivalence, about which he had
previously been sceptical. Peano asserts that the only unque individual belongs
to a unit. Peano does not put it in so
many words that this expression is meaningless. In the French translation, what
he said is Gallic: “Nous ne donnons pas de signification a ce symbole si la
classe a est nulle, ou si elle contient plusieurs individus.” “We don’t give
signification to this symbol IF the class is void, or if the class contains
more than one individual.” – where we can see that he used ‘iota’ to represent
‘individus,’ from Latin ‘individuum,’ translating Greek ‘a-tomos.’ So it is not
meant to stand for Greek ‘idion,’ as in ‘idiosyncratic.’ But why did he choose
the iota, which is a Grecian letter. Idion is in the air (if not ‘idiot.’).
Thus, one may take the equivalence in practice, given that if the three
conditions in the expansion are met, the symbol cannot be used at all. There
are other ways of providing a reductionist analysis of the same symbols
according to Peano, e. g., laE b. = : a = tx. :Jx • Xc b class (a) such that it
belongs to another class (b) is equal to the EXISTENCE of exactly one (at least
one and at most one) idiosyncratic individual or element such that this
idiosyncratic individual is a member of that class (b), i. e. "the only or
unique (the one member) member of a belongs to b" is to be held equivalent
to ‘There is at least one x such that, first, the unit class a is equal to the
class constituted by x, and, second, x belongs to b.’ Or, ‘The class of x such
that a is the class constituted by x, and that x belongs to b, is not an empty
class, and that it have a unique member.” This is exactly Russell's tri-partite
expansion referred to Russell (‘on whom Grice heaped all the praise,’ to echo
Quine). Grice was not interested in history, only in rebutting Strawson. Of
course, Peano provides his conceptualisations in terms of ‘class’ rather than,
as Russell, Sluga [or ‘Shuga,’ as Cole reprints him] and Grice do, in terms of
the ‘propositional function,’ i. e. Peano
reduces ‘the’ in terms of a property or a predicate, which defins a class.
Peano reads the membership symbol as "is,” which opens a new can of worms
for Grice: “izzing” – and flies out of the fly bottle. Peano is well aware of the
importance of his device to eliminate the definite article “the” to more
‘primitive’ terms. That is why Peano qualifies his definition as an "expriment
la P[proposition] 1 a E b sous une autre forme, OU ne figure plus le signe i;
puisque toute P contenant le signe i a est REDUCTIBLE ala forme ia E b, OU best
une CIs, on pourra ELIMINER le signe i dans toute P.” The once received view that
the symbol "i" is for Peano undefinable and primitive has now been
corrected. Before making more explicit
the parallelism with Whitehead’s and Russell's and Grice’s theory of
description (vide Quine, “Reply to H. P. Grice”) we may consider a few
potential problems. First, while it is true that the symbol ‘i’ has been given
a ‘reductionist analysis’, in the definiens we still see the symbol of the unit
class, which would refer somehow to the idea that is symbolized by ''ix’. Is
this a sign of circularity, and evidence that the descriptor has not been
eliminated? For Peano, there are at least two ways of defining a symbol of the
unit class without using ‘iota’ – straight, inverted, or negated. One way is
directly replacing ix by its value: y 3(y = x). We have: la E b • =: 3x 3{a =y
3(y =x) • X E b}, which expresses the
same idea in a way where a reference to iota has disappeared. We can read now
"the only member of a belongs to b" as "there is at least one x
such that (i) the unit class a is equal to all the y such that y =x, and (ii) x
belongs to b" (or "the class of x such that they constitute the class
of y, and that they constitute the class a, and that in addition they belong to
the class b, is not an empty class"). The complete elimination underlies
the mentioned definition. Peano is just not interested in making the point
explicit. A second way is subtler. By pointing out that, in the
"hypothesis" preceding the quoted definition, it is clearly stated
that the class "a" is defined as the unit class in terms of the
existence and identity of all of their members (i.e. uniqueness): a E Cis. 3a:
x, yEa. X = y: bE CIs • : This is why "a" is equal to the expression
''tx'' (in the second member). One may still object that since "a"
can be read as "the unit class", Peano does not quite provide a ‘reductionist’
analysis as it is shown through the occurrence of these words in some of the
readings proposed above. However, the hypothesis preceding the definition only
states that the meaning of the symbols which are used in the second member is
to be. Thus, "a" is stated as "an existing unit class", which
has to be understood in the following way: 'a' stands for a non-empty class
that all of its members are identical. We can thus can "a", wherever
it occurs, by its meaning, given that this interpretation works as only a
purely ‘nominal’ definition, i.e. a convenient abbreviation. However, the
actual substitution would lead us to rather complicated prolixic expressions
that would infringe Grice’s desideratum of conversational clarity. Peano's
usual way of working can be odd. Starting from this idea, we can interpret the
definition as stating that "ia Eb" is an abbreviation of the
definiens and dispensing with the conditions stating existence and uniqueness
in the hypothesis, which have been incorporated to their new place. The
hypothesis contains only the statement
of "a" and" b" as being classes, and the definition amounts
to: a, bECls.::J :. ME b. =:3XE([{3aE[w, zEa. ::Jw•z' w= z]} ={ye (y= x)}] • XE
b). Peano’s way is characterized as the constant search for SHORTER, briefer,
and more conveniente expressions – which is Grice’s solution to Strawson’s
misconception – there is a principle of conversational tailoring. It is quite
understandable that Peano prefers to avoid long expansions. The important thing
is not the intuitive and superficial similarity between the symbols
"ia" and ''ix'', caused simply by the appearance of the Greek letter iota
in both cases, or the intuitive meaning of
"the unit class.” What is key are the conditions under which these
expressions have been introduced in Peano’s system, which are completely clear
and quite explicit in the first definition. It may still be objected that
Peano’s elimination of ‘the’ is a failure in that it derives from Peano's confusion
between class membership and class inclusion -- a singleton class would be its
sole member – but these are not clearly distinct notions. It follows that (iii)
"a" is both a class and, according to the interpretation of the
definition, an individual (iv), as is shown by joining the hypothesis preceding
the definition and the definition itself. The objection derives from the received
view on Peano, according to which his logic is, compared to Whitehead’s and
Russell’s, not strict or formal enough, but also contains some important confusions
here and there. And certainly Russell
would be more than happy to correct a minor point. Russell always thinks of
Peano and his school as being strangely free of confusions or mistakes. It may
be said that Peano indeed ‘confuses’ membership with inclusion (cf. Grice ‘not
confused, but mistaken’) given that it was he himself who, predating Frege, introduces
the distinction with the symbol "e.” If the objection amounts to Peano admitting
that the symbol for membership holds between class A and class B, it is true
that this is the case when Peano uses it to indicate the meaning of some
symbols, but only through the reading of "is,” which could be" 'a and
b being classes, "the only member of a belongs to b,” to be the same as
"there is at least one x such that (i) 'there is at least one a such that
for ,': and z belonging to a,. w = z' is equal to y such that y =. x' , and
(ii) x belongs to b ,where both the iota and the unit class are eliminated in
the definiens. There is a similar apparent vicious circularity in Frege's definition
of number. "k e K" as "k is a class"; see also the
hypothesis from above for another example). This by no means involves confusion, and is shown
by the fact that Peano soon adds four definite properties distinguishing precisely
both class inclusion and class membership,, which has Russell himself
preserving the useful and convenient reading. "ia" does not stand for the
singleton class. Peano states pretty clearly that" 1" (T) makes sense only when applied to this or that
individual, and ''t'' as applied to this or that class, no matter what symbols
is used for these notions. Thus, ''ta'', like "tx" have to be read as
"the class constituted by ...", and" la" as "the only
member of a". Thus, although Peano never uses "ix" (because he
is thinking in terms of this or that class), had he done so its meaning, of
course, would have been exactly the same as "la", with no confusion
at all. "a" stands for a class because it is so stated in the
hypothesis, although it can represent an individual when preceded by the
descriptor, and together with it, i.e. when both constitute a new symbol as a. Peano's
habit is better understood by interpreting what he is saying it in terms of a
propositional function, and then by seeing" la" as being somewhat
similar to x, no matter what reasons of convenience led him to prefer symbols
generally used for classes ("a" instead of"x"). There is
little doubt that this makes the world of a difference for Russell and Sluga (or
Shuga) but not Strawson or Grice, or Quine (“I’m sad all the praise was heaped
by Grice on Russell, not Peano”). For Peano the inverted iota is the symbol for
an operator on a class, it leads us to a different ‘concept’ when it flanks a
term, and this is precisely the point Shuga (or Sluga) makes to Grice –
‘Presupposition and conversational implicature” – the reference to Shuga was
omitted in the reprint in Way of Words). In contrast, for Russell, the iota
operator is only a part of what Whitehead and Russell call an ‘incomplete’
symbol. In fact, Grice borrows the complete-incomplete distinction from
Whitehead and Russell. For Peano, the descriptor can obviously be given a
reductionist eliminationist analysis only in conjunction with the rest of the
‘complete’ symbol, "ia e b.’ Whitehead’s and Russell’s point, again, seems
drawn from Peano. And there is no problem when we join the original hypothesis
with the definition, “a eCis. 3a: x, yea. -::Jx,y. x =y: be CIs • :. . la e b.
=: 3x 3(a =tx. x e b). If it falls within the scope of the quantifier in the
hypothesis, “a” is a variable which occurs both free and bound in the formula –
And it has to be a variable, since qua constant, no quantifier is needed. It is
not clear what Peano’s position would have been. Admittedly, Peano – living
always in a rush in Paris -- does not always display the highest standards of Oxonian
clarity between the several uses of, say, "existence" involved in his
various uses of this or that quantifier. In principle, there would be no problem
when a variable appears both bound and free in the same expression. And this is
so because the variable appears bound in one occurrence and free in another.
And one cannot see how this could affect the main claim. The point Grice is
making here (which he owes to ‘Shuga’) is to recognise the fundamental
similarities in the reductionist analysis of “the” in Peano and Russell. It is
true that Russell objects to an ‘implicit’ or indirect definition under a
hypothesis. He would thus have rejected the Peanoian reductionist analysis of
“the.” However, Whitehead and Russell rejects an ‘implicit’ definition under a
hypothesis in the specific context of the “unrestricted’ variable of “Principia.”
Indeed, Russell had been using, before Whitehead’s warning, this type of
‘implicit’ definition under a hypothesis for a long period the minute he
mastered Peano's system. It is because Russell interprets a definition under a
hypothesis as Peano does, i.e. merely as a device for fixing the denotatum of
this or that symbol in an interpreted formula. When one reads after some symbolic
definition, things like "'x' being ... " or" 'y' being ...
", this counts as a definition under a hypothesis, if only because the
denotatum of the symbol has to be determined. Even if Peano's reductionist
analysis of “the” fails because it within the framework of a merely conditional
definition, the implicature of his original insight (“the” is not primitive)
surely influences Whitehead and Russell. Peano is the first who introduces the
the distinction between a free (or ‘real’) and a bound (or ‘apparent’)
variable, and, predating, Frege -- existential and universal quantification,
with an attempt at a substitutional theory based the concept of a
‘proposition,’ without relying on the concepts of ‘class’ or ‘propositional
function.’ It may be argued that Peano could hardly may have thought that he eliminated
“the.” Peano continues to use “the” and his whole system depends on it. Here, a
Griceian practica reason can easily explain Peano’s retaining “the” in a system
in cases where the symbol is merely the abbreviation of something that is in
principle totally eliminable.In the same vein, Whitehead and Russell do
continue to use “the” after the tripartite expansion. Peano, like Whitehead and
Russell after him, undoubtedly thinks, and rightly, too, that the descriptor IS
eliminable.If he does not flourish this elimination with by full atomistic philosophic
paraphernalia which makes Russell's theory of description one of the most
important logical successes of Cambridge philosopher – that was admired even at
Oxford, if by Grice if not by Strawson, that is another thing. Peano somewhat understated
the importance of his reductionist analysis, but then again, his goal is very
different from Whitehead’s and Russell's logicism. And different goals for
different strokes. In any case, the reductionist analysis of “the” is worked
out by Peano with essentially the same symbolic resources that Whitehead
and Russell employ. In a pretty clear
fashion, coming from him, Peano states two of the three conditions -- existence
and uniqueness – subdivided into ‘at least and at most --, as being what it is
explicitly conveyed by “the.” That is why in a negation of a vacuous
description, being true, the existence claim, within the scope of the negation,
is an annullable implicature, while in an affirmation, the existence claim is
an entailment rendering the affirmation that predicates a feature of a vacuous definite
description is FALSE. Peano has enough symbolic techniques for dispensing with
‘the’, including those required for constructing a definition in use. If he once
rather cursorily noted that for Peano, “i” (‘the’) is primitive and indefinable,
Quine later recognised Peano’s achievement, and he was “happy to get straight
on Peano” on descriptions, having checked all the relevant references and I
fully realising that he was wrong when he previously stated that the iota
descriptor was for Peano primitive and indefinable. Peano deserves all the
credit for the reductionist analysis that has been heaped on Whitehead and Russell,
except perhaps for Whitehead’s and Russell’s elaboration on the philosophical
lesson of a ‘contextual’ definition.For Peano, “the” cannot be defined in
isolation; only in the context of the class (a) from which it is the UNIQUE member
(la), and also in the context of the (b) from which that class is a member, at
least to the extent that the class a is included in the class b. This carries no
conflation of membership and inclusion. It is just a reasonable reading of "
1a Eb". "Ta" is just meaningless if the conditions of existence
and uniqueness (at least and at most) are not fulfilled. Surely it may be
argued that Peano’s reductionist analysis of “the” is not exactly the same as
Whitehead’s and Russell's. Still, in his own version, it surely influenced
Whitehead and Russell. In his "On Fundamentals,” Russell includes a
definition in terms analogous to Peano's, and with almost the same symbols. The
alleged improvement of Whitehead’s and Russell’s definition is in clarity. The
concept of a ‘propositional function’ is indeed preferable to that of class
membership. Other than that, the symbolic expression of the the three-prong
expansive conditions -- existence and uniqueness (at least and at most) -- is preserved.
Russell develops Peano’s claim to the effect that “ia” cannot be defined alone,
but always in the context of a class, which Russell translates as ‘the context
of a propositional function.’ His version in "On Denoting” is well known.
In an earlier letter to Jourdain, dated,
Jan. 3, 1906 we read: “'JI( lX) (x) • =•(:3b) : x. =x. X = b: 'JIb.” (They
never corresponded about the things Strawson corresponded with Grice –
cricket). As G. Landini has pointed out, there is even an earlier occurrence of
this definition in Russell’s "On Substitution" with only very slight
symbolic differences. We can see the heritage from Peano in a clear way if we
compare the definition with the version for classes in the letter to Jourdain:
'JI(t'u) • = : (:3b) : xEU. =x. X = b: 'JIb. Russell can hardly be accused of
plagiarizing Peano; yet all the ideas and the formal devices which are
important for the reductionist analysis of “the” were developed by in Peano,
complete with conceptual and symbolic resources, and which Russell acknowledged
that he studied in detail before formulating his own theory in “On denoting.”
Regarding Meinong’s ontological jungle, for Russell, the principle of
‘subsistence disappears as a consequence of the reductionist analysis of “the,”
which is an outcome of Russell’s semantic monism. Russell's later attitude to
Meinong as his main enemy is a comfortable recourse (Griffin I977a). As for Bocher, Russell himself admits some
influence from his nominalism. Bacher describes mathematical objects as
"mere symbols" and advises
Russell to follow this line of work in a letter, two months before Russell's
key idea. The 'class as one' is merely a symbol or name which we choose at
pleasure.” It is important to mention MacColl who he speaks of "symbolic
universes", with things like a ‘round square.’MacColl also speaks of
"symbolic ‘existence’". Indeed, Russell publishes “On denoting” as a
direct response to MacColl. Refs.: P. Benacerraf and H. Putnam, “Philosophy of Mathematics,
2nd ed.Cambridge.; M. Bocher, 1904a. "The Fundamental Conceptions and
Methods of Mathematics", Bulletin of the American Mathematical Society; M.
A. E. Dummett, The Interpretation of Frege's Philosophy; Duckworth), G. Frege,
G., Die Grundlagen der Arithmetik (Breslau: Koebner), tr. J. L. Austin, The Foundations of Arithmetic,
Blackwell, Partial English trans. (§§55-91, 106-1O7) by M. S. Mahoney in
Benacerraf and Putnam; "Uber Sinn und Bedeutung". Trans. as "On
Sense and Reference" in Frege 1952a, pp. 56-78. --, I892b. "Uber
Begriff und Gegenstand". Trans. as "On Concept and Object" in
Frege I952a, pp. 42-55. --, I893a. Grungesetze der Arithmetik, Vol. I Gena:
Pohle). Partial English trans. by M. Furth, The Basic Laws ofArithmetic
(Berkeley: U. California P., 1964). --, I906a. "Uber die Grundlagen der
Geometrie", Jahresbericht der deutschen Mathematiker-Vereinigung, 15
(1906): 293-309, 377-403, 423-30. English trans. by Eike-Henner WKluge as
"On the Foundations of Geometry", in On the Foundations of Geometry
and Formal Theories of Arithmetic (New Haven and London, Yale U. P., 1971). --,
I952a. Translations from the Philosophical Writings of Gottlob Frege, tr. by P.
T. Geach and M. Black (Oxford: Blackwell). Grattan-Guinness, L, I977a. Dear
Russell-Dear Jourdain (London: Duckworth). Griffin, N., I977a. "Russell's
'Horrible Travesty' of Meinong", Russell, nos. 25- 28: 39-51. E. D.
Klemke, ed., I970a. Essays on Bertrand Russell (Urbana: U. Illinois P.).
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