imperatum – This starts with the Greeks, who
had the klesis porstktike, modus imperativus. But then, under the modus
subjunctives, the Romans added the modus prohibitivus. So this is interesting,
because it seems that most of Grice’s maxims are ‘prohibitions’: “Do not say
what you believe to be false.” “Do not that for which you lack adequate
evidence.” And some while formally in the ‘affirmative,’ look prohibitive with
‘negative-loaded’ verbs like ‘avoid ambiguity,’ etc. hile an imperatus, m. is a
command, ‘imperatum’ refers, diaphanously, to what is commanded. “Impero” is
actually a derivation from the intensive “in-“ and the “paro,” as in “prepare,”
“Paratum” would thus reflect the ssame cognateness with ‘imperatum.” Modus imperativus -- imperative mode: At one
point, Grice loved the “psi,” Actions are alright, but we need to stop at the
psi level. The emissor communicates that the addressee thinks that the emissor
has propositional attitude psi. No need to get into the logical form of action.
One can just do with the logical form of a ‘that’-clause in the ascription of a
state of the soul. This should usually INVOLVE an action, as in Hare, “The door
is shut, please.” like Hare, Grice loves an imperative. In this essay, Grice
attempts an exploration of the logical form of Kant’s concoction. Grice is
especially irritated by the ‘the.’ ‘They speak of Kant’s categorical
imperative, when he cared to formulate a few versions of it!” Grice lists them
all in Abbott’s version. There are nine of them! Grice is interested in the conceptual
connection of the categorical imperative with the hypothetical or suppositional
imperative, in terms of the type of connection between the protasis and the
apodosis. Grice spends the full second Carus lecture on the conception of
value on this. Grice is aware that the topic is central to Oxonian
philosophers such as Hare, a member of Austin’s Play Group, too, who regard the
universability of an imperative as a mark of its categoricity, and indeed,
moral status. Grice chose some of the Kantian terminology on purpose.Grice
would refer to this or that ‘conversational maxim.’A ‘conversational maxim’
contributes to what Grice jocularly refers to as the ‘conversational
immanuel.’But there is an admission test.The ‘conversational maxim’ has to be
shown that, qua items under an overarching principle of conversational
helpfulness, the maxim displays a quality associated with conceptual, formal,
and applicational generality. Grice never understood what Kant meant by the
categoric imperative. But for Grice, from the acceptability of the the immanuel
you can deduce the acceptability of this or that maxim, and from the
acceptability of the conversational immanuel, be conversationally helpful, you
can deduce the acceptability of this or that convesational maxim. Grice hardly
considered Kants approach to the categoric imperative other than via the
universability of this or that maxim. This or that conversational maxim,
provided by Grice, may be said to be universalisable if and only if it displays
what Grice sees as these three types of generality: conceptual, formal, and
applicational. He does the same for general maxims of conduct. The results are
compiled in a manual of universalisable maxims, the conversational immanuel, an
appendix to the general immanuel. The other justification by Kant of the
categoric imperative involve an approach other than the genitorial
justification, and an invocation of autonomy and freedom. It is the use by
Plato of imperative as per categoric imperative that has Grice expanding on
modes other than the doxastic, to bring in the buletic, where the categoric
imperative resides. Note that in the end Kant DOES formulate the categoric
imperative, as Grice notes, as a real imperative, rather than a command, etc.
Grice loved Kant, but he loved Kantotle best. In the last Kant lecture, he
proposes to define the categorical imperative as a counsel of prudence, with a
protasis Let Grice be happy. The derivation involves eight stages! Grice found
out that out of his play-group activities with this or that linguistic nuance
he had arrived at the principle, or imperative of conversational helpfulness,
indeed formulated as an imperative: Make your contribution such as is required,
at the stage at which it occurs, by the accepted purpose of the conversation in
which you are engaged. He notes that the rationality behind the idea of
conversation as rational co-operation does not preclude seeing rationality in
conversation as other than cooperation. The fact that he chooses maxim, and
explicitly echoes Kant, indicates where Grice is leading! An exploration on
Paton on the categorical imperative. Grice had previously explored the
logical form of hypothetical or suppositional imperatives in the Kant
(and later Locke) lectures, notably in Lecture IV, Further remarks on
practical and alethic reasons. Here he considers topics related to Hares
tropic-clistic neustic-phrastic quartet. What does it mean to say that
a command is conditional? The two successors of Grices post as
Tutorial Fellow at St. Johns, Baker Hacker, will tackle the same issue with
humour, in Sense and nonsense, published by Blackwell (too irreverent to be
published by the Clarendon). Is the logical form of a maxim, .p⊃!q, or !(.p ⊃.q), etc. Kant thought that there is a special sub-class of
hypothetical or suppositional imperative (which he called a counsels
of prudence) which is like his class of technical imperative, except in that
the end specified in a full specfication of the imperative is the special end
of eudæmonia (the agents eudæmonia). For Grice, understanding Kant’s
first version of the categorical imperative involves understanding what a maxim
is supposed to be. Grice explores at some length four
alternative interpretations of an iffy buletic (as opposed to a
non-iffy buletic): three formal, one material. The first interpretation is the
horseshoe interpretation. A blind logical nose might lead us or be led to
the assumption of a link between a buletically iffy utterance and a
doxastically iffy utterance. Such a link no doubt exists, but the most
obvious version of it is plainly inadequate. At least one other
philosopher besides Grice has noticed that If he torments the cat, have him
arrested! is unlikely to express an buletically iffy utterance, and that
even if one restricts oneself to this or that case in which the protasis
specifies a will, we find pairs of examples like If you will to go to
Oxford, travel by AA via Richmond! or If you will to go to Cambridge, see
a psychiatrist! where it is plain that one is, and the other is not, the
expression of a buletically iffy utterance. For fun, Grice does not tell which!
A less easily eliminable suggestion, yet one which would still interprets the
notion of a buletically iffy utterance in terms of that particular logical form
to which if, hypothetical or suppositional
and conditional attach, would be the following. Let us assume that it is
established, or conceded, as legitimate to formulate an if utterance in which
not only the apodosis is couched in some mode other than the doxastic, as in
this or that conditional command. If you see the whites of their eyes, shoot
fire! but also the protasis or some part (clause) of them. In which case all of
the following might be admissible conditionals. Thus, we might have a doxastic
protasis (If the cat is sick, take it to the vet), or a mixed
(buletic-cum-doxastic protasis (If you are to take the cat to the vet and
theres no cage available, put it on Marthas lap!), and buletic protasis (If you
are to take the cat to the vet, put it in a cage!). If this suggestion seems
rebarbative, think of this or that quaint if utterance (when it is quaint) as
conditionalised versions of this or that therefore-sequence, such
as: buletic-cum-doxastic premises (Take the cat to the vet! There isnt a
cage. Therefore; Put the cat on Marthas lap!), buletic premise (Take the cat to
the vet! Put it in a cage!). And then, maybe, the discomfort is reduced. Grice
next considers a second formal interpretation or approach to the buletically
iffy/non-iffy utterance. Among if utterances with a buletic apodosis some will
have, then, a mixed doxastic-cum buletic protasis (partly doxastic, partly
buletic), and some will have a purely doxastic protasis (If the cat is sick,
take him to the vet!). Grice proposes a definition of the iffy/non-iffy
distinction. A buletically iffy utterance is an iffy utterance the apodosis of
which is buletic and the protasis of which is buletic or mixed
(buletic-cum-dxastic) or it is an elliptical version of such an iffy utterance.
A buletically non-iffy utterance is a buletic utterance which is not iffy or
else, if it is iffy, has a purely doxastic protasis. Grice makes three quick
comments on this second interpretation. First, re: a real imperative. The structures
which are being offered as a way of interpreting an iffy and a non-iffy
imperative do not, as they stand, offer any room for the appearance this
or that buletic modality like ought and should which are so prominently visible
in the standard examples of those kinds of imperatives. The imperatives
suggested by Grice are explicit imperatives. An explicit buletic utterance is
Do such-and-such! and not You ought to do such and such or, worse, One ought to
do such and such. Grice thinks, however, that one can modify this suggestion to
meet the demand for the appearance or occurrence of ought (etc) if such
occurrence is needed. Second, it would remain to be decided how close the
preferred reading of Grices deviant conditional imperatives would be to the accepted
interpretation of standard hypothetical or suppositional imperatives. But
even if there were some divergence that might be acceptable if the new
interpretation turns out to embody a more precise notion than the standard
conception. Then theres the neustical versus tropical protases. There are,
Grice thinks, serious doubts of the admissibility of conditionals with a
NON-doxastic protasis, which are for Grice connected with the very difficult
question whether the doxastic and the buletic modes are co-ordinate
or whether the doxastic mode is in some crucial fashion (but not in
other) prior (to use Suppess qualification) to the buletic. Grice
confesses he does not know the answer to that question. A third formal
interpretation links the iffy/non-iffy distinction to the
absolute-relative value distinction. An iffy imperatives would be end-relative
and might be analogous to an evidence-relative probability. A
non-iffy imperatives would not be end-relative. Finally, a fourth
Interpretation is not formal, but material. This is close to part of what
Kant says on the topic. It is a distinction between an imperative
being escapable (iffy), through the absence of a particular will and its
not being escapable (non-iffy). If we understand the idea of escabability
sufficiently widely, the following imperatives are all escapable, even
though their logical form is not in every case the same: Give up popcorn!,
To get slim, give up popcorn!, If you will to get slim, give up
popcorn! Suppose Grice has no will to get slim. One might say that the
first imperative (Give up popcorn!) is escaped, provided giving up popcorn
has nothing else to recommend it, by falsifying You should give up
popcorn. The second and the third imperatives (To get slim, give up
pocorn! and If you will to get slim, give up popcorn!) would not, perhaps,
involve falsification but they would, in the circumstances, be
inapplicable to Grice – and inapplicability, too, counts, as escape. A
non-iffy imperative however, is in no way escapable. Re: the Dynamics of
Imperatives in Discourse, Grice then gives three examples which he had
discussed in “Aspects,” which concern arguments (or therefore-chains). This we
may see as an elucidation to grasp the logical form of buletically iffy
utterance (elided by the therefore, which is an if in the metalanguage)
in its dynamics in argumentation. We should, Grice suggests,
consider not merely imperatives of each sort, together with the range
of possible characterisations, but also the possible forms of argument into
which_particular_ hypothetical or suppositional imperatives might enter.
Consider: Defend the Philosophy Department! If you are to defend the
philosophy department, learn to use bows and arrows! Therefore, learn to
use bows and arrows! Grice says he is using the dichotomy of original-derived
value. In this example, in the first premise, it is not specified whether the
will is original or derived, the second premise specifies conducive to (means),
and the conclusion would involve a derived will, provided the second premise is
doxastically satisfactory. Another example would be: Fight for your country! If
you are to fight for your country, join up one of the services! Therefore, join
up! Here, the first premise and the conclusion do not specify the protasis. If
the conclusion did, it would repeat the second premise. Then theres Increase
your holdings in oil shares! If you visit your father, hell give you some oil
shares. Therefore, visit your father! This argument (purportedly) transmits
value. Let us explore these characterisations by Grice with the aid of
Hares distinctions. For Hare in a hypothetical or suppositional imperative, the
protasis contains a neustic-cum-tropic. A distinction may be made between this
or that hypothetical or suppositional imperative and a term used by Grice
in his first interpretation of the hypothetical or suppositional
imperative, that of conditional command (If you see the whites of their
eyes, shoot fire!). A hypothetical or suppositional imperative can
be distinguished from a conditional imperative (If you want to make bread,
use yeast! If you see anything suspicious, telephone the police!) by the
fact that modus ponens is not valid for it. One may use hypothetical,
suppositional or conditional imperative for a buletic utterance which features
if, and reserve conditional command for a command which is expressed by an
imperative, and which is conditional on the satisfaction of the protasis.
Thus, on this view, treating the major premise of an argument as a
hypothetical or suppositional imperative turns the therefore-chain invalid.
Consider the sequence with the major premise as a hypothetical or suppositional
imperative. If you will to make someone mad, give him drug D! You
will to make Peter mad; therefore, give Peter drug D! By uttering this
hypothetical or suppositional imperative, the utterer tells his addressee A
only what means to adopt to achieve a given end in a way which
does not necessarily endorse the adoption of that end, and hence of
the means to it. Someone might similarly say, if you will to make
someone mad, give him drug D! But, of course, even if you will to do
that, you must not try to do so. On the other hand, the
following is arguably valid because the major premise is a
conditional imperative and not a mere hypothetical or suppositional
one. We have a case of major premise as a conditional imperative: You will to
make someone mad, give him drug D! Make Peter mad! Therefore, give
Peter drug D!. We can explain this in terms of the presence of the neustic
in the antecedent of the imperative working as the major premise.
The supposition that the protasis of a hypothetical or suppositional
imperative contains a clause in the buletic mode neatly explains why the
argument with the major premise as a hypothetical or suppositional imperative
is not valid. But the argument with the major premise as a conditional
imperative is, as well as helping to differentiate a suppositional or
hypothetical or suppositional iffy imperative from a conditional iffy
imperative. For, if the protasis of the major premise in the hypothetical or
suppositional imperative is volitival, the mere fact that you will to make
Peter mad does not license the inference of the imperative to
give him the drug; but this _can_ be inferred from the major premise
of the hypothetical or suppositional imperative together with an
imperative, the minor premise in the conditional
imperative, to make Peter mad. Whether the subordinate
clause contains a neustic thus does have have a consequence as
to the validity of inferences into which the complex sentence
enters. Then theres an alleged principle of mode constancy in buletic and
and doxastic inference. One may tries to elucidate Grices ideas on the
logical form of the hypothetical or suppositional imperative proper.
His suggestion is, admittedly, rather tentative. But it might be
argued, in the spirit of it, that an iffy imperative is of the
form ((!p⊃!q) Λ
.p)) ∴ !q
But this violates a principle of mode constancy. A phrastic must
remain in the same mode (within the scope of the same tropic) throughout
an argument. A conditional imperative does not violate the principle of
Modal Constancy, since it is of the form ((p⊃!q) Λ !p)) ∴ !q The question of the logical
form of the hypothetical or suppositional imperative is
too obscure to base much on arguments concerning it. There is an
alternative to Grices account of the validity of an argument featuring a
conditional imperative. This is to treat the major premise of a
conditional imperative, as some have urged it should be as a doxastic utterance
tantamount to In order to make someone mad, you have to give him drug D.
Then an utterer who explicitly conveys or asserts the major premise of a
conditional imperative and commands the second premise is in
consistency committed to commanding the conclusion. If does not
always connect phrastic with phrastic but sometimes
connects two expressions consisting of a phrastic and a
tropic. Consider: If you walk past the post office, post the
letter! The antecedent of this imperative states, it seems, the
condition under which the imperative expressed becomes operative,
and so can not be construed buletically, since by uttering a buletic
utterance, an utterer cannot explicitly convey or assert that a condition
obtains. Hence, the protasis ought not be within the scope of the
buletic !, and whatever we take to represent the form of the
utterance above we must not take !(if p, q) to do so. One way out. On
certain interpretation of the isomorphism or æqui-vocality Thesis between
Indicative and Imperative Inference the utterance has to be construed
as an imperative (in the generic reading) to make the doxasatic
conditional If you will walk past the post office, you will post
the letter satisfactory. Leaving aside issues of the implicature of if,
that the utterance can not be so construed seems to be shown by
the fact that the imperative to make the associated doxastically iffy
utterance satisfactory is conformed with by one who does not walk past the
post office. But it seems strange at best to say that the utterance
is conformed with in the same circumstances. This strangeness or
bafflingliness, as Grice prefers, is aptly explained away in terms of the implicatum.
At Oxford, Dummett is endorsing this idea that a
conditional imperative be construed as an imperative to make an
indicative if utterance true. Dummett urges to divide conditional
imperatives into those whose antecedent is within the power of
the addressee, like the utterance in question, and those in which it
is not. Consider: If you go out, wear your coat! One may be not so much
concerned with how to escape this, as Grice is, but how to conform it. A child
may choose not to go out in order to comply with the imperative. For an
imperative whose protasis is_not_ within the power of the addressee (If anyone
tries to escape, shoot him!) it is indifferent whether we treat it as a
conditional imperative or not, so why bother. A small
caveat here. If no one tries to escape, the imperative is *not violated*.
One might ask, might there not be an important practical difference
bewteen saying that an imperative has not been violated and that
it has been complied with? Dummett ignores this distinction. One may
feel think there is much of a practical difference there. Is Grice
an intuitionist? Suppose that you are a frontier guard and
the antecedent has remained unfulfilled. Then, whether we say that you
complied with it, or simply did not *violate* it will make a great
deal of difference if you appear before a war crimes tribunal.
For Dummett, the fact that in the case of an imperative expressed by a
conditional imperative in which the antecedent is not within the agents power,
we should *not* say that the agent had obeyed just on the ground that the
protassi is false, is no ground for construing an imperative as expressing a
conditional command: for there is no question of fixing what shall
constitute obedience independently of the determination of what shall
constitute disobedience. This complicates the issues. One may with Grice (and
Hare, and Edgley) defend imperative inference against other Oxonian
philosophers, such as Kenny or Williams. What is questioned by the sceptics
about imperative inference is whether if each one of a set of imperatives
is used with the force of a command, one can infer a _further_ imperative
with that force from them. Cf. Wiggins on Aristotle on the practical
syllogism. One may be more conservative than Hare, if not Grice. Consider If
you stand by Jane, dont look at her! You stand by Jane; therefore, dont look at
her! This is valid. However, the following, obtained by anti-logism, is not: If
you stand by Jane, dont look at her! Look at her! Therefore, you dont stand by
Jane. It may seem more reasonable to some to deny Kants thesis, and maintain
that anti-logism is valid in imperative inference than it is to hold onto Kants
thesis and deny that antilogism is valid in the case in question. Then theres
the question of the implicata involved in the ordering of modes. Consider:
Varnish every piece of furniture you make! You are going to make a table;
therefore, varnish it! This is prima facie valid. The following, however,
switching the order of the modes in the premises is not. You are going to
varnish every piece of furniture that you make. Make a table! Therefore;
varnish it! The connection between the if and the therefore is metalinguistic,
obviously – the validity of the therefore chain is proved by the associated if
that takes the premise as, literally, the protasis and the consequence as the
apodosis. Conversational Implicature at the Rescue. Problems with
or: Consider Rosss infamous example: Post the letter! Therefore, post the
letter or burn it! as invalid, Ross – and endorsed at Oxford by Williams.
To permit to do p or q is to permit to do p and to permit to do q.
Similarly, to give permission to do something is to lift a prohibition
against doing it. Admittedly, Williams does not need this so we are
stating his claim more strongly than he does. One may review Grices way
out (defense of the validity of the utterance above in terms of the
implicatum. Grice claims that in Rosss infamous example (valid, for Grice),
whilst (to state it roughly) the premises permissive presupposition (to
use the rather clumsy term introduced by Williams) is entailed by it, the
conclusions is only conversationally implicated. Typically for an
isomorphist, Grice says this is something shared by
indicative inferences. If, being absent-minded, Grice asks his wife, What
have I done with the letter? And she replies, You have posted it or burnt it,
she conversationally implicates that she is not in a position to say which
Grice has done. She also conversationally implicates that Grice may not have
post it, so long as he has burnt it. Similarly, the future tense indicative, You
are going to post the letter has the conversational implicature You may be not
going to post the letter so long as you are going to burn it. But this
surely does not validate the introduction rule for OR, to wit: p;
therefore, p or q. One can similarly, say: Eclipse will win. He may not, of course,
if it rains. And I *know* it will *not* rain. Problems with and. Consider: Put
on your parachute AND jump out! Therefore, jump out! Someone who _only_ jumps
out of an æroplane does not fulfil Put on your parachute and jump out!
He has done only what is necessary, but not sufficient to fulfil it.
Imperatives do not differ from indicatives in this respect, except that
fulfilment takes the place of belief or doxa, which is the form of acceptance
apprpriate to a doxasatic utterance, as the Names implies. Someone who is
told Smith put on his parachute AND jumped out is entitled to believe
that Smith jumped out. But if he believes that this is _all_ Smith did he
is in error (Cf. Edgley). One may discuss Grices test of cancellability in the
case of the transport officer who says: Go via Coldstream or Berwick! It seems
the transport officers way of expressing himself is extremely eccentric,
or conversationally baffling, as Grice prefers – yet validly. If the transport
officer is not sure if a storm may block one of the routes, what he
should say is _Prepare_ to go via Coldstream or Berwick! As for the application
of Grices test of explicit cancellation here, it yield, in the circumstances,
the transport officer uttering Go either via Coldstream or Berwick! But
you may not go via Coldstream if you do not go via Berwick, and you may not go
via Berwick if you do not go via Coldstream. Such qualifications ‒
what Grice calls explicit cancellation of the implicature ‒ seem to
the addressee to empty the buletic mode of utterance of all content and is thus
reminiscent of Henry Fords utterance to the effect that people can choose what
colour car they like provided it is black. But then Grice doesnt think Ford is
being illogical, only Griceian and implicatural! Refs.: There is at least one
essay just about the categorical imperative, but there are scattered references
wherever Grice considers the mood markers, The H. P. Grice Papers, BANC.
implicatum: or, Grice’s implication. Grice makes an important
distinction which he thinks Austin doesn’t make because what a philosopher
EXPLICITLY conveys and what he IMPLICITLY conveys. It was only a few years
Grice was interacting philosophically with Austin and was reading some material
by Witters, when Grice comes with this criticism and complaint. Austin ignores
“all too frequently” a distinction that Witters apparently dnies. This is a
distinction between what an emissor communicates (e. g. that p), which can be
either explicitly (that p1) or implicitly (that p2) and what, metabolically,
and derivatively, the emissum ‘communictates’ (explicitly or implicitly). At
the Oxford Philosophical Society, he is considering Moore’s ‘entailment.’ This
is not a vernacular expression, but a borrowing from a Romance language. But
basically, Moore’s idea is that ‘p’ may be said to ‘entail’ q iff at least two
conditions follow. Surely ‘entail’ has only one sense. In this metabolically
usage where it is a ‘p’ that ‘entails’ the conditions are that there is a
property and that there is a limitation. Now suppose Grice is discussing with
Austin or reading Witters. Grice wants to distinguish various things: what the
emissor communicates (explicitly or implicitly) and the attending diaphanous
but metabolical, what WHAT THE EMSSOR COMMUNICATES (explicitly or implicitly)
ENTAILS, AND the purely metabolical what the emissum ‘entails’ (explicitly or
implicitly). This is Grice’s wording:“If we can elucidate the meaning of
"A meantNN by x that p (on a particular occasion)," this might
reasonably be expected to help us with the explication of "entails.”The
second important occasion is in the interlude or excursus of his Aristotelian
Society talk. How does he introduce the topic of ‘implication’? At that time
there was a lot being written about ‘contextual’ or ‘pragmatic’ implication –
even within Grice’s circle – as in D. K. Grant’s essay on pragmatic implication
for Philosophy, and even earlier Nowell-Smith’s on ‘contextual implication’ in
“Ethics,” and even earlier, and this is perhaps Grice’s main trigger, P. F.
Strawson’s criticism of Whitehead and Russell, with Strawson having that, by
uttering ‘The king of France is not bald,’ the emissor IMPLIES that there is a
king of France (Strawson later changes the idiom from ‘imply,’ and the
attending ‘implication, to ‘presuppose,’ but he keeps ‘imply’ in all the
reprints of his earlier essays). In “Causal Theory,” Grice surely cannot
just ‘break’ the narrative and start with ‘implication’ in an excursus. So the
first stage is to explore the use of ‘implication’ or related concepts in the
first part of “Causal Theory” LEADING to the excursus for which need he felt. The
first use appears in section 2. The use is the noun, ‘implication.’ And
Grice is reporting the view of an objector, so does not care to be to careful
himself.“the OBJECTION MIGHT run as follows.” “… When someone makes a remark
such as “The pillar box seems red” A CERTAIN IMPLICATION IS CARRIED.” He goes
on “This implication is “DISJUNCTIVE IN FORM,” which should not concerns us
here. Since we are considering the status of the implication, as seen by the
objector as reported by Grice. He does not give a source, so we may assume G.
A. Paul reading Witters, and trying to indoctrinate a few Oxonians into
Wittgensteinianism (Grice notes that besides the playgroup there was Ryle’s
group at Oxford and a THIRD, “perhaps more disciplined” group, that tended
towards Witters.Grice goes on:“It IS implied that…” p. Again, he expands it,
and obviously shows that he doesn’t care to be careful. And he is being ironic,
because the implication is pretty lengthy! Yet he says, typically:“This may not
be an absolutely EXACT or complete characterisation of the implication, but it
is, perhaps, good ENOUGH to be going with!” Grice goes on to have his objector
a Strawsonian, i. e. as REFUSING TO ASSIGN A TRUTH-VALUE to the utterance,
while Grice would have that it is ‘uninterestingly true. In view of this it may
to explore the affirmative and negative versions. Because the truth-values may
change:In Grice’s view: “The pillar box seems red to me” IS “UNINTERESTINGLY
TRUE,” in spite of the implication.As for “It is not the case that the pillar
box seems red,” this is more of a trick. In “Negation,” Grice has a similar
example. “That pillar box is red; therefore, it is not blue.”He is concerned
with “The pillar box is not blue,” or “It is not the case that the pillar box
is blue.”What about the truth-value now of the utterance in connection with the
implication attached to it?Surely, Grice would like, unless accepting
‘illogical’ conversationalists (who want to make that something is UNASSERTIBLE
or MISLEADING by adding ‘not’), the utterance ‘It is not the case that the
pillar box seems red to me’ is FALSE in the scenario where the emissor would be
truthful in uttering ‘The pillar box seems red to me.” Since Grice allows that
the affirmative is ‘uninterestingly true,’ he is committed to having ‘It is not
the case that the pillar box seems red’ as FALSE.For the Strawsonian
Wittgensteinian, or truth-value gap theorist, the situation is easier to
characterise. Both ‘The pillar box seems red to me” and its negation, “The
pillar box does not seem red to me” lack a truth value, or in Grice’s word, as
applied to the affirmative, “far from being uninterestingly true, is neither
true nor false,” i. e. ‘neuter.’ It wold not be true but it would not be false
either – breakdown of bivalence. Grice’s case is a complicated one because he
distinguishes between the sub-perceptual “The pillar box seems red” from the
perceptual ‘vision’ statement, “Grice sees that the pillar box is red.” So the
truth of “The pillar box seems red” is a necessary condition for the statement
about ‘seeing.’ This is itself controversial. Some philosophers have claimed
that “Grice knows that p” does NOT entail “Grice believes that p,” for example.
But for the causal theory Grice is thinking of an analysis of “Grice sees that
the pillar box is red” in terms of three conditions: First, the pillar box
seems red to Grice. Second, the pillar box is red. And third, it is the pillar
box being red that causes it seeming red to Grice. Grice goes to reformulate
the idea that “The pillar box seems red” being true. But now not
“uninterestingly true,” but “true (under certain conditions),” or as he puts it
“(subject to certain qualifications) true.” He may be having in mind a clown in
a circus confronted with the blue pillar box and making a joke about it. Those
‘certain qualifications’ would not apply to the circus case. Grice goes on to
change the adverb, it’s ‘boringly true,’ or ‘highly boringly true.’ He adds
‘suggestio falsi,’ which seems alright but which would not please the
Wittgensteinian who would also reject the ‘false.’ We need a ‘suggestio
neutri.’ In this second section, he gives the theoretical explanation. The “implication”
arises “in virtue of a GENERAL FEATURE OR PRINCIPLE” of conversation, or
pertaining to a system put in ‘communication,’ or a general feature or
principle governing an emissor communicating that p. Note that ‘feature’ and
‘principle’ are appropriately ‘vague.’ “Feature” can be descriptive.
“Principle” is Aristotelian. Boethius’s translation for Aristotle’s ‘arche.’ It
can be descriptive. The first use of ‘principle’ in a ‘moral’ or ‘practical’
context seems to post-date its use in, say, geometry – Euclid’s axioms as
‘principia mathematica,’ or Newton’s “Principia.” Grice may be having in mind
Moore’s ‘paradox’ (true, surely) when Grice adds ‘it is raining.’Grice’s
careful wording is worth exploring.
“The
mistake [incorrectness, falsehood] of supposing the implication to constitute a
"part of the meaning [sense]” of "The Alpha seems Beta" is
somewhat similar to, though MORE INSIDUOUS …”[moral implication here: 1540s, from Middle French insidieux "insidious"
(15c.) or directly from Latin insidiosus "deceitful, cunning, artful,
treacherous," from insidiae (plural) "plot, snare, ambush,"
from insidere "sit
on, occupy," from in- "in" (from PIE root *en "in")
+ sedere "to
sit," from PIE root *sed- (1) "to
sit." Figurative, usually with a suggestion of lying in wait and the
intent to entrap. Related: Insidiously; insidiousness]“than,
the mistake which one IF one supposes that the SO-CALLED [‘pragmatic’ or
‘contextual – implicatum, “as I would not,” and indeed he does not – he prefers
“expresses” here, not the weak ‘imply’] “implication” that one believes it to
be raining is "a part of the meaning [or sense]" of the expression
[or emissum] "It is raining.”Grice allows that no philosopher may have
made this mistake. He will later reject the view that one conversationally
implicates that one believes that it is raining by uttering ‘It is raining.’
But again he does not give sources. In these case, while without the
paraphernalia about the ‘a part of the ‘sense’” bit, can be ascribed at Oxford
to Nowell-Smith and Grant (but not, we hope to Strawson). Nowell-Smith is clear
that it is a contextual implication, but one would not think he would make the
mistake of bringing in ‘sense’ into the bargain. Grice goes on:“The short and
literally inaccurate reply to such a supposition [mistake] might be that the so-called
“implication” attaches because the expression (or emissum) is a PROPOSITIONAL
one [expressable by a ‘that so-and-so’ clause] not because it is the particular
propositional expression which it happens to be.”By ‘long,’ Grice implicates:
“And it is part of the function of the informative mode that you utter an
utterance in the informative mode if you express your belief in the content of
the propositonal expression.”Grice goes on to analyse ‘implication’ in terms of
‘petitio principii.’ This is very interesting and requires exploration. Grice
claims that his success the implicature in the field of the philosophy of
perception led his efforts against Strawson on the syncategoremata.But here we
see Grice dealing what will be his success.One might, for example, suggest that
it is open to the champion of sense_data to lay down that the sense-datum
sentence " I have a pink sense-datum " should express truth if and
only if the facts are as they would have to be for it to be true, if it were in
order, to say .. Something looks pink to me ", even though it may not
actually be in ordei to say this (because the D-or-D condition is unfulfilled).
But this attempt to by-pass the objector's position would be met by the reply
that it begs the question; for it assumes that there is some way of specifying
the facts in isolation from the implication standardly carried by such a
specification; and this is precisely what the objector is denying.Rephrasing
that:“One might, for example, suggest that it is open to the champion of
sense_data to lay down that the sense-datum sentence "The pillar box seems
red” is TRUE if and only if the facts are as the facts WOULD HAVE to be for
“The pillar box seems red” to be true, IF (or provided that) it were IN ORDER [i.
e. conversationally appropriate], to utter or ‘state’ or explicitly convey that
the pillar box seems red, even though it may NOT actually be in order
[conversationally appropriate] to explicitly convey that the pillar box seems
red (because the condition specified in the implication is unfulfilled).”“But
this attempt to by-pass the objector's position would be met by a charge of
‘petitio principia,’ i. e. the reply that it begs the question.”“Such a manoeuvre is invalid in that it assumes that
there IS some way of providing a SPECIFICATION of the facts of the matter in
isolation from, or without recourse to, the implication that is standardly
carried by such a specification.”“This is precisely what the objector is
denying, i. e. the objector believes it is NOT the case that there is a way of
giving a specification of the scenario without bringing in the implication.”Grice
refers to the above as one of the “frustrations,” implicating that the above,
the ‘petitio principia,’ is just one of the trials Grice underwent before
coming with the explanation in terms of the general feature of communication,
or as he will late express, in terms of ‘what the hell’ the
‘communication-function’ of “The pillar seems red to me” might be when the
implicatum is not meant – and you have to go on and cancel it (“That pillar box
seems red; mind, I’m not suggesting that it’s not – I’m practicing my
sub-perceptual proficiency.”).Grice goes on to note the generality he saw in
the idea of the ‘implication.’ Even if “The pillar box seems red” was his FIRST
attack, the reason he was willing to do the attacking was that the
neo-Wittgensteinian was saying things that went against THE TENOR OF THE THINGS
GRICE would say with regard to other ‘linguistic philosophical’ cases OTHER
than in the philosophy of perception, notably his explorations were against
Malcolm reading of Moore, about Moore ‘misusing’ “know.”Grice:“I was inclined
to rule against my objector, partly because his opponent's position was more in
line with the kind of thing I was inclined to say about other linguistic
phenomena which are in some degree comparable.”Rephrase:“My natural inclination
was to oppose the objector.”“And that was because his opponent's position is
more “in line” with the kind of thing Grice is inclined to say – or thesis he
is willing to put forward-- about OTHER phenomena involving this or that
‘communication-function’ of this or that philosophical adage, which are in some
degree comparable to “The pillar box seems red.””So just before the ‘excursus,’
or ‘discursus,’ as he has it – which is then not numbered – but subtitlted
(‘Implication’), he embark on a discursus about “certain ASPECTS of the concept
OR CONCEPTS of implication.”He interestingly adds: “using some more or less
well-worn examples.” This is not just a reference to Strawson, Grant, Moore,
Hungerland and Nowell-Smith, but to the scholastics and the idea of the
‘suppositio’ as an ‘implicatio,’: “Tu non cessas edere ferrum.” Grice says he
will consider only four aspects or FOUR IDEAS (used each as a ‘catalyst’) in
particular illustrations.“Smith has not ceased beating his wife.”“Smith’s girlfriend
is poor, but honest.”“Smith’s handwriting is beautiful”“Smith’s wife is in the
kitchen or in the bathroom.”Each is a case, as Grice puts it, “in which in
ordinary parlance, or at least in Oxonian philosophical parlance, something
might be said to be ‘implied’ (hopefully by the emissor) -- as distinct from
being ‘stated,’ or ‘explicitly put.’One first illustrationEXPLICITLY CONVEYED:
“Smith has not ceased beating his wife.” IMPLICITLY CONVEYED, but cancellable:
“Smith has been beating his wife.”CANCELLATION: “Smith has not ceased beating
his wife; he never started.”APPLY THREE OTHER IDEAS.A second
illustrationEXPLICITLY CONVEYED:“Smith’s girlfriend is poor, but honest.”IMPLICITLY
CONVEYED: “There is some contrast between Smith’s girlfriend’s honesty and her
poverty; and possibly between Smith and the utterer.”CANCELLATION: “I’m sorry,
I cannot cancel that.”TRY OTHER THREE IDEAS.A third illustrationEXPLICITLY
CONVEYED “Smith’s handwriting is beautiful” – “Or “If only his outbursts were
more angelic.”IMPLICITLY CONVEYED: “He possibly cannot read Hegel in German.”CANCELLATION:
“Smith’s handwriting is beautiful; on top, he reads Hegel in German.”TRY
THREEOTHER IDEASA fourth illustration:EXPLICITLY CONVEYED: “Smith’s wife is in
the kitchen or in the bathroom.”IMPLICITLY CONVEYED: “It is not the case that I
have truth-functional grounds to express disjunct D1, and it is not the case
that I have truth-functional grounds to express disjunct D2; therefore, I am
introducting the disjunction EITHER than by the way favoured by Gentzen.”
(Grice actually focuses on the specific ‘doxastic’ condition: emissor believes
…CANCELLATION: “I know perfectly well where she is, but I want you to find out
for yourself.”TRY THREE OTHER IDEAS.Within the discursus he gives SIX (a
sextet) other examples, of the philosophical type, because he is implicating
the above are NOT of the really of philosophical type, hence his reference to
‘ordinary parlance.’ He points out that he has no doubt there are other
candidates besides his sextet.FIRST IN THE SEXTETEXPLICITLY CONVEYED: “You
cannot see a knife as a knife, though you may see what is not a knife as a
knife.”IMPLICITLY CONVEYED: “”AS” REQUIRES A GESTALT.”CANCELLATION: “I see the
horse as a horse, because my gestalt is mine.”TRY THREE OTHER IDEASSECOND IN
THE SEXTET:EXPLICITLY CONVEYED:“When Moore said he knew that the objects before
him were human hands, he was guilty of misusing the word "know".”IMPLICITLY
CONVEYED: “You can only use ‘know’ for ‘difficult cases.’CANCELLATION: “If I
know that p iff I believe that p, p, and p causes my belief in p, I know that
the objects before me are human hands.”TRY THREE OTHER IDEAS.THIRD IN THE
SEXTETEXPLICITLY CONVEYED: “For an occurrence to be properly said to have a
‘cause,’ the occurrence must be something abnormal or unusual.”IMPLICILTY
CONVEYED: “Refrain from using ‘cause’ when the thing is normal and usual.”CANCELLATION:
“If I see that the pillar box is red iff the pillar box seems red, the pillar
box is red, and the pillar box being red causes the pillar box seeming red, the
cause of the pillar box seeming red is that the pillar box is red.”TRY OTHER
THREE IDEAS.FOURTH IN THE SEXTET: EXPLICITLY
CONVEYED: “For an action to be properly described as one for which the agent is
responsible, it must be the sort of action for which people are condemned.”IMPLICITLY
CONVEYED: “Refrain ascribing ‘responsibility’ to Timmy having cleaned up his
bedroom.”CANCELLATION: “Timmy is very responsible. He engages in an action for
which people are not condemned.”TRY THREE OTHER IDEAS.FIFTH IN THE SEXTET:EXPLICITLY
CONVEYED: “What is actual is not also possible.”IMPLICITLY CONVEYED: “There is
a realm of possibilities which does not overlap with the realm of
actualities.”CANCELLATION: “If p is actual iff p obtains in world w1, and p is
possible iff p obtains in any world wn which includes w1, p is possible.”TRY
THREE OTHER IDEAS.SIXTH IN THE SEXTETEXPLICITLY CONVEYED: “What is known by me
to be the case is not also believed by me to be the case.”IMPLICITLY CONVEYED:
“To know is magical!”CANCELLATION: “If I know that p iff I believe that p, p,
and p causes my believing that p, then what is known by me to be the case is
also believed by me to be the case.”TRY THREE OTHER IDEAS.CASE IN QUESTION:EXPLICITLY
CONVEYED: “The pillar box seems red.”IMPLICITLY CONVEYED: “One will doubt it
is.”CANCELLATION: “The pillar box seems red and I hope no one doubt it is.”TRY
THREE OTHER IDEAS. THAT LISTING became commonplace for Grice. In
ProlegomenaGROUP A: EXAMPLE I: RYLE on ‘voluntarily’ and “involuntarily” in
“The Concept of Mind.” RYLE WAS LISTENING! BUT GRICE WAS without reach! Grice
would nothavecriticised Ryle at a shorter distance.EXAMPLE II: MALCOLM IN
“Defending common sense” in the Philosophical Review, on Moore’s misuse of
‘know’ – also in Causal, above, as second in the sextet.EXPLICITLY CONVEYED:“When
Moore said he knew that the objects before him were human hands, he was guilty
of misusing the word "know".REPHRASE IN “PROLEGOMENA.”IMPLICITLY
CONVEYED: “You can only use ‘know’ for ‘difficult cases.’CANCELLATION: “If I
know that p iff I believe that p, p, and p causes my belief in p, I know that
the objects before me are human hands.”EXAMPLE III: BENJAMIN ON BROAD ON THE
“SENSE” OF “REMEMBERING”EXPLICITLY CONVEYED;IMPLICITLY CONVEYEDCANCELLATIONEXAMPLES,
GROUP A, CLASS IV: philosophy of perception FIRST EXAMPLE: Witters on ‘seeing
as’ in Philosophical InvestigationsEXPLICITLY CONVEYEDIMPLICITLY
CONVEYEDCANCELLATION.Previously used in Causal as first in the sextet: FIRST IN
THE SEXTETEXPLICITLY CONVEYED: “You cannot see a knife as a knife, though you
may see what is not a knife as a knife.”Rephrased in Prolegomena. IMPLICITLY
CONVEYED: “”AS” REQUIRES A GESTALT.”CANCELLATION: “I see the horse as a horse,
because my gestalt is mine.”GROUP A – CLASS IV – PHILOSOPHY OF PERCEPTIONEXAMPLE
II – “The pillar box seems red to me.”Used in“Causal”EXPLICITLY CONVEYED: “The
pillar box seems red.”IMPLICITLY CONVEYED: “One will doubt it is.”CANCELLATION:
“The pillar box seems red and I hope no one doubt it is.”GROUP A – CLASS V –
PHILOSOPHY OF ACTION – Here unlike Class IV, he uses (a), etc.EXAMPLE A: WITTERS
AND OTHERS on ‘trying’ EXPLICITLY CONVEYEDIMPLICITLY CONVEYED:CANCELLATIONGROUP
A – CLASS V – “ACTION,” not ‘philosophy of action’ – cf. ‘ordinary
parlance.’EXAMPLE B: Hart on ‘carefully.’EXPLICITLY CONVEYEDIMPLICITLY CONVEYEDCANCELLATION
GROUP A – CLASS V – ACTIONEXAMPLE C:
Austin in “A plea for excuses” on ‘voluntarily’ and ‘involuntarily’ – a
refinement on Ryle above – using variable “Mly” – Grice would not have
criticised Austin in the play group. He rather took it against his tutee,
Strawson.EXPLICITLY CONVEYED
IMPLICITLY CONVEYEDCANCELLATIONGROUP B:
syncategorema – not lettered butFIRST EXAMPLE: “AND” (not ‘not’)SECOND EXAMPLE:
“OR”THIRD EXAMPLE: “IF” – particularly relevant under ‘implication.’ STRAWSON, Introduction
to logical theory.GRICE’S PHRASING: “if p, q” ENTAILS ‘p horseshoe q.’ The reverse
does not hold: it is not the case that ‘p horseshoe q’ ENTAILS ‘if p, q’. Odd
way of putting it, but it was all from Strawson. It may be argued that ‘entail’
belongs in a system, and ‘p horseshoe q’ and ‘if p, q’ are DISPARATE. Grice
quotes verbatim from Strawson:a ‘primary
or standard’ use of “if … then …,” or “if,” of which the main characteristics
were: that for each hypothetical statement made by this use of “if,” there
could be made just one statement which would be the antecedent of the
hypothetical and just onestatement which would be its consequent; that the
hypothetical statement is acceptable (true, reasonable) if the antecedent
statement, if made or accepted, would, in the circumstances, be a good ground
or reason for accepting the consequent statement; and that the making of the
hypothetical statement carries the implicationeither of uncertainty about, or
of disbelief in, the fulfilment of both antecedent and consequent.Grice
rephrases that by stating that for Grice “a primary or standard use of ‘if,
then’” is characterised as follows:“for each hypothetical statement made by
this use of “if,” there could be made just one statement which would be the
antecedent of the hypothetical and just one statement which would be its
consequent; that the hypothetical statement is acceptable (true, reasonable) if
the antecedent statement, if made or accepted, would, in the circumstances, be
a good ground or reason for accepting the consequent statement; and that the
making of the hypothetical statement carries the implication either of
uncertainty about, or of disbelief in, the fulfilment of both antecedent and
consequent.”Grice rephrases the characterisation as from “each” and eliding a
middle part, but Grice does not care to add the fastidious “[…],” or quote,
unquote.“each hypothetical ‘statement’ made by this use of “if” is acceptable
(TRUE, reasonable) if the antecedent ‘statement,’ IF made or accepted, would,
in the circumstances, be a good ground or reason for accepting the consequent
‘statement;’ and that the making of thehypothetical statement carries the
implication either of uncertainty about, or of disbelief in, the fulfilment of
both antecedent and consequent. “A
hypothetical, or conditional ‘statement’ or composite proposition such as “If
it is day, I talk”is acceptable (or TRUE, or ‘reasonable’) if (but not only
if), first, the antecedent ‘statement,’ ‘It is day,’ IF made on its own, or
accepted on its own, i. e. simpliciter, would, in the circumstances, be a good
ground or ‘reason’ for accepting the consequent ‘statement,’ to wit: “I talk;”
and, second, that the making of the conditional proposition or hypothetical ‘statement’
carries the implication, or rather the emissor of the emissum IMPLIES, either it
is not the case that the emissor is CERTAIN about or that it is day and CERTAIN
about or that he talks, or BELIEVES that it is day and BELIEVES that he
talks.”More or less Grice’s denial or doubt. Or rather ‘doubt’ (Strawson’s
‘uncertainty about’) or denial (‘disbelief in’). But it will do at this point
to explore the argument by Strawson to which Grice is responding. First two
comments. Strawson has occasion to respond to Grice’s response in more than one
opportunity. But Grice never took up the issue again in a detailed fashion –
after dedicating a full lecture to it. One occasion was Strawson’s review of
the reprint of Grice in 1989. Another is in the BA memorial. The crucial one is
repr. by Strawson (in a rather otiose way) in his compilation, straight from
PGRICE. This is an essay which Strawson composed soon after the delivery by
Grice of the lecture without consulting. Once Stawson is aware of Grice’s
terminology, he is ready to frame his view in Grice’s terms: for Strawson,
there IS an implicature, but it is a conventional one. His analogy is with the
‘asserted’ “therefore” or “so.” Since this for Grice was at least the second
exemplar of his manoeuvre, it will do to revise the argument from which Grice
extracts the passage in “Prolegomena.” In the body of the full lecture IV,
Grice does not care to mention Strawson at all; in fact, he makes rather hasty
commentaries generalising on both parties of the debate: the formalists, who
are now ‘blue-collared practitioners of the sciences,” i. e. not philosophers
like Grice and Strawson; and the informalists or ‘traditionalists’ like
Strawson who feel offended by the interlopers to the tranquil Elysium of
philosophy. Grice confesses a sympathy for the latter, of course. So here is
straight from the tranquil Elysium of philosophy. For Strawson, the relations
between “if” and “⊃” have already, but only in part, been discussed (Ch. 2, S.
7).” So one may need to review those passages. But now he has a special section
that finishes up the discussion which has been so far only partial. So Strawson
resumes the points of the previous partial discussion and comes up with the
‘traditionalist’ tenet. The sign “⊃” is called the material implication sign. Only by Whitehead
and Russell, that is, ‘blue-collared practitioners of the sciences,’ in Grice’s
wording. Whitehead and Russell think that ‘material’ is a nice opposite to
‘formal,’ and ‘formal implication’ is something pretty complex that only they
know to which it refers! Strawson goes on to explain, and this is a reminder of
his “Introduction” to his “Philosophical Logic” where he reprints Grice’s
Meaning (for some reason). There Strawson has a footnote quoting from Quine’s
“Methods of Logic,” where the phrasing is indeed about the rough phrase, ‘the
meaning of ‘if’’ – cf. Grice’s laughter at philosophers talking of ‘the sense
of ‘or’’ – “Why, one must should as well talk of the ‘sense’ of ‘to,’ or ‘of’!’
– Grice’s implicature is to O. P. Wood, whose claim to fame is for having
turned Oxford into the place where ‘the sense of ‘or’’ was the key issue with
which philosophers were engaged. Strawson goes on to say that its meaning is
given by the ‘rule’ that any statement of the form ‘p⊃q’ is FALSE in the case in which the first of its
constituent statements is true and the second false, and is true in every other
case considered in the system; i. e., the falsity of the first constituent
statement or the truth of the second are, equally, sufficient conditions of the
truth of a statement of material implication. The combination of truth in the
first with falsity in the second is the single, NECESSARY AND SUFFICIENT,
condition of its falsity. The standard or primary -- the importance of this
qualifying phrase, ‘primary,’ can scarcely be overemphasized – Grice omits this
bracket when he expolates the quote. The bracket continues. The place where
Strawson opens the bracket is a curious one: it is obvious he is talking about
the primary use of ‘if’. So here he continues the bracket with the observation
that there are uses of “if” which do not
answer to the description given here, or to any other descriptions given in
this [essay] -- use of “if” sentence, on the other hand [these are
Strawson’s two hands], are seen to be in circumstances where, not knowing
whether some statement which could be made by the use of a sentence
corresponding in a certain way to the sub-ordinated clause of the utterance is
true or not, or believing it to be false, the emissor nevertheless considers that
a step in reasoning from THAT statement to a statement related in a similar way
to the main clause would be a sound or reasonable step [a reasonable reasoning,
that is]; this statement related to the main clause also being one of whose
truth the emissor is in doubt, or which the emissor believes to be false. Even
in such circumstances as these a philosopher may sometimes hesitate to apply
‘true’ to a conditional or hypothetical statement, i.e., a statement which
could be made by the use of “if ”(Philo’s ‘ei,’ Cicero’s ‘si’) in its standard significance, preferring to
call a conditional statement reasonable or well-founded. But if the philosopher
does apply ‘true’ to an ‘if’ utterance at all, it will be in such circumstances
as these. Now one of the sufficient conditions of the truth of a ‘statement’ or
formula of material implication may very well be fulfilled without the
conditions for the truth, or reasonableness, of the corresponding hypothetical
or conditional statement being fulfilled. A statement of the form ‘p ⊃ q’ (where the horseshoe is meant to represent an inverted
‘c’ for ‘contentum’ or ‘consequutum’ -- does not entail the corresponding statement
of the ‘form’ “if p, q.” But if the emissor is prepared to accept the hypothetical
statement, he must in consistency be prepared to deny the conjunction of the
statement corresponding to the sub-ordinated clause of the sentence used to
make the hypothetical statement with the negation of the statement
corresponding to its main or super-ordinated clause. A statement of the ‘form’
“if p, q” does entail the corresponding statement of the form ‘p ⊃ q.’ The force of “corresponding” may need some elucidation.
Consider the following very ‘ordinary’ or ‘natural’ specimens of a hypothetical
sentence. Strawson starts with a totally unordinary subjective counterfactual
‘if,’ an abyss with Philo, “If it’s day, I talk.” Strawson surely involves The
Hun. ‘If the Germans had invaded England in 1940, they, viz. the Germans, would
have won the war.’ Because for the Germans, invading England MEANT winning the
war. They never cared much for Wales or Scotland, never mind Northern Ireland.
Possibly ‘invaded London’ would suffice. Strawson’s second instantiation again
is the odd subjective counter-factual ‘if,’ an abyss or chasm from Philo, ‘If
it’s day, I talk.’ “If Smith were in charge, half the staff would have been
dismissed.’ Strawson is thinking Noel Coward, who used to make fun of the
music-hall artist Wade. “If you WERE the only girl in the world, and I WAS the
only boy…’. The use of ‘were’ is Oxonian. A Cockney is forbidden to use it,
using ‘was’ instead. The rationale is Philonian. ‘was’ is indicative. “If Smith were in charge, half the staff
would have been dismissed.’ Strawson’s third instantiation is, at last, more or
less Philonian, a plain indicative ‘weather’ protasis, etc. “If it rains, the
match will be cancelled.” The only reservation Philo would have is ‘will’.
Matches do not have ‘will,’ and the sea battle may never take place – the world
may be destroyed by then. “If it rains, the match will be cancelled.” Or “If it
rains, the match is cancelled – but there is a ‘rain date.’” The sentence which
could be used to make a statement corresponding in the required ‘sense’ to the
sub-ordinate clause can be ascertained by considering what it is that the
emissor of each hypothetical sentence must (in general) be assumed either to be
in doubt about or to believe to be not the case. Thus, the corresponding
sentences. ‘The Germans invaded England in 1940.’ Or ‘The Germans invade
England’ – historical present -- ‘The Germans won the war.’ Or ‘The Germans win
the war’ – historical present. ‘Smith is in charge.’ ‘Half the staff has been
dismissed.’ Or ‘Half the staff is dismissed.’ ‘It will rain.’ Or ‘It
rains.’‘The match will be cancelled.’ Or ‘The match is cancelled.’ A sentence could
be used to make a statement of material implication corresponding to the
hypothetical statement made by the
sentence is framed, in each case, from these pairs of sentences as
follows. ‘The Germans invaded England in 1940 ⊃
they won the war.’ Or in the historical present,’The Germans invade London ⊃ The Germans win the war. ‘ ‘Smith is in charge ⊃ half the staff has been, dismissed.’ Or in the present
tense, ‘Smith is in charge ⊃ half the staff is dismissed.’ ‘ It
will rain ⊃ the match will be cancelled.’ Or in the present ‘It rains ⊃ the match is cancelled.’ The very fact that a few verbal modifications
are necessary to please the Oxonian ear, in order to obtain from the clauses of
the hypothetical sentence the clauses of the corresponding material implication
sentence is itself a symptom of the radical difference between a hypothetical
statement and a truth-functional statement. Some detailed differences are also
evident from these instantiations. The falsity of a statement made by the use
of ‘The Germans invade London in 1940’ or ‘Smith is in charge’ is a sufficient
condition of the truth of the corresponding statements made by the use of the ⊃-utterances. But not, of course, of the corresponding
statement made by the use of the ‘if’ utterance. Otherwise, there would
normally be no point in using an ‘if’ sentence at all.An ‘if’ sentence would
normally carry – but not necessarily: one may use the pluperfect or the
imperfect subjunctive when one is simply working out the consequences of an
hypothesis which one may be prepared eventually to accept -- in the tense or
mode of the verb, an implication (or implicature) of the emissor’s belief in
the FALSITY of the statements corresponding to the clauses of the hypothetical.That
it is not the case that it rains is sufficient to verify (or truth-functionally
confirm) a statement made by the use of “⊃,”
but not a statement made by the use of ‘if.’ That it is not the case that it
rains is also sufficient to verify (or truth-functionally confirm) a statement
made by the use of ‘It will rain ⊃
the match will not be cancelled.’ Or ‘It rains ⊃
the match is cancelled.’ The formulae ‘p ⊃
q’ and ‘p ⊃ ~ q' are consistent with one another.The joint assertion of
corresponding statements of these forms is equivalent to the assertion of the
corresponding statement of the form ‘~ p.’ But, and here is one of Philo’s
‘paradoxes’: “If it rains, the match will be cancelled” (or ‘If it rains, the
match is cancelled’) seems (or sounds) inconsistent with “If it rains, the match
will not be cancelled,’ or ‘If it rains, it is not the case that the match is
cancelled.’But here we add ‘not,’ so Philo explains the paradox away by noting
that his account is meant for ‘pure’ uses of “ei,” or “si.”Their joint assertion
in the same context sounds self-contradictory. But cf. Philo, who wisely said
of ‘If it is day, it is night’ “is true only at night.”
(Diog. Laert. Repr. in Long, The Hellenistic Philosophers). Suppose we call the statement corresponding to the
sub-ordinated clause of a sentence used to make a hypothetical statement the
antecedent of the hypothetical statement; and the statement corresponding to
the super-ordinated clause, its consequent. It is sometimes fancied that, whereas
the futility of identifying a conditional ‘if’ statement with material
implication is obvious in those cases where the implication of the falsity of
the antecedent is normally carried by the mode or tense of the verb – as in “If
the Germans invade London in 1940, they, viz. the Germans, win the war’ and ‘If
Smith is in charge, half the staff is dismissed’ -- there is something to be
said for at least a PARTIAL identification in cases where no such implication
is involved, i.e., where the possibility of the truth of both antecedent and
consequent is left open – as in ‘If it rains, the match is cancelled.’ In cases
of the first kind (an ‘unfulfilled,’ counterfactual, or ‘subjunctive’
conditional) the intended addressee’s attention is directed, as Grice taught J.
L. Mackie, in terms of the principle of conversational helpfulness, ONLY TO THE
LAST TWO ROWS of the truth-tables for ‘ p ⊃
q,’ where the antecedent has the truth-value, falsity. Th suggestion that ‘~p’ ‘entails’
‘if p, q’ is felt or to be or ‘sounds’ – if not to Philo’s or Grice’s ears -- obviously
wrong. But in cases of the second kind
one inspects also the first two ROWS. The possibility of the antecedent's being
fulfilled is left open. It is claimed that it is NOT the case that the
suggestion that ‘p ⊃ q’ ‘entails’ ‘if p, q’ is felt to be or sound obviously
wrong, to ANYBODY, not just the bodies of Grice and Philo. This Strawson calls,
to infuriate Grice, ‘an illusion,’ ‘engendered by a reality.’The fulfilment of
both antecedent and consequent of a hypothetical statement does not show that
the man who made the hypothetical statement is right. It is not the case that
the man would be right, Strawson claims, if the consequent is made true as a
result of this or that factor unconnected with, or in spite of, rather than ‘because’
of, the fulfilment of the antecedent. E.
g. if Grice’s unmissable match is missed because the Germans invade – and not
because of the ‘weather.’ – but cf. “The weather in the streets.” Strawson is prepared
to say that the man (e. g., Grice, or Philo) who makes the hypothetical
statement is right only if Strawson is also prepared to say that the antecedent
being true is, at least in part, the ‘explanation’ of the consequent being
true. The reality behind the illusion Strawson naturally finds ‘complex,’ for
surely there ain’t one! Strawson thinks that this is due to two phenomena. First,
Strawson claims, in many cases, the fulfilment of both antecedent and
consequent provides confirmation for the view that the existence of states of
affairs like those described by the antecedent IS a good ‘reason’ for expecting
(alla Hume, assuming the uniformity of nature, etc.) a states of affair like
that described by the consequent. Second, Starwson claims, a man (e. g. Philo,
or Grice) who (with a straight Grecian or Griceian face) says, e. g. ‘If it
rains, the match is cancelled’ makes a bit of a prediction, assuming the
‘consequent’ to be referring to t2>t1 – but cf. if he is reporting an event
taking place at THE OTHER PLACE. The prediction Strawson takes it to be ‘The
match is cancelled.’And the man is making the prediction ONLY under what
Strawson aptly calls a “proviso,” or “caveat,” – first used by Boethius to
translate Aristotle -- “It rains.” Boethius’s terminology later taken up by the
lawyers in Genoa. mid-15c., from Medieval Latin proviso (quod) "provided
(that)," phrase at the beginning of clauses in legal documents (mid-14c.),
from Latin proviso "it
being provided," ablative neuter of provisus, past participle
of providere (see provide).
Related: Provisory. And that the cancellation of the match because of the rain
therefore leads us to say, not only that the reasonableness of the prediction
was confirmed, but also that the prediction itself was confirmed. Because it is not the case that a statement of
the form ‘ p ⊃ q’ entails the corresponding statement of the form ' if p, q
' (in its standard employment), Strawson thinks he can find a divergence
between this or that ‘rule’ for '⊃'
and this or that ‘rule’ for '’if ,’ in its standard employment. Because ‘if p, q’
does entail ‘p ⊃ q,’ we shall also expect to find some degree of parallelism
between the rules. For whatever is entailed by ‘p ⊃ q’ is entailed by ‘if p, q,’ though not everything which
entails ‘p ⊃ q’ does Strawson claims, entail ‘if p, q.’ Indeed, we find further parallels than those
which follow simply from the facts that ‘if p, q’ entails ‘p ⊃ q’ and that entailment is transitive. To some laws for ‘⊃,’ Strawson finds no parallels for ‘if.’ Strawson notes that
for at least four laws for ‘⊃,’ we find that parallel laws ‘hold’
good for ‘if. The first law is mentioned by Grice, modus ponendo ponens, as
elimination of ‘⊃.’ Strawson does not consider the introduction of the
horseshoe, where p an q forms a collection of all active
assumptions previously introduced which could have been used in the deduction
of ‘if p, q.’ When inferring ‘if p, q’ one is allowed to discharge
assumptions of the form p. The fact that after deduction of ‘if p, q’
this assumption is discharged (not active is pointed out by using [ ] in
vertical notation, and by deletion from the set of assumptions in horizontal
notation. The latter notation shows better the character of the rule; one
deduction is transformed into the other. It shows also that the rule for
the introduction of ‘if’ corresponds to an important metatheorem, the
Deduction Theorem, which has to be proved in axiomatic formalizations of logic. But back to the elimination of ‘if’. Modus ponendo ponens.
‘‘((p ⊃ q).p) ⊃ q.’ For some reason, Strawson here mixes horseshoes and ifs
as if Boethius is alive! Grice calls these “half-natural, half-artificial.’ Chomsky
prefers ‘semi-native.’ ‘(If p, q, and p) ⊃q.’
Surely what Strawson wants is a purely ‘if’ one, such as ‘If, if p, q, and p,
q.’ Some conversational implicature! As
Grice notes: “Strawson thinks that one can converse using his converses, but we
hardly.’ The second law. Modus tollendo tollens. ‘((p⊃q). ~ q)) ⊃ (~ p).’ Again, Strawson uses a
‘mixed’ formula: (if p, q, and it is not the case that q) ⊃ it is not the case that p. Purely unartificial: If, if p,
q, and it is not the case that q, it is not the case that p. The third law,
which Strawson finds problematic, and involves an operator that Grice does not even
consider. ‘(p ⊃ q) ≡ (~ q ⊃
~ p). Mixed version, Strawson simplifies ‘iff’ to ‘if’ (in any case, as Pears
notes, ‘if’ IMPLICATES ‘iff.’). (If p, q) ⊃
if it is not the case that q, it is not the case that p. Unartificial: If, if
p, q, it is not the case that if q, it is not the case that p. The fourth law. ((p
⊃ q).(q ⊃ r)) ⊃ (p ⊃ r). Mixed: (if p, q, and if q, r) ⊃ (if p, r). Unartificial: ‘If, if p, q, and if q, r, if p,
r.’ Try to say that to Mrs. Grice! (Grice: “It’s VERY SURPRISING that Strawson
think we can converse in his lingo!”). Now Strawson displays this or that
‘reservation.’ Mainly it is an appeal to J. Austen and J. Austin. Strawson’s
implicature is that Philo, in Megara, has hardly a right to unquiet the
tranquil Elysium. This or that ‘reservation’ by Strawson takes TWO pages of his
essay. Strawson claims that the reservations are important. It is, e. g., often
impossible to apply entailment-rule (iii) directly without obtaining incorrect
or absurd results. Some modification of the structure of the clauses of the
hypothetical is commonly necessary. Alas, Whitehead and Russell give us little
guide as to which modifications are required. If we apply rule (iii) to our specimen
hypothetical sentences, without modifying at all the tenses or moods of the
individual clauses, we obtain expressions which Austin would not call ‘ordinary
language,’ or Austen, for that matter, if not Macaulay. If we preserve as nearly as possible the
tense-mode structure, in the simplest way consistent with grammatical requirements,
we obtain this or that sentence. TOLLENDO TOLLENS. ‘If it is not the case that
the Germans win the war, it is not the case that they, viz. the Germans, invade
England in 1940.’ ‘If it is not the case that half the staff is dismissed, it
is not the case that Smith is in charge.’ ‘If it is not the case that the match
is cancelled, it is not the case that it rains.’ But, Strawson claims, these
sentences, so far from SOUNDING or seeming logically equivalent to the
originals, have in each case a quite different ‘sense.’ It is possible, at
least in some cases, to frame, via tollendo tollens a target setence of more or
less the appropriate pattern for which one can imagine a use and which DOES
stand in the required relationship to the source sentence. ‘If it is not the
case that the Germans win the war, (trust) it is not the case that they, viz.
the Germans, invade England in 1940,’ with the attending imlicatum: “only
because they did not invade England in 1940.’ or even, should historical
evidence be scanty). ‘If it is not the case that the Germans win the war, it SURELY
is not the case that they, viz. the Germans, invade London in 1940.’ ‘If it is
not the case that half the staff is dismissed, it surely is not the case that
Smith is in charge.’ These changes reflect differences in the circumstances in
which one might use these, as opposed to the original, sentences. The sentence beginning ‘If Smith is in charge
…’ is normally, though not necessarily, used by a man who antecedently knows
that it is not the case that Smith is in charge. The sentence beginning ‘If it
is not the case that half the staff is dismissed …’ is normally, though not necessarily, used by
by a man who is, as Cook Wilson would put it, ‘working’ towards the ‘consequent’
conclusion that Smith is not in charge. To
say that the sentences are nevertheless truth-functionally equivalent seems to
point to the fact that, given the introduction rule for ‘if,’ the grounds for
accepting the original ‘if’-utterance AND the ‘tollendo tollens’ correlatum, would,
in two different scenarios, have been grounds for accepting the soundness or
validity of the passage or move from a premise ‘Smith is in charge’ to its
‘consequentia’ ‘consequutum,’ or ‘conclusion,’ ‘Half the staff is dismissed.’ One
must remember that calling each formula (i)-(iv) a LAW or a THEOREM is the same
as saying that, e.g., in the case of (iii), ‘If p, q’ ‘ENTAILS’ ‘If it is not
the case that q, it is not the case that p.’ Similarly, Strawson thinks, for
some steps which would be invalid for ‘if,’ there are corresponding steps that
would be invalid for ‘⊃.’ He gives two example using a symbol Grice does not
consider, for ‘therefore,’ or ‘ergo,’ and lists a fallacy. First example. ‘(p ⊃ q).q ∴ p.’ Second example of a fallacy:‘(p ⊃ q). ~p ∴
~q.’ These are invalid
inference-patterns, and so are the correlative patterns with ‘if’: ‘If p, q; and
q ∴ p’ ‘If p, q; and it is not the case
that p ∴
it is not the case that q. The formal analogy here may be described
by saying that neither ‘p ⊃ q’ nor ‘if p, q’ is
a simply convertible (“nor hardly conversable” – Grice) formula. Strawson
thinks, and we are getting closer to Philo’s paradoxes, revisied, that there
may be this or that laws which holds for ‘p ⊃
q’ and not for ‘If p, q.’ As an example
of a law which holds for ‘if’ but not for ‘⊃,’
one may give an analytic formula. ~[(if p, q) . (if p, it is not the case that
q)]’. The corresponding formula with the horseshoe is not analytic. ‘~[(p ⊃ q) . (p ⊃ ~q)]’ is not analytic, and is
equivalent to the contingent formula ‘~ ~p.’ The rules to the effect that this
or that formula is analytic is referred to by Johnson, in the other place, as
the ‘paradox of implication.’ This Strawson finds a Cantabrigian misnomer. If Whitehead’s
and Russell’s ‘⊃’ is taken as identical either with Moore’s ‘entails’ or, more
widely, with Aelfric’s‘if’ – as in his
“Poem to the If,” MSS Northumberland – “If” meant trouble in Anglo-Saxon -- in
its standard use, the rules that yield this or that so-called ‘paradox’ -- are
not, for Strawson, “just paradoxical.” With an attitude, he adds. “They are
simply incorrect.”This is slightly illogical.“That’s not paradoxical; that’s
incorrect.”Cf. Grice, “What is paradoxical is not also incorrect.” And cf. Grice:
“Philo defines a ‘paradox’ as something that surprises _his father_.’ He is
‘using’ “father,” metaphorically, to refer to his tutor. His father was unknown
(to him). On the other hand (vide Strawson’s Two Hands), with signs you can
introduce alla Peirce and Johnson by way of ostensive definition any way you
wish! If ‘⊃’ is given the meaning it is given by what Grice calls the
‘truth-table definition,’ or ‘stipulation’ in the system of truth functions,
the rules and the statements they represent, may be informally dubbed
‘paradoxical,’ in that they don’t agree with the ‘man in the street,’ or ‘the
man on High.’ The so-called ‘paradox’ would be a simple and platitudinous
consequence of the meaning given to the symbol. Strawson had expanded on the
paradoxes in an essay he compiled while away from Oxford. On his return to
Oxford, he submitted it to “Mind,” under the editorship by G. Ryle, where it
was published. The essay concerns the ‘paradoxes’ of ‘entailment’ in detail,
and mentions Moore and C. I. Lewis. He makes use of modal operators, nec. and
poss. to render the ‘necessity’ behind ‘entail.’ He thinks the paradoxes of
‘entailment’ arise from inattention to this modality. At the time, Grice and
Strawson were pretty sure that nobody then accepted, if indeed anyone ever did
and did make, the identification of the relation symbolised by the horseshoe, ⊃, with the relation which Moore calls ‘entailment,’ p⊃q, i. e. The mere truth-functional ‘if,’ as in ‘p ⊃ q,’ ‘~(pΛ~q)’ is rejected as an analysis of the
meta-linguistic ‘p entails q.’ Strawson thinks that the identification is
rejected because ‘p ⊃ q’ involves this or that allegedly paradoxical implicatum.Starwson
explicitly mentions ‘ex falso quodlibeet.’ Any FALSE proposition entails any
proposition, true or false. And any TRUE proposition is entailed by any
proposition, true or falso (consequentia mirabilis). It is a commonplace that
Lewis, whom Grice calls a ‘blue-collared practioner of the sciences,’
Strawson thinks, hardly solved the thing. The amendment by Lewis, for Strawson,
has consequences scarcely less paradoxical in terms of the implicata. For if p
is impossible, i.e. self-contradictory, it is impossible that p and ~q.
And if q is necessary, ~q is impossible and it is impossible that p and ~q; i.
e., if p entails q means it is impossible that p and ~q any necessary
proposition is entailed by any proposition and any self-contradictory
proposition entails any proposition. On the other hand, the definition by Lewis
of ‘strict’ implication or entailment (i.e. of the relation which holds from p
to q whenever q is deducible from p), Strawson thinks, obviously commends
itself in some respects. Now, it is clear that the emphasis laid on the
expression-mentioning character of the intensional contingent statement by
writing ‘ ‘pΛ~q’ is impossible instead’ of ‘It is impossible that p and ~q’ does
not avoid the alleged paradoxes of entailment. But, Starwson optimistically
thinks, it is equally clear that the addition of some provision does avoid
them. Strawson proposes that one should use “p entails q” such that no
necessary statement and no negation of a necessary statement can significantly
be said to “entail” or be entailed by any statement; i. e. the function “p
entails q” cannot take necessary or self-contradictory statements as arguments.
The expression “p entails q” is to be used to mean “ ‘p ⊃ q’ is necessary, and neither ‘p’ nor ‘q’ is either necessary
or self-contradictory.” Alternatively, “p entails q” should be used only to
mean “ ‘pΛ~q’ is impossible and neither ‘p’ nor ‘q,’ nor either of their
contradictories, is necessary. In this way, Strawson thinks the paradoxes are
avoided. Strawson’s proof. Let us assume that p1 expresses a contingent, and q1
a necessary, proposition. p1 and ~q1 is now impossible because ~q1 is
impossible. But q1 is necessary. So, by that provision, p1 does not entail q1.
We may avoid the paradoxical assertion “p1 entails q2” as merely falling into
the equally paradoxical assertion “ “p1 entails q1” is necessary.” For: If ‘q’ is
necessary, ‘q is necessary’ is, though true, not necessary, but a CONTINGENT
INTENSIONAL (Latinate) statement. This
becomes part of the philosophers lexicon: intensĭo, f. intendo, which L and S
render as a stretching out, straining, effort. E. g. oculorum, Scrib.
Comp. 255. Also an intensifying, increase. Calorem suum (sol) intensionibus ac
remissionibus temperando fovet,” Sen. Q. N. 7, 1, 3. The tune: “gravis, media,
acuta,” Censor. 12. Hence: ‘~ (‘q’ is necessary)’ is, though false,
possible. Hence “p1 Λ ~ (q1 is necessary)” is, though false, possible. Hence ‘p1’ does NOT entail ‘q1 is necessary.’ Thus,
by adopting the view that an entailment statement, and other intensional
statements, are contingent, viz. non-necessary, and that no necessary statement
or its contradictory can entail or be entailed by any statement, Strawson
thinks he can avoid the paradox that a necessary proposition is entailed by any
proposition, and indeed all the other associated paradoxes of entailment. Grice objects that the alleged cure by
Strawson is worse than disease of Moore! The denial that a necessary proposition can
entail or be entailed by any proposition, and, therefore, that necessary
propositions can be related to each other by the entailment relation, is too
high a price to pay for the solution of the paradoxes, which are perfectly true
utterances with only this or that attending cancellable implicature. Strawson’s
introduction of ‘acc.’ makes sense. Which makes sense in that Philo first
supplied his truth-functional account of ‘if’ to criticise his tutor Diodorus
on modality. Philo reported to Diodorus something he had heard from Neptune. In
dreams, Neptune appeared to Philo and told him: “I saw down deep in the waters
a wooden trunk of a plant that only grows under weather – algae -- The trunk
can burn!” Neptune said.Awakening, Philo ran to Diodorus: “A wooden trunk deep
down in the ocean can burn.” Throughout this section, Strawson refers to a
‘primary or standard’ use of ‘if,’ of which the main characteristics are
various. First, that for each hypothetical statement made by this use of ‘if,’ there
could be made just one statement which would be the antecedent of the
hypothetical and just one statement which would be its consequent. Second, that
the hypothetical statement is acceptable (true, reasonable) if the antecedent
statement, if made or accepted, would, in the circumstances, be a good ground
or reason for accepting the consequent statement. Third, the making of the
hypothetical statement carries the implication either of uncertainty about, or
of disbelief in, the fulfilment of both antecedent and consequent.’ This above
is the passage extrapolated by Grice. Grice does not care to report the
platitudionous ‘first’ ‘characteristic’ as Strawson rather verbosely puts it.
The way Grice reports it, it is not clear Strawson is listing THREE
characteristics. Notably, from the extrapolated quote, it would seem as if
Grice wishes his addressee to believe that Strawson thinks that characteristic
2 and characteristic 3 mix. On top, Grice omits a caveat immediately after the
passage he extrapolates. Strawso notes: “There is much more than this to be
said about this way of using ‘if;’ in particular, about the meaning of the
question whether the antecedent would be a GOOD ground or reason for accepting
the consequent, and about the exact way in which THIS question is related to
the question of whether the hypothetical is TRUE {acceptable, reasonable) or
not.’ Grice does not care to include a caveat by Strawson: “Not all uses of ‘if
,’ however, exhibit all these three characteristics.” In particular, there is a
use which has an equal claim to rank as standard ‘if’ and which is closely
connected with the use described, but which does not exhibit the first
characteristic and for which the description of the remainder must consequently
be modified. Strawson has in mind what
is sometimes called a ‘formal’ (by Whitehead and Russell) or 'variable' or
'general’ or ‘generic’ hypothetical. Strawson gives three examples. The first
example is ‘lf ice is left in the sun, it melts.’ This is Kantian. Cf. Grice on
indicative conditionals in the last Immanuel Kant Lecture. Grice: "It should
be, given that it is the case that one smears one's skin with peanut butter
before retiring and that it is the case that one has a relatively insensitive
skin, that it is the case that one preserves a youthful complexion." More
generally, there is some plausibility to the idea that an exemplar of the form
'Should (! E, ⊢F;
! G)' is true just in case a corresponding examplar of the form 'Should (⊢ F, ⊢G; ⊢E)' is true. Before
proceeding further, I will attempt to deal briefly with a possible objection
which might be raised at this point. I can end imagine an ardent descriptivist,
who first complains, in the face of someone who wishes to allow a legitimate
autonomous status to practical acceptability generalizations, that
truth-conditions for such generalizations are not available, and perhaps are in
principle not available; so such generalizations are not to be taken seriously.
We then point out to him that, at least for a class of such cases,
truth-conditions are available, and that they are to be found in related
alethic generalizations, a kind of generalization he accepts. He then complains
that, if finding truth-conditions involves representing the practical
acceptability generalizations as being true just in case related alethic
generalizations are true, then practical acceptability generalizations are
simply reducible to alethic generalizations, and so are not to be taken
seriously for another reason, namely, that they are simply transformations of
alethic generalizations, and we could perfectly well get on without them. Maybe
some of you have heard some ardent descriptivists arguing in a style not so
very different from this. Now a deep reply to such an objection would involve
(I think) a display of the need for a system of reasoning in which the value to
be transmitted by acceptable inference is not truth but practical value,
together with a demonstration of the role of practical acceptability
generalizations in such a system. I suspect that such a reply could be
constructed, but I do not have it at my fingertips (or tongue-tip), so I shall
not try to produce it. An interim reply, however, might take the following
form: even though it may be true (which is by no means certain) that certain
practical acceptability generalizations have the same truth-conditions as
certain corresponding alethic generalizations, it is not to be supposed that
the former generalizations are simply reducible to the latter (in some
disrespectful sense of 'reducible'). For though both kinds of generalization are defeasible, they are not defeasible in the same
way; more exactly, what is a defeating condition for a given practical
generalization is not a defeating condition for its alethic counterpart. A
generalization of the form 'should (! E, ⊢F; ! G)' may have, as a defeating condition, 'E*'; that is
to say, consistently with the truth of this generalization, it may be true that
'should (! E & ! E*, ⊢F;
! G*)' where 'G*' is
inconsistent with 'G'. But since, in the
alethic counterpart generalization 'should (⊢ F, ⊢G; ⊢E)', 'E' does not occur
in the antecedent, 'E*' cannot be a defeating end p.92 condition for this
generalization. And, since liability to defeat by a certain range of defeating
conditions is essential to the role which acceptability generalizations play in
reasoning, this difference between a practical generalization and its alethic
counterpart is sufficient to eliminate the reducibility of the former to the
latter. To return to the main theme of this section. If, without further ado,
we were to accept at this point the suggestion that 'should (! E, ⊢F; ! G)' is true just
in case 'should (⊢
F, ⊢G;
⊢E)'
is true, we should be accepting it simply on the basis of intuition (including,
of course, linguistic or logical intuition under the head of 'intuition'). If
the suggestion is correct then we should attain, at the same time, a stronger
assurance that it is correct and a better theoretical understanding of the
alethic and practical acceptability, if we could show why it is correct by
deriving it from some general principle(s). Kant, in fact, for reasons not
unlike these, sought to show the validity of a different but fairly closely
related Technical Imperative by just such a method. The form which he selects
is one which, in my terms, would be represented by "It is fully
acceptable, given let it be that B, that let it be that A" or "It is
necessary, given let it be that B, that let it be that A". Applying this
to the one fully stated technical imperative given in Grundlegung, we get
Kant’s hypothetical which is of the type Strawson calls ‘variable,’ formal,
‘generic,’ or ‘generic.’ Kant: “It is necessary, given let it be that one
bisect a line on an unerring principle, that let it be that I draw from its
extremities two intersecting arcs". Call this statement, (α). Though he
does not express himself very clearly, I am certain that his claim is that this
imperative is validated in virtue of the fact that it is, analytically, a
consequence of an indicative statement which is true and, in the present
context, unproblematic, namely, the statement vouched for by geometry, that if
one bisects a line on an unerring principle, then one does so only as a result
of having drawn from its extremities two intersecting arcs. Call this
statement, (β). His argument seems to be expressible as follows. (1) It is
analytic that he who wills the end (so far as reason decides his conduct),
wills the indispensable means thereto. (2) So it is analytic that (so far as
one is rational) if one wills that A, and judges that if A, then A as a result
of B, then one wills that B. end p.93 (3) So it is analytic that (so far as one
is rational) if one judges that if A, then A as a result of B, then if one
wills that A then one wills that B. (4) So it is analytic that, if it is true
that if A, then A as a result of B, then if let it be that A, then it must be
that let it be that B. From which, by substitution, we derive (5): it is
analytic that if β then α. Now it seems to me to be meritorious, on Kant's
part, first that he saw a need to justify hypothetical imperatives of this
sort, which it is only too easy to take for granted, and second that he invoked
the principle that "he who wills the end, wills the means";
intuitively, this invocation seems right. Unfortunately, however, the step from
(3) to (4) seems open to dispute on two different counts. (1) It looks as if an
unwarranted 'must' has appeared in the consequent of the conditional which is
claimed, in (4), as analytic; the most that, to all appearances, could be
claimed as being true of the antecedent is that 'if let it be that A then let
it be that B'. (2) (Perhaps more serious.) It is by no means clear by what
right the psychological verbs 'judge' and 'will', which appear in (3), are
omitted in (4); how does an (alleged) analytic connection between (i) judging
that if A, A as a result of B and (ii) its being the case that if one wills
that A then one wills that B yield an analytic connection between (i) it's
being the case that if A, A as a result of B and (ii) the 'proposition' that if
let it be that A then let it be that B? Can the presence in (3) of the phrase
"in so far as one is rational" legitimize this step? I do not know
what remedy to propose for the first of these two difficulties; but I will
attempt a reconstruction of Kant's line of argument which might provide relief
from the second. It might, indeed, even be an expansion of Kant's actual
thinking; but whether or not this is so, I am a very long way from being
confident in its adequacy. Back to
Strawson. First example: ‘lf ice is left
in the sun, it melts.’Or “If apple goes up, apple goes down.” – Newton,
“Principia Mathematica.” “If ice is left in the sun, it, viz. ice, melts.” Strawson’s
second example of a formal, variable, generic, or general ‘if’ ‘If the side of
a triangle is produced, the exterior angle is equal to the sum of the two interior
and opposite angles.’ Cf. Kant: “If a line on an unerring principle
is bisected, two intersecting arcs are drawn from its extremities.” Synthetical
propositions must no doubt be employed in defining the means to a proposed end;
but they do not concern the principle, the act of the will, but the object and
its realization. E.g., that in order to bisect a line on an unerring principle
I must draw from its extremities two intersecting arcs; this no doubt is taught
by mathematics only in synthetical propositions; but if I know that it is only
by this process that the intended operation can be performed, then to say that,
if I fully will the operation, I also will the action required for it, is an
analytical proposition; for it is one and the same thing to conceive something
as an effect which I can produce in a certain way, and to conceive myself as
acting in this way. Strawson’s third example: ‘If a child is very strictly
disciplined in the nursery, it, viz. the child, that should be seen but not
heard, will develop aggressive tendencies in adult life.’ To a statement made
by the use of a sentence such as these there corresponds no single pair of
statements which are, respectively, its antecedent and consequent. On the other hand, for every such statement
there is an indefinite number of NON-general, or not generic, hypothetical
statements which might be called exemplifications, applications, of the
variable hypothetical; e.g., a statement made by the use of the sentence ‘If
THIS piece of ice is left in the sun, it, viz. this piece, melts.’Strawson,
about to finish his section on “ ‘⊃’
and ‘if’,” – the expression, ‘’ ⊃’ and ‘if’” only occurs in the
“Table of Contents,” on p. viii, not in the body of the essay, as found
redundant – it is also the same title Strawson used for his essay which
circulated (or ‘made the rounds’) soon after Grice delivered his attack on
Strawson, and which Strawson had, first, the cheek to present it to PGRICE, and
then, voiding the idea of a festschrift, reprint it in his own compilation of
essays. -- from which Grice extracted the quote for “Prolegomena,” notes that
there are two ‘relatively uncommon uses of ‘if.’‘If he felt embarrassed, he
showed no signs of it.’It is this example that Grice is having in mind in the
fourth lecture on ‘indicative conditionals.’ “he didn’t show it.”Grice is giving an instantiation
of an IMPLICIT, or as he prefers, ‘contextual,’ cancellation of the implicatum
of ‘if.’ He does this to show that even
if the implicatum of ‘if’ is a ‘generalised,’ not ‘generic,’ or ‘general,’ one,
it need not obtain or be present in every PARTICULAR case. “That is why I use
the weakened form ‘generalISED, not general. It’s all ceteris paribus always
with me).” The example Grice gives corresponds to the one Strawson listed as
one of the two ‘relatively uncommon’ uses of ‘if.’ By sticking with the biscuit
conditional, Grice is showing Strawson that this use is ‘relatively uncommon’
because it is absolutely otiose! “If he
was surprised, he didn’t show it.”Or cf. AustinIf you are hungry, there are. Variants
by Grice on his own example:“If Strawson was surprised, he did not show it.”“If
he was surprised, it is not the case that Strawson showed it, viz. that he was
surprised.”Grice (on the phone with Strawson’s friend) in front of Strawson –
present tense version:“If he IS surprised, it is not th case that he, Strawson,
is showing it, viz. the clause that he is surprised. Are you implicating he
SHOULD?”and a second group:‘If Rembrandt
passes the exam at the Koninklijke Academie van Beeldende Kunsten, I am a Dutchman.’‘If the Mad Hatter is not mad, I'll eat
my hat.’(as opposed to ‘If the Mad Hatter IS mad, I’ll eat HIS hat.’)Hats were
made at Oxford in a previous generation, by mad ‘hatters.’ “To eat one’s hat,”
at Oxford, became synonymous with ‘I’ll poison myself and die.’ The reason of
the prevalence of Oxonian ‘lunatic’ hatters is chemical. Strawson is referring
to what he calls an ‘old wives’ tale’As every grandmother at Oxford knows, the
chemicals used in hat-making include mercurious nitrate, which is used in ‘curing’
felt. Now exposure to the mercury vapours cause mercury poisoning. Or, to use
an ‘if’: “If Kant is exposed to mercury vapour, Kant gets poisoned. A poisoned
victim develops a severe and
uncontrollable muscular tremors and twitching limbs, distorted vision and
confused speech, hallucinations and psychosis, if not death. For a time, it was
at Oxford believed that a wearer of a hat could similarly die, especially by
eating the felt containing the mercurial nitrate. The sufficient and necessary condition of the truth of a
statement made by “If he was surprised, it is not the case that Strawson showed
it, viz. that he was surprised” is that it is not the case that Strawson showed
that he was surprised. The antecedent is otiose. Cf. “If you are hungry, there
are biscuits in the cupboard.’ Austin used to expand the otiose antecedent
further, ‘If you are hungry – AND EVEN IF YOU ARE NOT – there are biscuits in
the cupboard,” just in case someone was ignorant of Grice’s principle of
conversational helpfulness. Consequently, Strawson claims that such a statement
cannot be treated either as a standard hypothetical or as a material
implication. This is funny because by the time Grice is criticizing Strawson he
does take “If Strawson is surprised, it is not the case that he is showing it,
viz. that he is surprised.” But when it comes to “Touch the beast and it will
bite you” he is ready to say that here we do not have a case of
‘conjunction.’Why? Stanford.Stanford is the answer.Grice had prepared the text
to deliver at Stanford, of all places. Surely, AT STANFORD, you don’t want to
treat your addressee idiotically. What Grice means is:“Now let us consider
‘Touch the beast and it will bite you.’ Symbolise it: !p et !q. Turn it into
the indicative: You tell your love and love bites you (variant on William Blake).”
Grice: “One may object to the use of
‘p.q’ on Whiteheadian grounds. Blue-collared practitioners of the sciences will
usually proclaim that they do not care about the ‘realisability’ of this or
that operator. In fact, the very noun, ‘realisability,’ irritated me so that I
coined non-detachability as a balance. The blue-collared scientist will say
that ‘and’ is really Polish, and should be PRE-FIXED as an “if,” or condition,
or proviso. So that the conjunction becomes “Provided you tell your love, love
bites you.”Strawson gives his reason about the ‘implicatum’ of what P. L.
Gardiner called the ‘dutchman’ ‘if,’ after G. F. Stout’s “ ‘hat-eating’ if.” Examples of the second kind are sometimes
erroneously treated as evidence that Philo was not crazy, and that ‘if’ does,
after all, behave somewhat as ‘⊃’ behaves. Boethius appropriately comments: “Philo had
two drawbacks against his favour. He had no drawing board, and he couldn’t
write. Therefore he never symbolized, other than ‘via verba,’ his ‘ei’ utterance, “If it is day, it is
night,” which he held to be true “at night only.”” Strawson echoes Grice. The
evidence for this conversational explanation of the oddity of the ‘dutcham’ if,
as called by Gardiner, and the ‘hat-eating’ if, as called by Stout, is,
presumably, the facts, first, that the relation between antecedent and
consequent is non-Kantian. Recall that Kant has a ‘Funktion’ which, after
Aristotle’s ‘pros ti,’ and Boethius’s ‘relatio,’ he called ‘Relation’ where he
considers the HYPOTHETICAL. Kant expands in section 8.5. “In the hypothetical,
‘If God exists, I’ll eat my hat,’ existence is no predicate.”Strawson appeals
to a second, “more convincing,” fact, viz. that the consequent is obviously not
– in the Dutchman ‘if,’ or not to be, in the ‘hat-eating’ if, fulfilled, or
true.Grice’s passing for a Dutchman and sitting for an exam at the Koninklijke
Academie van Beeldende Kunsten, hardly makes him a Dutchman.Dickens was well
aware of the idiocy of people blaming hatters for the increases of deaths at
Oxford. He would often expand the consequent in a way that turned it “almost a
Wittgensteinian ‘contradiction’” (“The Cricket in the House, vii). “If the
Hatter is not mad, I will eat my hat, with my head in it.”Grice comments:
“While it is analytic that you see with your eyes, it is not analytic that you
eat with your mouth. And one can imagine Dickens’s mouth to be situated in his
right hand. Therefore, on realizing that the mad hatter is not mad, Dickens is
allowing for it to be the case that he shall eat his hat, with his head in it.
Since not everybody may be aware of the position of Dickens’s mouth, I shall
not allot this common-ground status.”Strawson
gives a third Griciean fact.“The intention of the emissor, by uttering a
‘consequens falsum’ that renders the ‘conditionalis’ ‘verum’ only if the
‘antecedens’ is ‘falsum, is an emphatic, indeed, rude, gesture, with a
gratuitious nod to Philo, to the conviction that the antecedens is not
fulfilled either. The emissor is further abiding by what Grice calls the
‘principle of truth,’ for the emissor would rather see himself dead than
uttering a falsehood, even if he has to fill the conversational space with
idiocies like ‘dutchman-being’ and ‘hat-eating.’ The fourth Griceian fact is
obviously Modus Tollendo Tollens, viz. that “(p ⊃
q) . ~q” entails “~p,” or rather, to avoid the metalanguage (Grice’s Bootlace:
Don’t use a metalanguage: you can only implicate that your object-language is
not objectual.”), “[(p ⊃ q) . ~ q] ⊃ ~ p.”At this point, Strawson
reminisces: “I was slightly surprised that on my first tutorial with Grice, he
gave me “What the Tortoise Said To Achilles,” with the hint, which I later took
as a defeasible implicatum, “See if you can resolve this!” ACHILLEs had
overtaken the Tortoise, and had seated himself comfortably on its back.
"So you've got to the end of our race-course?" said the Tortoise.
"Even though it does consist of an infinite series of distances ? I
thought some wiseacre or other had proved that the thing couldnl't be doiie ?
" " It can be done," said Achilles. " It has been done!
Solvitur ambulando. You see the distances were constaiitly diminishing; and
so-" "But if they had beenl constantly increasing?" the Tortoise
interrupted. "How then?" "Then I shouldn't be here,"
Achilles modestly replied; "and you would have got several times round the
world, by this time! " "You flatter me-flatten, I mean," said
the Tortoise; "for you are a heavy weight, and no mistake! Well now, would
you like to hear of a race-course, that most people fancy they can get to the end
of in two or three steps, while it really consists of an infinite number of
distances, each one longer than the previous one? " "Very much indeed
!" said the Grecian warrior, as he drew from his helmet (few Grecian
warriors possessed pockets in those days) an enormous note-book and a pencil.
"Proceed! And speak slowly, please! Shorthand isn't invented yet !"
"That beautiful First Proposition of Euclid! " the Tortoise miurmured
dreamily. "You admire Euclid?" "Passionately! So far, at least,
as one can admire a treatise that wo'n't be published for some centuries to
come ! " "Well, now, let's take a little bit of the argument in that
First Proposition-just two steps, and the conclusion drawn from them. Kindly
enter them in your note-book. And in order to refer to them conveniently, let's
call them A, B, and Z:- (A) Things that are equal to the same are equal to each
other. (B) The two sides of this Triangle are things that are equal to the
same. (Z) The two sides of this Triangle are equal to each other. Readers of
Euclid will grant, I suppose, that Z follows logically from A and B, so that
any one who accepts A and B as true, must accept Z as true?" "
Undoubtedly! The youngest child in a High School-as. soon as High Schools are
invented, which will not be till some two thousand years later-will grant
that." " And if some reader had not yet accepted A and B as true, he
might still accept the sequence as a valid one, I suppose?" NOTES. 279
"No doubt such a reader might exist. He might say 'I accept as true the
Hypothetical Proposition that, if A and B be true, Z must be true; but, I don't
accept A and B as true.' Such a reader would do wisely in abandoning Euclid,
and taking to football." " And might there not also be some reader
who would say ' I accept A anld B as true, but I don't accept the
Hypothetical'?" "Certainly there might. He, also, had better take to
football." "And neither of these readers," the Tortoise
continued, "is as yet under any logical necessity to accept Z as
true?" "Quite so," Achilles assented. "Well, now, I want
you to consider me as a reader of the second kind, and to force me, logically,
to accept Z as true." " A tortoise playing football would be--"
Achilles was beginning " -an anomaly, of course," the Tortoise
hastily interrupted. "Don't wander from the point. Let's have Z first, and
football afterwards !" " I'm to force you to accept Z, am I?"
Achilles said musingly. "And your present position is that you accept A
and B, but you don't accept the Hypothetical-" " Let's call it
C," said the Tortoise. "-but you don't accept (C) If A and B are
true, Z must be true." "That is my present position," said the
Tortoise. "Then I must ask you to accept C." - "I'll do
so," said the Tortoise, "as soon as you've entered it in that
note-book of yours. What else have you got in it?" " Only a few
memoranda," said Achilles, nervously fluttering the leaves: "a few
memoranda of-of the battles in which I have distinguished myself!"
"Plenty of blank leaves, I see !" the Tortoise cheerily remarked.
"We shall need them all !" (Achilles shuddered.) "Now write as I
dictate: (A) Things that are equal to the same are equal to each other. (B) The
two sides of this Triangle are things that are equal to the same. (C) If A and
B are true, Z must be true. (Z) The two sides of this Triangle are equal to
each other." " You should call it D, not Z," said Achilles.
" It comes next to the other three. If you accept A and B and C, you must
accept Z." "And why must I?" "Because it follows logically
from them. If A and B and C are true, Z must be true. You don't dispute that, I
imagine ?" "If A and B and C are true, Z must be true," the
Tortoise thoughtfully repeated. " That's another Hypothetical, isn't it?
And, if I failed to see its truth, I might accept A and B and C, and still not
accept Z, mightn't I?" "You might," the candid hero admitted;
"though such obtuseness would certainly be phenomenal. Still, the event is
possible. So I must ask you to grant one more Hypothetical." " Very
good. I'm quite willing to grant it, as soon as you've written it down. We will
call it (D) If A and B and C are true, Z must be true. Have you entered that in
your note-book ? " " I have! " Achilles joyfully exclaimed, as
he ran the pencil into its sheath. "And at last we've got to the end of
this ideal race-course! Now that you accept A and B and C and D, of course you
accept Z." " Do I ? " said the Tortoise innocently. " Let's
make that quite clear. I accept A and B and C and D. Suppose I still refused to
accept Z? " 280 NOTES. " Then Logic would take you by the throat, and
force you to do it !" Achilles triumphantly replied. "Logic would
tell you 'You ca'n't help yourself. Now that you've accepted A and B and C and
D, you mvust accept Z!' So you've no choice, you see." "Whatever
Logic is good enough to tell me is worth writing down," said the Tortoise.
" So enter it in your book, please. We will call it (E) If A and B and C
and Dare true, Zmust be true. Until I've granted that, of course I needn't
grant Z. So it's quite a necessary step, you see?" "I see," said
Achilles; and there was a touch of sadness in his tone. Here the narrator,
having pressing business at the Bank, was obliged to leave the happy pair, and
did not again pass the spot until some months afterwards. When he did so,
Achilles was still seated on the back of the much-enduring Tortoise, and was
writing in his note-book, which appeared to be nearly full. The Tortoise was
saying " Have you got that last step written down ? Unless I've lost
count, that makes a thousand and one. There are several millions more to come.
And would you mind, as a personal favour, considering what a lot of instruction
this colloquy of ours will provide for the Logicians of the Nineteenth
Century-would you mnind adopting a pun that my cousin the Mock-Turtle will then
make, and allowing yourself to be re-named Taught- Us ?" "As you
please !" replied the weary warrior, in the hollow tones of despair, as he
buried his face in his hands. " Provided that you, for your part, will
adopt a pun the Mock-Turtle never made, and allow yourself to be re-named A
Kill-Ease !"Strawon protests:“But this is a
strange piece of logic.”Grice corrects: “Piece – you mean ‘piece’ simpliciter.”“But
what do you protest that much!?”“Well, it seems that, on any possible
interpretation, “if p, q” has, in respect of modus tollendo tollens the same powers
as ‘p ⊃ q.’“And it is just these
powers that you, and Cook Wilson before you, are jokingly (or
fantastically) exploiting!”“Fantastically?” “You call Cook Wilson
‘fantastical’? You can call me exploitative.’Strawson: “It is the absence of
Kantian ‘Relation,’ Boethius’s ‘relatio,’ Aristotle’s ‘pros ti,’ referred to in
that makes both Stout’s hat-eating if and Gardiner’s dutchman if quirks (as per
Sir Randolph Quirk, another Manx, like Quine), a verbal or conversational
flourish, an otiosity, alla Albritton, an odd, call it Philonian, use of ‘if.’
If a hypothetical statement IS, as Grice, after Philo, claims, is what
Whitehead and Russell have as a ‘material’ implication, the statements would be
not a quirkish oddity, but a linguistic sobriety and a simple truth. Or rather
they are each, the dutchman if and the
hat-eating if, each a ‘quirkish oddity’ BECAUSE each is a simple, sober, truth.
“Recall my adage,” Grice reminded Strawson, “Obscurely baffling, but Hegelianly
true!”Strawson notes, as a final commentary on the relevant section, that
‘if’ can be employed PERFORMATORILY,
which will have Grice finding his topic for the Kant lectures at Stanford:
“must” is univocal in “Apples must fall,” and “You must not lie.”An ‘if’ is
used ‘performatorily’ when it is used not simply in making this or that
statement, but in, e.g., making a provisional announcement of an intention.
Strawson’s example:“If it rains, I shall stay at home.”Grice corrected:“*I*
*will* stay at home. *YOU* *shall.*”“His quadruple implicata never ceased to
amaze me.”Grice will take this up later in ‘Ifs and cans.’“If I can, I intend
to climb Mt Everest on hands and knees, if I may disimplicate that to
Davidson.”This hich, like an unconditional announcement of intention, Strawson
“would rather not” call ‘truly true’ or ‘falsely false.’ “I would rather
describe it in some other way – Griceian perhaps.” “A quessertion, not to be
iterated.”“If the man who utters the quoted sentence leaves home in spite of
the rain, we do not say that what he said was false, though we might say that
he lied (never really intended to stay in) ; or that he changed his mind –
which, Strawson adds, “is a form of lying to your former self.” “I agreed with
you!” Grice screamed from the other side of the Quadrangle!Strawson notes: “There
are further uses of ‘if’ which I shall not discuss.”This is a pantomime for
Austin (Strawson’s letter to Grice, “Austin wants me to go through the
dictionary with ‘if.’ Can you believe it, Grice, that the OED has NINE big
pages on it?! And the sad thing is that Austin has already did ‘if’ in “Ifs and
cans.” Why is he always telling OTHERS what to do?”Strawson’s Q. E. D.: “The
safest way to read the material implication sign is, perhaps, ‘not both … and
not …,” and avoid the ‘doubt’ altogether. (NB: “Mr. H. P. Grice, from whom I
never ceased to learn about logic since he was my tutor for my Logic paper in
my PPE at St. John’s back in the day, illustrates me that ‘if’ in Frisian means
‘doubt.’ And he adds, “Bread, butter, green cheese; very good English, very
good Friese!”. GROUP C – “Performatory” theories – descriptive,
quasi-descriptive, prescriptive – examples not lettered.EXAMPLE I: Strawson on
‘true’ in Analysis.EXAMPLE II: Austin on ‘know’ EXAMPLE III: Hare on ‘good.’EXPLICITLY
CONVEYED: if p, qIMPLICITLY CONVEYED: p is the consequensCANCELLATION: “I know
perfectly well where your wife is, but all I’ll say is that if she is not in kitchen
she is in the bedroom.”Next would be to consider uses of ‘implication’ in the
essay on the ‘indicative conditional.’ We should remember that the titling came
out in 1987. The lecture circulated without a title for twenty years. And in
fact, it is about ‘indicative conditional’ AND MORE BESIDES, including Cook
Wilson, if that’s a plus. Grice states the indirectness condition in two terms:One
in the obviously false terms “q is INFERRABLE, that’s the word Grice uses, from
p”The other one is in terms of truth-value assignment:The emissor has
NON-TRUTH-FUNCTIONAL GROUNDS for the emissum, ‘if p, q’. In Grice’s parlance:
“Grounds for ACCEPTING “p ⊃ q.”This way Grice chooses is
controversial in that usually he holds ‘accept’ as followed by the
‘that’-clause. So ‘accepting ‘p ⊃ q’” is not clear
in that respect. A rephrase would be, accepting that the emissor is in a
position to emit, ‘if p, q’ provided that what he EXPLICITLY CONVEYS by that is
what is explicitly conveyed by the Philonian ‘if,’ in other words, that the
emissor is explicitly conveying that it is the case of p or it is not the case
of q, or that it is not the case that a situation obtains such that it is the
case that p and it is not the case that q.“p ⊃ q” is F only in
the third row. It is no wonder that Grice says that the use-mention was only
used correctly ONCE.For Grice freely uses ‘the proposition that p ⊃
q.’ But this may be licensed because it was meant as for ‘oral delivery.’ THE
FIRST INSTANTIATION GRICE GIVES (WoW:58) is“If Smith is in London, he, viz. Smith,
is attending the meeting.”Grice goes on (WoW:59) to give FIVE alternatives to
the ‘if’ utterance, NOT using ‘if.’ For the first four, he notes that he fells
the ‘implicature’ of ‘indirectness’ seems ‘persistent.’On WoW:59, Grice refers
to Strawson as a ‘strong theorist,’ and himself as a ‘weak theorist,’ i. e. an
Occamist. Grice gives a truth-table or the ‘appropriate truth table,’ and its
formulation, and notes that he can still detect the indirectness condition
implication. Grice challenges Strawson. How is one to learn that what one
conveys by the scenario formulated in the truth-table for the pair “Smith is in
London” and “Smith is attending the meeting” – without using ‘if’ because this
is Grice’s exercise in detachment – is WEAKER than what one would convey by “If
Smith is in London, he, viz. Smith, is attending the meeting”?This sort of
rhetorical questions – “Of course he can’t” are a bit insidious. Grice failed
to give Strawson a copy of the thing. And Strawson is then invited to
collaborate with P. G. R. I. C. E., so he submits a rather vague “If and ⊃,”
getting the rebuke by Grice’s friend Bennett – “Strawson could at least say
that Grice’s views were published in three different loci.” BUT: Strawson
compiled that essay in 1968. And Strawson was NOT relying on a specific essay
by Grice, but on his memory of the general manoeuvre. Grice had been lecturing
on ‘if’ before at Oxford, in seminars entitled “Logic and Convesation.” But surely
at Oxford you are not supposed to ‘air’ your seminar views. Outside Oxford it
might be different. It shoud not!And surely knowing Grice, why would *GRICE*
provide the input to Strawson. For Grice, philosophy is very personal, and
while Grice might have thought that Sir Peter was slightly interested in what
his former tutor would say about ‘if,’ it would be inappropriate of the tutor
to overwhelm the tutee, or keep informing the tutee how wrong he is. For a
tutor, once a tutee, always a tutee. On WoW:59, Grice provides the FIRST
CANCELLATION of an ‘if,’ and changes it slightly from the one on p. 58. The
‘if’ now becomesIf Smith is in the library, he, viz. Smith, is working.’In
Wiltshire:“If Smith is in the swimming-pool library, he, viz. Smith, is
swimming.”THE CANCELLATION GOES by ‘opting out’:“I know just where Smith is and
what he, viz. Smith, is doing, but all I will tell you is that if he is in the
library he is working.”Grice had to keep adding his ‘vizes’ – viz. Smith –
because of the insidious contextualists – some of them philosophical!“What do
you mean ‘he,’ – are you sure you are keeping the denotatum constant?”Grice is
challenging Strawson’s ‘uncertainty and disbelief.’No one would be surprised if
Grice’s basis for his saying “I know just where Smith is and what he, viz.
Smith, is doing, but all I will tell you is that if he is in the library, he is
working” is that Grice has just looked in the library and found Smith working. So,
Grice IS uttering “If Smith is in the library, he is working” WHEN THE INDIRECT
(strong) condition ceteris-paribus carried by what Grice ceteris paribus
IMPLIES by uttering “If Smith is in the library, Smith is working.”The
situation is a bit of the blue, because Grice presents it on purpose as
UNVOLUNTEERED. The ‘communication-function’ does the trick. GRICE THEN GIVES
(between pages WoW: 59 and 60) TWO IMPLICIT cancellations of an implicature,
or, to avoid the alliteration, ‘contextual’ cancellation. Note incidentally
that Grice is aware of the explicit/implicit when he calls the cancellation,
first, EXPLICIT, and then contextual. By ‘explicit,’ he means, ‘conveying
explicitly’ in a way that commits you. THE THIRD INSTANTIATION refers to this
in what he calls a ‘logical’ puzzle, which may be a bit question-begging, cf.
‘appropriate truth-table.’ For Strawson would say that Grice is using ‘if’ as a
conscript, when it’s a civil. “If Smith has black, Mrs. Smith has black.”Grice
refers to ‘truth-table definition’ OR STIPULATION. Note that the horseshoe is
an inverted “C” for ‘contentum.’F. Cajori, “A history of mathematical
notations,” SYMBOLS IN MATHEMATICAL LOGIC, §667-on : [§674] “A theory of the ‘meccanisme
du raisonnement’ is offered by J. D. Gergonne in his “Essai de dialectique
rationnelle.”In Gergonne’s “Essai,” “H” stands for complete logical
disjunction, X” for logical product, “I” for "identity," [cf. Grize
on izzing] “C” for "contains," and "Ɔ (inverted C)" for
"is contained in." [§685] Gergonne
is using the Latinate, contineoIn rhet., the neuter substantive “contĭnens”
is rendered as “that on which something rests or depends, the chief point, hinge: “causae,” Cic. Part. Or. 29, 103; id. Top. 25, 95: “intuendum videtur, quid sit quaestio, ratio, judicatio, continens, vel ut alii vocant, firmamentum,” Quint. 3, 11, 1; cf. id. ib. § 18 sqq.—Adv.: contĭnen-ter .
So it is a natural evolution in matters of implication. while Giusberti
(“Materiale per studio,” 31) always reads “pro constanti,” the MSS occasionally
has the pretty Griciean “precontenti,” from “prae” and “contenti.” Cf. Quine,
“If my father was a bachelor, he was male. And I can say that, because ‘male’
is CONTAINED in ‘bachelor.’”E. Schröder, in his “Vorlesungen über die Algebra
der Logik,” [§690] Leipzig, uses “⊂”
for "untergeordnet”, roughly, “is included in,” and the inverted “⊃”
for the passive voice, "übergeordnet,” or includes. Some additional symbols are introduced by
Peano into Number 2 of Volume II of his influential “Formulaire.” Thus "ɔ"
becomes ⊃. By “p.⊃ x ... z. q” is
expressed “from p one DEDUCES, whatever x ... z may be, and q." In “Il calcolo geometrico,” – “according to
the Ausdehnungslehre of H. Grassmann, preceded by the operations of deductive
logic,” Peano stresses the duality of interpretations of “p.⊃
x ... z. q” in terms of classes and propositions. “We shall indicate [the
universal affirmative proposition] by the expression A < B, or B > A, which can be read "every A is a B,"
or "the class B CONTAINS A." [...]
Hence, if a,b,... are CONDITIONAL propositions, we have: a < b, or b > a, ‘says’ that "the
class defined by the condition a is part of that defined by b," or [...]
"b is a CONSEQUENCE of a," "if a is true, b is true." In Peano’s “Arithmetices principia: nova
methodo exposita,” we have: “II.
Propositions.” “The sign “C” means is a consequence of [“est consequentia.” Thus
b C a is read b is a consequence of the proposition a.” “The sign “Ɔ” means one
deduces [DEDUCITUR]; thus “a Ɔ b” ‘means’ the same as b C a. [...] IV. Classes “The sign Ɔ ‘means’ is contained
in. Thus a Ɔ b means class a is contained in class b. a, b ∈ K Ɔ (a Ɔ b) :=: (x)(x
∈ a Ɔ x ∈ b). In his “Formulaire,” Peano writes: “Soient a et b des Cls. a ⊃
b signifie "tout a est b".
Soient p et q des propositions contenant une variable x; p ⊃x
q, signifie "de p on déduit, quel que soit x, la q", c'est-à-dire:
"les x qui satisfont à la condition p satisferont aussi à la q". Russell criticizes Peano’s dualism in “The
Principles of mathematics,” §13. “The subject of Symbolic Logic consists of
three parts, the calculus of propositions, the calculus of classes and the
calculus of relations. Between the first two, there is, within limits, a
certain parallelism, which arises as follows: In any symbolic expression, the
letters may be interpreted as classes or as propositions, and the relation of
inclusion in the one case may be replaced by that of formal implication in the
other. A great deal has been made of
this duality, and in the later editions of his “Formulaire,” Peano appears to
have sacrificed logical precision to its preservation. But, as a matter of
fact, there are many ways in which the calculus of propositions differs from
that of classes.” Whiehead and Russell borrow the basic logical symbolism from
Peano, but they freed it from the "dual" interpretation. Thus, Whitehead and Russell adopt Schröder's ⊂
for class inclusion: a ⊂
b :=: (x)(x ∈ a Ɔ x ∈ b) Df. and restricted the use of the
"horseshoe" ⊃ to the connective "if’: “p⊃q.’
Whitehead’s and Russell’s decision isobvious, if we consider the following
example from Cesare Burali-Forti, “Logica Matematica,” a Ɔ b . b Ɔ c : Ɔ : a Ɔ
c [...] The first, second and fourth
[occurrences] of the sign Ɔ mean is contained, the third one means one deduces.So
the horseshoe is actually an inverted “C” meant to read “contentum” or
“consequens” (“consequutum”). Active Nominal Forms Infinitive: implicā́re
Present participle: implicāns; implicántis Future participle: implicītúrus;
implicātúrus Gerund: implicándum Gerundive: implicándus Passive Nominal Forms Infinitive: implicā́re
Perfect participle: implicī́tum; implicā́tumGRICE’s second implicit or
contextual cancellation does not involve a ‘logical puzzle’ but bridge – and
it’s his fourth instantiation:“If I have a red king, I also have a black king.”
– to announce to your competititve opponents upon inquiry a bid of five no
trumps. Cf. Alice, “The red Queen” which is a chess queen, as opposed to the
white queen. After a precis, he gives a FIFTH instantiation to prove that ‘if’
is always EXPLICITLY cancellable.WoW:60“If you put that bit of sugar in water, it
will dissolve, though so far as I know there can be no way of knowing in
advance that this will happen.”This is complex. The cancellation turns the ‘if
p, q’ into a ‘guess,’ in which case it is odd that the emissor would be
guessing and yet be being so fortunate as to make such a good guess. At the end
of page 60, Grice gives THREE FURTHER instantations which are both of
philosophical importance and a pose a problem to such a strong theorist as
Strawson.The first of the trio is:“If the Australians win the first Test, they
will win the series, you mark my words.”The second of the trio is:“Perhaps if
he comes, he will be in a good mood.”The third in the trio is:“See that, if he
comes, he gets his money.”Grice’s point is that in the three, the implicature
is cancelled. So the strong theorist has to modify the thesis ‘a sub-primary
case of a sub-primary use of ‘if’ is…” which seems like a heavy penalty for the
strong theorist. For Grice, the strong theorist is attaching the implicatum to
the ‘meaning’ of ‘if,’ where, if attached at all, should attach to some
mode-marker, such as ‘probably,’ which may be contextual. On p. 61 he is
finding play and using ‘logically weaker’ for the first time, i. e. in terms of
entailment. If it is logically weaker, it is less informative. “To deny that p,
or to assert that q.”Grice notes it’s ceteris paribus.“Provided it would be
worth contributing with the ‘more informative’ move (“why deny p? Why assert
q?) While the presumption that one is interested in the truth-values of at
least p or q, this is ceteris paribus. A philosopher may just be interested in
“if p, q” for the sake of exploring the range of the relation between p and q,
or the powers of p and q. On p. 62 he uses the phrase “non-truth functional” as
applied not to grounds but to ‘evidence’: “non-truth-functional evidence.”Grice
wants to say that emissor has implicated, in a cancellable way, that he has
non-truth-functional evidence for “if p, q,” i. e. evidence that proceeds by
his inability to utter “if p, q” on truth-functional grounds. The emissor is
signaling that he is uttering “if p, q” because he cannot deny p, or that he
cannot assert q(p ⊃ q) ≡
((~p) v q)Back to the first instantiation“If Smith is in London, he, viz. Smith
is attending the meeting there, viz. in London”I IMPLICATE, in a cancellable
way, that I have no evidence for “Smith is not in London”I IMPLICATE, in a
cancellable way, that I have no evidence for “Smith is attending the lecture.On
p. 61 he gives an example of an contextual cancellation to show that even if
the implicatum is a generalised one, it need not be present in every PARTICULAR
case (hence the weakned form ‘generalISED, not general). “If he was surprised,
he didn’t show it.”Or cf. AustinIf you are hungry, there are biscuits in the
cupboard. Traditionalist Grice on the tranquil Elysium of philosophyĒlysĭum ,
ii, n., = Ἠλύσιον, the abode of the blest, I.Elysium, Verg. A. 5, 735 Serv.; 6,
542; 744 al.; cf. Heyne Verg. A. 6, 675 sq.; and ejusd. libri Exc. VIII. p.
1019 Wagn.—Hence, II. Ēlysĭus , a, um, adj., Elysian: “campi,” Verg. G. 1, 38;
Tib. 1, 3, 58; Ov. Ib. 175; cf. “ager,” Mart. 10, 101: “plagae,” id. 6, 58:
“domus,” Ov. M. 14, 111; cf. “sedes,” Luc. 3, 12: “Chaos,” Stat. Th. 4, 520:
“rosae,” Prop. 4 (5), 7, 60. “puella,” i. e. Proserpine, Mart. 10, 24.—On p.
63, Grice uses ‘sense’ for the first time to apply to a Philonian ‘if p, q.’He
is exploring that what Strawson would have as a ‘natural’ if, not an artificial
‘if’ like Philo’s, may have a sense that descends from the sense of the
Philonian ‘if,’ as in Darwin’s descent of man. Grice then explores the ‘then’
in some formulations, ‘if p, then q’, and notes that Philo never used it, “ei”
simpliciter – or the Romans, “si.”Grice plays with the otiosity of “if p, in
that case q.”And then there’s one that Grice dismisses as ultra-otiose:“if p,
then, in that case, viz. p., q.”Grice then explores ‘truth-functional’ now
applied not to ‘evidence’ but to ‘confirmation.’“p or q” is said to be
truth-functionally confirmable.While “p horseshoe q’ is of course truth-functionally
confirmable.Grice has doubts that ‘if p, q’ may be regarded by Strawson as NOT
being ‘truth-functionally confirmable.’ If would involve what he previously
called a ‘metaphysical excrescence.’Grice then reverts to his bridge example“If
I have a red king, I have a black king.”And provides three scenarios for a
post-mortem truth-functional confirmability.For each of the three rowsNo red,
no blackRed, no blackRed, blackWhich goes ditto for the ‘logical’ puzzleIf Jones has black, Mrs.
Jones has black. The next crop of instantiations come from PM, and begins on p.
64.He kept revising these notes. And by the time he was submitting the essay to
the publisher, he gives up and kept the last (but not least, never latter)
version. Grice uses the second-floor ‘disagree,’ and not an explicit ‘not.’ So
is partially agreeing a form of disagreeing? In 1970, Conservative Heath won to
Labour Wilson.He uses ‘validate’ – for ‘confirm’. ‘p v q’ is validated iff
proved factually satisfactory.On p. 66 he expands“if p, q”as a triple
disjunction of the three rows when ‘if p, q’ is true:“(not-p and not-q) or
(not-p and q) or (p and q)”The only left out is “(p and not-q).”Grice gives an
instantiation for [p et]q“The innings closed at 3:15, Smith no batting.”as
opposed to“The inning close at 3:15, and Smith did not bat.”as displayed byp.qAfter
using ‘or’ for elections he gives the first instantation with ‘if’:“If Wilson
will not be prime minister, it will be Heath.”“If Wilson loses, he loses to
Heath.”‘if’ is noncommutative – the only noncommutative of the three dyadic
truth-functors he considers (‘and,’ ‘or’ and ‘if’).This means that there is a
‘semantic’ emphasis here.There is a distinction between ‘p’ and ‘q’. In the
case of ‘and’ and ‘or’ there is not, since ‘p and q’ iff ‘q and p’ and ‘p or q’
iff ‘q or p.’The distinction is expressed in terms of truth-sufficiency and
false-sufficiency.The antecedent or protasis, ‘p’ is FALSE-SUFFICIENT for the
TRUTH of ‘if p, q.’The apodosis is TRUE-sufficient for the truth of ‘if p, q.’On
p. 67 he raises three questions.FIRST QUESTIONHe is trying to see ‘if’ as
simpler:The three instantiations areIf Smith rings, the butler will let Smith
inIt is not the case that Smith rings, or the butler will let Smith in.It is
not the case both Smith rings and it is not the the butler will let Smith in. (Grice
changes the tense, since the apodosis sometimes requires the future tense)
(“Either Smith WILL RING…”)SECOND QUESTIONWhy did the Anglo-Saxons feel the
need for ‘if’ – German ‘ob’? After all, if Whitehead and Russell are right, the
Anglo-Saxons could have done with ‘not’ and ‘and,’ or indeed with
‘incompatible.’The reason is that ‘if’ is cognate with ‘doubt,’ but The
Anglo-Saxons left the doubt across the North Sea. it
originally from an oblique case of the substantive which may be rendered as
"doubt,” and cognate with archaic German “iba,” which may be rendered as
“condition, stipulation, doubt," Old Norse if "doubt,
hesitation," modern Swedish jäf "exception,
challenge")It’s all different with ‘ei’ and ‘si.’For sisī (orig.
and ante-class. form seī ),I.conj. [from a pronominal stem = Gr. ἑ; Sanscr.
sva-, self; cf. Corss. Ausspr. 1, 778; Georg Curtius Gr. Etym. 396],
a conditional particle, if.As for “ei”εἰ ,
Att.-Ion. and Arc. (for εἰκ, v.
infr. 11 ad
init.), = Dor. and Aeol. αἰ, αἰκ (q.
v.), Cypr.A.“ἤ” Inscr.Cypr.135.10 H.,
both εἰ and αἰ in
Ep.:— Particle used interjectionally with imper. and to express a wish, but
usu. either in conditions, if,
or in indirect questions, whether. In
the former use its regular negative is μή; in the
latter, οὐ.THIRD
QUESTION. Forgetting Grecian neutral apodosis and protasis, why did the Romans
think that while ‘antecedens’ is a good Humeian rendition of ‘protasis,’ yet
instead they chose for the Grecian Humeian ‘apodosis,’ the not necessarily
Humeian ‘con-sequens,’ rather than mere ‘post-sequens’?The Latin terminology is antecedens and consequens, the
ancestors and ... tothem the way the Greek grammatical termsή πρότασιs and
ήαπόδοσιsBRADWARDINE: Note that a consequence is an argumentation made up of an
antecedent and a consequent. He starts with the métiers.For ‘or’ he speaks of
‘semiotic economy’ (p. 69). Grice’s Unitarianism – unitary particle.If,
like iff, is subordinating, but only if is
non-commutative. Gazdar considers how many dyadic particles are possible and
why such a small bunch is chosen. Grice did not even care, as Strawson did, to take
care of ‘if and only if.’ Grice tells us the history behind the ‘nursery rhyme’
about Cock Robin. He learned it from his mother,
Mabel Fenton, at Harborne. Clifton almost made it forget it! But he recovered
in the New World, after reading from Colin Sharp that many of those nursery
rhymes travelled “with the Mayflower.” "Who Killed Cock Robin" is an
English nursery rhyme, which has been much used as a murder archetype[citation
needed] in world culture. It has a Roud Folk Song Index number of 494. Contents 1 Lyrics
2Origin and meaning 3Notes 4 External
links Lyrics[edit] The earliest record of the rhyme is in Tommy Thumb's Pretty
Song Book, published c. 1744, which noted only the first four verses. The
extended version given below was not printed until c. 1770.[1] Who killed Cock Robin? I, said the Sparrow,
with my bow and arrow, I killed Cock Robin. Who saw him die? I, said the Fly,
with my little eye, I saw him die. Who caught his blood? I, said the Fish, with
my little dish, I caught his blood. Who'll make the shroud? I, said the Beetle,
with my thread and needle, I'll make the shroud. Who'll dig his grave? I, said
the Owl, with my little trowel, I'll dig his grave. Who'll be the parson? I,
said the Rook, with my little book, I'll be the parson. Who'll be the clerk? I,
said the Lark, if it's not in the dark, I'll be the clerk. Who'll carry the
link? I, said the Linnet, I'll fetch it in a minute, I'll carry the link.
Who'll be chief mourner? I, said the Dove, I mourn for my love, I'll be chief
mourner. Who'll carry the coffin? I, said the Kite, if it's not through the
night, I'll carry the coffin. Who'll bear the pall? We, said the Wren, both the
cock and the hen, We'll bear the pall. Who'll sing a psalm? I, said the Thrush,
as she sat on a bush, I'll sing a psalm. Who'll toll the bell? I, said the
Bull, because I can pull, I'll toll the bell. All the birds of the air fell
a-sighing and a-sobbing, when they heard the bell toll for poor Cock Robin. The
rhyme has often been reprinted with illustrations, as suitable reading material
for small children.[citation needed] The rhyme also has an alternative ending,
in which the sparrow who killed Cock Robin is hanged for his crime.[2] Several
early versions picture a stocky, strong-billed bullfinch tolling the bell,
which may have been the original intention of the rhyme.[3] Origin and meaning[edit] Although the song
was not recorded until the mid-eighteenth century,[4] there is some evidence
that it is much older. The death of a robin by an arrow is depicted in a
15th-century stained glass window at Buckland Rectory, Gloucestershire,[5] and
the rhyme is similar to a story, Phyllyp Sparowe, written by John Skelton about
1508.[1] The use of the rhyme 'owl' with 'shovel', could suggest that it was
originally used in older middle English pronunciation.[1] Versions of the story
appear to exist in other countries, including Germany.[1] A number of the stories have been advanced to
explain the meaning of the rhyme: The
rhyme records a mythological event, such as the death of the god Balder from
Norse mythology,[1] or the ritual sacrifice of a king figure, as proposed by
early folklorists as in the 'Cutty Wren' theory of a 'pagan survival'.[6][7] It
is a parody of the death of King William II, who was killed by an arrow while
hunting in the New Forest (Hampshire) in 1100, and who was known as William
Rufus, meaning "red".[8] The rhyme is connected with the fall of
Robert Walpole's government in 1742, since Robin is a diminutive form of Robert
and the first printing is close to the time of the events mentioned.[1] All of
these theories are based on perceived similarities in the text to legendary or
historical events, or on the similarities of names. Peter Opie pointed out that
an existing rhyme could have been adapted to fit the circumstances of political
events in the eighteenth century.[1] The
theme of Cock Robin's death as well as the poem's distinctive cadence have
become archetypes, much used in literary fiction and other works of art, from
poems, to murder mysteries, to cartoons.[1]
Notes[edit] ^ Jump up to:a b c d e f g h I. Opie and P. Opie, The Oxford
Dictionary of Nursery Rhymes (Oxford University Press, 1951, 2nd edn., 1997),
pp. 130–3. ^ * Cock Robin at Project Gutenberg ^ M. C. Maloney, ed., English
illustrated books for children: a descriptive companion to a selection from the
Osborne Collection (Bodley Head, 1981), p. 31. ^ Lockwood, W. B. "The
Marriage of the Robin and the Wren." Folklore 100.2 (1989): 237–239. ^ The
gentry house that became the old rectory at Buckland has an impressive timbered
hall that dates from the fifteenth century with two lights of contemporary
stained glass in the west wall with the rebus of William Grafton and arms of
Gloucester Abbey in one and the rising sun of Edward IV in the other light;
birds in various attitudes hold scrolls "In Nomine Jesu"; none is
reported transfixed by an arrow in Anthony Emery, Greater Medieval Houses of England
and Wales, 1300–1500: Southern England, s.v. "Buckland Old Rectory,
Gloucestershire", (Cambridge University Press, 2006), p. 80. ^ R. J.
Stewart, Where is St. George? Pagan Imagery in English Folksong (1976). ^ B.
Forbes, Make Merry in Step and Song: A Seasonal Treasury of Music, Mummer's
Plays & Celebrations in the English Folk Tradition (Llewellyn Worldwide,
2009), p. 5. ^ J. Harrowven, The origins of rhymes, songs and sayings (Kaye
& Ward, 1977), p. 92. External links[edit] Children's literature portal
Death and Burial of Poor Cock Robin, by H. L. Stephens, from Project Gutenberg
Death and Burial of Poor Cock Robin From the Collections at the Library of
Congress Categories: Robert Walpole1744 songsFictional passerine birdsEnglish
nursery rhymesSongwriter unknownEnglish folk songsEnglish children's
songsTraditional children's songsSongs about birdsSongs about deathMurder
balladsThe train from Oakland to
Berkeley.Grice's aunt once visited him, and he picked her up at the Oakland
Railway Station. On
p. 74, Grice in terms of his aunt, mentions for the first time ‘premise’ and
‘conclusion.’On same p. for the record he uses ‘quality’ for affirmative,
negative or infinite. On p. 74 he uses for the first time, with a point, the
expression ‘conditional’ as attached to ‘if.’Oddly on the first line of p. 75,
he uses ‘material conditional,’ which almost nobody does – except for a
blue-collared practitioner of the sciences. ‘Material’ was first introduced by
blue-collared Whitehead and Russell, practictioners of the sciences. They used
‘material’ as applied to ‘implication,’ to distinguish it, oddly, and
unclassily, from ‘formal’ implication. It is only then he quotes Wilson
verbatim in quotes“The question whether so and so is a case of a question
whether such and such” This actually influenced Collingwood, and Grice is
trying to tutor Strawson here once more!For the
logic of question and
answer has roots in the very philosophy that it was ... is John Cook Wilson,
whose Statement
and Inference can be regarded as the STATEMENT AND ITS
RELATION TO THINKING AND APREHENSIOTHE DISTINCTION OF SUBJECT AND PREDICATE IN
LOGIC AND GRAMMAR The influence of Strawson on Cook Wilson.“The building is the
Bodleian.”As answer to“What is that building?”“Which building is the
Bodleian”If the proposition is answer to first question, ‘that building’ is the
subject, if the proposition is answer to second question, ‘the bodleian’ is the
subject. Cf. “The exhibition was not visited by a bald king – of France, as it doesn’t
happen.SUBJECT AS TOPICPREDICATE AS COMMENT.Cf. Grice, “The dog is a shaggy
thig”What is shaggy?What is the dog?THIS DOG – Subject – TopicTHAT SHAGGY THING
– Subject – occasionally, but usually Predicate, Comment.In fact, Wilson bases
on StoutI am hungryWho is hungry?: subject IIs there anything amiss with you?
‘hungry’ is the subjectAre you really hungry? ‘am’ is the subject.Grice used to
be a neo-Stoutian before he turned a neo-Prichardian so he knew. But perhaps
Grice thought better of Cook Wilson. More of a philosopher. Stout seemed to
have been seen as a blue-collared practioner of the SCIENCE of psychology, not
philosophical psychology! Cf. Leicester-born B. Mayo, e: Magdalen, Lit. Hum.
(Philosophy) under? on ‘if’ and Cook Wilson in Analysis.Other example by
Wilson:“Glass is elastic.”Grice is motivated to defend Cook Wilson because
Chomsky was criticizing him (via a student who had been at Oxford). [S]uppose
instruction was being given in the properties of glass, and the instructor said
‘glass is elastic’, it would be natural to say that what was being talkedabout
and thought about was ‘glass’, and that what was said of it was that it was
elastic. Thus glass would be the subject and that it is elastic would be the
predicate. (Cook Wilson 1926/1969, Vol. 1:117f.) What Cook Wilson discusses
here is a categorical sentence. The next two quotes are concerned with an
identificational sentence. [I]n the statement ‘glass is elastic’, if the matter
of inquiry was elasticity and the question was what substances possessed the
property of elasticity, glass, in accordance with the principle of the
definition, would no longer be subject, and the kind of stress which fell upon
‘elastic’ when glass was the subject, would now be transferred to ‘glass’. [. .
.] Thus the same form of words should be analyzed differently according as the
words are the answer to one question or another. (Cook Wilson 1926/1969, Vol.
1:119f.) When the stress falls upon ‘glass’, in ‘glass is elastic’, there is no
word in the sentence which denotes the actual subject elasticity; the word
‘elastic’ refers to what is already known of the subject, and glass, which has
the stress, is the only word which refers to the supposed new fact in the
nature of elasticity, that it is found in glass. Thus, according to the
proposed formula, ‘glass’ would have to be the predicate. [. . .] Introduction
and overview But the ordinary analysis would never admit that ‘glass’ was the
predicate in the given sentence and elasticity the subject. (Cook Wilson
1926/1969, Vol. 1:121)H. P. Grice knew that P. F. Strawson knew of J. C.
Wilson on “That building is the
Bodleian” via Sellars’s criticism.There is a strong
suggestion in Sellars' paper that I would have done
better if I had stuck to Cook Wilson. This suggestion I want equally strongly
to repudiate. Certainly Cook Wilson draws
attention to an interesting difference in ways in which items
may appear in discourse. It may be roughly expressed as follows.
When we say Glass is elastic we may be talking about glass or we
may be talking about elasticity (and we may, in the relevant sense of
'about' be doing neither). We are talking about glass if we are citing
elasticity as one of the properties of glass, we
are talking about elasticity if we are citing
glass as one of the substances which are elastic. Similarly
when we say Socrates is wise, we may be citing Socrates as an
instance of wisdom or wisdom as one of the proper- ties
of Socrates. And of course we may be doing
neither but, e.g., just imparting miscellaneous
information. Now how, if at all, could this
difference help me with my question? Would it help at all, for example,
if it were plausible (which it is not) to say that we were
inevitably more interested in determining what properties a given
particular had,than in determining what particular had a given property?
Wouldn't this at least suggest that particulars were the natural
subjects, in the sense of subjects of &erest? Let
me answer this question by the reminder that what I have
to do is to establish a connexion between some
formal linguistic difference and a category
difference; and a formal linguistic difference is
one which logic can take cognizance of, in abstraction from pragmatic
considerations, like the direction of interest. Such
a formal ditference exists in the difference between appearing in
discourse directly designated and appearing in discourse
under the cloak of quantification. ““But the difference in the
use of unquantified statements to which Cook Wilson draws
attention is not a formal difference at all.”Both glass and elasticity,
Socrates and wisdom appear named in such statements,
whichever, in Cook Wilson's sense, we are talking
about. An appeal to pragmatic considerations is,
certainly, an essential part of my own
account at a certain point: but this is the point at which
such considerations are in- voked to explain why a certain formal
difference should be particularly closely linked, in common speech, with
a certain category difference. The difference of which Cook
Wilson speaks is, then, though interesting in itself, irrelevant to my
question. Cook Wilson is, and I am not, concerned with what Sellars
calls dialectical distinctions.”
On p.76 Grice mentions
for the first time the “ROLE” of if in an indefinite series of ‘interrogative
subordination.”For
Cook Wilson,as Price knew (he quotes him in Belief), the function of ‘if’ is to
LINK TWO QUESTIONS. You’re the cream in my coffee as ‘absurd’ if literally (p.
83). STATEMENT
In this entry we will explore how Grice sees the
‘implicatum’ that he regards as ‘conversational’ as applied to the emissor and
in reference to the Graeco-Roman classical tradition. Wht is implicated may not
be the result of any maxim, and yet not conventional – depending on a feature
of context. But nothing like a maxim – Strawson Wiggins p. 523. Only a
CONVERSATIONAL IMPLICATUM is the result of a CONVERSATIONAL MAXIM and the
principle of conversational helpfulness. In a ‘one-off’ predicament, there may
be an ‘implicatum’ that springs from the interaction itself. If E draws a
skull, he communicates that there is danger. If addressee runs away, this is
not part of the implicatum. This Grice considers in “Meaning.” “What is meant”
should cover the immediate effect, and not any effect that transpires out of
the addressee’s own will. Cf. Patton on Kripke. One thief to another: “The cops
are coming!” The expressiom “IMPLICATION” is figures, qua entry, in
a philosophical dictionary that Grice consulted at Oxford. In the vernacular,
there are two prominent relata: entailment and implicature, the FRENCH have
their “implication.” When it comes to the Germans, it’s more of a trick.
There’s the “nachsichziehen,” the “zurfolgehaben,” the “Folge(-rung),” the
“Schluß,” the “Konsequenz,” and of course the “Implikation” and the “Implikatur,”
inter alia. In Grecian, which Grice
learned at Clifton, we have the “sumpeplegmenon,” or “συμπεπλεγμένον,” if you
must, i. e. the “sum-peplegmenon,” but there’s also the “sumperasma,” or “συμπέϱασμα,”
if you must, “sum-perasma;” and then there’s the “sunêmmenon,” or “συνημμένον,”
“sun-emmenon,” not to mention (then why does Grice?) the “akolouthia,” or “ἀϰολουθία,”
if you must, “akolouthia,” and the “antakolouthia,” ἀνταϰολουθία,” “ana-kolouthia.”
Trust clever Cicero to regard anything ‘Grecian’ as not displaying enough
gravitas, and thus rendering everything into Roman. There’s the “illatio,” from
‘in-fero.’ The Romans adopted two different roots for this, and saw them as
having the same ‘sense’ – cf. referro, relatum, proferro, prolatum; and then
there’s the “inferentia,”– in-fero; and then there’s the “consequentia,” --
con-sequentia. The seq- root is present in ‘sequitur,’ non sequitur. The ‘con-‘
is transliterating Greek ‘syn-’ in the three expressions with ‘syn’:
sympleplegmenon, symperasma, and synemmenon. The Germans, avoiding the
Latinate, have a ‘follow’ root: in “Folge,” “Folgerung,” and the verb
“zur-folge-haben. And perhaps ‘implicatio,’
which is the root Grice is playing with. In Italian and French it
underwent changes, making ‘to imply’ a doublet with Grice’s ‘to implicate’ (the
form already present, “She was implicated in the crime.”). The strict opposite
is ‘ex-plicatio,’ as in ‘explicate.’ ‘implico’ gives both ‘implicatum’ and
‘implicitum.’ Consequently, ‘explico’ gives both ‘explicatum’ and ‘explicitum.’
In English Grice often uses ‘impicit,’ and ‘explicit,’ as they relate to communication,
as his ‘implicatum’ does. His ‘implicatum’ has more to do with the contrast
with what is ‘explicit’ than with ‘what follows’ from a premise. Although in
his formulation, both readings are valid: “by uttering x, implicitly conveying
that q, the emissor CONVERSATIONALY implicates that p’ if he has explicitly
conveyed that p, and ‘q’ is what is required to ‘rationalise’ his
conversational behavioiur. In terms of the emissor, the distinction is between
what the emissor has explicitly conveyed and what he has conversationally
implicated. This in turn contrasts what some philosophers refer metabolically
as an ‘expression,’ the ‘x’ ‘implying’ that p – Grice does not bother with this
because, as Strawson and Wiggins point out, while an emissor cannot be true,
it’s only what he has either explicitly or implicitly conveyed that can be
true. As Austin says, it’s always a FIELD where you do the linguistic botany.
So, you’ll have to vide and explore: ANALOGY, PROPOSITION, SENSE, SUPPOSITION,
and TRUTH. Implication denotes a relation between propositions and statements
such that, from the truth-value of the protasis or antecedent (true or false),
one can derive the truth of the apodosis or consequent. More broadly, we can
say that one idea ‘implies’ another if the first idea cannot be thought without
the second one -- RT: Lalande, Vocabulaire technique et critique de la
philosophie. Common usage makes no strict differentiation between “to imply,”
“to infer,” and “to lead to.” Against Dorothy Parker. She noted that those of
her friends who used ‘imply’ for ‘infer’ were not invited at the Algonquin. The
verb “to infer,” (from Latin, ‘infero,’ that gives both ‘inferentia,’
inference, and ‘illatio,’ ‘illatum’) meaning “to draw a consequence, to deduce”
(a use dating to 1372), and the noun “inference,” meaning “consequence” (from
1606), do not on the face of it seem to be manifestly different from “to imply”
and “implication.” But in Oxonian usage, Dodgson avoided a confusion. “There
are two ways of confusing ‘imply’ with ‘infer’: to use ‘imply’ to mean ‘infer,’
and vice versa. Alice usually does the latter; the Dodo the former.” Indeed,
nothing originally distinguishes “implication” as Lalande defines it — “a
relation by which one thing ‘implies’ another”— from “inference” as it is
defined in Diderot and d’Alembert’s Encyclopédie (1765): “An operation by which
one ACCEPTS (to use a Griceism) a proposition because of its connection to
other propositions held to be true.” The same phenomenon can be seen in the
German language, in which the terms corresponding to “implication,” “Nach-sich-ziehen,”
“Zur-folge-haben,” “inference,” “Schluß”-“Folgerung,” “Schluß,” “to infer,”
“schließen,” “consequence,” “Folge” “-rung,” “Schluß,” “Konsequenz,”
“reasoning,” “”Schluß-“ “Folgerung,” and “to reason,” “schließen,” “Schluß-folger-ung-en
ziehen,” intersect or overlap to a large extent. In the French language, the
expression “impliquer” reveals several characteristics that the expression does
not seem to share with “to infer” or “to lead to.” First of all, “impliquer” is
originally (1663) connected to the notion of contradiction, as shown in the use
of impliquer in “impliquer contradiction,” in the sense of “to be
contradictory.” The connection between ‘impliquer’ and ‘contradiction’ does
not, however, explain how “impliquer” has passed into its most commonly
accepted meaning — “implicitly entail” — viz. to lead to a consequence. Indeed,
the two usages (“impliquer” connected with contradiction” and otherwise)
constantly interfere with one another, which certainly poses a number of
difficult problems. An analogous phenomenon can be found in the case of
“import,” commonly given used as “MEAN” or “imply,” but often wavering instead,
in certain cases, between “ENTAIL” and “imply.” In French, the noun “import” itself
is generally left as it I (“import existentiel,” v. SENSE, Box 4, and cf.
that’s unimportant, meaningless). “Importer,”
as used by Rabelais, 1536, “to necessitate, to entail,” forms via It.“importare,” as used by Dante), from the Fr.
“emporter,” “to entail, to have as a consequence,” dropped out of usage, and
was brought back through Engl. “import.” The nature of the connection between
the two primary usages of L. ‘implicare,’ It. ‘implicare,’ and Fr. ‘impliquer,’
“to entail IMPLICITitly” and “to lead to a consequence,” nonetheless remains obscure,
but not to a Griceian, or Grecian. Another difficulty is understanding how the
transition occurs from Fr. “impliquer,” “to lead to a consequence,” to
“implication,” “a logical relation in which one statement necessarily supposes
another one,” and how we can determine what in this precise case distinguishes
“implication” from “PRAE-suppositio.” We therefore need to be attentive to what
is implicit in Fr. “impliquer” and “implication,” to the dimension of Fr.
“pli,” a pleat or fold, of Fr. “re-pli,” folding back, and of the Fr. “pliure,”
folding, in order to separate out “imply,” “infer,” “lead to,” or
“implication,” “inference,” “consequence”—which requires us to go back to
Latin, and especially to medieval Latin. Once we clarify the relationship
between the usage of “implication” and the medieval usage of “implicatio,” we
will be able to examine certain derivations (as in Sidonius’s ‘implicatura,”
and H. P. Grice’s “implicature,” after ‘temperature,’ from ‘temperare,’) or
substitutes (“entailment”) of terms related to the generic field (for
linguistic botanising) of “implicatio,” assuming that it is difficulties with
the concept of implication (e. g., the ‘paradoxes,’ true but misleading, of material
versus formal implication – ‘paradox of implication’ first used by Johnson
1921) that have given rise to this or that newly coined expression
corresponding to this or that original attempt. This whole set of difficulties
certainly becomes clearer as we leave Roman and go further upstream to Grecian,
using the same vocabulary of implication, through the conflation of several
heterogeneous gestures that come from the systematics in Aristotle and the
Stoics. The Roman Vocabulary of Implication and the Implicatio has the
necessary ‘gravitas,’ but Grice, being a Grecian at heart, found it had ‘too
much gravitas,’ hence his ‘implicature,’ “which is like the old Roman
‘implicare,’ but for fun!” A number of different expressions in medieval Latin
can express in a more or less equivalent manner the relationship between
propositions and statements such that, from the truth-value of the antecedent
(true or false), one can derive the truth-value of the consequent. There is
“illatio,” and of course “illatum,” which Varro thought fell under ‘inferre.’
Then there’s the feminine noun, ‘inferentia,’ from the ‘participium praesens’
of ‘inferre,’ cf. ‘inferens’ and ‘ilatum.’ There is also ‘consequentia,’ which
is a complex transliterating the Greek ‘syn-,’ in this case with ‘’sequentia,’
from the deponent verb. “I follow you.” Peter Abelard (Petrus Abelardus, v.
Abelardus) makes no distinction in using the expression “consequentia” for the
‘propositio conditionalis,’ hypothetical. Si est homo, est animal. If Grice is
a man, Grice is an animal (Dialectica, 473 – Abelardus uses ‘Greek man,’ not
Grice.’ His implicature is ‘if a Greek man is a man, he is therefore also some
sort of an animal’). But Abelardus also uses the expression “inferentia” for ‘same
old same old’ (cf. “Implicature happens.”). Si non est iustus homo, est non
iustus homo. Grice to Strawson on the examiner having given him a second. “If
it is not the case that your examiner was a fair man, it follows thereby that
your examiner was not a fair man, if that helps.” (Dialectica., 414). For some reason, which Grice found obscure,
‘illatio” appears “almost always” in the context of commenting on Aristotle’s
“Topics,” – “why people found the topic commenting escapes me” -- aand denotes
more specifically a reasoning, or “argumentum,” in Boethius, allowing for a “consequentia”
to be drawn from a given place. So Abelardus distinguishes: “illatio a causa.”
But there is also “illatio a simili.” And there is “iillatio a pari.” And there
is “illatio a partibus.” “Con-sequentia” sometimes has a very generic usage,
even if not as generic as ‘sequentia.” “Consequentia est quaedam habitudo inter
antecedens et consequens,” “Logica modernorum,” 2.1:38 – Cfr. Grice on
Whitehead as a ‘modernist’! Grice draws his ‘habit’ from the scholastic
‘habitudo.’ Noe that ‘antededens’ and ‘consequens.’ The point is a tautological
formula, in terms of formation. Surely ‘consequentia’ relates to a
‘consequens,’ where the ‘consequens’ is the ‘participium praesens’ of the verb
from which ‘consequentia’ derives. It’s like deving ‘love’ by ‘to have a
beloved.’ “Consequentia” is in any case present, in some way, without the
intensifier ‘syn,’ which the Roman gravitas added to transliterate the Greek
‘syn,’ i. e. ‘cum.’ -- in the expression “sequitur” and in the expression
“con-sequitur,” literally, ‘to follow,’ ‘to ensue,’ ‘to result in’). Keenan
told Grice that this irritated him. “If there is an order between a premise and
a conclusion, I will stop using ‘follow,’ because that reverts the order. I’ll use
‘… yields …’ and write that ‘p yields q.’” “Inferentia,” which is cognate (in
the Roman way of using this expression broadly) with ‘illatio,’ and ‘illatum,’
-- frequently appears, by contrast, and “for another Grecian reason,” as Grice
would put it -- in the context of the Aristotle’s “De Interpretatione,” on which
Grice lectures only with J. L. Austin (Grice lectured with Strawson on
“Categoriae,” only – but with Austin, from whom Grice learned – Grice lectured
on both “Categoriae’ AND “De Interpretatione.” -- whether it is as part of a commentarium on Apuleius’s
Isagoge and the Square of Oppositions (‘figura quadrata spectare”), in order to
explain this or that “law” underlying any of the four sides of the square. So,
between A and E we have ‘propositio opposita.’ Between A and I, and between E
and O, we have propositio sub-alterna. Between A and O, and between E and I, we
have propositio contradictoria. And between I and O, we have “propositio
sub-alterna.” -- Logica modernorum, 2.1:115. This was irritatingly explored by
P. F. Strawson and brought to H. P. Grice’s attention, who refused to accept
Strawson’s changes and restrictions of the ‘classical’ validities (or “laws”)
because Strawson felt that the ‘implication’ violated some ‘pragmatic rule,’
while still yielding a true statement. Then there’s the odd use of “inferentia”
to apply to the different ‘laws’ of ‘conversio’ -- from ‘convertire,’
converting one proposition into another (Logica modernorum 131–39). Nevertheless,
“inferentia” is used for the dyadic (or triadic, alla Peirce) relationship of ‘implicatio,’
which for some reason, the grave Romans were using for less entertaining
things, and not this or that expressions from the “implication” family, or
sub-field. Surprisingly, a philosopher
without a classical Graeco-Roman background could well be mislead into thinking
that “implicatio” and “implication” are disparate! A number of treatises,
usually written by monks – St. John’s, were Grice teaches, is a Cicercian
monastery -- explore the “implicits.” Such a “tractatus” is not called
‘logico-philosophicus,’ but a “tractatus implicitarum,” literally a treatise on
this or that ‘semantic’ property of the
proposition said to be an ‘implicatum’ or an ‘implication,’ or ‘propositio re-lativa.’
This is Grice’s reference to the conversational category of ‘re-lation.’
“Re-latio” and “Il-latio” are surely cognate. The ‘referre’ is a bring back;
while the ‘inferre’ is the bring in. The propositio is not just ‘brought’
(latum, or lata) it is brought back. Proposition Q is brought back (relata) to
Proposition P. P and Q become ‘co-relative.’ This is the terminology behind the
idea of a ‘relative clause,’ or ‘oratio relativa.’ E.g. “Si Plato tutee
Socrates est, Socratos tutor Platonis est,” translated by Grice, “If Strawson was
my tutee, it didn’t show!”. Now, closer to Grice “implicitus,” with an “i”
following the ‘implic-‘ rather than the expected ‘a’ (implica), “implicita,”
and “implicitum,” is an alternative “participium passatum” from “im-plic-are,”
in Roman is used for “to be joined, mixed, enveloped.” implĭco (inpl- ), āvi,
ātum, or (twice in Cic., and freq. since the Aug. per.) ŭi, ĭtum (v. Neue,
Formenl. 2, 550 sq.), 1, v. a. in-plico, to fold into; hence, I.to infold,
involve, entangle, entwine, inwrap, envelop, encircle, embrace, clasp, grasp
(freq. and class.; cf.: irretio, impedio). I. Lit.: “involvulus in pampini
folio se,” Plaut. Cist. 4, 2, 64: “ut tenax hedera huc et illuc Arborem
implicat errans,” Cat. 61, 35; cf. id. ib. 107 sq.: “et nunc huc inde huc
incertos implicat orbes,” Verg. A. 12, 743: “dextrae se parvus Iulus
Implicuit,” id. ib. 2, 724; cf.: “implicuit materno bracchia collo,” Ov. M. 1,
762: “implicuitque suos circum mea colla lacertos,” id. Am. 2, 18, 9:
“implicuitque comam laevā,” grasped, Verg. A. 2, 552: “sertis comas,” Tib. 3,
6, 64: “crinem auro,” Verg. A. 4, 148: “frondenti tempora ramo,” id. ib. 7,
136; cf. Ov. F. 5, 220: in parte inferiore hic implicabatur caput, Afran. ap.
Non. 123, 16 (implicare positum pro ornare, Non.): “aquila implicuit pedes
atque unguibus haesit,” Verg. A. 11, 752: “effusumque equitem super ipse
(equus) secutus Implicat,” id. ib. 10, 894: “congressi in proelia totas
Implicuere inter se acies,” id. ib. 11, 632: “implicare ac perturbare aciem,”
Sall. J. 59, 3: “(lues) ossibus implicat ignem,” Verg. A. 7, 355.—In part.
perf.: “quini erant ordines conjuncti inter se atque implicati,” Caes. B. G. 7,
73, 4: “Canidia brevibus implicata viperis Crines,” Hor. Epod. 5, 15: “folium
implicatum,” Plin. 21, 17, 65, § 105: “intestinum implicatum,” id. 11, 4, 3, §
9: “impliciti laqueis,” Ov. A. A. 2, 580: “Cerberos implicitis angue minante
comis,” id. H. 9, 94: “implicitamque sinu absstulit,” id. A. A. 1, 561:
“impliciti Peleus rapit oscula nati,” held in his arms, Val. Fl. 1, 264. II.
Trop. A. In gen., to entangle, implicate, involve, envelop, engage: “di
immortales vim suam ... tum terrae cavernis includunt, tum hominum naturis
implicant,” Cic. Div. 1, 36, 79: “contrahendis negotiis implicari,” id. Off. 2,
11, 40: “alienis (rebus) nimis implicari molestum esse,” id. Lael. 13, 45:
“implicari aliquo certo genere cursuque vivendi,” id. Off. 1, 32, 117:
“implicari negotio,” id. Leg. 1, 3: “ipse te impedies, ipse tua defensione
implicabere,” Cic. Verr. 2, 2, 18, § 44; cf.: multis implicari erroribus, id.
Tusc. 4, 27, 58: “bello,” Verg. A. 11, 109: “eum primo incertis implicantes
responsis,” Liv. 27, 43, 3: “nisi forte implacabiles irae vestrae implicaverint
animos vestros,” perplexed, confounded, id. 40, 46, 6: “paucitas in partitione
servatur, si genera ipsa rerum ponuntur, neque permixte cum partibus
implicantur,” are mingled, mixed up, Cic. Inv. 1, 22, 32: ut omnibus copiis
conductis te implicet, ne ad me iter tibi expeditum sit, Pompei. ap. Cic. Att.
8, 12, D, 1: “tanti errores implicant temporum, ut nec qui consules nec quid
quoque anno actum sit digerere possis,” Liv. 2, 21, 4.—In part. perf.: “dum rei
publicae quaedam procuratio multis officiis implicatum et constrictum tenebat,”
Cic. Ac. 1, 3, 11: “Deus nullis occupationibus est implicatus,” id. N. D. 1,
19, 51; cf.: “implicatus molestis negotiis et operosis,” id. ib. 1, 20, 52:
“animos dederit suis angoribus et molestiis implicatos,” id. Tusc. 5, 1, 3:
“Agrippina morbo corporis implicata,” Tac. A. 4, 53: “inconstantia tua cum
levitate, tum etiam perjurio implicata,” Cic. Vatin. 1, 3; cf. id. Phil. 2, 32,
81: “intervalla, quibus implicata atque permixta oratio est,” id. Or. 56, 187:
“(voluptas) penitus in omni sensu implicata insidet,” id. Leg. 1, 17, 47: “quae
quatuor inter se colligata atque implicata,” id. Off. 1, 5, 15: “natura non tam
propensus ad misericordiam quam implicatus ad severitatem videbatur,” id. Rosc.
Am. 30, 85; “and in the form implicitus, esp. with morbo (in morbum): quies
necessaria morbo implicitum exercitum tenuit,” Liv. 3, 2, 1; 7, 23, 2; 23, 40,
1: “ubi se quisque videbat Implicitum morbo,” Lucr. 6, 1232: “graviore morbo
implicitus,” Caes. B. C. 3, 18, 1; cf.: “implicitus in morbum,” Nep. Ages. 8,
6; Liv. 23, 34, 11: “implicitus suspicionibus,” Plin. Ep. 3, 9, 19; cf.:
“implicitus terrore,” Luc. 3, 432: “litibus implicitus,” Hor. A. P. 424:
“implicitam sinu abstulit,” Ov. A. A. 1, 562: “(vinum) jam sanos implicitos
facit,” Cael. Aur. Acut. 3, 8, 87.— B. In partic., to attach closely, connect
intimately, to unite, join; in pass., to be intimately connected, associated,
or related: “(homo) profectus a caritate domesticorum ac suorum serpat longius
et se implicet primum civium, deinde mortalium omnium societate,” Cic. Fin. 2,
14, 45: “omnes qui nostris familiaritatibus implicantur,” id. Balb. 27, 60:
“(L. Gellius) ita diu vixit, ut multarum aetatum oratoribus implicaretur,” id.
Brut. 47, 174: “quibus applicari expediet, non implicari,” Sen. Ep. 105, 5.— In
part. perf.: “aliquos habere implicatos consuetudine et benevolentia,” Cic.
Fam. 6, 12, 2: “implicatus amicitiis,” id. Att. 1, 19, 8: “familiaritate,” id.
Pis. 29, 70: “implicati ultro et citro vel usu diuturno vel etiam officiis,”
id. Lael. 22, 85. —Hence, 1. implĭcātus (inpl- ), a, um, P. a., entangled,
perplexed, confused, intricate: “nec in Torquati sermone quicquam implicatum
aut tortuosum fuit,” Cic. Fin. 3, 1, 3: “reliquae (partes orationis) sunt
magnae, implicatae, variae, graves, etc.,” id. de Or. 3, 14, 52: vox rauca et
implicata, Sen. Apocol. med. — Comp.: “implicatior ad loquendum,” Amm. 26, 6,
18. — Sup.: “obscurissima et implicatissima quaestio,” Gell. 6, 2, 15: “ista
tortuosissima et implicatissima nodositas,” Aug. Conf. 2, 10 init.— 2.
im-plĭcĭtē (inpl- ), adv., intricately (rare): “non implicite et abscondite,
sed patentius et expeditius,” Cic. Inv. 2, 23, 69. -- “Implicare” adds to these
usages the idea of an unforeseen difficulty, i. e. a hint of “impedire,” and
even of deceit, i. e. a hint of “fallere.” Why imply what you can exply? Cf.
subreptitious. subreption (n.)"act
of obtaining a favor by fraudulent suppression of facts," c. 1600, from
Latin subreptionem (nominative subreptio),
noun of action from past-participle stem of subripere, surripere (see surreptitious).
Related: Subreptitious.
surreptitious (adj.)mid-15c., from Latin surrepticius "stolen,
furtive, clandestine," from surreptus, past participle
of surripere "seize
secretly, take away, steal, plagiarize," from assimilated form of sub "from
under" (hence, "secretly;" see sub-) + rapere "to
snatch" (see rapid). Related: Surreptitiously.
The source of the philosophers’s usage of ‘implicare’ is a passage from
Aristotle’s “De Int.” on the contrariety of proposition A and E (14.23b25–27),
in which “implicita” (that sould be ‘com-plicita,’ and ‘the emissor complicates
that p”) renders Gk. “sum-pepleg-menê,” “συμ-πεπλεγμένη,” f. “sum-plek-ein,”
“συμ-πλέϰein,” “to bind together,” as in ‘com-plicatio,’ complication, and
Sidonius’s ‘complicature,’ and Grice’s ‘complicature,’ as in ‘temperature,’
from ‘temperare.’ “One problem with P. F. Strawson’s exegesis of J. L. Austin
is the complicature is brings.” This is from the same family or field as
“sum-plokê,” “συμ-πλοϰή,” which Plato (Pol. 278b; Soph. 262c) uses for the
‘second articulation,’ the “com-bination” of sounds (phone) that make up a word
(logos), and, more philosophically interesting, for ‘praedicatio,’ viz., the
interrelation within a ‘logos’ or ‘oratio’ of a noun, or onoma or nomen, as in
“the dog,” and a verb, or rhema, or verbum, -- as in ‘shaggisising’ -- that
makes up a propositional complex, as “The dog is shaggy,” or “The dog
shaggisises.” (H. P. Grice, “Verbing from adjectiving.”). In De Int. 23b25-27,
referring to the contrariety of A and O, Aristotle, “let’s grant it” – as Grice
puts it – “is hardly clear.” Aristotle writes: “hê de tou hoti kakon to agathon
SUM-PEPLEG-MENÊ estin.” “Kai gar hoti ouk agathon anagkê isôs hupolambanein ton
auton.”“ἡ δὲ τοῦ ὅτι ϰαϰὸν τὸ ἀγαθὸν συμπεπλεγμένη ἐστίν.”“ϰαὶ γὰϱ ὅτι οὐϰ ἀγαθὸν
ἀνάγϰη ἴσως ὑπολαμϐάνειν τὸν αὐτόν.” Back in Rome, Boethius thought of bring
some gravitas to this. “Illa vero quae est,” Boethius goes,” Quoniam malum est
quod est bonum, IMPLICATA est. Et enim: “Quoniam non bonum est.” necesse est
idem ipsum opinari (repr. in Aristoteles latinus, 2.1–2.4–6. In a later vulgar
Romance, we have J. Tricot). “Quant au jugement, “Le bon est mal” ce n’est en
réalité qu’une COMBINAISON de jugements, cars sans doute est-il nécessaire de
sous-entendre en même temps “le bon n’est pas le bon.” Cf. Mill on ‘sous-entendu’
of conversation. This was discussed by H. P. Grice in a tutorial with
Reading-born English philosopher J. L. Ackrill at St. John’s. With the help of H. P. Grice, J. L. Ackrill
tries to render Boethius into the vernacular (just to please Austin) as
follows. “Hê de tou hoti kakon to agathon SUM-PEPLEG-MENÊ estin, kai gar hoti
OUK agathon ANAGKê isôs hupo-lambanein ton auton” “Illa vero quae est, ‘Quoniam
malum est quod est bonum,’ IMPLICATA est, et enim, ‘Quoniam non bonum est,’ necesse
est idem ipsum OPINARI. In the vernacular: “The belief expressed by the
proposition, ‘The good is bad,’ is COM-PLICATED or com-plex, for the same
person MUST, perhaps, suppose also the proposition, ‘The good it is not good.’”
Aristotle goes on, “For what kind of utterance is “The good is not good,” or as
they say in Sparta, “The good is no good”? Surely otiose. “The good” is a
Platonic ideal, a universal, separate from this or that good thing. So surely,
‘the good,’ qua idea ain’t good in the sense that playing cricket is good. But
playing cricket is NOT “THE” good: philosophising is.” H. P. Grice found
Boethius’s commentary “perfectly elucidatory,” but Ackrill was perplexed, and
Grice intended Ackrill’s perplexity to go ‘unnoticed’ (“He is trying to
communicate his perplexity, but I keep ignoring it.” For Ackrill was
surreptitiously trying to ‘correct’ his tutor. Aristotle, Acrkill thought, is
wishing to define the ‘contrariety’ between two statements or opinions, or not
to use a metalanguage second order, that what is expressed by ‘The good is bad’
is a contrarium of what is expressed by ‘The good is no good.’” Aristotle starts,
surely, from a principle. The principle states that a maximally false
proposition, set in opposition to a maximally true proposition (such as “The
good is good”), deserves the name “contraria” – and ‘contrarium’ to what is
expressed by it. In a second phase, Aristotle then tries to demonstrate, in a
succession of this or that stage, that ‘The good is good’ understood as a
propositio universalis dedicativa – for all x, if x is (the) good, x is good (To
agathon agathon estin,’ “Bonum est bonum”) is a maximally true proposition.” And
the reason for this is that “To agathon agathon estin,” or “Bonum bonum est,”
applies to the essence (essentia) of “good,” and ‘predicates’ “the same of the
same,” tautologically. Now consider Aristotle’s other proposition “The good is
the not-bad,” the correlative E form, For all x, if x is good, x is not bad. This
does not do. This is not a maximally true proposition. Unlike “The good is
good,” The good is not bad” does not apply to the essence of ‘the good,’ and it
does not predicate ‘the same of the same’ tautologically. Rather, ‘The good is
not bad,’ unless you bring one of those ‘meaning postulates’ that Grice rightly
defends against Quine in “In defense of a dogma,” – in this case, (x)(Bx iff
~Gx) – we stipulate something ‘bad’ if it ain’t good -- is only true notably
NOT by virtue of a necessary logical implication, but, to echo my tutor, by
implicature, viz. by accident, and not by essence (or essential) involved in
the ‘sense’ of either ‘good’ or ‘bad,’ or ‘not’ for that matter. Surely Aristotle
equivocates slightly when he convinced Grice that an allegedly maximally false
proposition (‘the good is bad’) entails or yields the negation of the same
attribute, viz., ‘The good is not good,’ or more correctly, ‘It is not the case
that the good is good,’ for this is axiomatically contradictory, or
tautologically and necessarily false without appeal to any meaning postulate.
For any predicate, Fx and ~Fx. The question then is one of knowing whether ‘The
good is bad’ deserves to be called the contrary proposition (propositio
contraria) of ‘The good is good.’ Aristotle notes that the proposition, ‘The
good is bad,’ “To agathon kakon estin,” “Bonum malum est,” is NOT the maximally
false proposition opposed to the maximally true, tautological, and empty,
proposition, “The good is good,” ‘To agathon agathon estin,’ “Bonum bonum est.”
“Indeed, “the good is bad” is sumpeplegmenê, or COMPLICATA. What the emissor
means is a complicatum, or as Grice preferred, a ‘complicature. Grice’s
complicature (roughly rendered as ‘complification’) condenses all of the
moments of the transition from the simple idea of a container (cum-tainer) to
the “modern” ideas of implication, Grice’s implicature, and prae-suppositio.
The ‘propositio complicate,’ is, as Boethius puts it, duplex, or equivocal. The
proposition has a double meaning – one
explicit, the other implicit. “A ‘propositio complicata’ contains within itself
[“continet in se, intra se”]: bonum non est.” Boethius then goes rightly to
conclude (or infer), or stipulate, that only a “simplex” proposition, not a
propositio complicata, involving some ‘relative clause,’ can be said to be
contrary to another -- Commentarii in librum Aristotelis Peri hermêneais, 219.
Boethius’s exegesis thesis is faithful to Aristotle. For Aristotle, nothing
like “the good is not bad,” but only the tautologically false “the good is not
good,” or it is not the case that the good is good, (to agathon agathon esti,
bonum bonum est), a propositio simplex, and not a propositio complicate, is the
opposite (oppositum, -- as per the ‘figura quadrata’ of ‘oppoista’ -- of “the
good is good,” another propositio simplex. Boethius’s analysis of “the good is
bad,” a proposition that Boethius calls ‘propositio complicate or ‘propositio
implicita’ are manifestly NOT the same as Aristotle’s. For Aristotle, the “doxa
hoti kakon to agathon [δόξα ὅτι ϰαϰὸν τὸ ἀγαθόν],” the opinion according to
which the good is bad, is only ‘contrary’ to “the good is good” to the extent
that it “con-tains” (in Boethius’s jargon) the tautologically false ‘The good
is not good.’ For Boethius, ‘The good is bad’ is contrary to ‘the good is good’
is to the extent that ‘the good is bad’ contains, implicitly, the belief which
Boethius expresses as ‘Bonum NON est —“ cf. Grice on ‘love that never told can
be” – Featuring “it is not the case that,” the proposition ‘bonum non est’ is a
remarkably complicated expression in Latin, a proposition complicata indeed.
‘Bonum non est’ can mean, in the vernacular, “the good is not.” “Bonum non est”
can only be rendered as “there is nothing good.’ “Bonum non est’ may also be
rendered, when expanded with a repeated property, the tautologically false ‘The
good is not good” (Bonum non bonum est). Strangely, Abelard goes in the same
direction as Aristotle, contra Boethius. “The good is bad” (Bonum malum est) is “implicit” (propositio implicita or
complicate) with respect to the tautologically false ‘Bonum bonum non est’ “the
good is not good.”Abelardus, having read Grice – vide Strawson, “The influence
of Grice on Abelardus” -- explains clearly the meaning of “propositio
implicita”: “IMPLYING implicitly ‘bonum non bonum est,’ ‘the good is not good’
within itself, and in a certain wa containing it [“IM-PLICANS eam in se, et
quodammodo continens.” Glossa super Periermeneias, 99–100. But Abelard expands
on Aristotle. “Whoever thinks ‘bonum malum est,’ ‘the good is bad’ also thinks
‘bonum non bonum est,’ ‘the good is not good,’ whereas the reverse does not
hold true, i. e. it is not the case that whoever thinks the tautologically
false ‘the good is not good’ (“bonum bonum non est”) also think ‘the good is
bad’ (‘bonum malum est’). He may refuse to even ‘pronounce’ ‘malum’ (‘malum
malum est’) -- “sed non convertitur.” Abelard’s explanation is decisive for the
natural history of Grice’s implication. One can certainly express in terms of
“implication” what Abelard expresses when he notes the non-reciprocity or
non-convertibility of the two propositions. ‘The good is bad,’ or ‘Bonum malum
est’ implies or presupposes the tautologically true “the good is not good;’It
is not the case that the tautologically false “the good is not good” (‘Bonum
bonum non est’) implies ridiculous “the good is bad.” Followers of Aristotle
inherit these difficulties. Boethius and
Abelard bequeath to posterity an interpretation of the passage in Aristotle’s
“De Interpretatione” according to which “bonum malum est” “the good is bad” can
only be considered the ‘propositio opposita’ of the tautologically true ‘bonum
bonum est’ (“the good is good”) insofar as, a ‘propositio implicita’ or
‘relativa’ or ‘complicata,’ it contains the ‘propositio contradictoria, viz.
‘the good is not good,’ the tautologically false ‘Bonum non bonum est,’ of the
tautologically true ‘Bonum bonum est’ “the good is good.” It is this meaning of
“to contain a contradiction” that, in a still rather obscure way, takes up this
analysis by specifying a usage of “impliquer.” The first attested use in French
of the verb “impliquer” is in 1377 in Oresme, in the syntagm “impliquer
contradiction” (RT: DHLF, 1793). These same texts give rise to another
analysis. A propositio implicita or pregnant, or complicate, is a proposition
that “implies,” that is, that in fact contains two propositions, one
principalis, and the other relative, each a ‘propositio explicita,’ and that
are equivalent or equipollent to the ‘propositio complicata’ when paraphrased.
Consider. “Homo qui est albus est animal quod currit,” “A man who is white is
an animal who runs.” This ‘propositio complicate contains the the propositio
implicita, “homo est albus” (“a man is white”) and the propositio implicita,
“animal currit” (“an animal runs.”). Only
by “exposing” or “resolving” (via ex-positio, or via re-solutio) such an ‘propositio
complicata’ can one assign it a truth-value. “Omnis proposition implicita habet
duas propositiones explicitas.” “A proposition implicita “P-im” has (at least)
a proposition implicita P-im-1 and a different proposition implicita P-im-2.”
“Verbi gratia.” “Socrates est id quod est homo.” “Haec propositio IMplicita
aequivalet huic copulativae constanti ex duis propositionis explicitis. Socrates
est aliquid est illud est homo. Haec proposition est vera, quare et propositio
implicita vera. Every “implicit proposition” has two explicit propositions.”
“Socrates is something (aliquid) which is a man.” This implicit proposition,
“Socrates is something shich is a man,” is equivalent or equipoent to the
following conjunctive proposition made up of two now EXplicit propositions, to
wit, “Socrates is something,” and “That something is a man.” This latter
conjunctive proposition of the two explicit propositions is true. Therefore,
the “implicit” proposition is also true” (Tractatus implicitarum, in Giusberti –
Materiale per studum, 43). The two “contained” propositions are usually relative
propositions. Each is called an ‘implicatio.’ ‘Implicatio’ (rather than
‘implicitio’) becomes shorthand for “PROPOSITIO implicita.” An ‘implicatio’
becomes one type of ‘propositio
exponibilis,’ i. e. a proposition that is to be “exposed” or paraphrased for
its form or structure to be understood. In
the treatises of Terminist logic, one chapter is by custom devoted to the
phenomenon of “restrictio,” viz. a restriction in the denotation or the
suppositio of the noun (v. SUPPOSITION). A relative expression (an
implication), along with others, has a restrictive function (viz., “officium
implicandi”), just like a sub-propositional expression like an adjective or a
participle. Consider. “A man, Grice, who
argues, runs to the second base.” “Man,”
because of the relative expression or clause “who runs,” is restricted to
denoting the present time (it is not Grice, who argues NOW but ran YESTERDAY).
Moreover there is an equivalence or equipolence between the relative expression
“qui currit” and the present participle “currens.” Running Grice argues. Grice
who runs argues. Summe metenses, Logica modernorum, 2.1:464. In the case in
which a relative expression is restrictive, its function is to “leave something
that is constant,” “aliquid pro constanti relinquere,” viz., to produce a pre-assertion
that conditions the truth of the main super-ordinate assertion without being
its primary object or topic or signification or intentio. “Implicare est pro
constanti et involute aliquid significare.” “Ut cum dicitur homo qui est albus
currit.” “Pro constanti” dico, quia
praeter hoc quod assertitur ibi cursus de homine, aliquid datur intelligi,
scilicet hominem album; “involute” dico quia praeter hoc quod ibi proprie et
principaliter significatur hominem currere, aliquid intus intelligitur,
scilicet hominem esse album. Per hoc patet quod implicare est intus plicare. Id
enim quod intus “plicamus” sive “ponimus,” pro constanti relinquimus. Unde
implicare nil aliud est quam subiectum sub aliqua dispositione pro constanti
relinquere et de illo sic disposito aliquid affirmare. Ackrill translates to
Grice: “To imply” is to signify something by stating it as constant, and in a pretty
‘hidden’ manner – “involute.” When I state that the man
runs, I state, stating it as constant, because, beyond (“praeter”) the main
supra-ordinate assertion or proposition that predicates the running of the man,
my addressee is given to understand something else (“aliquid intus
intelligitur”), viz. that the man is white; This is communicated in a hidden
manner (“involute”) because, beyond (“praeter”) what is communicated (“significatur”)
primarily, principally (“principaliter”) properly (“proprie”), literally, and
explicitly, viz. that the man is running, we are given to understand something
else (“aliquid intus intelligutur”) within (“intus”), viz. that the man is white. It follows from this that implicare is
nothing other than what the form of the expression literally conveys, intus
plicare (“folded within”). What we fold
or state within, we leave as a constant.
It follows from this that “to imply” is nothing other than leaving
something as a constant in the subject (‘subjectum’), such that the subject (subjectum,
‘homo qui est albus”) is under a certain disposition, and that it is only under
this disposition that something about the subjectum is affirmed” -- De
implicationibus, Nota, 100) For the record: while Giusberti (“Materiale per
studio,” 31) always reads “pro constanti,” the MSS occasionally has the pretty
Griciean “precontenti.” This is a case of what the “Logique du Port-Royal”
describes as an “in-cidental” assertion. The situation is even more complex,
however, insofar as this operation only relates to one usage of a relative
proposition, viz. when the proposition is restrictive. A restriction can
sometimes be blocked, or cancelled, and the reinscriptions are then different
for a nonrestrictive and a restrictive
relative proposition. One such case of a blockage is that of “false
implication” (Johnson’s ‘paradox of ‘implicatio’) as in “a [or the] man who is
a donkey runs,” (but cf. the centaur, the man who is a horse, runs) where there
is a conflict (“repugnantia”) between what the determinate term itself denotes
(homo, man) and the determination (ansinus, donkey). The truth-values of a
proposition containing a relative clause or propositio thus varies according to
whether it is restrictive, and of composite meaning, as in “homo, qui est albus,
currit” (A man, who is white, runs), or non-restrictive, and of divided
meaning, as in “Homo currit qui est albus” (Rendered in the vernacular in the
same way, the Germanic languages not having the syntactic freedom the classical
languages do: A man, who is white, is running. When the relative is
restrictive, as in “Homo, qui est albus, curris”, the propositio implicits only
produces one single assertion, since the relative corresponds to a pre-assertion.
Thus, it is the equivalent, at the level of the underlying form, to a
proposition conditionalis or hypothetical. Only in the second case can there be
a “resolution” of the proposition implicita into the pair of this and that
‘propositio explicita, to wit, “homo currit,”
“homo est albus.”—and an equipolence between the complex proposition
implicita and the conjunction of the first proposition explicita and the second
proposition explicitta. Homo currit et ille est albus. So it is only in this second
case of proposition irrestrictiva that
one can say that “Homo currit, qui est albus implies “Homo currit,” and “Homo
est albus” and therefore, “Homo qui est albus currit.” The poor grave Romans
are having trouble with Grecisms. The Grecist vocabulary of implication is both
disparate and systematic, in a Griceian oxymoronic way. The grave Latin
“implicare” covers and translates an extremely varied Grecian field of
expressions ready to be botanized, that bears the mark of heterogeneous rather
than systematic operations, whether one is dealing Aristotle or the Stoics. The
passage through grave Roman allows us to understand retrospectively the
connection in Aristotle’s jargon between the “implicatio” of the “propositio
implicita,” sum-pepleg-menê, as an interweaving or interlacing, and conclusive
or con-sequential implicatio, sumperasma, “συμπέϱασμα,” or “sumpeperasmenon,” “συμπεπεϱασμένον,”
“sumpeperasmenê,” “συμπεπεϱασμένη,” f. perainein, “πεϱαίνein, “to limit,” which
is the jargon Aristotle uses in the Organon to denote the conclusion of a
syllogism (Pr. Anal. 1.15.34a21–24). If one designates as A the premise, tas
protaseis, “τὰς πϱοτάσεις,” and as B the con-clusion, “to sumperasma,” συμπέϱασμα.”
Cf. the Germanic puns with ‘closure,’ etc.
When translating Aristotle’s definition of the syllogism at Prior
Analytics 1.1.24b18–21, Tricot chooses to render as the “con-sequence”
Aristotle’s verb “sum-bainei,” “συμ-ϐαίνει,” that which “goes with” the premise
and results from it. A syllogism is a discourse, “logos,” “λόγος,” in which,
certain things being stated, something other than what is stated necessarily
results simply from the fact of what is stated. Simply from the fact of what is
stated, I mean that it is because of this that the consequence is obtained, “legô
de tôi tauta einai to dia tauta sumbainei,” “λέγω δὲ τῷ ταῦτα εἶναι τὸ διὰ ταῦτα
συμϐαίνει.” (Pr. Anal. 1.1, 24b18–21). To make the connection with
“implication,” though, we also have to take into account, as is most often the
case, the Stoics’ own jargon. What the Stoics call “sumpeplegmenon,” “συμπεπλεγμένον,”
is a “conjunctive” proposition; e. g. “It is daytime, and it is light” (it is
true both that A and that B). The conjunctive is a type of molecular
proposition, along with the “conditional” (sunêmmenon [συνημμένον] -- “If it is
daytime, it is light”) and the “subconditional” (para-sunêmmenon [παϱασυνημμένον];
“SINCE it is daytime, it is light”), and the “disjunctive” (diezeugmenon
[διεζευγμένον] -- “It is daytime, or it
is night.” Diog. Laert. 7.71–72; cf. RT: Long and Sedley, A35, 2:209 and
1:208). One can see that there is no ‘implicatio’ in the conjunctive, whereas
there is one in the ‘sunêmmenon’ (“if p, q”), which constitutes the Stoic
expression par excellence, as distinct from the Aristotelian categoric
syllogism.Indeed, it is around the propositio conditionalis that the question
and the vocabulary of ‘implicatio’ re-opens. The Aristotelian sumbainein [συμϐαίνειν],
which denotes the accidental nature of a result, however clearly it has been
demonstrated (and we should not forget that sumbebêkos [συμϐεϐηϰός] denotes
accident; see SUBJECT, I), is replaced by “akolouthein” [ἀϰολουθεῖν] (from the
copulative a- and keleuthos [ϰέλευθος], “path” [RT: Chantraine, Dictionnaire
étymologique de la langue grecque, s.v. ἀϰόλουθος]), which denotes instead
being accompanied by a consequent conformity. This connector, i. e. the “if”
(ei, si) indicates that the second proposition, the con-sequens (“it is light”)
follows (akolouthei [ἀϰολουθεῖ]) from the first (“it is daytime”) (Diog. Laert,
7.71). Attempts, beginning with Philo or Diodorus Cronus up to Grice and
Strawson to determine the criteria of a “valid” conditional (to hugies
sunêmmenon [τὸ ὑγιὲς συνημμένον] offer, among other possibilities, the notion
of emphasis [ἔμφασις], which Long and Sedley translate as “G. E. Moore’s entailment”
and Brunschwig and Pellegrin as “implication” (Sextus Empiricus, The Skeptic
Way, in RT: Long and Sedley, The Hellenistic Philosophers, 35B, 2:211 and
1:209), a term that is normally used to refer to a reflected image and to the
force, including rhetorical force, of an impression. Elsewhere, this “emphasis”
is explained in terms of dunamis [δύναμις], of “virtual” content (“When we have
the premise which results in a certain conclusion, we also have this conclusion
virtually [dunamei (δυνάμει)] in the premise, even if it is not explicitly
indicated [kan kat’ ekphoran mê legetai (ϰἂν ϰατ̕ ἐϰφοϱὰν μὴ λέγεται)], Sextus
Empiricus, Against the Grammarians 8.229ff., D. L. Blank, 49 = RT: Long and
Sedley, G36 (4), 2:219 and 1:209)—where connecting the different usages of
“implication” creates new problems. One has to understand that the type of
implicatio represented by the proposition conditionalis implies, in the double
usage of “contains implicitly” and “has as its consequence,” the entire Stoic
system. It is a matter of to akolouthon en zôêi [τὸ ἀϰόλουθον ἐν ζωῇ],
“consequentiality in life,” or ‘rational life, as Grice prefers, as Long and
Sedley translate it (Stobeus 2.85.13 = RT: Long and Sedley, 59B, 2:356; Cicero
prefers “congruere,” (congruential) De finibus 3.17 = RT: Long and Sedley, 59D,
2:356). It is akolouthia [ἀϰολουθία] that refers to the conduct con-sequent
upon itself that is the conduct of the wise man, the chain of causes defining
will or fate, and finally the relationship that joins the antecedent to the con-sequent
in a true proposition. Goldschmidt, having cited Bréhier (Le système stoïcien),
puts the emphasis on antakolouthia [ἀνταϰολουθία], a Stoic neologism that may
be translated as “reciprocal” implicatio,” and that refers specifically to the
solidarity of virtues (antakolouthia tôn aretôn [ἀνταϰολουθία τῶν ἀϱετῶν],
Diog. Laert. 7.125; Goldschmidt, as a group that would be encompassed by
dialectical virtue, immobilizing akolouthia in the absolute present of the wise
man. “Implicatio” is, in the final analysis, from then on, the most literal
name of the Stoic system. Refs.: Aristotle.
Anal. Pr.. ed. H. Tredennick, in
Organon, Harvard; Goldschmidt, Le système stoïcien et l’idée de temps. Paris:
Vrin, Sextus Empiricus. Against the Grammarians, ed. D. L. Blank. Oxford:
Oxford. END OF INTERLUDE. Now for “Implication”/“Implicature.” Implicatura was
used by Sidonius in a letter (that Grice found funny) and used by Grice in
seminars on conversational helpfulness at Oxford. Grice sets out the basis of a
systematic approach to communication, viz, concerning the relation between a
proposition p and a proposition q in a conversational context. The need is felt
by Sidonius and Grice for ‘implicature,’ tdistinct from “implication,” insofar
as “implication” is used for a relation between a proposition p and a proposition
q, whereas an “implicature” is a relation between this or that statement,
within a given context, that results from an EMISSOR having utterered an
utterance (thereby explicitly conveying that p) and thereby implicitly
conveying and implicating that q. Grice thought the distinction was ‘frequently
ignored by Austin,’ and Grice thought it solved a few problems, initially in G.
A. Paul’s neo-Wttigensteinian objections to Price’s causal theory of perception
(“The pillar box seems red to me; which does not surprise me, seeing that it is
red”). An “implication” is a relation
bearing on the truth or falsity of this or that proposition (e. g. “The pillar
box seems red” and, say, “The pillar box MAY NOT be red”) whereas an “implicature”
brings an extra meaning to this or that statement it governs (By uttering “The
pillar box seems red” thereby explicitly conveying that the pillar box seems
red, the emissor implicates in a cancellable way that the pillar box MAY NOT be
red.”). Whenever “implicature” is determined according to its context (as at
Collections, “Strawson has beautiful handwriting; a mark of his character. And
he learned quite a bit in spite of the not precisely angelic temperament of his
tutor Mabbott”) it enters the field of pragmatics, and therefore has to be
distinguished from a presupposition. Implicatio simpliciter is a relation
between two propositions, one of which is the consequence of the other (Quine’s
example: “My father is a bachelor; therefore, he is male”). An equivalent of “implication”
is “entailment,” as used by Moore. Now, Moore was being witty. ‘Entail’ is
derived from “tail” (Fr. taille; ME entaill or entailen = en + tail), and prior
to its logical use, the meaning of “entailment” is “restriction,” “tail” having
the sense of “limitation.” As Moore explains in his lecture: “An entailment is
a limitation on the transfer or handing down of a property or an inheritance.
*My* use of ‘entailment’ has two features in common with the Legalese that
Father used to use; to wit: the handing down of a property; and; the limitation
on one of the poles of this transfer. As I stipulate we should use “entailment”
(at Cambridge, but also at Oxford), a PROPERTY is transferred from the
antecedent to the con-sequent. And also, normally in semantics, some LIMITATION
(or restriction, or ‘stricting,’ or ‘relevancing’) on the antecedent is
stressed.” The mutation from the legalese to Moore’s usage explicitly occurs by
analogy on the basis of these two shared common elements. Now, Whitehead had
made a distinction between a material (involving a truth-value) implication and
formal (empty) implication. A material implication (“if,” symbolized by the
horseshoe “ ⊃,”
because “it resembles an arrow,” Whitehead said – “Some arrow!” was Russell’s
response) is a Philonian implication as defined semantically in terms of a
truth-table by Philo of Megara. “If p, q” is false only when the antecedent is
true and the con-sequent false. In terms of a formalization of communication,
this has the flaw of bringing with it a counter-intuitive feeling of
‘baffleness’ (cf. “The pillar box seems red, because it is”), since a false
proposition implies materially any proposition: If the moon is made of green
cheese, 2 + 2 = 4. This “ex falso quodlibet sequitur” has a pedigreed history.
For the Stoics and the Megarian philosophers, “ex falso quodlibet sequitur” is
what distinguishes Philonian implication and Diodorean implication. It traverses
the theory of consequence and is ONE of the paradoxes of material implication
that is perfectly summed up in these two rules of Buridan: First, if P is
false, Q follows from P; Second, if P is true, P follows from Q (Bochenski,
History of Formal Logic). A formal (empty) implication (see Russell, Principles
of Mathematics, 36–41) is a universal conditional implication: Ɐx (Ax ⊃ Bx), for any x, if Ax,
then Bx. Different means of resolving the paradoxes of implication have been
proposed. All failed except Grice’s. An American, C. I. Lewis’s “strict”
implication (Lewis and Langford, Symbolic Logic) is defined as an implication
that is ‘reinforced’ such that it is impossible for the antecedent to be true
and the con-sequent false. Unfortunately, as Grice tells Lewis in a
correspondence, “your strict implication, I regret to prove, has the same
alleged flaw as the ‘material’ implication that your strict implication was
meant to improve on. (an impossible—viz., necessarily false—proposition strictly
implies any proposition). The relation of entailment introduced by Moore in
1923 is a relation that seems to avoid this or that paradox (but cf. Grice,
“Paradoxes of entailment, followed by paradoxes of implication – all
conversationally resolved”) by requiring a derivation of the antecedent from
the con-sequent. In this case, “If 2 + 2 = 5, 2 + 3 = 5” is false, since the
con-sequent is stipulated not be derivable from the antecedent. Occasionally,
one has to call upon the pair “entailment”/“implication” in order to
distinguish between an implication in qua material implication and an
implication in Moore’s usage (metalinguistic – the associated material
implication is a theorem), which is also sometimes called “relevant” if not
strictc implication (Anderson and Belnap, Entailment), to ensure that the
entire network of expressions is covered. Along with this first series of
expressions in which “entailment” and “implication” alternate with one another,
there is a second series of expressions that contrasts two kinds of
“implicature,” or ‘implicata.’ “Implicature” (Fr. implicature, G. Implikatur)
is formed from “implicatio” and the suffix –ture, which expresses, as Grice
knew since his Clifton days, a ‘resultant aspect,’ ‘aspectum resultativus’ (as
in “signature”; cf. L. temperatura, from temperare). “Implicatio” may be thought as derived from
“to imply” (if not ‘employ’) and “implicature” may be thought as deriving from
“imply”’s doulet, “to implicate” (from L. “in-“ + “plicare,” from plex; cf. the
IE. plek), which has the same meaning. Some mistakenly see Grice’s
“implicature” as an extension and modification of the concept of presupposition,
which differs from ‘material’ implication in that the negation of the
antecedent implies the consequent (the question “Have you stopped beating your
wife?” presupposes the existence of a wife in both cases). An implicature
escapes the paradoxes of material implication from the outset. In fact, Grice,
the ever Oxonian, distinguishes “at least” two kinds of implicature,
conventional and non-conventional, the latter sub-divided into non-conventional
non-converastional, and non-conventional conversational. A non-conventional
non-conversational implicatum may occur in a one-off predicament. A Conventional
implicature and a conventional implicatum is practically equivalent, Strawson
wrongly thought, to presupposition prae-suppositum, since it refers to the presuppositions
attached by linguistic convention to a lexical item or expression. E. g. “Mary EVEN loves Peter” has a relation
of conventional implicature to “Mary loves other entities than Peter.” This is
equivalent to: “ ‘Mary EVEN loves Peter’ presupposes ‘Mary loves other entities
than Peter.’ With this kind of implicature, we remain within the expression,
and thus the semantic, field. A conventional implicature, however, is surely different
from a material implicatio. It does not concern the truth-values. With
conversational implicature, we are no longer dependent on this or that emissum,
but move into pragmatics (the area that covers the relation between statements and
contexts. Grice gives the following example: If, in answer to A’s question
about how C is getting on in his new job at a bank, B utters, “Well, he likes
his colleagues, and he hasn’t been to in prison yet,” what B implicates by the
proposition that it is not the case that C has been to prison yet depends on
the context. It compatible with two very different contexts: one in which C,
naïve as he is, is expected to be entrapped by unscrupulous colleagues in some
shady deal, or, more likely, C is well-known by A and B to tend towards
dishonesty (hence the initial question). References: Abelard, Peter.
Dialectica. Edited by L. M. De Rijk. Assen, Neth.: Van Gorcum, 1956. 2nd rev.
ed., 1970. Glossae super Periermeneias. Edited by Lorenzo Minio-Paluello. In
TwelfthCentury Logic: Texts and Studies, vol. 2, Abelaerdiana inedita. Rome:
Edizioni di Storia e Letteratura, 1958. Anderson, Allan Ross, and Nuel Belnap.
Entailment: The Logic of Relevance and Necessity. Vol. 1. Princeton, NJ: Princeton
University Press, 1975. Aristotle. De interpretatione. English translation by
J. L. Ackrill: Aristotle’s Categories and De interpretatione. Notes by J. L.
Ackrill. Oxford: Clarendon, 1963. French translation by J. Tricot: Organon.
Paris: Vrin, 1966. Auroux, Sylvain, and Irène Rosier. “Les sources historiques
de la conception des deux types de relatives.” Langages 88 (1987): 9–29. Bochenski,
Joseph M. A History of Formal Logic. Translated by Ivo Thomas. New York:
Chelsea, 1961. Boethius. Aristoteles latinus. Edited by Lorenzo Minio-Paluello.
Paris: Descleé de Brouwer, 1965. Translation by Lorenzo Minio-Paluello: The
Latin Aristotle. Toronto: Hakkert, 1972. Commentarii in librum Aristotelis Peri
hermêneias. Edited by K. Meiser. Leipzig: Teubner, 1877. 2nd ed., 1880. De
Rijk, Lambertus Marie. Logica modernorum: A Contribution to the History of
Early Terminist Logic. 2 vols. Assen, Neth.: Van Gorcum, 1962–67. “Some Notes on the Mediaeval Tract De
insolubilibus, with the Edition of a Tract Dating from the End of the
Twelfth-Century.” Vivarium 4 (1966): 100–103. Giusberti, Franco. Materials for
a Study on Twelfth-Century Scholasticism. Naples, It.: Bibliopolis, 1982.
Grice, H. P. “Logic and Conversation.” In Syntax and Semantics 3: Speech Acts,
edited by P. Cole and J. Morgan, 41–58. New York: Academic Press, 1975. (Also
in The Logic of Grammar, edited by D. Davidson and G. Harman, 64–74. Encino,
CA: Dickenson, 1975.) Lewis, Clarence Irving, and Cooper Harold Langford.
Symbolic Logic. New York: New York Century, 1932. Meggle, Georg. Grundbegriffe
der Kommunikation. 2nd ed. Berlin: De Gruyter, 1997. Meggle, Georg, and
Christian Plunze, eds. Saying, Meaning, Implicating. Leipzig: Leipziger
Universitätsverlag, 2003. Moore, G. E.. Philosophical Studies. London: Kegan
Paul, 1923. Rosier, I. “Relatifs et relatives dans les traits terministes des
XIIe et XIIIe siècles: (2) Propositions relatives (implicationes), distinction
entre restrictives et non restrictives.” Vivarium 24: 1 (1986): 1–21. Russell,
Bertrand. The Principles of Mathematics. Cambridge: Cambridge University Press,
1903. implication, a relation that holds between two statements when the truth
of the first ensures the truth of the second. A number of statements together
imply Q if their joint truth ensures the truth of Q. An argument is deductively
valid exactly when its premises imply its conclusion. Expressions of the
following forms are often interchanged one for the other: ‘P implies Q’, ‘Q
follows from P’, and ‘P entails Q’. (‘Entailment’ also has a more restricted
meaning.) In ordinary discourse, ‘implication’ has wider meanings that are
important for understanding reasoning and communication of all kinds. The
sentence ‘Last Tuesday, the editor remained sober throughout lunch’ does not
imply that the editor is not always sober. But one who asserted the sentence
typically would imply this. The theory of conversational implicature explains
how speakers often imply more than their sentences imply. The term
‘implication’ also applies to conditional statements. A material implication of
the form ‘if P, then Q’ (often symbolized ‘P P Q’ or ‘P / Q’) is true so long
as either the if-clause P is false or the main clause Q is true; it is false
only if P is true and Q is false. A strict implication of the form ‘if P, then
Q’ (often symbolized ‘P Q’) is true exactly when the corresponding material
implication is necessarily true; i.e., when it is impossible for P to be true
when Q is false. The following valid forms of argument are called paradoxes of
material implication: Q. Therefore, P / Q. Not-P. Therefore, P / Q. The
appearance of paradox here is due to using ‘implication’ as a name both for a
relation between statements and for statements of conditional form. A
conditional statement can be true even though there is no relation between its
components. Consider the following valid inference: Butter floats in milk.
Therefore, fish sleep at night / butter floats in milk. Since the simple
premise is true, the conditional conclusion is also true despite the fact that
the nocturnal activities of fish and the comparative densities of milk and
butter are completely unreimmediate inference implication 419 4065h-l.qxd
08/02/1999 7:39 AM Page 419 lated. The statement ‘Fish sleep at night’ does not
imply that butter floats in milk. It is better to call a conditional statement
that is true just so long as it does not have a true if-clause and a false main
clause a material conditional rather than a material implication. Strict
conditional is similarly preferable to ‘strict implication’. Respecting this distinction,
however, does not dissolve all the puzzlement of the so-called paradoxes of
strict implication: Necessarily Q. Therefore, P Q. Impossible that P.
Therefore, P Q. Here is an example of the first pattern: Necessarily, all
rectangles are rectangles. Therefore, fish sleep at night all rectangles are
rectangles. ‘All rectangles are rectangles’ is an example of a vacuous truth,
so called because it is devoid of content. ‘All squares are rectangles’ and ‘5
is greater than 3’ are not so obviously vacuous truths, although they are
necessary truths. Vacuity is not a sharply defined notion. Here is an example
of the second pattern: It is impossible that butter always floats in milk yet
sometimes does not float in milk. Therefore, butter always floats in milk yet
sometimes does not float in milk fish sleep at night. Does the if-clause of the
conclusion imply (or entail) the main clause? On one hand, what butter does in
milk is, as before, irrelevant to whether fish sleep at night. On this ground,
relevance logic denies there is a relation of implication or entailment. On the
other hand, it is impossible for the if-clause to be true when the main clause
is false, because it is impossible for the if-clause to be true in any
circumstances whatever. Speranza, Luigi. Join the Grice Club! Strawson, P. F..
“On Referring.” Mind 59 (1950): 320–44.
implicatum:
a pragmatic relation different from, but easily confused with, the semantic
relation of entailment. This concept was first identified, explained, and used
by H. P. Grice (Studies in the Way of Words, 1989). Grice identified two main
types of implicature, conventional and non-conventional (including
conversational). An emisor is said to conversationally implicate that p in
uttering x, provided that, although p is NOT logically implied by what the
emisor explicitly communicates, the assumption that the emisor is attempting
cooperative communication warrants inferring that the emisor is communicating
that p. If Grice utters “There is a garage around the corner” in response to
Strawson’s saying, “I am out of gas,” Grice conversationally implicates that
the garage is open and has gas to sell. Grice identifies several conversational
maxims to which cooperative conversationalists may be expected to conform, and
which justify inferences about what the emisor implicates. In the above
example, the implicatures are due to the maxim of conversational relevance.
Another important maxim is the maxim of conversational fortitude (“Make your contribution as informatively
strong as is required”). Among implicata due to the Maxim of conversational
fortitude is the scalar implicatum, wherein the utterance contains an element
that is part of a quantitative scale. Utterance of such a sentence
conversationally implicates that the emisor does not believe related
propositions higher on the scale of conversational fortitude or
informativeness. E. g. an emisor who says, “Some of the zoo animals escaped,”
implies that he does not believe that that most of the zoo animals escaped, or
that every animal of the zoo animals escaped. Unlike a conversational
implicatum, a conventional implicatum is due solely to the semantics of the
expression. An emisor is said by Grice to conventionally imply that p, if the
semantics of the expression commits the emisor to p, even though what the
emisor explicitly communicates does not entail that p. Thus, uttering, as the
Tommies did during the Great War, “She was poor but she was honest” a Tommy implicates,
but does not explicitly convey, that there is a contrast between her poverty
and her honesty.
impositum: a
property of terms resulting from a linguistic convention to designate
something. Terms are not mere noises but significant sounds. Those designating
extralinguistic entities, such as ‘tree’, ‘stone’, ‘blue’, and the like, were
classified by the tradition since Boethius as terms of first imposition; those
designating other terms or other linguistic items, such as ‘noun’,
‘declension’, and the like, were classified as terms of second imposition. The
distinction between terms of first and second imposition belongs to the realm
of written and spoken language, while the parallel distinction between terms of
first and second implication, paradoxes of imposition 420 4065h-l.qxd
08/02/1999 7:39 AM Page 420 intention belongs to the realm of mental language:
first intentions are, broadly, thoughts about trees, stones, colors, etc.;
second intentions are thoughts about first intentions.
impredicative definition,
the definition of a concept in terms of the totality to which it belongs.
Russell, in the second (1925) edition of Principia Mathematica, introduced the
term ‘impredicative’, prohibiting this kind of definition from the conceptual
foundations of mathematics, on the grounds that they imply formal logical
paradoxes. The impredicative definition of the set R of all sets that are not
members of themselves in Russell’s paradox leads to the self-contradictory
conclusion that R is a member of itself if and only if it is not a member of
itself. To avoid antinomies of this kind in the formalization of logic, Russell
first implemented in his ramified type theory the vicious circle principle,
that no whole may contain parts that are definable only in terms of that whole.
The limitation of ramified type theory is that without use of impredicative
definitions it is impossible to quantify over all mathematical objects, but
only over all mathematical objects of a certain order or type. Without being
able to quantify over all real numbers generally, many of the most important
definitions and theorems of classical real number theory cannot be formulated.
Russell for this reason later abandoned ramified in favor of simple type
theory, which avoids the logical paradoxes without outlawing impredicative
definition by forbidding the predication of terms of any type (object, property
and relation, higher-order properties and relations of properties and
relations, etc.) to terms of the same type.
incorrigibility: opposite ‘corrigibility.’ Who is corrigible? The emissor.
“I am sorry I have to tell you you are wrong.” On WoW: 142, Grice refers to the
‘authority’ of the utterer as a ‘rational being’ to DEEM that an M-intention is
an antecedent condition for his act of meaning. Grice uses ‘privilege’ as
synonym for ‘authority’ here. But not in the phrase ‘privileged access.’ His
point is not so much about the TRUTH (which ‘incorrigibility’ suggests), but
about the DEEMING. It is part of the authority or privilege of the utterer as
rational to provide an ACCEPTABLE assignment of an M-intention behind his
utterance.
incommensurability,
in the philosophy of science, the property exhibited by two scientific theories
provided that, even though they may not logically contradict one another, they
have reference to no common body of data. Positivist and logical empiricist
philosophers of science like Carnap had long sought an adequate account of a
theoryneutral language to serve as the basis for testing competing theories.
The predicates of this language were thought to refer to observables; the
observation language described the observable world or (in the case of
theoretical terms) could do so in principle. This view is alleged to suffer
from two major defects. First, observation is infected with theory – what else
could specify the meanings of observation terms except the relevant theory?
Even to perceive is to interpret, to conceptualize, what is perceived. And what
about observations made by instruments? Are these not completely constrained by
theory? Second, studies by Kuhn, Paul Feyerabend, and others argued that in
periods of revolutionary change in science the adoption of a new theory
includes acceptance of a completely new conceptual scheme that is
incommensurable with the older, now rejected, theory. The two theories are
incommensurable because their constituent terms cannot have reference to a
theory-neutral set of observations; there is no overlap of observational
meaning between the competitor theories; even the data to be explained are
different. Thus, when Galileo overthrew the physics of Aristotle he replaced
his conceptual scheme – his “paradigm” – with one that is not logically
incompatible with Aristotle’s, but is incommensurable with it because in a
sense it is about a different world (or the world conceived entirely
differently). Aristotle’s account of the motion of bodies relied upon occult
qualities like natural tendencies; Galileo’s relied heavily upon contrived
experimental situations in which variable factors could be mathematically
calculated. Feyerabend’s even more radical view is that unless scientists
introduce new theories incommensurable with older ones, science cannot possibly
progress, because falsehoods will never be uncovered. It is an important
implication of these views about incommensurability that acceptance of theories
has to do not only with observable evidence, but also with subjective factors,
social pressures, and expectations of the scientific community. Such acceptance
appears to threaten the very possibility of developing a coherent methodology
for science.
inconsistent
triad,
(1) most generally, any three propositions such that it cannot be the case that
all three of them are true; (2) more narrowly, any three categorical
propositions such that it cannot be the case that all three of them are true. A
categorical syllogism is valid provided the three propositions that are its two
premises and the negation (contradiction) of its conclusion are an inconsistent
triad; this fact underlies various tests for the validity of categorical
syllogisms, which tests are often called “methods of” inconsistent triads.
independence results,
proofs of non-deducibility. Any of the following equivalent conditions may be
called independence: (1) A is not deducible from B; (2) its negation - A is
consistent with B; (3) there is a model of B that is not a model of A; e.g.,
the question of the non-deducibility of the parallel axiom from the other
Euclidean axioms is equivalent to that of the consistency of its negation with
them, i.e. of non-Euclidean geometry. Independence results may be not absolute
but relative, of the form: if B is consistent (or has a model), then B together
with - A is (or does); e.g. models of non-Euclidean geometry are built within
Euclidean geometry. In another sense, a set B is said to be independent if it
is irredundant, i.e., each hypothesis in B is independent of the others; in yet
another sense, A is said to be independent of B if it is undecidable by B,
i.e., both independent of and consistent with B. The incompleteness theorems of
Gödel are independence results, prototypes for many further proofs of
undecidability by subsystems of classical mathematics, or by classical
mathematics as a whole, as formalized in ZermeloFraenkel set theory with the
axiom of choice (ZF ! AC or ZFC). Most famous is the undecidability of the
continuum hypothesis, proved consistent relative to ZFC by Gödel, using his
method of constructible sets, and independent relative to ZFC by Paul J. Cohen,
using his method of forcing. Rather than build models from scratch by such
methods, independence (consistency) for A can also be established by showing A
implies (is implied by ) some A* already known independent (consistent). Many
suitable A* (Jensen’s Diamond, Martin’s Axiom, etc.) are now available.
Philosophically, formalism takes A’s undecidability by ZFC to show the question
of A’s truth meaningless; Platonism takes it to establish the need for new
axioms, such as those of large cardinals. (Considerations related to the
incompleteness theorems show that there is no hope even of a relative consistency
proof for these axioms, yet they imply, by way of determinacy axioms, many
important consequences about real numbers that are independent of ZFC.) With
non-classical logics, e.g. second-order logic, (1)–(3) above may not be
equivalent, so several senses of independence become distinguishable. The
question of independence of one axiom from others may be raised also for
formalizations of logic itself, where many-valued logics provide models.
indeterminacy: Grice was always cautious and
self-apologetic. “I’m not expecting that you’ll find this to be a complete
theory of implication, but that was not my goal, and the endeavour should be
left for another day, etc.” But consider the detail into which he, like any
other philosopher before, went when it came to what he called the ‘catalyst’
tests or ideas or tests or ideas for the implicatum. In “Causal Theory” there
are FOUR ideas. It is good to revise the treatment in “Causal.” He proposes two
ideas with the first two examples and two further ideas with the two further
examples. Surely his goal is to apply the FOUR ideas to his own example of the
pillar box. Grice notes re: “You have not ceased eating iron” –
the cxample is “a stock case of what is sometimes called " prcsupposition
" and it is often held that here 1he truth of what is irnplicd is a
necessary condition of the original statement's beirrg cither true or false.”
So the first catalyst in the first published version concerns the value, or
satisfactory value. This will be retained and sub-grouped in Essay II. “It is
often held” Implicture: but often not, and trust me I won’t. “that here the
truth of what is implied [implicated in the negative, entailed in the
affirmative] is a necessary condition of the original statement's being either
true or false.” So the first catalyst in the first published version concerns
the value, or satisfactory value. This will be retained and sub-grouped in
Essay II. “This might be disputed, but it is at least arguable that it is so,
and its being arguable might be enough to distinguish this type of case from
others.” So he is working on a ‘distinctive feature’ model. And ‘feature’ is
exactly the expression he uses in Essay II. He is looking for ‘distinctive
features’ for this or that implication. When phonologists speak of ‘distinctive
feature’ they are being philosophical or semioticians.“I shall however for
convenience assume that the common view mentioned is correct.”“This
consideration clearly distinguishes “you have not ceased eating iron” from [a
case of a conventional implicatum] “poor BUT honest.”“Even if the implied
proposition were false, i.e. if there were no reason in the world to contrast
poverty with honesty either in general or in her case, the original statement
COULD still be false.” “She [is] poor
but she [is] honest” would be false if for example she were rich and dishonest.”“One
might perhaps be less comfortable about assenting to its TRUTH if the implied
contrast did not in fact obtain; but the possibility of falsity is enough for
the immediate purpose.”“My next experiment [test, litmus idea – that he’ll
apply as one of the criteria to provide distinctive features for this or that
implicatum, with a view to identify the nature of the animal that a
conversational implicatum is] on these examples is to ask what it is in each
case which could properly be said to be the vehicle of implication (to do the
implying).”In Essay II, since he elaborates this at an earlier stage than when
he is listing the distinctive features, he does not deal much. It is understood
that in Essay II by the time he is listing the distinctive features, the
vehicle is the UTTERER. But back in “Causal,” he notes: “There are AT LEAST
FOUR candidates, not necessarily mutually exclusive.”“Supposing someone to have
‘uttered’ one or other of [the] sample sentences, we may ask whether the
vehicle of implication would be (FIRST) WHAT the emissor communicated (or
asserted or stated or explicitly conveyed), or (SECOND) the emissor himself
("Surely you’re not implying that ….’
) or (THIRD) the utterance (FOURTH) his
communicating, or explicitly conveying that (or again his explicitly conveying
that in that way); or possibly some plurality of these items.”“As regards the
first option for the vehicle, ‘what the emissor has explicitly conveyed,’ Grice
takes it that “You have not ceased eating iron” and “Poor but honest” may
differ.It seems correct for Grice to say in the case of “eating iron” that indeed
it is the case that it is what he emissor explicitly conveys which implies that
Smith has been eating iron.On the other hand, Grice feels it would be ‘incorrect,’
or improper, or bad, or unnatural or artificial, to say in the case of “poor
but honest” that it is the case. Rather it is NOT the case that it is WHAT the emissor explicitly conveys
which implies that there is a contrast between, e. g., honesty and poverty.”“A sub-test
on which Grice would rely is the following.If accepting that the conventional
implicatum holds (contrast between honesty and poverty) involves the emissor in
accepting an hypothetical or conditional ‘if p, q,’ where 'p’ represents the
original statement (“She [is] poor and she [is] honest) and 'q' represents what
is implied (“There is a contrast between honesty and poverty”), it is the case
that it is what the emissor explicitly conveys which is a (or the) vehicle of
implication. If that chain of acceptances does not hold, it is not. To apply
this rule to the “eat iron” and “poor but honest”, if the emissor accepts the
implication alleged to hold in the case of “eat iron”, I should feel COMPELLED
(forced, by the force of entailment) to accept the conditional or hypothetical
"If you have not ceased eating iron, you may have never started.”[In
“Causal,” Grice has yet not stressed the asymmetry between the affirmative and
the negative in alleged cases of presupposition. When, due to the success of
his implicatum, he defines the presuppositum as a form of implicatum, he does
stress the asymmetry: the entailment holds for the affirmative, and the
implicatum for the negative). On the other hand, when it comes to a
CONVENTIONAL implicatum (“poor but honest”) if the emissor accepted the alleged
implication in the case of “poor but honest”, I should NOT feel compelled to
accept the conditional or hypothetical "If she was poor but honest, there
is some contrast between poverty and honesty, or between her poverty and her
honesty." Which would yield that in the presuppositum case, we have what
is explicitly conveyed as a vehicle, but not in the case of the conventional
implicatum.The rest of the candidates (Grice lists four and allows for a
combination) can be dealt with more cursorily.As regards OPTION II (second):Grice
should be inclined to say with regard to both “eat iron” and “poor but honest”
that the emissor could be said to have implied whatever it is that is irnplied.As
regards Option III (third: the utterance): In the case of “poor but honest” it
seems fairly clear that the utterance could be said, if metabolically, and
animistically, to ‘imply’ a contrast.It is much less clear whether in the case
of “eat iron” the utterance could be said to ‘imply’ that Smith has been eating
iron.As for option IV, in neither case would it be evidently appropriate (correct,
natural) to speak of the emissor’s explicitly conveying that, or of his explicitly
conveying that in that way, as ‘implying’ what is implied. A third catalyst
idea with which Grice wish to assail my two examples is really a TWIN idea, or
catalyst, or test [That’s interesting – two sides of the same coin] that of the
detachability or cancellability of the implication. Consider “eat iron.”One
cannot find an alternative utterance which could be used to assert explicitly
just what the utterance “Smith has not ceased from eating iron" might be
used to convey explicitly, such that when this alternative utterance is used
the implication that Smith never started eating iron is absent. Any way of (or
any utterance uttered with a view to) conveying explicitly what is explicitly
conveyed in (1) involves the implication in question. Grice expresses this fact
– which he mentioned in seminars, but this is the first ‘popularisation’ -- by
saying that in the case of (l) the implication is NOT detachable FROM what is
asserted (or simpliciter, is not detachable). Furthermore, and here comes the
twin of CANCELLABILITY: one cannot take any form of words for which both what
is asserted and what is implied is the same as for (l), AND THEN ADD a further
clause withholding commitment from what would otherwise be implied, with the
idea of ANNULLING THE IMPLICATUM *without* ANNULLING annulling the EXPLICITUM. One cannot intelligibly say " Smith has
left off beating his wife but I do not mean to imply that he has been beating
her." But one surely can intelligibly say, “You have not ceased eating iron
because you never started.”While Grice uses “Smith,” the sophisma (or
Griceisma) was meant in the second person, to test the tutee’s intelligence
(“Have you stopped beating your dog?”). The point is that the tutee will be
offended – whereas he shouldn’t, and answer, “I never started, and I never
will.”Grice expresses this fact by saying that in the case of ‘eat iron’ the
implication is not cancellable or annullable (without cancelling or annulling the
assertion). If we turn to “poor but honest” we find, Grice thinks, that there
is quite a strong case for saying that here the implication IS detachable. Therc
sccms quite a good case for maintaining that if, instead of saying " She
is poor but she is honcst " I were to say, alla Frege, without any shade,
" She is poor AND she is honcst", I would assert just what I would
havc asscrtcct ii I had used thc original senterrce; but there would now be no
irnplication of a contrast between e.g', povery and honesty. Of course, this is
not a philosophical example, and it would be good to revise what Frege thought
about ‘aber.’ By the time Grice is lecturing “Causal Theory” he had lectured
for the Logic Paper for Strawson before the war, so Whitehead and Russell are
in the air.Surely in Anglo-Saxon, the contrast is maintained, since ‘and’ means
‘versus.’“She is poor contra her being honest.”Oddly, the same contrariety is
present in Deutsche, that Frege speaks, with ‘UND.”It’s different with Roman
“et.” While Grecian ‘kai,’ even Plato thought barbaric!The etymology of
‘by-out’ yields ‘but.’So Grice is thinking that he can have a NEUTRAL
conjoining – but ‘and’ has this echo of contrariety, which is still present in
‘an-swer, i. e. and-swear, to contradict. Perhaps a better neutral version
would be. Let’s start with the past version and then the present tense version.“She
was pooo-ooor, she was honest, and her parents were the same, till she met a
city feller, and she lost her honest name.”In terms of the concepts CHOSEN, the
emissor wants to start the ditty with pointing to the fact that she is poor –
this is followed by stating that she is honest. There’s something suspicious
about that.I’m sure a lady may feel offended without the ‘and’ OR ‘but’ – just
the mere ‘succession’ or conjoining of ‘poor’ as pre-ceding the immediate
‘honest’ ‘triggers’ an element of contrast. The present tense seems similar:
“She is poooor, she is honest, and her parents are the same, but she’ll meet a
city feller, and she’ll lose her honest name.”The question whether, in thre
case of ‘poor but honest,’ the implication is cancellable, is slightly more
cornplex, which shouldn’t if the catalysts are thought of as twins.There is a
way in which we may say that it is not cancellable, or annullable.Imagine a Tommy
marching and screaming: “She is poor but
she is honest,”“HALT!” the sargent shouts.The Tommy catches the implicature:“though
of course, sir, I do not mean to imply, sir, that there is any contrast, sir,
between her poverty, sir, and her honesty, sir.”As Grice notes, this would be a
puzzling and eccentric thing for a Tommy to engage in.And though the sargent
might wish to quarrel with the tommy (Atkins – Tommy Atkins is the name”), an
Oxonian philosopher should NOT go so far as to say that the tommy’s utterance
is unintelligible – or as Vitters would say, ‘nunsense.’The sargent should
rather suppose, or his lieutenant, since he knows more, that private Tommy
Atkins has adopted a “most pecooliar” way of conveying the news that she was
poor and honest.The sargent’s argument to the lieu-tenant:“Atkins says he means
no disrespect, sir, but surely, sir, just conjoining poverty and honesty like
that makes one wonder.”“Vitters: this is a Cockney song! You’re reading too
much into it!”“Cockney? And why the citty feller, then – aren’t Cockneys citty
fellers. I would rather, sir, think it is what Sharp would call a ‘sharp’ folk,
sir, song, sir.”
The fourth and last test Grice imposes on
his examples is to ask whether we would be inclined to regard the fact that the
appropriate (or corresponding, since they are hardly appropriate – either of
them! – Grice changes the tune as many Oxford philosophers of ordinary language
do when some female joins the Union) implication is present as being a matter
of the, if we may be metabolic and animistic, ‘meaning’ of some particular word
or phrase occurring in the sentences in question. Grice is aware and thus
grants that this may not be always a very clear or easy question to answer.Nevertheless,
Grice risks the assertion that we would be fairly happy and contented to say
that, as regards ‘poor but honest,’ the fact that the implication obtains is a
matter of the ‘meaning’ of 'but ' – i. e. what Oxonians usually mean when they
‘but.’So far as “he has not ceased from…’ is concerned we should have at least
some inclination to say that the presence of the implication is a matter of
the, metabolically, ‘meaning’ of some of the words in the sentence, but we
should be in some difficulty when it came to specifying precisely which this
word, or words are, of which this is true. Well, it’s semantics. Why did Roman
think that it was a good thing to create a lexeme, ‘cease.’“Cease” means
“stop,” or ‘leave off.”It is not a natural verb, like ‘eat.’A rational creature
felt the need to have this concept: ‘stop,’ ‘leave off,’ ‘cease.’The
communication-function it serves is to indicate that SOMETHING has been taken
place, and then this is no longer the case.“The fire ceased,” one caveman said
to his wife.The wife snaps back – this is the Iron Age:“Have you ceased eating
iron, by the way, daa:ling?”“I never started!”So it’s the ‘cease’ locution that
does the trick – or equivalents, i.e. communication devices by which this or
that emissor explicitly convey more or less the same thing: a halting of some
activity.Surely the implication has nothing to do with the ‘beat’ and the
‘wife.’After third example (‘beautiful handwriting) introduced, Grice goes back
to IDEA OR TEST No. 1 (the truth-value thing). Grice notes that it is plain
that there is no case at all for regarding the truth of what is implied here (“Strawson
is hopeless at philosophy”) as a pre-condition of the truth or falsity of what
the tutor has asserted.A denial of the truth of what is implied would have no
bearing at all on whether what I have asserted is true or false. So ‘beautiful
handwring’ is much closer to ‘poor but honest’ than ‘cease eating iron’ in this
respect. Next, as for the vehicle we have the at least four options and
possible combinations.The emissor, the tutor, could certainly be said to have
implied that Strawson is hopeless (provided that this is what the tutor
intended to ‘get across’) and the emissor’s, the tutor’s explicitly saying that
(at any rate the emissor’s saying that and no more) is also certainly a vehicle
of implication. On the other hand the emissor’s words and what the emissor
explicitly conveys are, Grice thinks, not naturally here characterised as the
‘vehicle’ of implication. “Beautiful handwriting” thus differs from BOTH “don’t
cease eating iron” and “poor but honest” – so the idea is to have a table alla
distinctive features, with YES/NO questions answered for each of the four
implication, and the answers they get.As for the third twin, the result is as
expected: The implication is cancellable but not detachable. And it looks as if
Grice created the examples JUST to exemplify those criteria.If the tutor adds, 'I
do not of course mean to imply that Strawson is no good at philosophy” the
whole utterance is intelligible and linguistically impeccable, even though it
may be extraordinary tutorial behaviour – at the other place, not Oxford --.The
tutor can no longer be said to have, or be made responsible for having implied
that Strawson was no good, even though perhaps that is what Grice’s colleagues
might conclude to be the case if Grice had nothing else to say. The implication
is not however, detachable.Any other way of making, in the same context of
utterance, just the assertion I have made would involve the same implication.“His
calligraphy is splendid and he is on time.”“Calligraphy splendid,” Ryle
objected. “That’s slightly oxymoronic, Grice – ‘kallos agathos’”Finally, for
TEST No. 4, ‘meaning’ of expression? The fact that the implication holds is surely
NOT a matter of any particular word or phrase within the sentence which I have
uttered.It is just the whole sentence. Had he gone tacit and say,“Beautiful
handwriting!”Rather than“He has beautiful handwriting.”The implication SEEMS to
be a matter of two particular words: the handwriting word, viz. ‘handwriting.’
And the ‘beautiful’ word, i. e. ‘beautiful.’Any lexeme expressing same concept,
‘Calligraphy unique!’would do the trick because this is damn by faint praise,
or suggestio falsi, suppressio veri. So in this respect “Beautiful handwring”
is certainly different from “Poor but honest” and, possibly different from
“Don’t cease to eat iron!”One obvious fact should be mentioned before one
passes to the fourth example (“kitchen or bedroom”).This case of implication is
unlike the others in that the utterance of the sentence "Strawson has
beautiful handwriting" does not really STANDARDLY involve the implication
here attributed to it (but cf. “We should have lunch together sometime” meaning
“Get lost” – as Grice said, “At Oxford, that’s the standard – that’s what the
‘expression’ “means”); it requires a special context (that it should be uttered
at Collections) to attach the implication to its utterance. More generally: it
requires a special scenario (one should avoid the structuralist Derrideian
‘context’ cf. Grice, “The general theory of context”). If back in the house,
Mrs. Grice asks, “He has beautiful handwriting,” while not at Collections, the
implicature would hold. Similarly at the “Lamb and Flag,” or “Bird and Baby.”But
one gets Grice’s point. The scenario is one where Strawson is being assessed or
evaluated AS A PHILOSOPHER. Spinoza’s handwriting was, Stuart Hampshire said,
“terrible – which made me wonder at first whether I should actually waste my
time with him.”After fourth and last example is introduced (“kitchen or
bedroom”): in the case of the Test No. I (at least four possible vehicles) one can
produce a strong argument in favour of holding that the fulfllment of the
implication of the speaker's ignorance (or that he is introducing “or” on
grounds other than Whitehead’s and Russell’s truth-functional ones) is not a precaution
(or precondition) of the truth or falsity of the disjunctive statement. Suppose
that the emissor KNOWS that his wife IS in the KITCHEN, that the house has only
two rooms, and no passages. Even though the utterer knows that his wife is in
the kitchen (as per given), the utterer can certainly still say truly (or
rather truthfully) "She is IN THE HOUSE.”SCENARIOA: Where is your wife?
ii. Where in your house is your wife?B: i. In the kitchen. ii. In the bedroom. iiia.
She’s in the house, don’t worry – she’s in the house, last time I checked. iii.
In the HOUSE (but inappropriate if mentioned in the question – unless answered:
She’s not. iv. In the kitchen or in the bedroom (if it is common ground that
the house only has two rooms there are more options) vi. v. I’m a bachelor. vi. If she’s not in the bedroom, she is in the
kitchen. vii. If she’s not in the kitchen, she’s in the bedroom. viii. Verbose
but informative: “If she’s not in the bedroom she’s in the kitchen, and she’s
not in the kitchen” Or consider By uttering “She is in the house,” the utterer
is answering in a way that he is merely not being as informative as he could bc
if need arose. But the true proposition
[cf. ‘propositional complex’] that his wife is IN THE HOUSE together with the
true proposition that ‘THE HOUSE’ consists entirely of a ‘kitchen’ and a
‘bedroom,’ ENTAIL or yield the proposition that his wife is in the kitchen or
in the bedroom. But IF to express the proposition p (“My wife is in the house,
that much I can tell”) in certain circumstances (a house consisting entirely of
a kitchen and a bedroom – an outback bathroom which actually belongs to the
neighbour – cf. Blenheim) would be to speak truly, and p (“My wife is, do not
worry, in the house”) togelher with another true proposition – assumed to be
common ground, that the house consists entirely of a kitchen and a bedroom --
entails q (“My wife is in the kitchen OR in the bedroom”), surely to express
what is entailed (“My wife is in the kitchen or in the bedroom”) in the same circvmstances
must be, has to be to speak truly. So we
have to take it that the disjunctive statement – “kitchen or bedroom” -- does
not fail to be TRUE or FALSE if the implied ignorance (or the implied
consideration that the utterer is uttering ‘or’ on grounds other than the
truth-functional ones that ‘introduce’ “or” for Gentzen) is in fact not
realized, i. e. it is false. Secondly, as for Test No. 2 (the four or combo
vehicles), Grice thinks it is fairly clear that in this case, as in the case of
“beautiful handwriting”, we could say that the emissor had implies that he did
not know (or that his ground is other than truth-functional – assuming that he
takes the questioner to be interested in the specific location – i. e. to mean,
“where IN THE HOUSE is your wife?”) and also that his conveying explicilty that
(or his conveying explicitly that rather than something else, viz, in which
room or where in the house she is, or ‘upstairs,’ or ‘downstairs,’ or ‘in the
basement,’ or ‘in the attic,’ ‘went shopping,’ ‘at the greengrocer’ – ‘she’s
been missing for three weeks’) implied that he did not know in which one of the
two selected rooms his wife is ‘resident’ (and that he has grounds other than
Gentzen’s truth-functional ones for the introduction of ‘or.’). Thirdly, the implication
(‘kitchen or bedroom’) is in a way non-detachable, in that if in a given
context the utterance of the disjunctive sentence would involve the implication
that the emissor did not know in which room his his wife was (or strictly, that
the emissor is proceeding along non-truth-functional grounds for the
introduction of ‘or,’ or even more strictly still, that the emissor has grounds
other than truth-functional for the uttering of the disjunction), this
implication would also be involved in the utterance of any other form of words
which would make the same disjunctive assertion (e.g., "Look, knowing her,
the alternatives are she is either preparing some meal in the kitchen or
snoozing in the bedroom;” “One of the following things is the case, I’m pretty
confident. First thing: she is in the kitchen, since she enjoys watching the
birds from the kitchen window. Second thing: she is in the bedroom, since she
enjoys watching birds from the bedroom window.” Etymologically, “or” is short
for ‘other,’ meaning second. So a third possibility: “I will be Anglo-Saxon:
First, she is the kitchen. Second, she is in the bedroom.” “She is in the
kitchen UNLESS she is in the bedroom”“She is in the kitchen IF SHE IS NOT in
the bedroom.”“Well, it is not the case that she is in the KITCHEN *AND* in the
bedroom, De Morgan!” She is in the kitchen, provided she is not in the bedroom”
“If she is not in the kitchen, she is in the bedroom” “Bedroom, kitchen; one of
the two.” “Kitchen, bedroom; check both just in case.”“Sleeping; alternatively,
cooking – you do the maths.”“The choices are: bedroom and kitchen.”“My choices would
be: bedroom and kitchen.”“I would think: bedroom? … kitchen?”“Disjunctively,
bedroom – kitchen – kitchen – bedroom.”“In alternation: kitchen, bedroom,
bedroom, kitchen – who cares?”“Exclusively, bedroom, kitchen.”ln another
possible way, however, the implication could perhaps bc said to BE indeed
detachable: for there will be some contexts of utterance (as Firth calls them)
in which the ‘normal’ implication (that the utterer has grounds other than
truth-functional for the utterance of a disjunction) will not hold.Here, for
the first time, Grice brings a different scenario for ‘or’:“Thc Secretary of
the Aristotelian Society, announcing ‘Our coming symposium will be in Oxford OR
not take place at all” perhaps does not imply that he is has grounds other than
truth-functional for the utterance of the disjunction. He is just being wicked,
and making a bad-taste joke. This totally extraneous scenario points to the
fact that the implication of a disjunction is cancellable.Once we re-apply it
to the ‘Where in the hell in your house your wife is? I hear the noise, but
can’t figure!’ Mutatis mutandi with the Secretary to The Aristotelian Socieety,
a man could say, “My wife is in the kitchen or in the bedroorn.”in
circumstances in which the implication (that the man has grounds other than
truth-functional for the uttering of the disjunction) would normally be
present, but he is not being co-operative – since one doesn’t HAVE to be
co-operative (This may be odd, that one appeals to helpfulness everywhere but
when it comes to the annulation!).So the man goes on, “Mind you, I am not saying
that I do not know which.”This is why we love Grice. Why I love Grice. One
would never think of finding that sort of wicked English humour in, say
Strawson. Strawson yet says that Grice should ‘let go.’ But to many, Grice is
ALWAYS humorous, and making philosophy fun, into the bargain, if that’s not the
same thing. Everybody else at the Play Group (notably the ones Grice opposed
to: Strawson, Austin, Hare, Hampshire, and Hart) would never play with him. Pears,
Warnock, and Thomson would!“Mind you, I am not saying that I do not know
which.”A: Where in the house is your wife? I need to talk to her.B: She is in
the kitchen – or in the bedroom. I know where she is – but since you usually
bring trouble, I will make you decide so that perhaps like Buridan’s ass, you
find the choice impossible and refrain from ‘talking’ (i. e. bringing bad news)
to her.A: Where is your wife? B: In the kitchen or in the bedroom. I know where
she is. But I also know you are always saying that you know my wife so well.
So, calculate, by the time of the day – it’s 4 a.m – where she could be. A:
Where is your wife? B: In the bedroom or in the kitchen. I know where she is –
but remember we were reading Heidegger yesterday? He says that a kitchen is
where one cooks, and a bedroom is where one sleeps. So I’ll let you decide if
Heidegger has been refuted, should you find her sleeping in the kitchen, or
cooking in the bedroom.A: Where is your wife? B: In the kitchen or the bedroom.
I know where she is. What you may NOT know, is that we demolished the
separating wall. We have a loft now. So all I’ll say is that she may be in
both! All this might be unfriendly,
unocooperative, and perhaps ungrammatical for Austen [Grice pronounced the
surname so that the Aristotelian Society members might have a doubt] – if not
Vitters, but, on the other hand, it would be a perfectly intelligible thing for
a (married) man to say. We may not even GO to bachelors. Finally, the fact that
the utterance of the disjunctive sentence normally or standardly or caeteris
paribus involves the implication of the emissor's ignorance of the truth-values
of the disjuncts (or more strictly, the implication of the emissor’s having
grounds other than truth-functional for the uttering of the disjunctive) is, I
should like to say, to be ‘explained’ – and Grice is being serious here, since
Austin never cared to ‘explain,’ even if he could -- by reference to a general
principle governing – or if that’s not too strong, guiding – conversation, at
least of the cooperative kind the virtues of which we are supposed to be
exulting to our tuttees. Exactly what this principle we should not go there. To
explain why the implicatum that the emissor is having grounds other than
truth-functional ones for the utterance of a disjunction one may appeal to the
emissor being rational, assuming his emissee to be rational, and abiding by
something that Grice does NOT state in the imperative form, but using what he
calls a Hampshire modal (Grice divides the modals as Hampshire: ‘should,’ the
weakest, ‘ought’ the Hare modal, the medium, and ‘must,’ Grice, the stronges)"One,
a man, a rational man, should not make conversational move communicating ‘p’
which may be characterised (in strict terms of entailment) as weaker (i.e. poor
at conversational fortitude) rather than a stronger (better at conversational
fortitude) one unless there is a good reason for so doing." So Gentzen is
being crazey-basey if he thinks:p; therefore, p or q.For who will proceed like
that?“Or” is complicated, but so is ‘if.’ The Gentzen differs from the
evaluation assignemt:‘p or q’ is 1 iff p is 1 or q is 1. When we speak of
‘truth-functional’ grounds it is this assignment above we are referring to.Of
courseif p, p or q [a formulation of the Gentzen introduction]is a TAUTOLOGY
[which is what makes the introduction a rule of inference].In terms of
entailment P Or Q (independently) Is
stronger than ‘p v q’ In that either p or q entail ‘p or q’ but the reverse is
not true. Grice says that he first thought of the pragmatic rule in terms of
the theory of perception, and Strawson hints at this when he says in the
footnote to “Introduction to Logical theory” that the rule was pointed out by
his tutor in the Logic Paper, Grice, “in a different connection.” The logic
paper took place before the war, so this is early enough in Grice’s career – so
the ghosts of Whitehead and Russell were there! We can call the above ‘the
principle of conversational fortitude.’ This is certainly not an adequate
formulation but will perhaps be good enough for Grice’s purpose in “Causal.”
On the assumption that such a principle as
this is of general application, one can DRAW or infer or explain the conclusion
that the utterance of a disjunctive sentence would imply that the emissor has
grounds other than truth-functional for the uttering of a disjunctum, given
that, first, the obvious reason for not making a statemcnt which there is some
call on one to make VALIDLY is that one is not in a position (or entitled) to
make it, and given, second, the logical ‘fact’ that each disjunct entails the
disjunctive, but not vice versa; which being so, each disjunct is stronger (bears
more conversational ‘fortitude’) than the disjunctive. If the outline just
given is on the right lines, Grice would wish to say, we have a reason for
REFUSING (as Strawson would not!) in the case of “kitchen or bedroom” to regard
the implication of the emissor having grounds other than truth-functional for
the uttering of the disjunctive as being part of the ‘meaning’ (whatever that
‘means’) of 'or' – but I should doublecheck with O. P. Wood – he’s our man in
‘or’ – A man who knows about the logical relation between a disjunction and
each disjunct, i. e. a man who has at least BROWSED Whitehead and Russell – and
diregards Bradley’s exclusivist account -- and who also ‘knew,’ qua Kantian
rational agent, about the alleged general principle or guiding conversational,
could work out for hirnself, surely, that a disjunctive utterance would involve
the implication which it does in fact involve. Grice insists, however, that his
aim in discussing this last point – about the principle of conversational
fortitude EXPLAING the generation of the implicatum -- has been merelyto
indicate the position I would wish to take up, and not to argue scriously in
favour of it. Grice’s main purpose in the excursus on implication was to
introduce four ideas or catalysts, or tesets – TEST No. I: truth-value; TEST
No. 2: Vehicle out of four; Test No. 3/Twin Test: Annulation and Non-Detachment
(is there a positive way to express this – non-detached twins as opposed to
CONJOINT twins), and Test No. 4 – ‘Meaning’ of expression? -- of which Grice
then goes to make some use re: the pillar box seeming red.; and to provide some
conception of the ways in which each of the four tests apply or fail to apply
to various types of implication. By the numbering of it, it seems that by the
time of Essay II he has, typically, added an extra. It’s FIVE catalysts now,
but actually, since he has two of the previous tests all rolled up in one, it
is SIX CATALSTS. He’ll go back to them in Essay IV (“Indicative conditionals”
with regard to ‘if’), and in Presupposition and Conversational (with regard to
Example I here: “You have not ceased eating iron”). Implicature.He needs those
catalysts. Why? It seems like he is always thinking that someone will challenge
him! This is Grice: “We can now show that, it having been stipulated as being
what it is, a conversational implicatum must possess certain distinctive
features, they are six. By using distinctive feature Grice is serious. He wants
each of the six catalysts to apply to each type of ‘implicatum’, so that a
table can be constructed. With answers yes/no. Or rather here are some catalyst
ideas which will help us to determine or individuate. Six tests for implicatum
as it were. SO THESE FEATURES – six of them – apply to three of the examples –
not the ‘poor but honest’ – but the “you have not ceased eating iron,”
“Beautiful handwriting,” and “Kitchen or bedroom.”First test – nothing about
the ‘twin’ – it’s ANNULATION or CANCELLABILITY – as noted in “Causal Theory” –
for two of the examples (‘beautiful handwriting’ and ‘kitchen or bedroom’ and
NEGATIVE version of “You don’t cease to eat iron”) and the one of the pillar
box – He adds a qualifier now: the annulation should best be IMPLICIT. But for
the fastidious philosopher, he allows for an EXPLICITATION which may not sound
grammatical enough to Austen (pronounced to rhyme with the playgroup master, or
the kindergarten’s master). To assume the presence of a conversational implicatum,
the philosopher (and emissee) has to assume that the principle of conversational
co-operation (and not just conversational fortitude) is being observed.However,
it is mighty possible to opt out of this and most things at Oxford, i. e. the
observation of this principle of conversational cooperation (or the earlier
principle of conversational fortitude).It follows then that now we CAN EXPLAIN
WHY CANCELLABILITY IS A DISTINCTIVE FEATURE. He left it to be understood in
“Causal.”It follows then, deductively, that an implicatum can be canceled (or annulled)
in a particular case. The conversational implicatum may be, drearily – but if
that’s what the fastidious philosopher axes -- explicitly canceled, if need
there be, by the addition of a clause by which the utterer states or implies
that he opts out (e. g. “The pillar box seems red but it is.” “Where is your
wife?” “My lips are sealed”). Then again the conversational implicatum may be
contextually (or implicitly) canceled, as Grice prefers (e. g. to a very honest
person, who knows I disbelieve the examiner exists, “The loyalty examiner won’t
be summoning you at any rate”). The utterance that usually would carry an
implicatum is used on an occasion that makes it clear or obvious that the
utterer IS opting out without having to bore his addressee by making this
obviousness explicit. SECOND DISTINCTIVE FEATURE: CONJOINING, i.e.
non-detachability.There is a second litmus test or catalyst idea.Insofar as the
calculation that a implicatum is present requires, besides contextual and
background information only an intuitive rational knowledge or understanding or
processing of what has been explicitly conveyed (‘are you playing squash? B
shows bandaged leg) (or the, shall we say, ‘conventional’ ‘arbitrary’
‘commitment’ of the utterance), and insofar as the manner or style, of FORM,
rather than MATTER, of expression should play at best absolutely no role in the
calculation, it is NOT possible to find another way of explicitly conveying or
putting forward the same thing, the same so-and-so (say that q follows from p)
which simply ‘lacks’ the unnecessary implicatum in question -- except [will his
excluders never end?] where some special feature of the substituted version
[this other way which he says is not conceivable] is itself relevant to the
determination of the implicatum (in virtue of this or that conversational
maxims pertaining to the category of conversational mode. THIS BIG CAVEAT makes
you wonder that Grice regretted making fun of Kant. By adopting jocularly the
four conversational categories, he now finds himself in having to give an
excuse or exception for those implicata generated by a flout to what he earlier
referred to as the ‘desideratum of conversational clarity,’ and which he
jocularly rephrased as a self-defeating maxim, ‘be perspicuous [sic], never
mind perspicacious!’If we call this feature, as Grice does in “Causal Theory,”
‘non-detachability’ (or conjoining)– in that the implicatum cannot be detached
or disjointed from any alternative expression that makes the same point -- one
may expect the implicatum carried by this or that locution to have a high
degree of non-detachability. ALTERNATIVES FOR “NOT” Not, it is not the case, it
is false that. There’s nothing unique about ‘not’.ALTERNATIVES FOR “AND” and,
nothing, furthermore, but. There isnothing unique about ‘and’ALTERNATIVES FOR
“OR”: One of the following is true. There is nothing unique about
‘or’ALTERNATIVES FOR “IF” Provided. ‘There is nothing unique about
‘if’ALTERNATIVES FOR “THE” – There is at least one and at most one. And it
exists. (existence and uniqueness). There is nothing unique about ‘the’.THIS
COVERS STRAWSON’S first problem.What about the other English
philosophers?AUSTIN – on ‘voluntarily’ ALTERNATIVES to ‘voluntarily,’ with the
will, willingly, intentionally. Nothing unique about ‘voluntarily.’STRAWSON on
‘true’ – it is the case, redundance theory, nothing. Nothing unique about
‘true’HART ON good. To say that ‘x is commendable’ is to recommend x. Nothing
unique about ‘good.’HART on ‘carefully.’ Da Vinci painted Mona Lisa carefully,
with caution, with precaution. Nothing unique about ‘carefully.’THIRD LITMUS
TEST or idea and ATTENDING THIRD DISTINCTIVE
FEATURE. THIRD DISTINCTIVE FEATURE is in the protasis of the conditional.The
implicatum depends on the explicatum or explicitum, and a fortiori, the
implicatum cannot INVOLVE anything that the explicatum involves – There is
nothing about what an emissor explicitly conveys about “or” or a disjunctum in
general, which has to do with the emissor having grounds other than
truth-functional for the utterance of a disjunctum.The calculation of the
presence of an implicatum presupposes an initial knowledge, or grasping, or
understanding, or taking into account of the ‘conventional’ force (not in
Austin’s sense, but translating Latin ‘vis’) of the expression the utterance of
which carries the implicatum.A conversational implicatum will be a condition (but
not a truth-condition), i. e. a condition that is NOT, be definition, on risk
of circularity of otiosity, included in what the emissor explicitly conveys, i.
e. the original specification of the expression's ‘conventional’ or arbitrary
forceIf I’m saying that ‘seems’ INVOLVES, as per conventional force, ‘doubt or
denial,’what’s my point? If Strawson is right that ‘if’ has the conventional
force of conventionally committing the utterer with the belief that q follows
from p, why bother? And if that were so, how come the implicatum is still
cancellable?Though it may not be impossible for what starts life, so to speak,
as a conversational implicature to become conventionalized, to suppose that
this is so in a given case would require special justification. (Asking Lewis).
So, initially at least, a conversational implicatum is, by definition and
stipulation, not part of the sense, truth-condition, conventional force, or
part of what is explicitly conveyed or put forward, or ‘meaning’ of the
expression to the employment of which the impicatum attaches. FOURTH LITMUS
TEST or catalyst idea. Mentioned in “Causal theory” YIELDS THE FOUTH DISICTINVE
FEATURE and the FIFTH distinctive feature.FOURTH DISTINCTIVE FEATURE: in the
protasis of the conditional – truth value.The alethic value – conjoined with
the test about the VEHICLE --. He has these as two different tests – and
correspondingly two distinctive features in “Causal”. The truth of a conversational
implicatum is not required by (is not a condition for) the truth of what is
said or explicitly conveyed (what is said or explicated – the explicatum or
explicitum, or what is explicitly conveyed or communicated) may be true -- what
is implicated may be false – that he has beautiful handwriting, that q follows
from p, that the utterer is ENDORSING what someone else said, that the utterer
is recommending x, that the person who is said to act carefully has taken
precaution), FIFTH DISTINCTIVE FEATURE: vehicle – this is the FOURTH vehicle of
the four he mentions in “Causal”: ‘what the emissor explicitly conveys,’ ‘the
emissor himself,’ the emissor’s utterance, and fourth, the emissor’s explicitly
conveying, or explicitly conveying it that way --. The apodosis of the
conditional – or inferrability schema, since he uses ‘since,’ rather than ‘if,’
i. e. ‘GIVEN THAT p, q. Or ‘p; therefore, q’. The implicatum is NOT carried by
what is said or the EXPLICATUM or EXPLICITUM, or is explicitly conveyed, but only
by the ‘saying’ or EXPLICATING or EXPLICITING of what is said or of the
explicatum or explicitum, or by 'putting it that way.’The fifth and last litmus
test or catalyst idea YIELDS A SIXTH DISTINCTIVE FEATURE:Note that he never
uses ‘first, second, etc.’ just the numerals, which in a lecture format, are
not visible!SIXTH DISTINCTIVE FEATURE: INDETERMINACY. Due to the open character
of the reasoning – and the choices available to fill the gap of the content of
the propositional attitude that makes the conversational rational:“He is
potentially dishonest.” “His colleagues are treacherous”Both implicata possible
for “He hasn’t been to prison at his new job at the bank – yet.”Since, to
calculate a conversational implicatum is to calculate what has to be supposed
in order to preserve the supposition that the utterer is a rational,
benevolent, altruist agent, and that the principle of conversational
cooperation is being observed, and since there may be various possible specific
explanations or alternatives that fill the gap here – as to what is the content
of the psychological attitude to be ascribed to the utterer, a list of which
may be open, or open-ended, the conversational implicatum in such cases will
technically be an open-ended disjunction of all such specific explanations,
which may well be infinitely non-numerable. Since the list of these IS open,
the implicatum will have just the kind of INDETERMINACY or lack of determinacy
that an implicatum appears in most cases to possess. indeterminacy of
translation, a pair of theses derived, originally, from a thought experiment
regarding radical translation first propounded by Quine in Word and Object
(1960) and developed in his Ontological Relativity (1969), Theories and Things
(1981), and Pursuit of Truth (1990). Radical translation is an imaginary
context in which a field linguist is faced with the challenge of translating a
hitherto unknown language. Furthermore, it is stipulated that the linguist has
no access to bilinguals and that the language to be translated is historically
unrelated to that of the linguist. Presumably, the only data the linguist has
to go on are the observable behaviors of incompleteness indeterminacy of
translation 422 4065h-l.qxd 08/02/1999 7:39 AM Page 422 native speakers amid
the publicly observable objects of their environment. (1) The strong thesis of
indeterminacy, indeterminacy of translation of theoretical sentences as wholes,
is the claim that in the context of radical translation a linguist (or
linguists) could construct a number of manuals for translating the (natives’)
source language into the (linguists’) target language such that each manual
could be consistent with all possible behavior data and yet the manuals could
diverge with one another in countless places in assigning different
target-language sentences (holophrastically construed) as translations of the
same source-language sentences (holophrastically construed), diverge even to
the point where the sentences assigned have conflicting truth-values; and no
further data, physical or mental, could single out one such translation manual
as being the uniquely correct one. All such manuals, which are consistent with
all the possible behavioral data, are correct. (2) The weak thesis of
indeterminacy, indeterminacy of reference (or inscrutability of reference), is
the claim that given all possible behavior data, divergent target-language
interpretations of words within a source-language sentence could offset one
another so as to sustain different targetlanguage translations of the same
source-language sentence; and no further data, physical or mental, could single
out one such interpretation as the uniquely correct one. All such
interpretations, which are consistent with all the possible behavioral data,
are correct. This weaker sort of indeterminacy takes two forms: an ontic form
and a syntactic form. Quine’s famous example where the source-language term
‘gavagai’ could be construed either as ‘rabbit’, ‘undetached rabbit part’,
‘rabbithood’, etc. (see Word and Object), and his proxy function argument where
different ontologies could be mapped onto one another (see Ontological
Relativity, Theories and Things, and Pursuit of Truth), both exemplify the
ontic form of indeterminacy of reference. On the other hand, his example of the
Japanese classifier, where a particular three-word construction of Japanese can
be translated into English such that the third word of the construction can be
construed with equal justification either as a term of divided reference or as
a mass term (see Ontological Relativity and Pursuit of Truth), exemplifies the
syntactic form of indeterminacy of reference.
indexical: a
type of expression whose semantic value is in part determined by features of
the context of utterance, and hence may vary with that context. Among
indexicals are the personal pronouns, such as ‘I’, ‘you’, ‘he’, ‘she’, and
‘it’; demonstratives, such as ‘this’ and ‘that’; temporal expressions, such as
‘now’, ‘today’, ‘yesterday’; and locative expressions, such as ‘here’, ‘there’,
etc. Although classical logic ignored indexicality, many recent practitioners,
following Richard Montague, have provided rigorous theories of indexicals in
the context of formal semantics. Perhaps the most plausible and thorough
treatment of indexicals is by David Kaplan, a prominent philosopher of language
and logic whose long-unpublished “Demonstratives” was especially influential;
it eventually appeared in J. Almog, J. Perry, and H. Wettstein, eds., Themes
from Kaplan. Kaplan argues persuasively that indexical singular terms are
directly referential and a species of rigid designator. He also forcefully
brings out a crucial lesson to be learned from indexicals, namely, that there
are two types of meaning, which Kaplan calls “content” and “character.” A
sentence containing an indexical, such as ‘I am hungry’, can be used to say
different things in different contexts, in part because of the different
semantic contributions made by ‘I’ in these contexts. Kaplan calls a term’s
contribution to what is said in a context the term’s content. Though the
content of an indexical like ‘I’ varies with its context, it will nevertheless
have a single meaning in the language, which Kaplan calls the indexical’s
character. This character may be conceived as a rule of function that assigns
different contents to the indexical in different contexts.
indicatum. Οριστική
oristike. The Romans were never sure about this. Literally for the Greeks it’s
the ‘definitive’ – ‘horistike’ klesis, inclinatio or modus animae affectationem
demonstrans indefinitivus – While indefinitivus is the transliteration, the
Romans also used ‘finitivus’ ‘finitus,’ and ‘indicativus’ and ‘pronuntiativus’.
‘Grice distinguishes between the indicative mode and the informational mode.
One can hardly inform oneself. Yet one can utter an utterance in the indicative
mode without it being in what he calls the informational sub-mode. It’s
interesting that Grice thinks he has to distinguish between the ‘informational’
and the mere ‘indicative.’ Oddly when he sets the goal to which ‘co-operation’
leads, it’s the informing/being informed, influencing/being influenced. Surely
he could have simplified that by, as he later will, psi-transmission, whatever.
So the emissor INDICATES, even in an imperative utterance, what his will is.
All moves are primarily ‘exhibitive,’ (and the function of the mode is to EXPRESS
the corresponding attitude). Only some moves are ‘protreptic.’ Grice was well
aware, if perhaps not TOO aware, since Austin was so secretive, about Austin on
the ‘perlocution.’ Because Austin wanted to deprieve the act from the cause of
the act. Thus, Austin’s communicative act may have a causal intention, leading
to this or that effect – but that would NOT be part of the philosopher’s
interest. Suppose !p; whether the order is successful and Smith does get a job
he is promised, it hardly matters to Kant, Austin, or Grice. Interestingly,
‘indicatum’ has the same root as ‘dic-‘, to say – but surely you don’t need to
say to indicate, as in Grice’s favourite indicative mood: a hand wave signaling
that the emissor knows the route or is about to leave the emissee.
indirect
discourse, also called oratio obliqua, the use of words to
report what others say, but without direct quotation. When one says “John said,
‘Not every doctor is honest,’ “ one uses the words in one’s quotation directly
– one uses direct discourseto make an assertion about what John said. Accurate
direct discourse must get the exact words. But in indirect discourse one can
use other words than John does to report what he said, e.g., “John said that
some physicians are not honest.” The words quoted here capture the sense of
John’s assertion (the proposition he asserted). By extension, ‘indirect
discourse’ designates the use of words in reporting beliefs. One uses words to
characterize the proposition believed rather than to make a direct assertion.
When Alice says, “John believes that some doctors are not honest,” she uses the
words ‘some doctors are not honest’ to present the proposition that John
believes. She does not assert the proposition. By contrast, direct discourse,
also called oratio recta, is the ordinary use of words to make assertions.
indiscernibility: of
identicals, the principle that if A and B are identical, there is no difference
between A and B: everything true of A is true of B, and everything true of B is
true of A; A and B have just the same properties; there is no property such
that A has it while B lacks it, or B has it while A lacks it. A tempting
formulation of this principle, ‘Any two things that are identical have all
their properties in common’, verges on nonsense; for two things are never
identical. ‘A is numerically identical with B’ means that A and B are one and
the same. A and B have just the same properties because A, that is, B, has just
the properties that it has. This principle is sometimes called Leibniz’s law.
It should be distinguished from its converse, Leibniz’s more controversial
principle of the identity of indiscernibles. A contraposed form of the
indiscernibility of identicals – call it the distinctness of discernibles –
reveals its point in philosophic dialectic. If something is true of A that is
not true of B, or (to say the same thing differently) if something is true of B
that is not true of A, then A and B are not identical; they are distinct. One
uses this principle to attack identity claims. Classical arguments for dualism
attempt to find something true of the mind that is not true of anything
physical. For example, the mind, unlike everything physical, is indivisible.
Also, the existence of the mind, unlike the existence of everything physical, cannot
be doubted. This last argument shows that the distinctness of discernibles
requires great care of application in intentional contexts.
individuation: (1)
in metaphysics, a process whereby a universal, e.g., cat, becomes instantiated
in an individual – also called a particular e.g., Minina; (2) in epistemology,
a process whereby a knower discerns an individual, e.g., someone discerns
Minina. The double understanding of individuation raises two distinct problems:
identifying the causes of metaphysical individuation, and of epistemological
individuation. In both cases the causes are referred to as the principle of
individuation. Attempts to settle the metaphysical and epistemological problems
of individuation presuppose an understanding of the nature of individuality.
Individuality has been variously interpreted as involving one or more of the
following: indivisibility, difference, division within a species, identity
through time, impredicability, and non-instantiability. In general, theories of
individuation try to account variously for one or more of these. Individuation
may apply to both substances (e.g., Minina) and their features (e.g., Minina’s
fur color), generating two different sorts of theories. The theories of the
metaphysical individuation of substances most often proposed identify six types
of principles: a bundle of features (Russell); space and/or time (Boethius);
matter (Aristotle); form (Averroes); a decharacterized, sui generis component
called bare particular (Bergmann) or haecceity (Duns Scotus); and existence
(Avicenna). Sometimes several principles are combined. For example, for Aquinas
the principle of individuation is matter under dimensions (materia signata).
Two sorts of objections are often brought against these views of the metaphysical
individuation of substances. One points out that some of these theories violate
the principle of acquaintance,since they identify as individuators entities for
which there is no empirical evidence. The second argues that some of these
theories explain the individuation of substances in terms of accidents, thus
contradicting the ontological precedence of substance over accident. The two
most common theories of the epistemological individuation of substances
identify spatiotemporal location and/or the features of substances as their
individuators; we know a thing as an individual by its location in space and
time or by its features. The objections that are brought to bear against these
theories are generally based on the ineffectiveness of those principles in all
situations to account for the discernment of all types of individuals. The
theories of the metaphysical individuation of the features of substances fall
into two groups. Some identify the substance itself as the principle of
individuation; others identify some feature(s) of the substance as
individuator(s). Most accounts of the epistemological individuation of the
features of substances are similar to these views. The most common objections
to the metaphysical theories of the individuation of features attempt to show
that these theories are either incomplete or circular. It is argued, e.g., that
an account of the individuation of features in terms of substance is incomplete
because the individuation of the substance must also be accounted for: How
would one know what tree one sees, apart from its features? However, if the
substance is individuated by its features, one falls into a vicious circle.
Similar points are made with respect to the epistemological theories of the
individuation of features. Apart from the views mentioned, some philosophers
hold that individuals are individual essentially (per se), and therefore that
they do not undergo individuation. Under those conditions either there is no
need for a metaphysical principle of individuation (Ockham), or else the
principle of individuation is identified as the individual entity itself
(Suárez).
inductum: in
the narrow sense, inference to a generalization from its instances; (2) in the
broad sense, any ampliative inference – i.e., any inference where the claim
made by the conclusion goes beyond the claim jointly made by the premises.
Induction in the broad sense includes, as cases of particular interest:
argument by analogy, predictive inference, inference to causes from signs and
symptoms, and confirmation of scientific laws and theories. The narrow sense
covers one extreme case that is not ampliative. That is the case of
mathematical induction, where the premises of the argument necessarily imply
the generalization that is its conclusion. Inductive logic can be conceived
most generally as the theory of the evaluation of ampliative inference. In this
sense, much of probability theory, theoretical statistics, and the theory of
computability are parts of inductive logic. In addition, studies of scientific
method can be seen as addressing in a less formal way the question of the logic
of inductive inference. The name ‘inductive logic’ has also, however, become
associated with a specific approach to these issues deriving from the work of
Bayes, Laplace, De Morgan, and Carnap. On this approach, one’s prior
probabilities in a state of ignorance are determined or constrained by some
principle for the quantification of ignorance and one learns by conditioning on
the evidence. A recurrent difficulty with this line of attack is that the way
in which ignorance is quantified depends on how the problem is described, with
different logically equivalent descriptions leading to different prior
probabilities. Carnap laid down as a postulate for the application of his
inductive logic that one should always condition on one’s total evidence. This
rule of total evidence is usually taken for granted, but what justification is
there for it? Good pointed out that the standard Bayesian analysis of the
expected value of new information provides such a justification. Pure cost-free
information always has non-negative expected value, and if there is positive
probability that it will affect a decision, its expected value is positive.
Ramsey made the same point in an unpublished manuscript. The proof generalizes
to various models of learning uncertain evidence. A deductive account is
sometimes presented indubitability induction 425 4065h-l.qxd 08/02/1999 7:39 AM
Page 425 where induction proceeds by elimination of possibilities that would
make the conclusion false. Thus Mill’s methods of experimental inquiry are
sometimes analyzed as proceeding by elimination of alternative possibilities.
In a more general setting, the hypothetico-deductive account of science holds
that theories are confirmed by their observational consequences – i.e., by
elimination of the possibilities that this experiment or that observation
falsifies the theory. Induction by elimination is sometimes put forth as an
alternative to probabilistic accounts of induction, but at least one version of
it is consistent with – and indeed a consequence of – probabilistic accounts.
It is an elementary fact of probability that if F, the potential falsifier, is
inconsistent with T and both have probability strictly between 0 and 1, then
the probability of T conditional on not-F is higher than the unconditional
probability of T. In a certain sense, inductive support of a universal
generalization by its instances may be a special case of the foregoing, but
this point must be treated with some care. In the first place, the universal
generalization must have positive prior probability. (It is worth noting that
Carnap’s systems of inductive logic do not satisfy this condition, although
systems of Hintikka and Niiniluoto do.) In the second place, the notion of
instance must be construed so the “instances” of a universal generalization are
in fact logical consequences of it. Thus ‘If A is a swan then A is white’ is an
instance of ‘All swans are white’ in the appropriate sense, but ‘A is a white
swan’ is not. The latter statement is logically stronger than ‘If A is a swan
then A is white’ and a complete report on species, weight, color, sex, etc., of
individual A would be stronger still. Such statements are not logical
consequences of the universal generalization, and the theorem does not hold for
them. For example, the report of a man 7 feet 11¾ inches tall might actually
reduce the probability of the generalization that all men are under 8 feet
tall. Residual queasiness about the foregoing may be dispelled by a point made
by Carnap apropos of Hempel’s discussion of paradoxes of confirmation.
‘Confirmation’ is ambiguous. ‘E confirms H’ may mean that the probability of H
conditional on E is greater than the unconditional probability of H, in which
case deductive consequences of H confirm H under the conditions set forth
above. Or ‘E confirms H’ may mean that the probability of H conditional on E is
high (e.g., greater than .95), in which case if E confirms H, then E confirms
every logical consequence of H. Conflation of the two senses can lead one to
the paradoxical conclusion that E confirms E & P and thus P for any
statement, P.
inductivism, a philosophy
of science invented by Popper and P. K. Feyerabend as a foil for their own
views. According to inductivism, a unique a priori inductive logic enables one
to construct an algorithm that will compute from any input of data the best
scientific theory accounting for that data.
INDUCTUM – not DEDUCTUM
-- epapoge, Grecian term for ‘induction’. Especially in the logic of Aristotle,
epagoge is opposed to argument by syllogism. Aristotle describes it as “a move
from particulars to the universal.” E.g., premises that the skilled navigator
is the best navigator, the skilled charioteer the best charioteer, and the
skilled philosopher the best philosopher may support the conclusion by epagoge
that those skilled in something are usually the best at it. Aristotle thought
it more persuasive and clearer than the syllogistic method, since it relies on
the senses and is available to all humans. The term was later applied to
dialectical arguments intended to trap opponents. R.C. epicheirema, a
polysyllogism in which each premise represents an enthymematic argument; e.g.,
‘A lie creates disbelief, because it is an assertion that does not correspond
to truth; flattery is a lie, because it is a conscious distortion of truth;
therefore, flattery creates disbelief’. Each premise constitutes an
enthymematic syllogism. Thus, the first premise could be expanded into the
following full-fledged syllogism: ‘Every assertion that does not correspond to
truth creates disbelief; a lie is an assertion that does not correspond to
truth; therefore a lie creates disbelief’. We could likewise expand the second
premise and offer a complete argument for it. Epicheirema can thus be a
powerful tool in oral polemics, especially when one argues regressively, first
stating the conclusion with a sketch of support in terms of enthymemes, and
then if challenged to do so expanding any or all of these enthymemes into
standard categorical syllogisms.
inferentia: cf essentia, sententia,
prudentia, etc.. – see illatum -- Cf. illatio. Consequentia. Implicatio.
Grice’s implicature and what the emissor implicates as a variation on the
logical usage.
infima species (Latin,
‘lowest species’), a species that is not a genus of any other species.
According to the theory of classification, division, and definition that is
part of traditional or Aristotelian logic, every individual is a specimen of
some infima species. An infima species is a member of a genus that may in turn
be a species of a more inclusive genus, and so on, until one reaches a summum
genus, a genus that is not a species of a more inclusive genus. Socrates and
Plato are specimens of the infima specis human being (mortal rational animal),
which is a species of the genus rational animal, which is a species of the
genus animal, and so on, up to the summum genus substance. Whereas two
specimens of animal – e.g., an individual human and an individual horse – can
differ partly in their essential characteristics, no two specimens of the
infima species human being can differ in essence.
infinite-off
predicament, or ∞-off predicament.
Infinity:
“I know that there are infinitely many stars” – an example of a stupid thing to
say by the man in the street. apeiron, Grecian term meaning ‘the
boundless’ or ‘the unlimited’, which evolved to signify ‘the infinite’.
Anaximander introduced the term to philosophy by saying that the source of all
things was apeiron. There is some disagreement about whether he meant by this
the spatially antinomy apeiron unbounded, the temporally unbounded, or the
qualitatively indeterminate. It seems likely that he intended the term to
convey the first meaning, but the other two senses also happen to apply to the
spatially unbounded. After Anaximander, Anaximenes declared as his first
principle that air is boundless, and Xenophanes made his flat earth extend
downward without bounds, and probably outward horizontally without limit as
well. Rejecting the tradition of boundless principles, Parmenides argued that
“what-is” must be held within determinate boundaries. But his follower Melissus
again argued that what-is must be boundless
in both time and space for it can
have no beginning or end. Another follower of Parmenides, Zeno of Elea, argued
that if there are many substances, antinomies arise, including the consequences
that substances are both limited and unlimited apeira in number, and that they
are so small as not to have size and so large as to be unlimited in size.
Rejecting monism, Anaxagoras argued for an indefinite number of elements that
are each unlimited in size, and the Pythagorean Philolaus made limiters
perainonta and unlimiteds apeira the principles from which all things are
composed. The atomists Leucippus and Democritus conceived of a boundless
universe, partly full of an infinite number of atoms and partly void; and in
the universe are countless apeiroi worlds. Finally Aristotle arrived at an
abstract understanding of the apeiron as “the infinite,” claiming to settle
paradoxes about the boundless by allowing for real quantities to be infinitely
divisible potentially, but not actually Physics III.48. The development of the
notion of the apeiron shows how Grecian philosophers evolved ever more abstract
philosophical ideas from relatively concrete conceptions. Infinity -- Grice thougth that “There are
infinitely many stars” was a stupid thing to say -- diagonal procedure, a
method, originated by Cantor, for showing that there are infinite sets that
cannot be put in one-to-one correspondence with the set of natural numbers
i.e., enumerated. For example, the method can be used to show that the set of
real numbers x in the interval 0 ‹ x m 1 is not enumerable. Suppose x0, x1, x2,
. . . were such an enumeration x0 is the real correlated with 0; x1, the real
correlated with 1; and so on. Then consider the list formed by replacing each
real in the enumeration with the unique non-terminating decimal fraction
representing it: The first decimal fraction represents x0; the second, x1; and
so on. By diagonalization we select the decimal fraction shown by the arrows:
and change each digit xnn, taking care to avoid a terminating decimal. This
fraction is not on our list. For it differs from the first in the tenths place,
from the second in the hundredths place, and from the third in the thousandths
place, and so on. Thus the real it represents is not in the supposed
enumeration. This contradicts the original assumption. The idea can be put more
elegantly. Let f be any function such that, for each natural number n, fn is a
set of natural numbers. Then there is a set S of natural numbers such that n 1 S
S n 2 fn. It is obvious that, for each n, fn & S. Infinity -- eternal return, the doctrine that
the same events, occurring in the same sequence and involving the same things,
have occurred infinitely many times in the past and will occur infinitely many
times in the future. Attributed most notably to the Stoics and Nietzsche, the
doctrine is antithetical to philosophical and religious viewpoints that claim
that the world order is unique, contingent in part, and directed toward some
goal. The Stoics interpret eternal return as the consequence of perpetual
divine activity imposing exceptionless causal principles on the world in a
supremely rational, providential way. The world, being the best possible, can
only be repeated endlessly. The Stoics do not explain why the best world cannot
be everlasting, making repetition unnecessary. It is not clear whether
Nietzsche asserted eternal return as a cosmological doctrine or only as a
thought experiment designed to confront one with the authenticity of one’s
life: would one affirm that life even if one were consigned to live it over
again without end? On either interpretation, Nietzsche’s version, like the
Stoic version, stresses the inexorability and necessary interconnectedness of
all things and events, although unlike the Stoic version, it rejects divine
providence. infinitary logic, the logic
of expressions of infinite length. Quine has advanced the claim that firstorder
logic (FOL) is the language of science, a position accepted by many of his
followers. Howinferential justification infinitary logic 428 4065h-l.qxd
08/02/1999 7:39 AM Page 428 ever, many important notions of mathematics and
science are not expressible in FOL. The notion of finiteness, e.g., is central
in mathematics but cannot be expressed within FOL. There is no way to express
such a simple, precise claim as ‘There are only finitely many stars’ in FOL.
This and related expressive limitations in FOL seriously hamper its
applicability to the study of mathematics and have led to the study of stronger
logics. There have been various approaches to getting around the limitations by
the study of so-called strong logics, including second-order logic (where one
quantifies over sets or properties, not just individuals), generalized
quantifiers (where one adds quantifiers in addition to the usual ‘for all’ and
‘there exists’), and branching quantifiers (where notions of independence of
variables is introduced). One of the most fruitful methods has been the
introduction of idealized “infinitely long” statements. For example, the above
statement about the stars would be formalized as an infinite disjunction: there
is at most one star, or there are at most two stars, or there are at most three
stars, etc. Each of these disjuncts is expressible in FOL. The expressive
limitations in FOL are closely linked with Gödel’s famous completeness and
incompleteness theorems. These results show, among other things, that any
attempt to systematize the laws of logic is going to be inadequate, one way or
another. Either it will be confined to a language with expressive limitations,
so that these notions cannot even be expressed, or else, if they can be
expressed, then an attempt at giving an effective listing of axioms and rules
of inference for the language will fall short. In infinitary logic, the rules
of inference can have infinitely many premises, and so are not effectively
presentable. Early work in infinitary logic used cardinality as a guide:
whether or not a disjunction, conjunction, or quantifier string was permitted
had to do only with the cardinality of the set in question. It turned out that
the most fruitful of these logics was the language with countable conjunctions
and finite strings of first-order quantifiers. This language had further
refinements to socalled admissible languages, where more refined set-theoretic
considerations play a role in determining what counts as a formula. Infinitary
languages are also connected with strong axioms of infinity, statements that do
not follow from the usual axioms of set theory but for which one has other
evidence that they might well be true, or at least consistent. In particular,
compact cardinals are infinite cardinal numbers where the analogue of the
compactness theorem of FOL generalizes to the associated infinitary language. These
cardinals have proven to be very important in modern set theory. During the
1990s, some infinitary logics played a surprising role in computer science. By
allowing arbitrarily long conjunctions and disjunctions, but only finitely many
variables (free or bound) in any formula, languages with attractive closure
properties were found that allowed the kinds of inductive procedures of
computer science, procedures not expressible in FOL. -- infinite regress
argument, a distinctively philosophical kind of argument purporting to show
that a thesis is defective because it generates an infinite series when either
(form A) no such series exists or (form B) were it to exist, the thesis would
lack the role (e.g., of justification) that it is supposed to play. The mere
generation of an infinite series is not objectionable. It is misleading
therefore to use ‘infinite regress’ (or ‘regress’) and ‘infinite series’
equivalently. For instance, both of the following claims generate an infinite
series: (1) every natural number has a successor that itself is a natural
number, and (2) every event has a causal predecessor that itself is an event.
Yet (1) is true (arguably, necessarily true), and (2) may be true for all that
logic can say about the matter. Likewise, there is nothing contrary to logic
about any of the infinite series generated by the suppositions that (3) every
free act is the consequence of a free act of choice; (4) every intelligent
operation is the result of an intelligent mental operation; (5) whenever individuals
x and y share a property F there exists a third individual z which
paradigmatically has F and to which x and y are somehow related (as copies, by
participation, or whatnot); or (6) every generalization from experience is
inductively inferable from experience by appeal to some other generalization
from experience. What Locke (in the Essay concerning Human Understanding)
objects to about the theory of free will embodied in (3) and Ryle (in The
Concept of Mind) objects to about the “intellectualist leginfinite, actual
infinite regress argument 429 4065h-l.qxd 08/02/1999 7:39 AM Page 429 end”
embodied in (4) can therefore be only that it is just plain false as a matter
of fact that we perform an infinite number of acts of choice or operations of
the requisite kinds. In effect their infinite regress arguments are of form A:
they argue that the theories concerned must be rejected because they falsely
imply that such infinite series exist. Arguably the infinite regress arguments
employed by Plato (in the Parmenides) regarding his own theory of Forms and by
Popper (in the Logic of Scientific Discovery) regarding the principle of
induction proposed by Mill, are best construed as having form B, their
objections being less to (5) or (6) than to their epistemic versions: (5*) that
we can understand how x and y can share a property F only if we understand that
there exists a third individual (the “Form” z) which paradigmatically has F and
to which x and y are related; and (6*) that since the principle of induction must
itself be a generalization from experience, we are justified in accepting it
only if it can be inferred from experience by appeal to a higherorder, and
justified, inductive principle. They are arguing that because the series
generated by (5) and (6) are infinite, the epistemic enlightenment promised by
(5*) and (6*) will forever elude us. When successful, infinite regress
arguments can show us that certain sorts of explanation, understanding, or
justification are will-o’-thewisps. As Passmore has observed (in Philosophical
Reasoning) there is an important sense of ‘explain’ in which it is impossible
to explain predication. We cannot explain x’s and y’s possession of the common
property F by saying that they are called by the same name (nominalism) or fall
under the same concept (conceptualism) any more than we can by saying that they
are related to the same form (Platonic realism), since each of these is itself
a property that x and y are supposed to have in common. Likewise, it makes no
sense to try to explain why anything at all exists by invoking the existence of
something else (such as the theist’s God). The general truths that things
exist, and that things may have properties in common, are “brute facts” about
the way the world is. Some infinite regress objections fail because they are
directed at “straw men.” Bradley’s regress argument against the pluralist’s
“arrangement of given facts into relations and qualities,” from which he
concludes that monism is true, is a case in point. He correctly argues that if
one posits the existence of two or more things, then there must be relations of
some sort between them, and then (given his covert assumption that these
relations are things) concludes that there must be further relations between
these relations ad infinitum. Bradley’s regress misfires because a pluralist
would reject his assumption. Again, some regress arguments fail because they
presume that any infinite series is vicious. Aquinas’s regress objection to an
infinite series of movers, from which he concludes that there must be a prime
mover, involves this sort of confusion. -- infinity, in set theory, the
property of a set whereby it has a proper subset whose members can be placed in
one-to-one correspondence with all the members of the set, as the even integers
can be so arranged in respect to the natural numbers by the function f(x) =
x/2, namely: Devised by Richard Dedekind in defiance of the age-old intuition
that no part of a thing can be as large as the thing, this set-theoretical
definition of ‘infinity’, having been much acclaimed by philosophers like
Russell as a model of conceptual analysis that philosophers were urged to
emulate, can elucidate the putative infinity of space, time, and even God, his
power, wisdom, etc. If a set’s being denumerable – i.e., capable of having its
members placed in one-to-one correspondence with the natural numbers – can well
appear to define much more simply what the infinity of an infinite set is,
Cantor exhibited the real numbers (as expressed by unending decimal expansions)
as a counterexample, showing them to be indenumerable by means of his famous
diagonal argument. Suppose all the real numbers between 0 and 1 are placed in
one-to-one correspondence with the natural numbers, thus: Going down the
principal diagonal, we can construct a new real number, e.g., .954 . . . , not
found in the infinite “square array.” The most important result in set theory,
Cantor’s theorem, is denied its full force by the maverick followers infinity
infinity 430 4065h-l.qxd 08/02/1999 7:39 AM Page 430 of Skolem, who appeal to
the fact that, though the real numbers constructible in any standard axiomatic
system will be indenumerable relative to the resources of the system, they can
be seen to be denumerable when viewed from outside it. Refusing to accept the
absolute indenumerability of any set, the Skolemites, in relativizing the
notion to some system, provide one further instance of the allure of
relativism. More radical still are the nominalists who, rejecting all abstract
entities and sets in particular, might be supposed to have no use for Cantor’s
theorem. Not so. Assume with Democritus that there are infinitely many of his
atoms, made of adamant. Corresponding to each infinite subset of these atoms
will be their mereological sum or “fusion,” namely a certain quantity of
adamant. Concrete entities acceptable to the nominalist, these quantities can
be readily shown to be indenumerable. Whether Cantor’s still higher infinities
beyond F1 admit of any such nominalistic realization remains a largely
unexplored area. Aleph-zero or F0 being taken to be the transfinite number of
the natural numbers, there are then F1 real numbers (assuming the continuum
hypothesis), while the power set of the reals has F2 members, and the power set
of that F3 members, etc. In general, K2 will be said to have a greater number
(finite or transfinite) of members than K1 provided the members of K1 can be
put in one-to-one correspondence with some proper subset of K2 but not vice
versa. Skepticism regarding the higher infinities can trickle down even to F0,
and if both Aristotle and Kant, the former in his critique of Zeno’s paradoxes,
the latter in his treatment of cosmological antinomies, reject any actual, i.e.
completed, infinite, in our time Dummett’s return to verificationism, as
associated with the mathematical intuitionism of Brouwer, poses the keenest
challenge. Recognition-transcendent sentences like ‘The total number of stars
is infinite’ are charged with violating the intersubjective conditions required
for a speaker of a language to manifest a grasp of their meaning.
THE INFORMALISTS – A
Group under which Grice situated his post-generational Strawson and his
pre-generational Ryle. informal fallacy, an error of reasoning or tactic of
argument that can be used to persuade someone with whom you are reasoning that
your argument is correct when really it is not. The standard treatment of the
informal fallacies in logic textbooks draws heavily on Aristotle’s list, but
there are many variants, and new fallacies have often been added, some of which
have gained strong footholds in the textbooks. The word ‘informal’ indicates
that these fallacies are not simply localized faults or failures in the given
propositions (premises and conclusion) of an argument to conform to a standard
of semantic correctness (like that of deductive logic), but are misuses of the
argument in relation to a context of reasoning or type of dialogue that an
arguer is supposed to be engaged in. Informal logic is the subfield of logical
inquiry that deals with these fallacies. Typically, informal fallacies have a
pragmatic (practical) aspect relating to how an argument is being used, and
also a dialectical aspect, pertaining to a context of dialogue – normally an
exchange between two participants in a discussion. Both aspects are major
concerns of informal logic. Logic textbooks classify informal fallacies in
various ways, but no clear and widely accepted system of classification has yet
become established. Some textbooks are very inventive and prolific, citing many
different fallacies, including novel and exotic ones. Others are more
conservative, sticking with the twenty or so mainly featured in or derived from
Aristotle’s original treatment, with a few widely accepted additions. The
paragraphs below cover most of these “major” or widely featured fallacies, the
ones most likely to be encountered by name in the language of everyday educated
conversation. The genetic fallacy is the error of drawing an inappropriate
conclusion about the goodness or badness of some property of a thing from the
goodness or badness of some property of the origin of that thing. For example,
‘This medication was derived from a plant that is poisonous; therefore, even
though my physician advises me to take it, I conclude that it would be very bad
for me if I took it.’ The error is inappropriately arguing from the origin of
the medication to the conclusion that it must be poisonous in any form or
situation. The genetic fallacy is often construed very broadly making it coextensive
with the personal attack type of argument (see the description of argumentum ad
hominem below) that condemns a prior argument by condemning its source or
proponent. Argumentum ad populum (argument to the people) is a kind of argument
that uses appeal to popular sentiments to support a conclusion. Sometimes
called “appeal to the gallery” or “appeal to popular pieties” or even “mob
appeal,” this kind of argument has traditionally been portrayed as fallacious.
However, there infinity, axiom of informal fallacy 431 4065h-l.qxd 08/02/1999
7:39 AM Page 431 need be nothing wrong with appealing to popular sentiments in
argument, so long as their evidential value is not exaggerated. Even so, such a
tactic can be fallacious when the attempt to arouse mass enthusiasms is used as
a substitute to cover for a failure to bring forward the kind of evidence that
is properly required to support one’s conclusion. Argumentum ad misericordiam
(argument to pity) is a kind of argument that uses an appeal to pity, sympathy,
or compassion to support its conclusion. Such arguments can have a legitimate
place in some discussions – e.g., in appeals for charitable donations. But they
can also put emotional pressure on a respondent in argument to try to cover up
a weak case. For example, a student who does not have a legitimate reason for a
late assignment might argue that if he doesn’t get a high grade, his
disappointed mother might have a heart attack. The fallacy of composition is
the error of arguing from a property of parts of a whole to a property of the
whole – e.g., ‘The important parts of this machine are light; therefore this
machine is light.’ But a property of the parts cannot always be transferred to
the whole. In some cases, examples of the fallacy of composition are arguments
from all the parts to a whole, e.g. ‘Everybody in the country pays her debts.
Therefore the country pays its debts.’ The fallacy of division is the converse
of that of composition: the error of arguing from a property of the whole to a
property of its parts – e.g., ‘This machine is heavy; therefore all the parts
of this machine are heavy.’ The problem is that the property possessed by the
whole need not transfer to the parts. The fallacy of false cause, sometimes
called post hoc, ergo propter hoc (after this, therefore because of this), is
the error of arguing that because two events are correlated with one another,
especially when they vary together, the one is the cause of the other. For
example, there might be a genuine correlation between the stork population in
certain areas of Europe and the human birth rate. But it would be an error to
conclude, on that basis alone, that the presence of storks causes babies to be
born. In general, however, correlation is good, if sometimes weak, evidence for
causation. The problem comes in when the evidential strength of the correlation
is exaggerated as causal evidence. The apparent connection could just be
coincidence, or due to other factors that have not been taken into account,
e.g., some third factor that causes both the events that are correlated with
each other. The fallacy of secundum quid (neglecting qualifications) occurs
where someone is arguing from a general rule to a particular case, or vice
versa. One version of it is arguing from a general rule while overlooking or
suppressing legitimate exceptions. This kind of error has also often been
called the fallacy of accident. An example would be the argument ‘Everyone has
the right to freedom of speech; therefore it is my right to shout “Fire” in
this crowded theater if I want to.’ The other version of secundum quid,
sometimes also called the fallacy of converse accident, or the fallacy of hasty
generalization, is the error of trying to argue from a particular case to a
general rule that does not properly fit that case. An example would be the
argument ‘Tweetie [an ostrich] is a bird that does not fly; therefore birds do
not fly’. The fault is the failure to recognize or acknowledge that Tweetie is
not a typical bird with respect to flying. Argumentum consensus gentium
(argument from the consensus of the nations) is a kind that appeals to the
common consent of mankind to support a conclusion. Numerous philosophers and
theologians in the past have appealed to this kind of argument to support
conclusions like the existence of God and the binding character of moral
principles. For example, ‘Belief in God is practically universal among human
beings past and present; therefore there is a practical weight of presumption
in favor of the truth of the proposition that God exists’. A version of the
consensus gentium argument represented by this example has sometimes been put
forward in logic textbooks as an instance of the argumentum ad populum
(described above) called the argument from popularity: ‘Everybody believes (accepts)
P as true; therefore P is true’. If interpreted as applicable in all cases, the
argument from popularity is not generally sound, and may be regarded as a
fallacy. However, if regarded as a presumptive inference that only applies in
some cases, and as subject to withdrawal where evidence to the contrary exists,
it can sometimes be regarded as a weak but plausible argument, useful to serve
as a provisional guide to prudent action or reasoned commitment. Argumentum ad
hominem (literally, argument against the man) is a kind of argument that uses a
personal attack against an arguer to refute her argument. In the abusive or
personal variant, the character of the arguer (especially character for
veracity) is attacked; e.g., ‘You can’t believe what Smith says – he is a
liar’. In evaluating testimony (e.g., in legal cross-examination), attacking an
arguer’s character can be legitimate in some cases. Also in political debate,
character can be a legitimate issue. However, ad hominem arguinformal fallacy
informal fallacy 432 4065h-l.qxd 08/02/1999 7:39 AM Page 432 ments are commonly
used fallaciously in attacking an opponent unfairly – e.g., where the attack is
not merited, or where it is used to distract an audience from more relevant
lines of argument. In the circumstantial variant, an arguer’s personal
circumstances are claimed to be in conflict with his argument, implying that
the arguer is either confused or insincere; e.g., ‘You don’t practice what you
preach’. For example, a politician who has once advocated not raising taxes may
be accused of “flip-flopping” if he himself subsequently favors legislation to
raise taxes. This type of argument is not inherently fallacious, but it can go
badly wrong, or be used in a fallacious way, for example if circumstances changed,
or if the alleged conflict was less serious than the attacker claimed. Another
variant is the “poisoning the well” type of ad hominem argument, where an
arguer is said to have shown no regard for the truth, the implication being
that nothing he says henceforth can ever be trusted as reliable. Yet another
variant of the ad hominem argument often cited in logic textbooks is the tu
quoque (you-too reply), where the arguer attacked by an ad hominem argument
turns around and says, “What about you? Haven’t you ever lied before? You’re
just as bad.” Still another variant is the bias type of ad hominem argument,
where one party in an argument charges the other with not being honest or
impartial or with having hidden motivations or personal interests at stake. Argumentum
ad baculum (argument to the club) is a kind of argument that appeals to a
threat or to fear in order to support a conclusion, or to intimidate a
respondent into accepting it. Ad baculum arguments often take an indirect form;
e.g., ‘If you don’t do this, harmful consequences to you might follow’. In such
cases the utterance can often be taken as a threat. Ad baculum arguments are
not inherently fallacious, because appeals to threatening or fearsome sanctions
– e.g., harsh penalties for drunken driving – are not necessarily failures of
critical argumentation. But because ad baculum arguments are powerful in
eliciting emotions, they are often used persuasively as sophistical tactics in
argumentation to avoid fulfilling the proper requirements of a burden of proof.
Argument from authority is a kind of argument that uses expert opinion (de
facto authority) or the pronouncement of someone invested with an institutional
office or title (de jure authority) to support a conclusion. As a practical but
fallible method of steering discussion toward a presumptive conclusion, the
argument from authority can be a reasonable way of shifting a burden of proof.
However, if pressed too hard in a discussion or portrayed as a better
justification for a conclusion than the evidence warrants, it can become a
fallacious argumentum ad verecundiam (see below). It should be noted, however,
that arguments based on expert opinions are widely accepted both in artificial
intelligence and everyday argumentation as legitimate and sound under the right
conditions. Although arguments from authority have been strongly condemned
during some historical periods as inherently fallacious, the current climate of
opinion is to think of them as acceptable in some cases, even if they are fallible
arguments that can easily go wrong or be misused by sophistical persuaders.
Argumentum ad judicium represents a kind of knowledge-based argumentation that
is empirical, as opposed to being based on an arguer’s personal opinion or
viewpoint. In modern terminology, it apparently refers to an argument based on
objective evidence, as opposed to somebody’s subjective opinion. The term
appears to have been invented by Locke to contrast three commonly used kinds of
arguments and a fourth special type of argument. The first three types of
argument are based on premises that the respondent of the argument is taken to
have already accepted. Thus these can all be called “personal” in nature. The
fourth kind of argument – argumentum ad judicium – does not have to be based on
what some person accepts, and so could perhaps be called “impersonal.” Locke
writes that the first three kinds of arguments can dispose a person for the
reception of truth, but cannot help that person to the truth. Only the
argumentum ad judicium can do that. The first three types of arguments come
from “my shamefacedness, ignorance or error,” whereas the argumentum ad
judicium “comes from proofs and arguments and light arising from the nature of
things themselves.” The first three types of arguments have only a preparatory
function in finding the truth of a matter, whereas the argumentum ad judicium
is more directly instrumental in helping us to find the truth. Argumentum ad
verecundiam (argument to reverence or respect) is the fallacious use of expert
opinion in argumentation to try to persuade someone to accept a conclusion. In
the Essay concerning Human Understanding (1690) Locke describes such arguments
as tactics of trying to prevail on the assent of someone by portraying him as
irreverent or immodest if he does not readily yield to the authority of some
learned informal fallacy informal fallacy 433 4065h-l.qxd 08/02/1999 7:39 AM
Page 433 opinion cited. Locke does not claim, however, that all appeals to
expert authority in argument are fallacious. They can be reasonable if used
judiciously. Argumentum ad ignorantiam (argument to ignorance) takes the
following form: a proposition a is not known or proved to be true (false);
therefore A is false (true). It is a negative type of knowledge-based or presumptive
reasoning, generally not conclusive, but it is nevertheless often
non-fallacious in balance-of-consideration cases where the evidence is
inconclusive to resolve a disputed question. In such cases it is a kind of
presumption-based argumentation used to advocate adopting a conclusion
provisionally, in the absence of hard knowledge that would determine whether
the conclusion is true or false. An example would be: Smith has not been heard
from for over seven years, and there is no evidence that he is alive; therefore
it may be presumed (for the purpose of settling Smith’s estate) that he is
dead. Arguments from ignorance ought not to be pressed too hard or used with
too strong a degree of confidence. An example comes from the U.S. Senate
hearings in 1950, in which Senator Joseph McCarthy used case histories to argue
that certain persons in the State Department should be considered Communists.
Of one case he said, “I do not have much information on this except the general
statement of the agency that there is nothing in the files to disprove his
Communist connections.” The strength of any argument from ignorance depends on
the thoroughness of the search made. The argument from ignorance can be used to
shift a burden of proof merely on the basis of rumor, innuendo, or false
accusations, instead of real evidence. Ignoratio elenchi (ignorance of
refutation) is the traditional name, following Aristotle, for the fault of
failing to keep to the point in an argument. The fallacy is also called
irrelevant conclusion or missing the point. Such a failure of relevance is
essentially a failure to keep closely enough to the issue under discussion.
Suppose that during a criminal trial, the prosecutor displays the victim’s
bloody shirt and argues at length that murder is a horrible crime. The
digression may be ruled irrelevant to the question at issue of whether the
defendant is guilty of murder. Alleged failures of this type in argumentation
are sometimes quite difficult to judge fairly, and a ruling should depend on the
type of discussion the participants are supposed to be engaged in. In some
cases, conventions or institutional rules of procedure – e.g. in a criminal
trial – are aids to determining whether a line of argumentation should be
judged relevant or not. Petitio principii (asking to be granted the “principle”
or issue of the discussion to be proved), also called begging the question, is
the fallacy of improperly arguing in a circle. Circular reasoning should not be
presumed to be inherently fallacious, but can be fallacious where the circular
argument has been used to disguise or cover up a failure to fulfill a burden of
proof. The problem arises where the conclusion that was supposed to be proved
is presumed within the premises to be granted by the respondent of the
argument. Suppose I ask you to prove that this bicycle (the ownership of which
is subject to dispute) belongs to Hector, and you reply, “All the bicycles
around here belong to Hector.” The problem is that without independent evidence
that shows otherwise, the premise that all the bicycles belong to Hector takes
for granted that this bicycle belongs to Hector, instead of proving it by
properly fulfilling the burden of proof. The fallacy of many questions (also
called the fallacy of complex question) is the tactic of packing unwarranted
presuppositions into a question so that any direct answer given by the
respondent will trap her into conceding these presuppositions. The classical
case is the question, “Have you stopped beating your spouse?” No matter how the
respondent answers, yes or no, she concedes the presuppositions that (a) she
has a spouse, and (b) she has beaten that spouse at some time. Where one or
both of these presumptions are unwarranted in the given case, the use of this
question is an instance of the fallacy of many questions. The fallacy of
equivocation occurs where an ambiguous word has been used more than once in an
argument in such a way that it is plausible to interpret it in one way in one
instance of its use and in another way in another instance. Such an argument
may seem persuasive if the shift in the context of use of the word makes these
differing interpretations plausible. Equivocation, however, is generally
seriously deceptive only in longer sequences of argument where the meaning of a
word or phrase shifts subtly but significantly. A simplistic example will
illustrate the gist of the fallacy: ‘The news media should present all the
facts on anything that is in the public interest; the public interest in lives
of movie stars is intense; therefore the news media should present all the
facts on the private lives of movie stars’. This argument goes from plausible
premises to an implausible conclusion by trading on the ambiguity of ‘public
interest’. In one sense informal fallacy informal fallacy 434 4065h-l.qxd
08/02/1999 7:40 AM Page 434 it means ‘public benefit’ while in another sense it
refers to something more akin to curiosity. Amphiboly (double arrangement) is a
type of traditional fallacy (derived from Aristotle’s list of fallacies) that
refers to the use of syntactically ambiguous sentences like ‘Save soap and
waste paper’. Although the logic textbooks often cite examples of such
sentences as fallacies, they have never made clear how they could be used to
deceive in a serious discussion. Indeed, the example cited is not even an
argument, but simply an ambiguous sentence. In cases of some advertisements
like ‘Two pizzas for one special price’, however, one can see how the amphiboly
seriously misleads readers into thinking they are being offered two pizzas for
the regular price of one. Accent is the use of shifting stress or emphasis in
speech as a means of deception. For example, if a speaker puts stress on the
word ‘created’ in ‘All men were created equal’ it suggests (by implicature) the
opposite proposition to ‘All men are equal’, namely ‘Not all men are (now)
equal’. The oral stress allows the speaker to covertly suggest an inference the
hearer is likely to draw, and to escape commitment to the conclusion suggested
by later denying he said it. The slippery slope argument, in one form, counsels
against some contemplated action (or inaction) on the ground that, once taken,
it will be a first step in a sequence of events that will be difficult to
resist and will (or may or must) lead to some dangerous (or undesirable or
disastrous) outcome in the end. It is often argued, e.g., that once you allow
euthanasia in any form, such as the withdrawal of heroic treatments of dying
patients in hospitals, then (through erosion of respect for human life), you
will eventually wind up with a totalitarian state where old, feeble, or
politically troublesome individuals are routinely eliminated. Some slippery
slope arguments can be reasonable, but they should not be put forward in an
exaggerated way, supported with insufficient evidence, or used as a scare
tactic.
informal logic, also
called practical logic, the use of logic to identify, analyze, and evaluate
arguments as they occur in contexts of discourse in everyday conversations. In
informal logic, arguments are assessed on a case-by-case basis, relative to how
the argument was used in a given context to persuade someone to accept the
conclusion, or at least to give some reason relevant to accepting the
conclusion.
INFORMATIONAL. Grice
distinguishes between the indicative and the informational. “Surely it is
stupid to inform myself, but not Strawson, that it is raining. Grammarians
don’t care, but I do!” information theory, also called communication theory, a
primarily mathematical theory of communication. Prime movers in its development
include Claude Shannon, H. Nyquist, R. V. L. Hartley, Norbert Wiener,
Boltzmann, and Szilard. Original interests in the theory were largely
theoretical or applied to telegraphy and telephony, and early development clustered
around engineering problems in such domains. Philosophers (Bar-Hillel, Dretske,
and Sayre, among others) are mainly interested in information theory as a
source for developing a semantic theory of information and meaning. The
mathematical theory has been less concerned with the details of how a message
acquires meaning and more concerned with what Shannon called the “fundamental
problem of communication” – reproducing at one point either exactly or
approximately a message (that already has a meaning) selected at another point.
Therefore, the two interests in information – the mathematical and the
philosophical – have remained largely orthogonal. Information is an objective
(mind-independent) entity. It can be generated or carried by messages (words, sentences)
or other products of cognizers (interpreters). Indeed, communication theory
focuses primarily on conditions involved in the generation and transmission of
coded (linguistic) messages. However, almost any event can (and usually does)
generate information capable of being encoded or transmitted. For example,
Colleen’s acquiring red spots can contain information about Colleen’s having
the measles and graying hair can carry information about her grandfather’s
aging. This information can be encoded into messages about measles or aging
(respectively) and transmitted, but the information would exist independently
of its encoding or transmission. That is, this information would be generated
(under the right conditions) by occurrence of the measles-induced spots and the
age-induced graying themselves – regardless of anyone’s actually noticing. This
objective feature of information explains its potential for epistemic and
semantic development by philosophers and cognitive scientists. For example, in
its epistemic dimension, a single (event, message, or Colleen’s spots) that
contains informal logic information theory 435 4065h-l.qxd 08/02/1999 7:40 AM
Page 435 (carries) the information that Colleen has the measles is something
from which one (mom, doctor) can come to know that Colleen has the measles.
Generally, an event (signal) that contains the information that p is something
from which one can come to know that p is the case – provided that one’s
knowledge is indeed based on the information that p. Since information is
objective, it can generate what we want from knowledge – a fix on the way the
world objectively is configured. In its semantic dimension, information can
have intentionality or aboutness. What is happening at one place (thermometer
reading rising in Colleen’s mouth) can carry information about what is
happening at another place (Colleen’s body temperature rising). The fact that
messages (or mental states, for that matter) can contain information about what
is happening elsewhere, suggests an exciting prospect of tracing the meaning of
a message (or of a thought) to its informational origins in the environment. To
do this in detail is what a semantic theory of information is about. The
mathematical theory of information is purely concerned with information in its
quantitative dimension. It deals with how to measure and transmit amounts of
information and leaves to others the work of saying what (how) meaning or
content comes to be associated with a signal or message. In regard to amounts
of information, we need a way to measure how much information is generated by
an event (or message) and how to represent that amount. Information theory
provides the answer. Since information is an objective entity, the amount of
information associated with an event is related to the objective probability
(likelihood) of the event. Events that are less likely to occur generate more
information than those more likely to occur. Thus, to discover that the toss of
a fair coin came up heads contains more information than to discover this about
the toss of a coin biased (.8) toward heads. Or, to discover that a lie was
knowingly broadcast by a censored, state-run radio station, contains less
information than that a lie was knowingly broadcast by a non-censored, free
radio station (say, the BBC). A (perhaps surprising) consequence of associating
amounts of information with objective likelihoods of events is that some events
generate no information at all. That is, that 55 % 3125 or that water freezes
at 0oC. (on a specific occasion) generates no information at all – since these
things cannot be otherwise (their probability of being otherwise is zero).
Thus, their occurrence generates zero information. Shannon was seeking to
measure the amount of information generated by a message and the amount
transmitted by its reception (or about average amounts transmissible over a
channel). Since his work, it has become standard to think of the measure of
information in terms of reductions of uncertainty. Information is identified
with the reduction of uncertainty or elimination of possibilities represented
by the occurrence of an event or state of affairs. The amount of information is
identified with how many possibilities are eliminated. Although other measures
are possible, the most convenient and intuitive way that this quantity is
standardly represented is as a logarithm (to the base 2) and measured in bits
(short for how many binary digits) needed to represent binary decisions
involved in the reduction or elimination of possibilities. If person A chooses
a message to send to person B, from among 16 equally likely alternative
messages (say, which number came up in a fair drawing from 16 numbers), the
choice of one message would represent 4 bits of information (16 % 24 or log2 16
% 4). Thus, to calculate the amount of information generated by a selection
from equally likely messages (signals, events), the amount of information I of
the message s is calculated I(s) % logn. If there is a range of messages (s1 .
. . sN) not all of which are equally likely (letting (p (si) % the probability
of any si’s occurrence), the amount of information generated by the selection
of any message si is calculated I(si) % log 1/p(si) % –log p(si) [log 1/x %
–log x] While each of these formulas says how much information is generated by
the selection of a specific message, communication theory is seldom primarily
interested in these measures. Philosophers are interested, however. For if
knowledge that p requires receiving the information that p occurred, and if p’s
occurrence represents 4 bits of information, then S would know that p occurred
only if S received information equal to (at least) 4 bits. This may not be
sufficient for S to know p – for S must receive the right amount of information
in a non-deviant causal way and S must be able to extract the content of the
information – but this seems clearly necessary. Other measures of information
of interest in communication theory include the average information, or
entropy, of a source, information theory information theory 436 4065h-l.qxd
08/02/1999 7:40 AM Page 436 I(s) % 9p(si) $ I(si), a measure for noise (the
amount of information that person B receives that was not sent by person A),
and for equivocation (the amount of information A wanted or tried to send to B
that B did not receive). These concepts from information theory and the
formulas for measuring these quantities of information (and others) provide a
rich source of tools for communication applications as well as philosophical
applications. informed consent, voluntary agreement in the light of relevant
information, especially by a patient to a medical procedure. An example would
be consent to a specific medical procedure by a competent adult patient who has
an adequate understanding of all the relevant treatment options and their
risks. It is widely held that both morality and law require that no medical
procedures be performed on competent adults without their informed consent.
This doctrine of informed consent has been featured in case laws since the 1950s,
and has been a focus of much discussion in medical ethics. Underwritten by a
concern to protect patients’ rights to self-determination and also by a concern
with patients’ well-being, the doctrine was introduced in an attempt to
delineate physicians’ duties to inform patients of the risks and benefits of
medical alternatives and to obtain their consent to a particular course of
treatment or diagnosis. Interpretation of the legitimate scope of the doctrine
has focused on a variety of issues concerning what range of patients is
competent to give consent and hence from which ones informed consent must be
required; concerning how much, how detailed, and what sort of information must
be given to patients to yield informed consent; and concerning what sorts of
conditions are required to ensure both that there is proper understanding of
the information and that consent is truly voluntary rather than unduly
influenced by the institutional authority of the physician.
Ingarden: a leading phenomenologist,
who taught in Lvov and Cracow and became prominent in the English-speaking
world above all through his work in aesthetics and philosophy of literature.
His Literary Work of Art (German 1931, English 1973) presents an ontological
account of the literary work as a stratified structure, including word sounds
and meanings, represented objects and aspects, and associated metaphysical and
aesthetic qualities. The work forms part of a larger ontological project of
combating the transcendental idealism of his teacher Husserl, and seeks to
establish the essential difference in structure between minddependent
‘intentional’ objects and objects in reality. Ingarden’s ontological
investigations are set out in his The Controversy over the Existence of the
World (Polish 1947/48, German 1964–74, partial English translation as Time and
Modes of Being, 1964). The work rests on a tripartite division of formal,
material, and existential ontology and contains extensive analyses of the
ontological structures of individual things, events, processes, states of
affairs, properties and relations. It culminates in an attempted refutation of
idealism on the basis of an exhaustive account of the possible relations
between consciousness and reality.
inscriptum -- inscriptionalism -- nominalism. While Grice pours scorn
on the American School of Latter-Day
Nominalists, nominalism, as used by Grice is possibly a misnomer. He
doesn’t mean Occam, and Occam did not use ‘nominalismus.’ “Terminimus’ at most.
So one has to be careful. The implicature is that the nominalist calls a ‘name’
what others shouldn’t. Mind, Grice had
two nominalist friends: S. N. Hamphsire (Scepticism and meaning”) and A. M.
Quinton, of the play group! In “Properties and classes,” for the Aristotelian
Society. And the best Oxford philosophical stylist, Bradley, is also a
nominalist. There are other, more specific arguments against universals.
One is that postulating such things leads to a vicious infinite regress. For
suppose there are universals, both monadic and relational, and that when an
entity instantiates a universal, or a group of entities instantiate a
relational universal, they are linked by an instantiation relation. Suppose now
that a instantiates
the universal F. Since
there are many things that instantiate many universals, it is plausible to
suppose that instantiation is a relational universal. But if instantiation is a
relational universal, when a instantiates F, a, F and
the instantiation relation are linked by an instantiation relation. Call this
instantiation relation i2 (and suppose it, as is plausible, to be
distinct from the instantiation relation (i1) that links a and F). Then
since i2 is
also a universal, it looks as if a, F, i1 and i2 will have to
be linked by another instantiation relation i3, and so on ad infinitum.
(This argument has its source in Bradley 1893, 27–8.)
insinuatum: Oddly, Ryle found an ‘insinuation’ abusive, which Russell
found abusive. When McGuinness listed the abusive terms by Gellner,
‘insinuation’ was one of them, so perhaps Grice should take note! insinuation
insinuate. The etymology is abscure. Certainly not Ciceronian. A bit of
linguistic botany, “E implicates that p” – implicate to do duty for, in
alphabetic order: mean, suggest, hint, insinuate, indicate, implicitly convey,
indirectly convey, imply. Intransitive meaning "hint obliquely" is from
1560s. The problem is that Grice possibly used it transitively, with a
‘that’-clause. “Emissor E communicates that p, via insinuation,” i.e. E
insinuates that p.” In fact, there’s nothing odd with the ‘that’-clause
following ‘insinuate.’ Obviosuly, Grice will be saying that what is a mere
insinuation it is taken by Austin, Strawson, Hart or Hare or Hampshire – as he
criticizes him in the “Mind” article on intention and certainty -- (to restrict
to mistakes by the play group) as part of the ‘analysans.’ `Refs. D. Holdcroft,
“Forms of indirect communication,” Journal of Rhetoric.
insolubilia, sentences
embodying a semantic antinomy such as the liar paradox. Insolubilia were used
by late medieval logicians to analyze self-nullifying sentences, the
possibility that all sentences imply that they are true, and the relation
between spoken, written, and mental language. At first, theorists focused on
nullification to explicate a sentence like ‘I am lying’, which, when spoken,
entails that the speaker “says nothing.” Bradwardine suggested that such
sentences signify that they are at once true and false, prompting Burley to
argue that all sentences imply that they are true. Roger Swineshead used insolubilia
to distinguish between truth and correspondence to reality; while ‘This
sentence is false’ is itself false, it corresponds to reality, while its
contradiction, ‘This sentence is not false,’ does not, although the latter is
also false. Later, Wyclif used insolubilia to describe the senses in which a
sentence can be true, which led to his belief in the reality of logical beings
or entities of reason, a central tenet of his realism. Pierre d’Ailly used
insolubilia to explain how mental language differs from spoken and written
language, holding that there are no mental language insolubles, but that spoken
and written language lend themselves to the phenomenon by admitting a single
sentence corresponding to two distinct mental sentences.
institution – Grice
speaks of the institution of decision as the goal of conversation --
institution. (1) An organization such as a corporation or college. (2) A social
practice such as marriage or making promises. (3) A system of rules defining a
possible form of social organization, such as capitalist versus Communist
principles of economic exchange. In light of the power of institutions to shape
societies and individual lives, writers in professional ethics have explored
four main issues. First, what political and legal institutions are feasible,
just, and otherwise desirable (Plato, Republic; Rawls, A Theory of Justice)?
Second, how are values embedded in institutions through the constitutive rules
that define them (for example, “To promise is to undertake an obligation”), as
well as through regulatory rules imposed on them from outside, such that to
participate in institutions is a value-laden activity (Searle, Speech Acts,
1969)? Third, do institutions have collective responsibilities or are the only
responsibilities those of individuals, and in general how are the
responsibilities of individuals, institutions, and communities related? Fourth,
at a more practical level, how can we prevent institutions from becoming
corrupted by undue regard for money and power (MacIntyre, After Virtue, 1981)
and by patriarchal prejudices (Susan Moller Okin, Justice, Gender, and the
Family, 1989)? -- institutional theory of art, the view that something becomes
an artwork by virtue of occupying a certain position within the context of a set
of institutions. George Dickie originated this theory of art (Art and the
Aesthetic, 1974), which was derived loosely from Arthur Danto’s “The Artworld”
(Journal of Philosophy, 1964). In its original form it was the view that a work
of art is an artifact that has the status of candidate for appreciation
conferred upon it by some person acting on behalf of the art world. That is,
there are institutions – such as museums, galleries, and journals and
newspapers that publish reviews and criticism – and there are individuals who
work within those institutions – curators, directors, dealers, performers,
critics – who decide, by accepting objects or events for discussion and
display, what is art and what is not. The concept of artifactuality may be
extended to include found art, conceptual art, and other works that do not
involve altering some preexisting material, by holding that a use, or context
for display, is sufficient to make something into an artifact. This definition
of art raises certain questions. What determines – independently of such
notions as a concern with art – whether an institution is a member of the art
world? That is, is the definition ultimately circular? What is it to accept
something as a candidate for appreciation? Might not this concept also threaten
circularity, since there could be not only artistic but also other kinds of
appreciation?
Griceian aesthetic
instrumetalism according to Catherine Lord. instrumentalism, in its most common
meaning, a kind of anti-realistic view of scientific theories wherein theories
are construed as calculating devices or instruments for conveniently moving
from a given set of observations to a predicted set of observations. As such
the theoretical statements are not candidates for truth or reference, and the theories
have no ontological import. This view of theories is grounded in a positive
distinction between observation statements and theoretical statements, and the
according of privileged epistemic status to the former. The view was
fashionable during the era of positivism but then faded; it was recently
revived, in large measure owing to the genuinely perplexing character of
quantum theories in physics. ’Instrumentalism’ has a different and much more
general meaning associated with the pragmatic epistemology of Dewey. Deweyan
instrumentalism is a general functional account of all concepts (scientific
ones included) wherein the epistemic status of concepts and the rationality
status of actions are seen as a function of their role in integrating,
predicting, and controlling our concrete interactions with our experienced
world. There is no positivistic distinction instantiation instrumentalism 438
4065h-l.qxd 08/02/1999 7:40 AM Page 438 between observation and theory, and
truth and reference give way to “warranted assertability.”
intellectus (dianoia) “intelligere,” originally
meaning to comprehend, appeared frequently in Cicero, then underwent a slippage
in its passive form, “intelligetur,” toward to understand, to communicate, to
mean, ‘to give it to be understood.’ What is understood – INTELLECTUM -- by an
expression can be not only its obvious sense but also something that is
connoted, implied, insinuated, IMPLICATED, as Grice would prefer. Verstand,
corresponding to Greek dianoia and Latin intellectio] Kant distinguished
understanding from sensibility and reason. While sensibility is receptive,
understanding is spontaneous. While understanding is concerned with the range
of phenomena and is empty without intuition, reason, which moves from judgment
to judgment concerning phenomena, is tempted to extend beyond the limits of
experience to generate fallacious inferences. Kant claimed that the main act of
understanding is judgment and called it a faculty of judgment. He claimed that
there is an a priori concept or category corresponding to each kind of judgment
as its logical function and that understanding is constituted by twelve
categories. Hence understanding is also a faculty of concepts. Understanding
gives the synthetic unity of appearance through the categories. It thus brings
together intuitions and concepts and makes experience possible. It is a
lawgiver of nature. Herder criticized Kant for separating sensibility and
understanding. Fichte and Hegel criticized him for separating understanding and
reason. Some neo-Kantians criticized him for deriving the structure of
understanding from the act of judgment. “Now we can reduce all acts of the
understanding to judgements, and the understanding may therefore be represented
as a faculty of judgement.” Kant, Critique of Pure Reason Intellectus
-- dianoia, Grecian term for the faculty of thought, specifically of drawing
conclusions from assumptions and of constructing and following arguments. The
term may also designate the thought that results from using this faculty. We
would use dianoia to construct a mathematical proof; in contrast, a being if there is such a being it would be a
god that could simply intuit the truth
of the theorem would use the faculty of intellectual intuition, noûs. In
contrast with noûs, dianoia is the distinctly human faculty of reason. Plato
uses noûs and dianoia to designate, respectively, the highest and second levels
of the faculties represented on the divided line Republic 511de. PLATO. E.C.H. dialectical argument dianoia
233 233 dichotomy paradox. Refs: Grice,
“The criteria of intelligence.”
intensionalism: Grice finds a way to relieve a
predicate that is vacuous from the embarrassing consequence of denoting or
being satisfied by the empty set. Grice exploits the nonvoidness of a predicate
which is part of the definition of the void predicate. Consider the
vacuous predicate:‘... is married to a daughter of an English queen and a
pope.'The class '... is a daugther of an English queen and a pope.'is
co-extensive with the predicate '... stands in relation to a
sequence composed of the class married to, daughters, English queens, and
popes.'We correlate the void predicate with the sequence composed of
relation R, the set ‘married to,’ the set ‘daughters,’ the set ‘English
queens,’ and the set ‘popes.'Grice uses this sequence, rather than the empty
set, to determine the explanatory potentiality of a void predicate. The
admissibility of a nonvoid predicate in an explanation of a possible phenomenon
(why it would happen if it did happen) may depends on the availability of a
generalisation whithin which the predicate specifies the antecedent
condition. A non-trivial generalisations of this sort is certainly
available if derivable from some further generalisation involving a less specific
antecedent condition, supported by an antecedent condition that is specified by
means a nonvoid predicate. intension, the meaning or connotation
of an expression, as opposed to its extension or denotation, which consists of
those things signified by the expression. The intension of a declarative
sentence is often taken to be a proposition and the intension of a predicate
expression (common noun, adjective) is often taken to be a concept. For Frege,
a predicate expression refers to a concept and the intension or Sinn (“sense”)
of a predicate expression is a mode of presentation distinct from the concept.
Objects like propositions or concepts that can be the intension of terms are
called intensional objects. (Note that ‘intensional’ is not the same word as
‘intentional’, although the two are related.) The extension of a declarative
sentence is often taken to be a state of affairs and that of a predicate
expression to be the set of objects that fall under the concept which is the
intension of the term. Extension is not the same as reference. For example, the
term ‘red’ may be said to refer to the property redness but to have as its
extension the set of all red things. Alternatively properties and relations are
sometimes taken to be intensional objects, but the property redness is never
taken to be part of the extension of the adjective ‘red’. intensionality,
failure of extensionality. A linguistic context is extensional if and only if
the extension of the expression obtained by placing any subexpression in that
context is the same as the extension of the expression obtained by placing in
that context any subexpression with the same extension as the first
subexpression. Modal, intentional, and direct quotational contexts are main
instances of intensional contexts. Take, e.g., sentential contexts. The
extension of a sentence is its truth or falsity (truth-value). The extension of
a definite description is what it is true of: ‘the husband of Xanthippe’ and
‘the teacher of Plato’ have the same extension, for they are true of the same
man, Socrates. Given this, it is easy to see that ‘Necessarily, . . . was
married to Xanthippe’ is intensional, for ‘Necessarily, the husband of
Xanthippe was married to Xanthippe’ is true, but ‘Necessarily, the teacher of
Plato was married to Xanthippe’ is not. Other modal terms that generate
intensional contexts include ‘possibly’, ‘impossibly’, ‘essentially’,
‘contingently’, etc. Assume that Smith has heard of Xanthippe but not Plato.
‘Smith believes that . . . was married to Xanthippe’ is intensional, for ‘Smith
believes that the husband of Xanthippe was married to Xanthippe’ is true, but
‘Smith believes that the teacher of Plato was married to Xanthippe’ is not.
Other intentional verbs that generate intensional contexts include ‘know’, ‘doubt’,
‘wonder’, ‘fear’, ‘intend’, ‘state’, and ‘want’. ‘The fourth word in “. . . “
has nine letters’ is intensional, for ‘The fourth word in “the husband of
Xanthippe” has nine letters’ is true but ‘the fourth word in “the teacher of
Plato” has nine letters’ is not. intensional logic, that part of deductive
logic which treats arguments whose validity or invalidity depends on strict
difference, or identity, of meaning. The denotation of a singular term (i.e., a
proper name or definite description), the class of things of which a predicate
is true, and the truth or falsity (the truth-value) of a sentence may be called
the extensions of these respective linguistic expressions. Their intensions are
their meanings strictly so called: the (individual) concept conveyed by the
singular term, the property expressed by the predicate, and the proposition
asserted by the sentence. The most extensively studied part of formal logic
deals largely with inferences turning only on extensions. One principle of
extensional logic is that if two singular terms have identical denotations, the
truth-values of corresponding sentences containing the terms are identical.
Thus the inference from ‘Bern is the capital of Switzerland’ to ‘You are in
Bern if and only if you are in the capital of Switzerland’ is valid. But this
is invalid: ‘Bern is the capital of Switzerland. Therefore, you believe that
you are in Bern if and only if you believe that you are in the capital of
Switzerland.’ For one may lack the belief instrumental rationality intensional
logic 439 4065h-l.qxd 08/02/1999 7:40 AM Page 439 that Bern is the capital of
Switzerland. It seems that we should distinguish between the intensional
meanings of ‘Bern’ and of ‘the capital of Switzerland’. One supposes that only
a strict identity of intension would license interchange in such a context, in
which they are in the scope of a propositional attitude. It has been questioned
whether the idea of an intension really applies to proper names, but parallel
examples are easily constructed that make similar use of the differences in the
meanings of predicates or of whole sentences. Quite generally, then, the
principle that expressions with the same extension may be interchanged with
preservation of extension of the containing expression, seems to fail for such
“intensional contexts.” The range of expressions producing such sensitive
contexts includes psychological verbs like ‘know’, ‘believe’, ‘suppose’,
‘assert’, ‘desire’, ‘allege’, ‘wonders whether’; expressions conveying modal
ideas such as necessity, possibility, and impossibility; some adverbs, e.g.
‘intentionally’; and a large number of other expressions – ’prove’, ‘imply’,
‘make probable’, etc. Although reasoning involving some of these is well
understood, there is not yet general agreement on the best methods for dealing
with arguments involving many of these notions.
intentionalism: Grice analyses ‘intend’ in two prongs; the first is a
willing-clause, and the second is a causal clause about the willing causing the
action. It’s a simplified account that he calls Prichardian because he relies
on ‘willin that.’ The intender intends that some action takes place. It does
not have to be an action by the intender. Cf. Suppes’s specific section. when
Anscombe comes out with her “Intention,” Grice’s Play Group does not know what
to do. Hampshire is almost finished with his “Thought and action” that came out
the following year. Grice is lecturing on how a “dispositional” reductive
analysis of ‘intention’ falls short of his favoured instrospectionalism. Had he
not fallen for an intention-based semantics (or strictly, an analysis of
"U means that p" in terms of U intends that p"), Grice
would be obsessed with an analysis of ‘intending that …’ James makes an
observation about the that-clause. I will that the distant table slides over
the floor toward me. It does not. The Anscombe Society. Irish-born Anscombe’s
views are often discussed by Oxonian philosophers. She brings Witters to the
Dreaming Spires, as it were. Grice is especially connected with Anscombes
reflections on intention. While he favoures an approach such as that of
Hampshire in Thought and Action, Grice borrows a few points from Anscombe, notably
that of direction of fit, originally Austin’s. Grice explicitly refers to
Anscombe in “Uncertainty,” and in his reminiscences he hastens to add that
Anscombe would never attend any of the Saturday mornings of the play group, as
neither does Dummett. The view of Ryle is standardly characterised as a
weaker or softer version of behaviourism According to this standard
interpretation, the view by Ryle is that a statements containin this or that
term relating to the ‘soul’ can be translated, without loss of meaning, into an
‘if’ utterance about what an agent does. So Ryle, on this account, is to be
construed as offering a dispositional analysis of a statement about the soul
into a statement about behaviour. It is conceded that Ryle does not confine a
description of what the agent does to purely physical behaviour—in terms, e. g.
of a skeletal or a muscular description. Ryle is happy to speak of a
full-bodied action like scoring a goal or paying a debt. But the soft
behaviourism attributed to Ryle still attempts an analysis or translation of
statement about the soul into this or that dispositional statement which is
itself construed as subjunctive if describing what the agent does. Even this
soft behaviourism fails. A description of the soul is not analysable or
translatable into a statement about behaviour or praxis even if this
is allowed to include a non-physical descriptions of action. The list of
conditions and possible behaviour is infinite since any one proffered
translation may be ‘defeated,’ as Hart and Hall would say, by a slight
alteration of the circumstances. The defeating condition in any particular case
may involve a reference to a fact about the agent’s soul, thereby rendering the
analysis circular. In sum, the standard interpretation of Ryle construes him as
offering a somewhat weakened form of reductive behaviourism whose reductivist
ambition, however weakened, is nonetheless futile. This characterisation
of Ryle’s programme is wrong. Although it is true that he is keen to point out
the disposition behind this or that concept about the soul, it would be wrong
to construe Ryle as offering a programme of analysis of a ‘soul’ predicate in
terms of an ‘if’ utterance. The relationship between a ‘soul’ predicate and the
‘if’ utterance with which he unpack it is other than that required by this kind
of analysis. It is helpful to keep in mind that Ryle’s target is the
official doctrine with its eschatological commitment. Ryle’s argument serves to
remind one that we have in a large number of cases ways of telling or settling
disputes, e. g., about someone’s character or intellect. If A disputes a
characterisation of Smith as willing that p, or judging that p, B may point to
what Smith says and does in defending the attribution, as well as to features
of the circumstances. But the practice of giving a reason of this kind to
defend or to challenge an ascription of a ‘soul’ predicates would be put under
substantial pressure if the official doctrine is correct. For Ryle to
remind us that we do, as a matter of fact, have a way of settling disputes
about whether Smith wills that he eat an apple is much weaker than saying that
the concept of willing is meaningless unless it is observable or verifiable; or
even that the successful application of a soul predicate requires that we have
a way of settling a dispute in every case. Showing that a concept is one for
which, in a large number of cases, we have an agreement-reaching procedure,
even if it do not always guarantee success, captures an important point,
however: it counts against any theory of, e. g., willing that would render it
unknowable in principle or in practice whether or not the concept is
correctly applied in every case. And this is precisely the problem with the
official doctrine (and is still a problem, with some of its progeny. Ryle
points out that there is a form of dilemma that pits the reductionist against
the dualist: those whose battle-cry is ‘nothing but…’ and those who insist
on ‘something else as well.’ Ryle attempts a dissolution of the dilemma by
rejecting the two horns; not by taking sides with either one, though part of
what dissolution requires in this case, as in others, is a description of how
each side is to be commended for seeing what the other side does not, and
criticised for failing to see what the other side does. The attraction of
behaviourism, Ryle reminds us, is simply that it does not insist on an occult
happening as the basis upon which a ‘soul’ term is given meaning, and points to
a perfectly observable criterion that is by and large employed when we are
called upon to defend or correct our employment of a ‘soul’ term. The problem with
behaviourism is that it has a too-narrow view both of what counts as behaviour
and of what counts as observable. Then comes Grice to play with meaning and
intending, and allowing for deeming an avowal of this or that souly state as,
in some fashion, incorrigible. For Grice, while U does have, ceteris paribus
privileged access to each state of his soul, only his or that avowal of this or
that souly state is deemed incorrigible. This concerns communication as
involving intending. Grice goes back to this at Brighton. He plays with G
judges that it is raining, G judges that G judges that it is raining. Again,
Grice uses a subscript: “G judges2 that it is raining.” If now G
expresses that it is raining, G judges2 that it is raining. A
second-order avowal is deemed incorrigible. It is not surprising the the
contemporary progeny of the official doctrine sees a behaviourist in Grice. Yet
a dualist is badly off the mark in his critique of Grice. While Grice does
appeal to a practice and a habif, and even the more technical ‘procedure’ in
the ordinary way as ‘procedure’ is used in ordinary discussion. Grice does not
make a technical concept out of them as one expect of some behavioural
psychologist, which he is not. He is at most a philosophical psychologist, and
a functionalist one, rather than a reductionist one. There is nothing in any
way that is ‘behaviourist’ or reductionist or physicalist about Grice’s talk.
It is just ordinary talk about behaviour. There is nothing exceptional in
talking about a practice, a customs, or a habit regarding communication. Grice
certainly does not intend that this or that notion, as he uses it, gives anything
like a detailed account of the creative open-endedness of a
communication-system. What this or that anti-Griceian has to say IS essentially
a diatribe first against empiricism (alla Quine), secondarily against a
Ryle-type of behaviourism, and in the third place, Grice. In more reasoned and
dispassionate terms, one would hardly think of Grice as a behaviourist (he in
fact rejects such a label in “Method”), but as an intentionalist. When we call
Grice an intentionalist, we are being serious. As a modista, Grice’s keyword is
intentionalism, as per the good old scholastic ‘intentio.’ We hope so. This is
Aunt Matilda’s conversational knack. Grice keeps a useful correspondence with
Suppes which was helpful. Suppes takes Chomsky more seriously than an Oxonian
philosopher would. An Oxonian philosopher never takes Chomsky too seriously. Granted,
Austin loves to quote “Syntactic Structures” sentence by sentence for fun,
knowing that it would never count as tutorial material. Surely “Syntactic
Structures” would not be a pamphlet a member of the play group would use to
educate his tutee. It is amusing that when he gives the Locke lectures, Chomsky
cannot not think of anything better to do but to criticise Grice, and citing him
from just one reprint in the collection edited by, of all people, Searle. Some
gratitude. The references are very specific to Grice. Grice feels he needs to
provide, he thinks, an analysis ‘mean’ as metabolically applied to an expression.
Why? Because of the implicatum. By uttering x (thereby explicitly conveying
that p), U implicitly conveys that q iff U relies on some procedure in his and
A’s repertoire of procedures of U’s and A’s communication-system. It is this
talk of U’s being ‘ready,’ and ‘having a procedure in his repertoire’ that
sounds to New-World Chomsky too Morrisian, as it does not to an Oxonian.
Suppes, a New-Worlder, puts himself in Old-Worlder Grice’s shoes about this. Chomsky
should never mind. When an Oxonian philosopher, not a psychologist, uses ‘procedure’
and ‘readiness,’ and having a procedure in a repertoire, he is being Oxonian
and not to be taken seriously, appealing to ordinary language, and so on.
Chomsky apparently does get it. Incidentally, Suppess has defended Grice
against two other targets, less influential. One is Hungarian-born J. I. Biro,
who does not distinguish between reductive analysis and reductionist analysis,
as Grice does in his response to Somervillian Rountree-Jack. The other target
is perhaps even less influential: P. Yu in a rather simplistic survey of the
Griceian programme for a journal that Grice finds too specialized to count, “Linguistics
and Philosophy.” Grice is always ashamed and avoided of being described as “our
man in the philosophy of language.” Something that could only have happened in
the Old World in a red-brick university, as Grice calls it. Suppes contributes to PGRICE with an
excellent ‘The primacy of utterers meaning,’ where he addresses what he rightly
sees as an unfair characterisations of Grice as a behaviourist. Suppes’s use of
“primacy” is genial, since its metabole which is all about. Biro actually responds
to Suppes’s commentary on Grice as proposing a reductive but not reductionist
analysis of meaning. Suppes rightly characterises Grice as an Oxonian ‘intentionalist’
(alla Ogden), as one would characterize Hampshire, with philosophical
empiricist, and slightly idealist, or better ideationalist, tendencies, rather.
Suppes rightly observes that Grice’ use of such jargon is meant to impress.
Surely there are more casual ways of referring to this or that utterer having a
basic procedure in his repertoire. It is informal and colloquial, enough,
though, rather than behaviouristically, as Ryle would have it. Grice is very
happy that in the New World Suppes teaches him how to use ‘primacy’ with a
straight face! Intentionalism is also all the vogue in Collingwood reading
Croce, and Gardiner reading Marty via Ogden, and relates to expression. In his
analysis of intending Grice is being very Oxonian, and pre-Austinian: relying,
just to tease leader Austin, on Stout, Wilson, Bosanquet, MacMurray, and
Pritchard. Refs.: There are two sets of essays. An early one on ‘disposition
and intention,’ and the essay for The British Academy (henceforth, BA). Also
his reply to Anscombe and his reply to Davidson. There is an essay on the
subjective condition on intention. Obviously, his account of communication has
been labeled the ‘intention-based semantic’ programme, so references under
‘communication’ above are useful. BANC.Grice's reductIOn, or partial reduction
anyway, of meamng to intention places a heavy load on the theory of intentions.
But in the articles he has written about these matters he has not been very
explicit about the structure of intentIOns. As I understand his position on
these matters, it is his view that the defence of the primacy of utterer's
meaning does not depend on having worked out any detailed theory of intention.
It IS enough to show how the reduction should be thought of in a schematic
fashion in order to make a convincing argument. I do think there is a fairly
straightforward extenSIOn of Grice's ideas that provides the right way of
developing a theory of intentIOns appropnate for Ius theory of utterer's
meaning. Slightly changing around some of the words m Grice we have the
following The Primacy of Utterer's Meaning 125 example. U utters '''Fido is
shaggy", if "U wants A to think that U thinks that Jones's dog is
hairy-coated.'" Put another way, U's intention is to want A to think U
thinks that Jones's dog is hairy-coated. Such intentions clearly have a
generative structure similar but different from the generated syntactic
structure we think of verbal utterances' having. But we can even say that the
deep structures talked about by grammarians of Chomsky's ilk could best be
thought of as intentions. This is not a suggestion I intend to pursue
seriously. The important point is that it is a mistake to think about
classifications of intentions; rather, we should think in terms of mechanisms
for generating intentions. Moreover, it seems to me that such mechanisms in the
case of animals are evident enough as expressed in purposeful pursuit of prey
or other kinds of food, and yet are not expressed in language. In that sense
once again there is an argument in defence of Grice's theory. The primacy of
utterer's meaning has primacy because of the primacy of intention. We can have
intentions without words, but we cannot have words of any interest without
intentions. In this general context, I now turn to Biro's (1979) interesting
criticisms of intentionalism in the theory of meaning. Biro deals from his own
standpoint with some of the issues I have raised already, but his central
thesis about intention I have not previously discussed. It goes to the heart of
controversies about the use of the concept of intention to explain the meaning
of utterances. Biro puts his point in a general way by insisting that utterance
meaning must be separate from and independent of speaker's meaning or, in the
terminology used here, utterer's meaning. The central part of his argument is
his objection to the possibility of explaining meaning in terms of intentions.
Biro's argument goes like this: 1. A central purpose of speech is to enable
others to learn about the speaker's intentions. 2. It will be impossible to
discover or understand the intentions of the speaker unless there are
independent means for understanding what he says, since what he says will be
primary evidence about his intentions. 3. Thus the meaning of an utterance must
be conceptually independent of the intentions of the speaker. This is an
appealing positivistic line. The data relevant to a theory or hypothesis must
be known independently of the hypothesis. Biro is quick to state that he is not
against theoretical entities, but the way in which he separates theoretical
entities and observable facts makes clear the limited role he wants them to
play, in this case the theoretical entities being intentions. The central idea
is to be found in the following passage: The point I am insisting on here is
merely that the ascription of an intention to an agent has the character of an
hypothesis, something invoked to explain phenomena which may be described
independently of that explanation (though not necessarily independently of the
fact that they fall into a class for which the hypothesis in question generally
or normally provides an explanation). (pp. 250-1.) [The italics are Biro's.]
Biro's aim is clear from this quotation. The central point is that the data
about intentions, namely, the utterance, must be describable independently of
hypotheses about the intentions. He says a little later to reinforce this: 'The
central pointis this: it is the intention-hypothesis that is revisable, not the
act-description' (p. 251). Biro's central mistake, and a large one too, is to
think that data can be described independently of hypotheses and that somehow
there is a clean and simple version of data that makes such description a
natural and inevitable thing to have. It would be easy enough to wander off
into a description of such problems in physics, where experiments provide a
veritable wonderland of seemingly arbitrary choices about what to include and
what to exclude from the experimental experience as 'relevant data', and where
the arbitrariness can only be even partly understood on the basis of
understanding the theories bemg tested. Real data do not come in simple linear
strips like letters on the page. Real experiments are blooming confusions that
never get sorted out completely but only partially and schematically, as
appropriate to the theory or theories being tested, and in accordance with the
traditions and conventions of past similar experiments. makes a point about the
importance of convention that I agree but it is irrelevant to my central of
controversy with What I say about
experiments is even more true of undisciplined and unregulated human
interactiono Experiments, especially in physics, are presumably among the best
examples of disciplined and structured action. Most conversations, in contrast,
are really examples of situations of confusion that are only straightened out
under strong hypotheses of intentions on the of speakers and listeners as well.
There is more than one level at which the takes The Primacy of Utterer's
Meaning 127 place through the beneficent use of hypotheses about intentions. I
shall not try to deal with all of them here but only mention some salient
aspects. At an earlier point, Biro says:The main reason for introducing
intentions into some of these analyses is precisely that the public (broadly
speaking) features of utterances -the sounds made, the circumstances in which
they are made and the syntactic and semantic properties of these noises
considered as linguistic items-are thought to be insufficient for the
specification of that aspect of the utterance which we call its meaning. [po
244.] If we were to take this line of thought seriously and literally, we would
begin with the sound pressure waves that reach our ears and that are given the
subtle and intricate interpretation required to accept them as speech. There is
a great variety of evidence that purely acoustical concepts are inadequate for
the analysis of speech. To determine the speech content of a sound pressure
wave we need extensive hypotheses about the intentions that speakers have in
order to convert the public physical features of utterances into intentional
linguistic items. Biro might object at where I am drawing the line between
public and intentional, namely, at the difference between physical and
linguistic, but it would be part of my thesis that it is just because of
perceived and hypothesized intentions that we are mentally able to convert sound
pressure waves into meaningful speech. In fact, I can envisage a kind of
transcendental argument for the existence of intentions based on the
impossibility from the standpoint of physics alone of interpreting sound
pressure waves as speech. Biro seems to have in mind the nice printed sentences
of science and philosophy that can be found on the printed pages of treatises
around the world. But this is not the right place to begin to think about
meaning, only the end point. Grice, and everybody else who holds an intentional
thesis about meaning, recognizes the requirement to reach an account of such
timeless sentence meaning or linguistic meaning.In fact, Grice is perhaps more
ready than I am to concede that such a theory can be developed in a relatively straightforward
manner. One purpose of my detailed discussion of congruence of meaning in the
previous section is to point out some of the difficulties of having an adequate
detailed theory of these matters, certainly an adequate detailed theory of the
linguistic meaning or the sentence meaning. Even if I were willing to grant the
feasibility of such a theory, I would not grant the use of it that Biro has
made. For the purposes of this discussion printed text may be accepted as
well-defined, theoryindependent data. (There are even issues to be raised about
the printed page, but ones that I will set aside in the present context. I have
in mind the psychological difference between perception of printed letters,
words, phrases, or sentences, and that of related but different nonlinguistic
marks on paper.) But no such data assumptions can be made about spoken speech.
Still another point of attack on Biro's positivistic line about data concerns
the data of stress and prosody and their role in fixing the meaning of an
utterance. Stress and prosody are critical to the interpretation of the
intentions of speakers, but the data on stress and prosody are fleeting and
hard to catch on the fly_ Hypotheses about speakers' intentions are needed even
in the most humdrum interpret atins of what a given prosodic contour or a given
point of stress has contributed to the meaning of the utterance spoken. The
prosodic contour and the points of stress of an utterance are linguistic data,
but they do not have the independent physical description Biro vainly hopes
for. Let me put my point still another way. I do not deny for a second that
conventions and traditions of speech play a role in fixing the meaning of a
particular utterance on a particular occasion. It is not a matter of interpretmg
afresh, as if the universe had just begun, a particular utterance in terms of
particular intentions at that time and place without dependence upon past prior
mtentions and the traditions of spoken speech that have evolved in the
community of which the speaker and listener are a part. It is rather that
hypotheses about intentions are operating continually and centrally in the
interpretation of what is said. Loose, live speech depends upon such active
'on-line' interpretation of intention to make sense of what has been said. If
there were some absolutely agreed-upon concept of firm and definite linguistlc
meaning that Biro and others could appeal to, then it might be harder to make
the case I am arguing for. But I have already argued in the discussion of
congruence of meaning that this is precisely what is not the case. The absence
of any definite and satisfactory theory of linguistic meaning argues also for
movmg back to the more concrete and psychologically richer concept of utterer's
meaning. This is the place to begin the theory of meaning, and this Itself
rests to a very large extent on the concept of intention -- intention, (1) a
characteristic of action, as when one acts intentionally or with a certain
intention; (2) a feature of one’s mind, as when one intends (has an intention)
to act in a certain way now or in the future. Betty, e.g., intentionally walks
across the room, does so with the intention of getting a drink, and now intends
to leave the party later that night. An important question is: how are (1) and
(2) related? (See Anscombe, Intention, 1963, for a groundbreaking treatment of
these and other basic problems concerning intention.) Some philosophers see
acting with an intention as basic and as subject to a three-part analysis. For
Betty to walk across the room with the intention of getting a drink is for
Betty’s walking across the room to be explainable (in the appropriate way) by
her desire or (as is sometimes said) pro-attitude in favor of getting a drink
and her belief that walking across the room is a way of getting one. On this
desire-belief model (or wantbelief model) the main elements of acting with an
intention are (a) the action, (b) appropriate desires (pro-attitudes) and
beliefs, and (c) an appropriate explanatory relation between (a) and (b). (See
Davidson, “Actions, Reasons, and Causes” in Essays on Actions and Events,
1980.) In explaining (a) in terms of (b) we give an explanation of the action
in terms of the agent’s purposes or reasons for so acting. This raises the
fundamental question of what kind of explanation this is, and how it is related
to explanation of Betty’s movements by appeal to their physical causes. What
about intentions to act in the future? Consider Betty’s intention to leave the
party later. Though the intended action is later, this intention may
nevertheless help explain some of Betty’s planning and acting between now and
then. Some philosophers try to fit such futuredirected intentions directly into
the desire-belief model. John Austin, e.g., would identify Betty’s intention
with her belief that she will leave later because of her desire to leave
(Lectures on Jurisprudence, vol. I, 1873). Others see futuredirected intentions
as distinctive attitudes, not to be reduced to desires and/or beliefs. How is
belief related to intention? One question here is whether an intention to A
requires a belief that one will A. A second question is whether a belief that
one will A in executing some intention ensures that one intends to A. Suppose
that Betty believes that by walking across the room she will interrupt Bob’s
conversation. Though she has no desire to interrupt, she still proceeds across
the room. Does she intend to interrupt the conversation? Or is there a coherent
distinction between what one intends and what one merely expects to bring about
as a result of doing what one intends? One way of talking about such cases, due
to Bentham (An Introduction to the Principles of Morals and Legislation, 1789),
is to say that Betty’s walking across the room is “directly intentional,”
whereas her interrupting the conversation is only “obliquely intentional” (or
indirectly intentional). -- intentional fallacy, the (purported) fallacy of
holding that the meaning of a work of art is fixed by the artist’s intentions.
(Wimsatt and Beardsintensive magnitude intentional fallacy 440 4065h-l.qxd
08/02/1999 7:40 AM Page 440 ley, who introduced the term, also used it to name
the [purported] fallacy that the artist’s aims are relevant to determining the
success of a work of art; however, this distinct usage has not gained general
currency.) Wimsatt and Beardsley were formalists; they held that interpretation
should focus purely on the work of art itself and should exclude appeal to
biographical information about the artist, other than information concerning
the private meanings the artist attached to his words. Whether the intentional
fallacy is in fact a fallacy is a much discussed issue within aesthetics.
Intentionalists deny that it is: they hold that the meaning of a work of art is
fixed by some set of the artist’s intentions. For instance, Richard Wollheim
(Painting as an Art) holds that the meaning of a painting is fixed by the
artist’s fulfilled intentions in making it. Other intentionalists appeal not to
the actual artist’s intentions, but to the intentions of the implied or
postulated artist, a construct of criticism, rather than a real person. See
also AESTHETIC FORMALISM, AESTHETICS, INTENTION. B.Ga. intentionality,
aboutness. Things that are about other things exhibit intentionality. Beliefs
and other mental states exhibit intentionality, but so, in a derived way, do
sentences and books, maps and pictures, and other representations. The
adjective ‘intentional’ in this philosophical sense is a technical term not to
be confused with the more familiar sense, characterizing something done on
purpose. Hopes and fears, for instance, are not things we do, not intentional
acts in the latter, familiar sense, but they are intentional phenomena in the
technical sense: hopes and fears are about various things. The term was coined
by the Scholastics in the Middle Ages, and derives from the Latin verb intendo,
‘to point (at)’ or ‘aim (at)’ or ‘extend (toward)’. Phenomena with
intentionality thus point outside of themselves to something else: whatever
they are of or about. The term was revived by the nineteenth-century
philosopher and psychologist Franz Brentano, who claimed that intentionality
defines the distinction between the mental and the physical; all and only
mental phenomena exhibit intentionality. Since intentionality is an irreducible
feature of mental phenomena, and since no physical phenomena could exhibit it,
mental phenomena could not be a species of physical phenomena. This claim,
often called the Brentano thesis or Brentano’s irreducibility thesis, has often
been cited to support the view that the mind cannot be the brain, but this is
by no means generally accepted today. There was a second revival of the term in
the 1960s and 1970s by analytic philosophers, in particular Chisholm, Sellars,
and Quine. Chisholm attempted to clarify the concept by shifting to a logical
definition of intentional idioms, the terms used to speak of mental states and
events, rather than attempting to define the intentionality of the states and
events themselves. Intentional idioms include the familiar “mentalistic” terms
of folk psychology, but also their technical counterparts in theories and
discussions in cognitive science, ‘X believes that p,’ and ‘X desires that q’
are paradigmatic intentional idioms, but according to Chisholm’s logical
definition, in terms of referential opacity (the failure of substitutivity of
coextensive terms salva veritate), so are such less familiar idioms as ‘X
stores the information that p’ and ‘X gives high priority to achieving the
state of affairs that q’. Although there continue to be deep divisions among
philosophers about the proper definition or treatment of the concept of
intentionality, there is fairly widespread agreement that it marks a feature –
aboutness or content – that is central to mental phenomena, and hence a
central, and difficult, problem that any theory of mind must solve.
intersubjective –
conversational intersubjectivity. Philosophical sociology – While Grice saw
himself as a philosophical psychologist, he would rather be seen dead than as a
philosophical sociologist – ‘intersubjective at most’! -- Comte: A. philosopher
and sociologist, the founder of positivism. He was educated in Paris at l’École
Polytechnique, where he briefly taught mathematics. He suffered from a mental
illness that occasionally interrupted his work. In conformity with empiricism,
Comte held that knowledge of the world arises from observation. He went beyond
many empiricists, however, in denying the possibility of knowledge of
unobservable physical objects. He conceived of positivism as a method of study
based on observation and restricted to the observable. He applied positivism
chiefly to science. He claimed that the goal of science is prediction, to be
accomplished using laws of succession. Explanation insofar as attainable has
the same structure as prediction. It subsumes events under laws of succession;
it is not causal. Influenced by Kant, he held that the causes of phenomena and
the nature of things-in-themselves are not knowable. He criticized metaphysics
for ungrounded speculation about such matters; he accused it of not keeping
imagination subordinate to observation. He advanced positivism for all the
sciences but held that each science has additional special methods, and has
laws not derivable by human intelligence from laws of other sciences. He
corresponded extensively with J. S. Mill, who Comte, Auguste Comte, Auguste
168 168 encouraged his work and
discussed it in Auguste Comte and Positivism 1865. Twentieth-century logical positivism
was inspired by Comte’s ideas. Comte was a founder of sociology, which he also
called social physics. He divided the science into two branches statics and dynamics dealing respectively
with social organization and social development. He advocated a historical
method of study for both branches. As a law of social development, he proposed
that all societies pass through three intellectual stages, first interpreting
phenomena theologically, then metaphysically, and finally positivistically. The
general idea that societies develop according to laws of nature was adopted by
Marx. Comte’s most important work is his six-volume Cours de philosophie
positive Course in Positive Philosophy, 183042. It is an encyclopedic treatment
of the sciences that expounds positivism and culminates in the introduction of
sociology.
intervening variable, in
psychology, a state of an organism or person postulated to explain behavior and
defined in terms of its causes and effects rather than its intrinsic
properties. A food drive, conceived as an intervening variable, may be defined
in terms of the number of hours without food (causes) and the strength or
robustness of efforts to secure it (effects) rather than in terms of hungry
feeling (intrinsic property). There are at least three reasons for postulating
intervening variables. First, time lapse between stimulus and behavior may be
large, as when an animal eats food found hours earlier. Why didn’t the animal
eat when it first discovered food? Perhaps at the time of discovery, it had
already eaten, so food drive was reduced. Second, the same animal or person may
act differently in the same sort of situation, as when we eat at noon one day
but delay until 3 p.m. the next. Again, this may be because of variation in
food drive. Third, behavior may occur in the absence of external stimulation,
as when an animal forages for food. This, too, may be explained by the strength
of the food drive. Intervening variables have been viewed, depending on the
background theory, as convenient fictions or as psychologically real states.
intuition, a
non-inferential knowledge or grasp, as of a proposition, concept, or entity,
that is not based on perception, memory, or introspection; also, the capacity
in virtue of which such cognition is possible. A person might know that 1 ! 1 %
2 intuitively, i.e., not on the basis of inferring it from other propositions.
And one might know intuitively what yellow is, i.e., might understand the
concept, even though ‘yellow’ is not definable. Or one might have intuitive
awareness of God or some other entity. Certain mystics hold that there can be
intuitive, or immediate, apprehension of God. Ethical intuitionists hold both
that we can have intuitive knowledge of certain moral concepts that are
indefinable, and that certain propositions, such as that pleasure is
intrinsically good, are knowable through intuition. Self-evident propositions
are those that can be seen (non-inferentially) to be true once one fully
understands them. It is often held that all and only self-evident propositions
are knowable through intuition, which is here identified with a certain kind of
intellectual or rational insight. Intuitive knowledge of moral or other
philosophical propositions or concepts has been compared to the intuitive
knowledge of grammaticality possessed by competent users of a language. Such
language users can know immediately whether certain sentences are grammatical
or not without recourse to any conscious reasoning.
Ionian philosophy, the
characteristically naturalist and rationalist thought of Greek philosophers of
the sixth and fifth centuries B.C. who were active in Ionia, the region of
ancient Greek colonies on the coast of Asia Minor and adjacent islands. First
of the Ionian philosophers were the three Milesians.
Irigaray: philosopher and
psychoanalyst. Her earliest work was in psychoanalysis and linguistics,
focusing on the role of negation in the language of schizophrenics (Languages,
1966). A trained analyst with a private practice, she attended Lacan’s seminars
at the École Normale Supérieure and for several years taught a course in the
psychoanalysis department at Vincennes. With the publication of Speculum, De
l’autre femme(Speculum of the Other Woman) in 1974 she was dismissed from
Vincennes. She argues that psychoanalysis, specifically its attitude toward
women, is historically and culturally determined and that its phallocentric
bias is treated as universal truth. With the publication of Speculum and Ce
Sexe qui n’en est pas un (This Sex Which Is Not One) in 1977, her work extends
beyond psychoanalysis and begins a critical examination of philosophy.
Influenced primarily by Hegel, Nietzsche, and Heidegger, her work is a critique
of the fundamental categories of philosophical thought: one/many,
identity/difference, being/non-being, rational/irrational, mind/body,
form/matter, transcendental/sensible. She sets out to show the concealed aspect
of metaphysical constructions and what they depend on, namely, the
unacknowledged mother. In Speculum, the mirror figures as interpretation and
criticism of the enclosure of the Western subject within the mirror’s frame,
constituted solely through the masculine imaginary. Her project is one of
constituting the world – and not only the specular world – of the other as
woman. This engagement with the history of philosophy emphasizes the historical
and sexual determinants of philosophical discourse, and insists on bringing the
transcendental back to the elements of the earth and embodiment. Her major
contribution to philosophy is the notion of sexual difference. An Ethics of
Sexual Difference (1984) claims that the central contemporary philosophical
task is to think through sexual difference. Although her notion of sexual
difference is sometimes taken to be an essentialist view of the feminine, in
fact it is an articulation of the difference between the sexes that calls into
question an understanding of either the feminine or masculine as possessing a
rigid gender identity. Instead, sexual difference is the erotic desire for
otherness. Insofar as it is an origin that is continuously differentiating
itself from itself, it challenges Aristotle’s understanding of the arche as
solid ground or hypokeimenon. As aition or first cause, sexual difference is
responsible for something coming into being and is that to which things are
indebted for their being. This indebtedness allows Irigaray to formulate an
ethics of sexual difference. Her latest work continues to rethink the
foundations of ethics. Both Towards a Culture of Difference (1990) and I Love
To You (1995) claim that there is no civil identity proper to women and
therefore no possibility of equivalent social and political status for men and
women. She argues for a legal basis to ground the reciprocity between the
sexes; that there is no living universal, that is, a universal that reflects
sexual difference; and that this lack of a living universal leads to an absence
of rights and responsibilities which reflects both men and women. She claims,
therefore, that it is necessary to “sexuate” rights. These latest works
continue to make explicit the erotic and ethical project that informs all her
work: to think through the dimension of sexual difference that opens up access
to the alliances between living beings who are engendered and not fabricated,
and who refuse to sacrifice desire for death, power, or money.
Iron-Age metaphysics --
Euclidean geometry, the version of geometry that includes among its axioms the
parallel axiom, which asserts that, given a line L in a plane, there exists
just one line in the plane that passes through a point not on L but never meets
L. The phrase ‘Euclidean geometry’ refers both to the doctrine of geometry to
be found in Euclid’s Elements fourth century B.C. and to the mathematical
discipline that was built on this basis afterward. In order to present
properties of rectilinear and curvilinear curves in the plane and solids in
space, Euclid sought definitions, axioms, ethics, divine command Euclidean
geometry 290 290 and postulates to
ground the reasoning. Some of his assumptions belonged more to the underlying
logic than to the geometry itself. Of the specifically geometrical axioms, the
least self-evident stated that only one line passes through a point in a plane
parallel to a non-coincident line within it, and many efforts were made to
prove it from the other axioms. Notable forays were made by G. Saccheri, J.
Playfair, and A. M. Legendre, among others, to put forward results logically
contradictory to the parallel axiom e.g., that the sum of the angles between
the sides of a triangle is greater than 180° and thus standing as candidates
for falsehood; however, none of them led to paradox. Nor did logically
equivalent axioms such as that the angle sum equals 180° seem to be more or
less evident than the axiom itself. The next stages of this line of reasoning
led to non-Euclidean geometry. From the point of view of logic and rigor,
Euclid was thought to be an apotheosis of certainty in human knowledge; indeed,
‘Euclidean’ was also used to suggest certainty, without any particular concern
with geometry. Ironically, investigations undertaken in the late nineteenth
century showed that, quite apart from the question of the parallel axiom,
Euclid’s system actually depended on more axioms than he had realized, and that
filling all the gaps would be a formidable task. Pioneering work done
especially by M. Pasch and G. Peano was brought to a climax in 9 by Hilbert,
who produced what was hoped to be a complete axiom system. Even then the axiom
of continuity had to wait for the second edition! The endeavor had consequences
beyond the Euclidean remit; it was an important example of the growth of
axiomatization in mathematics as a whole, and it led Hilbert himself to see
that questions like the consistency and completeness of a mathematical theory
must be asked at another level, which he called metamathematics. It also gave
his work a formalist character; he said that his axiomatic talk of points,
lines, and planes could be of other objects. Within the Euclidean realm,
attention has fallen in recent decades upon “neo-Euclidean” geometries, in
which the parallel axiom is upheld but a different metric is proposed. For
example, given a planar triangle ABC, the Euclidean distance between A and B is
the hypotenuse AB; but the “rectangular distance” AC ! CB also satisfies the
properties of a metric, and a geometry working with it is very useful in, e.g.,
economic geography, as anyone who drives around a city will readily
understand. Grice:
"Much the most significant opposition to my type of philosophising comes
from those like Baron Russell who feel that ‘ “ordinary-language” philosophy’
is an affront to science and to intellectual progress, and who regard exponents
like me as wantonly dedicating themselves to what the Baron calls 'stone-age
metaphysics', "The Baron claims that 'stone-age metaphysics' is the best
that can be dredged up from a ‘philosophical’ study of an ‘ordinary’ language,
such as Oxonian, as it ain't. "The use made of Russell’s phrase
‘stone-age metaphysics’ has more rhetorical appeal than argumentative
force."“Certainly ‘stone-age’ *physics*, if by that we mean a
'primitive' (as the Baron puts it -- in contrast to 'iron-age physics') set of
hypotheses about how the world goes which might conceivably be embedded somehow
or other in an ‘ordinary’ language such as Oxonian, does not seem to be a
proper object for first-order devotion -- I'll grant the Baron that!"“But
this fact should *not* prevent something derivable or extractable
from ‘stone-age’ (if not 'iron-age') *physics*, perhaps some very
general characterization of the nature of reality, from being a proper target
for serious research.”"I would not be surprised if an extractable
characterization of this may not be the same as that which is extractable from,
or that which underlies, the Baron's favoured iron-age physics!"
irrationality,
unreasonableness. Whatever it entails, irrationality can characterize belief,
desire, intention, and action. intuitions irrationality 443 4065h-l.qxd
08/02/1999 7:40 AM Page 443 Irrationality is often explained in instrumental,
or goal-oriented, terms. You are irrational if you (knowingly) fail to do your
best, or at least to do what you appropriately think adequate, to achieve your
goals. If ultimate goals are rationally assessable, as Aristotelian and Kantian
traditions hold, then rationality and irrationality are not purely
instrumental. The latter traditions regard certain specific (kinds of) goals,
such as human well-being, as essential to rationality. This substantialist
approach lost popularity with the rise of modern decision theory, which implies
that, in satisfying certain consistency and completeness requirements, one’s
preferences toward the possible outcomes of available actions determine what
actions are rational and irrational for one by determining the personal utility
of their outcomes. Various theorists have faulted modern decision theory on two
grounds: human beings typically lack the consistent preferences and reasoning
power required by standard decision theory but are not thereby irrational, and
rationality requires goods exceeding maximally efficient goal satisfaction.
When relevant goals concern the acquisition of truth and the avoidance of
falsehood, epistemic rationality and irrationality are at issue. Otherwise, some
species of non-epistemic rationality or irrationality is under consideration.
Species of non-epistemic rationality and irrationality correspond to the kind
of relevant goal: moral, prudential, political, economic, aesthetic, or some
other. A comprehensive account of irrationality will elucidate epistemic and
non-epistemic irrationality as well as such sources of irrationality as
weakness of will and ungrounded belief.
is, third person singular
form of the verb ‘be’, with at least three fundamental senses that philosophers
distinguish according to the resources required for a proper logical
representation. The ‘is’ of existence (There is a unicorn in the garden: Dx
(Ux8Gx)) uses the existential quantifier. The ‘is’ of identity (Hesperus is
Phosphorus: j % k) employs the predicate of identity. The ‘is’ of predication
(Samson is strong: Sj) merely juxtaposes predicate symbol and proper name. Some
controversy attends the first sense. Some (notably Meinong) maintain that ‘is’
applies more broadly than ‘exists,’ the former producing truths when combined
with ‘deer’ and ‘unicorn’ and the latter producing truths when combined with
‘deer’ but not ‘unicorn’. Others (like Aquinas) take ‘being’ (esse) to denote
some special activity that every existing object necessarily performs, which
would seem to imply that with ‘is’ they attribute more to an object than we do
with ‘exists’. Other issues arise in connection with the second sense. Does
Hesperus is Phosphorus, for example, attribute anything more to the heavenly body
than its identity with itself? Consideration of such a question led Frege to
conclude that names (and other meaningful expressions) of ordinary language
have a “sense” or “mode of presenting” the object to which they refer that
representations within our standard, extensional logical systems fail to
expose. The distinction between the ‘is’ of identity and the ‘is’ of
predication parallels Frege’s distinction between object and concept: words
signifying objects stand to the right of the ‘is’ of identity and those
signifying concepts stand to the right of the ‘is’ of predication. Although it
seems remarkable that so many deep and difficult philosophical concepts should
link to a single short and commonplace word, we should perhaps not read too
much into that observation. Some languages divide the various roles played by
English’s compact copula among several constructions, and others use the
corresponding word for other purposes.
Islamic Neoplatonism, a
Neoplatonism constituting one of several philosophical tendencies adopted by
Muslim philosophers. Aristotle was well known and thoroughly studied among
those thinkers in the Islamic world specifically influenced by ancient Greek
philosophy; Plato less so. In part both were understood in Neoplatonic terms.
But, because the Enneads came to be labeled mistakenly the Theology of
Aristotle, the name of ‘Plotinus’ had no significance. A similar situation
befell the other ancient Neoplatonists. The Theology and other important
sources of Neoirredundant Islamic Neoplatonism platonic thinking were,
therefore, often seen as merely the “theological” speculations of the two major
Greek philosophical authorities – mainly Aristotle: all of this material being
roughly equivalent to something Islamic Neoplatonists called the “divine
Plato.” For a few Islamic philosophers, moreover, such as the critically
important al-Farabi, Neoplatonism had little impact. They followed a tradition
of philosophical studies based solely on an accurate knowledge of Aristotle
plus the political teachings of Plato without this “theology.” In the works of
less avowedly “philosophical” thinkers, however, a collection of falsely
labeled remnants of ancient Neoplatonism – bits of the Enneads, pieces of
Proclus’s Elements of Theology (notably the Arabic version of the famous Liber
de causis), and various pseudo-epigraphic doxographies full of Neoplatonic
ideas – gave rise to a true Islamic Neoplatonism. This development followed two
distinct paths. The first and more direct route encompassed a number of tenth-century
authors who were attracted to Neoplatonic theories about God’s or the One’s
complete and ineffable transcendence, about intellect’s unity and universality,
and about soul as a hypostatic substance having continual existence in a
universal as well as a particular being, the latter being the individual human
soul. These doctrines held appeal as much for their religious as for their
philosophical utility. A second form of Neoplatonism arose in the intellectual
elements of Islamic mysticism, i.e., Sufism. There, the influence of Plotinus’s
concept of the ecstatic confrontation and ultimate union with the One found a
clear, although unacknowledged, echo. In later periods, too, the “divine Plato”
enjoyed a revival of importance via a number of influential philosophers, such
as Suhrawardi of Aleppo (twelfth century) and Mulla Fadra (seventeenth
century), who were interested in escaping the narrow restrictions of
Peripatetic thought.
-ism: used by Grice
derogatorily. In his ascent to the City of the Eternal Truth, he meets twelve
–isms, which he orders alphabetically. These are: Empiricism. Extensionalism.
Functionalism. MaterialismMechanism. Naturalism. Nominalism. Phenomenalism.
Positivism. Physicalism. Reductionism. Scepticism. Grice’s implicatum is that
each is a form of, er, minimalism, as opposed to maximalism. He also seems to
implicate that, while embracing one of those –isms is a reductionist vice,
embracing their opposites is a Christian virtue – He explicitly refers to the
name of Bunyan’s protagonist, “Christian” – “in a much more publicized journey,
I grant.” So let’s see how we can correlate each vicious heathen ism with the
Griceian Christian virtuous ism. Empiricism. “Surely not all is experience. My
bones are not.” Opposite: Rationalism. Extensionalism. Surely the empty set
cannot end up being the fullest! Opposite Intensionalism. Functionalism. What
is the function of love? We have to extend functionalism to cover one’s concern
for the other – And also there’s otiosity. Opposite: Mentalism. Materialism –
My bones are ‘hyle,’ but my eternal soul isn’t. Opposite Spiritualism. Mechanism – Surely there is finality in
nature, and God designed it. Opposite Vitalism. Naturalism – Surely Aristotle
meant something by ‘ta meta ta physica,’ There is a transnatural realm.
Opposite: Transnaturalism. Nominalism.
Occam was good, except with his ‘sermo mentalis.’ Opposite: Realism.
Phenomenalism – Austin and Grice soon realised that Berlin was wrong. Opposite
‘thing’-language-ism. Positivism – And then there’s not. Opposite: Negativism. Physicalism – Surely my soul is not a brain
state. Opposite: Transnaturalism, since Physicalismm and Naturalism mean the
same thing, ony in Greek, the other in Latin. Reductionism – Julie is wrong when she thinks
I’m a reductionist. Opposite: Reductivism. Scepticism: Surely there’s common sense.
Opposite: Common-Sensism. Refs: H. P. Grice, “Prejudices and predilections;
which become, the life and opinions of H. P. Grice,” The Grice Papers, BANC.
Isocrates (436–338 B.C.),
Greek rhetorician and teacher who was seen as the chief contemporary rival of
Plato. A pupil of Socrates and also of Gorgias, he founded a school in about
392 that attracted many foreign students to Athens and earned him a sizable
income. Many of his works touch on his theories of education; Against the
Sophists and On the Antidosis are most important in this respect. The latter
stands to Isocrates as the Apology of Plato stands to Socrates, a defense of
his life’s work against an attack not on his life, but on his property. The aim
of his teaching was good judgment in practical affairs, and he believed his
contribution to Greece through education more valuable than legislation could
possibly be. He repudiated instruction in theoretical philosophy, and insisted
on distinguishing his teaching of rhetoric from the sophistry that gives clever
speakers an unfair advantage. In politics he was a Panhellenic patriot, and
urged the warring Greek city-states to unite under strong leadership and take
arms against the Persian Empire. His most famous work, and the one in which he
took the greatest pride, was the Panegyricus, a speech in praise of Athens. In
general, he supported democracy in Athens, but toward the end of his life
complained bitterly of abuses of the system.
iota – iota operator
used by Grice. Peano uses iota as short for “isos,” Grecian for ‘Same”. Peano
defines “ix” as “the class of whatever is the same as x”. Peano then looked for
a symbol for the inverse for this. He first uses a negated iota, and then an
inverted iota, so that inverted iota x reads “the sole [unique] member of x” “ι”
read as “the” -- s the inverted iota or description operator and is used in
expressions for definite descriptions, such as “(ιx)ϕx(ιx)ϕx,” which is read:
the x such that ϕxϕx). [(ιx)ϕx(ιx)ϕx] -- a definite description in brackets. This
is a scope indicator for definite descriptions. The topic of ‘description’ is
crucial for Grice, and he regrets Russell focused on the definite rather than
the indefinite descriptor. As a matter of fact, while Grice follows the custom
of referring to the “Russellian expansion” of iota, he knows it’s ultimately
the “Peanoian” expansion. Indeed, Peano uses the non-inverted iota “i” for the
unit class. For the ONLY or UNIQUE member of this class, i. e. the definite
article “the,” Peano uses the inverted iota (cf. *THE* Twelve Apostles). (On
occasion Peano uses the denied iota for that). Peano’s approach to ‘the’ evolve in at least
three stages towards a greater precision in the treatment of the description,
both definite and indefinite. Peano introducesin 1897 the fundamental definition of the unit class
as the class such that ALL of its members are IDENTICAL. In Peanoian symbols, ix
= ye (y = x). Peano approaches the UNIQUE OR ONLY member of such a class, by
way of an indirect definition: “x = ia • = • a = ix.” Regarding the analysis of
the definite article “the,” Peano makes the crucial point that every ‘proposition’
or ‘sentence’ containing “the” (“The apostles were twelve”) can be offered a
reductive AND REDUCTIONIST analysis, first, to. the for,? ia E b, and, second, to
the inclusion of the class in the class (a b), which already supposes the
elimination of “i.” Peano notes he can avoid an identity whose first member
contains “I” (1897:215). One difference between Peano’s and Russell's treatment
of classes in the context of the theory of description is that, while, for
Peano, a description combines a class abstract with the inverse of the unit
class operator, Russell restricts the free use of a class abstract due the risk
of paradox generation. For Peano, it is necessary that there EXIST the class
(‘apostle’), and he uses for this the symbol ‘I,’ which indicates that the
class is not vacuous, void, or empty, and that it have a unique member, the set
of twelve apostles. If either of these two conditions – existence and uniqueness
-- are not met, the symbol is meaningless, or pointless. Peano offers various
instances for handling the symbol of the inverted iota, and the way in which --
starting from that ‘indirect’ or implicit definition, it can be eliminated
altogether. One example is of particular interest, as it states a link between
the reductionist analysis of the inverted iota and the problem of what Peano
calls ‘doubtful’ existence (rather than vacuous, void, or empty). Peano starts
by defining the superlative ‘THE greatEST number of a class of real numbers’ as
‘THE number n such that there is no number of this class being greater than n.’
Peano warns that one should not infer from this definition the ‘existence’ of the
aforementioned greatEST number. Grice does not quite consider this in the
‘definite description’ section of “Vacuous name” but gives a similar example:
“The climber on hands and knees of Mt. Everest does not exist. He was invented
by the journalists.” And in other cases where there is a NON-IDENTIFICATORY use
of ‘the’, which Grice symbolises as ‘the,’ rather than ‘THE’: “The butler
certainly made a mess with our hats and coats – whoever he is --.” As it
happens Strawson mistook the haberdasher to be the butler. So that Strawson is
MIS-IDENTIFYING the denotatum as being ‘the butler’ when it is ‘the
haberdasher.’ The butler doesn’t really exist. Smith dressed the haberdasher as
a butler and made him act as one just to impress. Similarly, as per Russell’s
‘Prince George soon found out that ‘the author of Waverley’ did not exist,”
(variant of his example). Similarly, Peano proves that we can speak
legitimately of “THE GREATEST real number” even if we have doubts it ‘exists.
He just tweaks the original definition to obtain a different expression where
“I” is dropped out. For Peano, then, the reductionist analysis of the definite
article “the” is feasible and indeed advisable for a case of ‘doubtful’ existence.
Grice does not consider ‘doubtful’ but he may. “The climber on hands and knees
of Mt Everest may, but then again may not, attend the party the Merseyside
Geographical Society is giving in his honour. He will attend if he exists; he
will not attend if he doesn’t.” Initially, Peano thinks “I” need not be
equivalent to, in the sense of systematically replaced by, the two clauses
(indeed three) in the expansion which are supposed to give the import of ‘the,’
viz. existence and uniqueness (subdivided in ‘at least’ and ‘at most’). His
reductionism proves later to be absolute. He starts from the definition in terms
of the unit class. He goes on to add a series of "possible"
definitions -- allowing for alternative logical orders. One of this alternative
definitions is stipulated to be a strict equivalence, about which he had
previously been sceptical. Peano asserts that the only unque individual belongs
to a unit. Peano does not put it in so
many words that this expression is meaningless. In the French translation, what
he said is Gallic: “Nous ne donnons pas de signification a ce symbole si la
classe a est nulle, ou si elle contient plusieurs individus.” “We don’t give
signification to this symbol IF the class is void, or if the class contains
more than one individual.” – where we can see that he used ‘iota’ to represent
‘individus,’ from Latin ‘individuum,’ translating Greek ‘a-tomos.’ So it is not
meant to stand for Greek ‘idion,’ as in ‘idiosyncratic.’ But why did he choose
the iota, which is a Grecian letter. Idion is in the air (if not ‘idiot.’).
Thus, one may take the equivalence in practice, given that if the three conditions
in the expansion are met, the symbol cannot be used at all. There are other ways
of providing a reductionist analysis of the same symbols according to Peano, e.
g., laE b. = : a = tx. :Jx • Xc b class (a) such that it belongs to another class
(b) is equal to the EXISTENCE of exactly one (at least one and at most one)
idiosyncratic individual or element such that this idiosyncratic individual is
a member of that class (b), i. e. "the only or unique (the one member)
member of a belongs to b" is to be held equivalent to ‘There is at least
one x such that, first, the unit class a is equal to the class constituted by
x, and, second, x belongs to b.’ Or, ‘The class of x such that a is the class
constituted by x, and that x belongs to b, is not an empty class, and that it
have a unique member.” This is exactly Russell's tri-partite expansion referred
to Russell (‘on whom Grice heaped all the praise,’ to echo Quine). Grice was
not interested in history, only in rebutting Strawson. Of course, Peano
provides his conceptualisations in terms of ‘class’ rather than, as Russell,
Sluga [or ‘Shuga,’ as Cole reprints him] and Grice do, in terms of the ‘propositional
function,’ i. e. Peano reduces ‘the’ in
terms of a property or a predicate, which defins a class. Peano reads the
membership symbol as "is,” which opens a new can of worms for Grice:
“izzing” – and flies out of the fly bottle. Peano is well aware of the
importance of his device to eliminate the definite article “the” to more
‘primitive’ terms. That is why Peano qualifies his definition as an "expriment
la P[proposition] 1 a E b sous une autre forme, OU ne figure plus le signe i;
puisque toute P contenant le signe i a est REDUCTIBLE ala forme ia E b, OU best
une CIs, on pourra ELIMINER le signe i dans toute P.” The once received view that
the symbol "i" is for Peano undefinable and primitive has now been
corrected. Before making more explicit
the parallelism with Whitehead’s and Russell's and Grice’s theory of
description (vide Quine, “Reply to H. P. Grice”) we may consider a few
potential problems. First, while it is true that the symbol ‘i’ has been given
a ‘reductionist analysis’, in the definiens we still see the symbol of the unit
class, which would refer somehow to the idea that is symbolized by ''ix’. Is
this a sign of circularity, and evidence that the descriptor has not been
eliminated? For Peano, there are at least two ways of defining a symbol of the
unit class without using ‘iota’ – straight, inverted, or negated. One way is
directly replacing ix by its value: y 3(y = x). We have: la E b • =: 3x 3{a =y
3(y =x) • X E b}, which expresses the
same idea in a way where a reference to iota has disappeared. We can read now
"the only member of a belongs to b" as "there is at least one x
such that (i) the unit class a is equal to all the y such that y =x, and (ii) x
belongs to b" (or "the class of x such that they constitute the class
of y, and that they constitute the class a, and that in addition they belong to
the class b, is not an empty class"). The complete elimination underlies
the mentioned definition. Peano is just not interested in making the point
explicit. A second way is subtler. By pointing out that, in the
"hypothesis" preceding the quoted definition, it is clearly stated
that the class "a" is defined as the unit class in terms of the
existence and identity of all of their members (i.e. uniqueness): a E Cis. 3a:
x, yEa. X = y: bE CIs • : This is why "a" is equal to the expression
''tx'' (in the second member). One may still object that since "a"
can be read as "the unit class", Peano does not quite provide a
‘reductionist’ analysis as it is shown through the occurrence of these words in
some of the readings proposed above. However, the hypothesis preceding the
definition only states that the meaning of the symbols which are used in the
second member is to be. Thus, "a" is stated as "an existing unit
class", which has to be understood in the following way: 'a' stands for a
non-empty class that all of its members are identical. We can thus can "a",
wherever it occurs, by its meaning, given that this interpretation works as
only a purely ‘nominal’ definition, i.e. a convenient abbreviation. However,
the actual substitution would lead us to rather complicated prolixic expressions
that would infringe Grice’s desideratum of conversational clarity. Peano's
usual way of working can be odd. Starting from this idea, we can interpret the
definition as stating that "ia Eb" is an abbreviation of the
definiens and dispensing with the conditions stating existence and uniqueness
in the hypothesis, which have been incorporated to their new place. The
hypothesis contains only the statement
of "a" and" b" as being classes, and the definition amounts
to: a, bECls.::J :. ME b. =:3XE([{3aE[w, zEa. ::Jw•z' w= z]} ={ye (y= x)}] • XE
b). Peano’s way is characterized as the constant search for SHORTER, briefer,
and more conveniente expressions – which is Grice’s solution to Strawson’s
misconception – there is a principle of conversational tailoring. It is quite
understandable that Peano prefers to avoid long expansions. The important thing
is not the intuitive and superficial similarity between the symbols
"ia" and ''ix'', caused simply by the appearance of the Greek letter iota
in both cases, or the intuitive meaning of
"the unit class.” What is key are the conditions under which these
expressions have been introduced in Peano’s system, which are completely clear
and quite explicit in the first definition. It may still be objected that
Peano’s elimination of ‘the’ is a failure in that it derives from Peano's confusion
between class membership and class inclusion -- a singleton class would be its
sole member – but these are not clearly distinct notions. It follows that (iii)
"a" is both a class and, according to the interpretation of the
definition, an individual (iv), as is shown by joining the hypothesis preceding
the definition and the definition itself. The objection derives from the received
view on Peano, according to which his logic is, compared to Whitehead’s and
Russell’s, not strict or formal enough, but also contains some important confusions
here and there. And certainly Russell
would be more than happy to correct a minor point. Russell always thinks of
Peano and his school as being strangely free of confusions or mistakes. It may
be said that Peano indeed ‘confuses’ membership with inclusion (cf. Grice ‘not
confused, but mistaken’) given that it was he himself who, predating Frege, introduces
the distinction with the symbol "e.” If the objection amounts to Peano admitting
that the symbol for membership holds between class A and class B, it is true
that this is the case when Peano uses it to indicate the meaning of some
symbols, but only through the reading of "is,” which could be" 'a and
b being classes, "the only member of a belongs to b,” to be the same as
"there is at least one x such that (i) 'there is at least one a such that
for ,': and z belonging to a,. w = z' is equal to y such that y =. x' , and
(ii) x belongs to b ,where both the iota and the unit class are eliminated in
the definiens. There is a similar apparent vicious circularity in Frege's definition
of number. "k e K" as "k is a class"; see also the
hypothesis from above for another example). This by no means involves confusion, and is shown
by the fact that Peano soon adds four definite properties distinguishing precisely
both class inclusion and class membership,, which has Russell himself
preserving the useful and convenient reading. "ia" does not stand for the
singleton class. Peano states pretty clearly that" 1" (T) makes sense only when applied to this or that
individual, and ''t'' as applied to this or that class, no matter what symbols
is used for these notions. Thus, ''ta'', like "tx" have to be read as
"the class constituted by ...", and" la" as "the only
member of a". Thus, although Peano never uses "ix" (because he
is thinking in terms of this or that class), had he done so its meaning, of
course, would have been exactly the same as "la", with no confusion
at all. "a" stands for a class because it is so stated in the
hypothesis, although it can represent an individual when preceded by the
descriptor, and together with it, i.e. when both constitute a new symbol as a. Peano's
habit is better understood by interpreting what he is saying it in terms of a
propositional function, and then by seeing" la" as being somewhat
similar to x, no matter what reasons of convenience led him to prefer symbols
generally used for classes ("a" instead of"x"). There is
little doubt that this makes the world of a difference for Russell and Sluga (or
Shuga) but not Strawson or Grice, or Quine (“I’m sad all the praise was heaped
by Grice on Russell, not Peano”). For Peano the inverted iota is the symbol for
an operator on a class, it leads us to a different ‘concept’ when it flanks a
term, and this is precisely the point Shuga (or Sluga) makes to Grice –
‘Presupposition and conversational implicature” – the reference to Shuga was
omitted in the reprint in Way of Words). In contrast, for Russell, the iota
operator is only a part of what Whitehead and Russell call an ‘incomplete’
symbol. In fact, Grice borrows the complete-incomplete distinction from
Whitehead and Russell. For Peano, the descriptor can obviously be given a
reductionist eliminationist analysis only in conjunction with the rest of the
‘complete’ symbol, "ia e b.’ Whitehead’s and Russell’s point, again, seems
drawn from Peano. And there is no problem when we join the original hypothesis
with the definition, “a eCis. 3a: x, yea. -::Jx,y. x =y: be CIs • :. . la e b.
=: 3x 3(a =tx. x e b). If it falls within the scope of the quantifier in the
hypothesis, “a” is a variable which occurs both free and bound in the formula –
And it has to be a variable, since qua constant, no quantifier is needed. It is
not clear what Peano’s position would have been. Admittedly, Peano – living
always in a rush in Paris -- does not always display the highest standards of Oxonian
clarity between the several uses of, say, "existence" involved in his
various uses of this or that quantifier. In principle, there would be no problem
when a variable appears both bound and free in the same expression. And this is
so because the variable appears bound in one occurrence and free in another.
And one cannot see how this could affect the main claim. The point Grice is
making here (which he owes to ‘Shuga’) is to recognise the fundamental
similarities in the reductionist analysis of “the” in Peano and Russell. It is
true that Russell objects to an ‘implicit’ or indirect definition under a
hypothesis. He would thus have rejected the Peanoian reductionist analysis of
“the.” However, Whitehead and Russell rejects an ‘implicit’ definition under a
hypothesis in the specific context of the “unrestricted’ variable of “Principia.”
Indeed, Russell had been using, before Whitehead’s warning, this type of
‘implicit’ definition under a hypothesis for a long period the minute he
mastered Peano's system. It is because Russell interprets a definition under a
hypothesis as Peano does, i.e. merely as a device for fixing the denotatum of
this or that symbol in an interpreted formula. When one reads after some symbolic
definition, things like "'x' being ... " or" 'y' being ...
", this counts as a definition under a hypothesis, if only because the
denotatum of the symbol has to be determined. Even if Peano's reductionist
analysis of “the” fails because it within the framework of a merely conditional
definition, the implicature of his original insight (“the” is not primitive)
surely influences Whitehead and Russell. Peano is the first who introduces the
the distinction between a free (or ‘real’) and a bound (or ‘apparent’)
variable, and, predating, Frege -- existential and universal quantification,
with an attempt at a substitutional theory based the concept of a ‘proposition,’
without relying on the concepts of ‘class’ or ‘propositional function.’ It may
be argued that Peano could hardly may have thought that he eliminated “the.” Peano
continues to use “the” and his whole system depends on it. Here, a Griceian
practica reason can easily explain Peano’s retaining “the” in a system in cases
where the symbol is merely the abbreviation of something that is in principle
totally eliminable.In the same vein, Whitehead and Russell do continue to use
“the” after the tripartite expansion. Peano, like Whitehead and Russell after
him, undoubtedly thinks, and rightly, too, that the descriptor IS eliminable.If
he does not flourish this elimination with by full atomistic philosophic
paraphernalia which makes Russell's theory of description one of the most
important logical successes of Cambridge philosopher – that was admired even at
Oxford, if by Grice if not by Strawson, that is another thing. Peano somewhat understated
the importance of his reductionist analysis, but then again, his goal is very
different from Whitehead’s and Russell's logicism. And different goals for
different strokes. In any case, the reductionist analysis of “the” is worked
out by Peano with essentially the same symbolic resources that Whitehead
and Russell employ. In a pretty clear
fashion, coming from him, Peano states two of the three conditions -- existence
and uniqueness – subdivided into ‘at least and at most --, as being what it is
explicitly conveyed by “the.” That is why in a negation of a vacuous
description, being true, the existence claim, within the scope of the negation,
is an annullable implicature, while in an affirmation, the existence claim is
an entailment rendering the affirmation that predicates a feature of a vacuous definite
description is FALSE. Peano has enough symbolic techniques for dispensing with
‘the’, including those required for constructing a definition in use. If he once
rather cursorily noted that for Peano, “i” (‘the’) is primitive and indefinable,
Quine later recognised Peano’s achievement, and he was “happy to get straight
on Peano” on descriptions, having checked all the relevant references and I
fully realising that he was wrong when he previously stated that the iota
descriptor was for Peano primitive and indefinable. Peano deserves all the
credit for the reductionist analysis that has been heaped on Whitehead and Russell,
except perhaps for Whitehead’s and Russell’s elaboration on the philosophical
lesson of a ‘contextual’ definition.For Peano, “the” cannot be defined in
isolation; only in the context of the class (a) from which it is the UNIQUE member
(la), and also in the context of the (b) from which that class is a member, at
least to the extent that the class a is included in the class b. This carries no
conflation of membership and inclusion. It is just a reasonable reading of "
1a Eb". "Ta" is just meaningless if the conditions of existence
and uniqueness (at least and at most) are not fulfilled. Surely it may be
argued that Peano’s reductionist analysis of “the” is not exactly the same as
Whitehead’s and Russell's. Still, in his own version, it surely influenced
Whitehead and Russell. In his "On Fundamentals,” Russell includes a
definition in terms analogous to Peano's, and with almost the same symbols. The
alleged improvement of Whitehead’s and Russell’s definition is in clarity. The
concept of a ‘propositional function’ is indeed preferable to that of class
membership. Other than that, the symbolic expression of the the three-prong
expansive conditions -- existence and uniqueness (at least and at most) -- is preserved.
Russell develops Peano’s claim to the effect that “ia” cannot be defined alone,
but always in the context of a class, which Russell translates as ‘the context
of a propositional function.’ His version in "On Denoting” is well known.
In an earlier letter to Jourdain, dated,
Jan. 3, 1906 we read: “'JI( lX) (x) • =•(:3b) : x. =x. X = b: 'JIb.” (They
never corresponded about the things Strawson corresponded with Grice –
cricket). As G. Landini has pointed out, there is even an earlier occurrence of
this definition in Russell’s "On Substitution" with only very slight
symbolic differences. We can see the heritage from Peano in a clear way if we
compare the definition with the version for classes in the letter to Jourdain:
'JI(t'u) • = : (:3b) : xEU. =x. X = b: 'JIb. Russell can hardly be accused of
plagiarizing Peano; yet all the ideas and the formal devices which are
important for the reductionist analysis of “the” were developed by in Peano,
complete with conceptual and symbolic resources, and which Russell acknowledged
that he studied in detail before formulating his own theory in “On denoting.”
Regarding Meinong’s ontological jungle, for Russell, the principle of
‘subsistence disappears as a consequence of the reductionist analysis of “the,”
which is an outcome of Russell’s semantic monism. Russell's later attitude to
Meinong as his main enemy is a comfortable recourse (Griffin I977a). As for Bocher, Russell himself admits some
influence from his nominalism. Bacher describes mathematical objects as
"mere symbols" and advises
Russell to follow this line of work in a letter, two months before Russell's
key idea. The 'class as one' is merely a symbol or name which we choose at
pleasure.” It is important to mention MacColl who he speaks of "symbolic
universes", with things like a ‘round square.’MacColl also speaks of
"symbolic ‘existence’". Indeed, Russell publishes “On denoting” as a
direct response to MacColl. Refs.: P. Benacerraf and H. Putnam, “Philosophy of Mathematics,
2nd ed.Cambridge.; M. Bocher, 1904a. "The Fundamental Conceptions and
Methods of Mathematics", Bulletin of the American Mathematical Society; M.
A. E. Dummett, The Interpretation of Frege's Philosophy; Duckworth), G. Frege,
G., Die Grundlagen der Arithmetik (Breslau: Koebner), tr. J. L. Austin, The Foundations of Arithmetic,
Blackwell, Partial English trans. (§§55-91, 106-1O7) by M. S. Mahoney in
Benacerraf and Putnam; "Uber Sinn und Bedeutung". Trans. as "On
Sense and Reference" in Frege 1952a, pp. 56-78. --, I892b. "Uber
Begriff und Gegenstand". Trans. as "On Concept and Object" in
Frege I952a, pp. 42-55. --, I893a. Grungesetze der Arithmetik, Vol. I Gena:
Pohle). Partial English trans. by M. Furth, The Basic Laws ofArithmetic
(Berkeley: U. California P., 1964). --, I906a. "Uber die Grundlagen der
Geometrie", Jahresbericht der deutschen Mathematiker-Vereinigung, 15
(1906): 293-309, 377-403, 423-30. English trans. by Eike-Henner WKluge as
"On the Foundations of Geometry", in On the Foundations of Geometry
and Formal Theories of Arithmetic (New Haven and London, Yale U. P., 1971). --,
I952a. Translations from the Philosophical Writings of Gottlob Frege, tr. by P.
T. Geach and M. Black (Oxford: Blackwell). Grattan-Guinness, L, I977a. Dear
Russell-Dear Jourdain (London: Duckworth). Griffin, N., I977a. "Russell's
'Horrible Travesty' of Meinong", Russell, nos. 25- 28: 39-51. E. D.
Klemke, ed., I970a. Essays on Bertrand Russell (Urbana: U. Illinois P.).
Largeault, ]., I97oa. Logique et philosophie chez Frege (Paris: Nauwelaerts).
MacColl, H., I905a. "Symbolic Reasoning". Repr. in Russell I973a, pp.
308-16. Mosterfn, ]., I968a. "Teoria de las descripciones"
(unpublished PH.D. thesis, U. of Barcelona). Peano, G., as. Opere Scelte, ed.
U. Cassina, 3 vols. (Roma: Cremonese, 1957- 59)· --, I897a. "Studii di
logica matematica". Repr. in 05,2: 201-17. --, I897b. "Logique
mathematique". Repr. in 05,2: 218-81. --, I898a. "Analisi della
teoria dei vettori". Repr. in 05,3: 187-2°7. --, I90oa. "Formules de
logique mathematique". Repr. in 05,2: 304-61. W. V. O. Quine, 1966a.
"Russell's Ontological Development", Journal of Philosophy, 63:
657-67. Repr. in R. Schoenman, ed., Bertrand Russell: Philosopher of the
Century (London: Allen and Unwin,1967). Resnik, M., I965a. "Frege's Theory
of Incomplete Entities", Philosophy of Science, 32: 329-41. E. A.
Rodriguez-Consuegra, 1987a. "Russell's Logicist Definitions of Numbers
1899-1913: Chronology and Significance", History and Philosophy of Logic,
8:141- 69. --, I988a. "Elementos logicistas en la obra de Peano y su
escuela", Mathesis, 4: 221-99· --, I989a. "Russell's Theory ofTypes,
1901-1910: Its Complex Origins in the Unpublished Manuscripts", History
and Philosophy ofLogic, 10: 131-64. --, I990a. "The Origins of Russell's
Theory of Descriptions according to the Unpublished Manuscripts", Russell,
n.s. 9: 99-132. --, I99Ia. The Mathematical Philosophy of BertrandRussell:
Origins and Development (Basel, Boston and Berlin: Birkhauser). --, I992a.
"A New Angle on Russell's 'Inextricable Tangle' over Meaning and
Denotation", Russell, n.s. 12 (1992): 197-207. Russell, B., I903a.
"On the Meaning and Denotation ofPhrases", Papers 4: 283- 96. --,
I905a. "The Existential Import of Propositions", Mind, 14: 398-401.
Repr. in I973a, pp. 98-103. --, I905b. "On Fundamentals", Papers 4:
359....,.413. --, I905c. "On Denoting", Mind, 14: 479-93. Repr. in
LK, pp. 41-56; Papers 4: 415-27. --, I905d "On Substitution".
Unpublished ms. (McMaster U., RAl 220.010940b). --, I906a. "On the
Substitutional Theory of Classes and Relations". In I973a, PP· 165-89· --,
I908a. "Mathematical Logic as Based on the Theory ofTypes", American
Journal of Mathematics, 30: 222-62. Repr. in LK, pp. 59-102. --, I973a. Essays
in Analysis, ed. D. Lackey (London: Allen & Unwin). Skosnik, 1972a.
"Russell's Unpublished Writings on Truth and Denoting", Russell, no.
7: 12-13. P. F. Strawson, 1950a. "On Referring". Repr. in Klemke
I970a, pp. 147-72. Tichy, P., I988a. The Foundations of Frege's Logic (Berlin:
de Gruyter). J. Walker, A Study o fFrege (Blackwell).
izzing: Athenian and Oxonian
dialectic.As Grice puts it, "Socrates, like us, was really trying to solve
linguistic puzzles."This is especially true in the longer dialogues of
Plato — the 'Republic' and the Laws'— where we learn quite a lot about
Socrates' method and philosophy, filtered, of course, through his devoted
pupil's mind.Some of the Pre-Socratics, who provide Plato and his master with
many of their problems, were in difficulties about how one thing could be two
things at once — say, a white horse. How could you say 'This is a horse
and this is white' without saying 'This one thing is two things'? Socrates
and Plato together solved this puzzle by saying that what was meant by
saying 'The horse is white' is that the horse partakes of the
eternal, and perfect, Form horseness, which was invisible but really more
horselike than any worldly Dobbin; and ditto about the Form whiteness: it was
whiter than any earthly white. The theory of Form covers our whole world
of ships and shoes and humpty-dumptys, which, taken all in all, are shadows —
approximations of those invisible, perfect Forms. Using the sharp tools in
our new linguistic chest, we can whittle Plato down to size and say that he
invented his metaphysical world of Forms to solve the problem of different
kinds of 'is'es -- what Grice calls the 'izz' proper and the 'izz' improper
('strictly, a 'hazz').You see how Grice, an Oxford counterpart of Plato, uses a
very simple grammatical tool in solving problems like this. Instead of conjuring
up an imaginary edifice of Forms, he simply says there are two different types
of 'is'es — one of predication and one of identity -- 'the izz' and the 'hazz
not.' The first, the 'izz' (which is really a 'hazz' -- it is a 'hizz' for
Socrates being 'rational') asserts a quality: this is white.' The second
'hazz' points to the object named: 'This is a horse.' By this simple
grammatical analysis we clear away the rubble of what were Plato's
Forms. That's why an Oxford philosopher loves Aristotle -- and his
Athenian dialectic -- (Plato worked in suburbia, The Academy) -- who often,
when defining a thing — for example, 'virtue' — asked himself, 'Does the
definition square with the ordinary views (ta legomena) of men?' But while
Grice does have this or that antecedent, he is surely an innovator in
concentrating MOST (if not all) of his attention on what he calls 'the
conversational implicature.'Grice has little patience with past
philosophers.Why bother listening to men whose problems arose from bad grammar?
(He excludes Ariskant here). At present, we are mostly preoccupied with
language and grammar. Grice would never dream of telling his tutee what he
ought to do, the kind of life he ought to lead.That was no longer an aim of
philosophy, he explained, but even though philosophy has changed in its aims
and methods, people have not, and that was the reason for the complaining
tutees -- the few of them -- , for the bitter attacks of Times' correspondents,
and even, perhaps, for his turning his back on philosophy. Grice came to
feel that Oxford philosophy was a minor revolutionary movement — at least when
it is seen through the eyes of past philosophers. I asked him about the
fathers of the revolution. Again he was evasive. Strictly speaking,
the minor revolution is fatherless, except that Bertrand Russell, G. E. Moore,
and Vitters — all of them, as it happened, Cambridge University figures —
"are responsible for the present state of things at Oxford." under
‘conjunctum,’ we see that there is an alternative vocabulary, of ‘copulatum.’
But Grice prefers to narrow the use of ‘copula’ to izzing’ and ‘hazzing.’ Oddly,
Grice sees izzing as a ‘predicate,’ and symbolises it as Ixy. While he prefers
‘x izzes y,’ he also uses ‘x izz y.’ Under izzing comes Grice’s discussion of
essential predicate, essence, and substance qua predicabilia (secondary
substance). As opposed to ‘hazzing,’ which covers all the ‘ta sumbebeka,’ or
‘accidentia.’
jacobi: German man of
letters, popular novelist, and author of several influential philosophical
works. His Ueber die Lehre des Spinoza (1785) precipitated a dispute with
Mendelssohn on Lessing’s alleged pantheism. The ensuing Pantheismusstreit
(pantheism controversy) focused attention on the apparent conflict between
human freedom and any systematic, philosophical interpretation of reality. In
the appendix to his David Hume über den Glauben, oder Idealismus und Realismus
(“David Hume on Belief, or Idealism and Realism,” 1787), Jacobi scrutinized the
new transcendental philosophy of Kant, and subjected Kant’s remarks concerning
“things-in-themselves” to devastating criticism, observing that, though one
could not enter the critical philosophy without presupposing the existence of
things-in-themselves, such a belief is incompatible with the tenets of that
philosophy. This criticism deeply influenced the efforts of post-Kantians
(e.g., Fichte) to improve transcendental idealism. In 1799, in an “open letter”
to Fichte, Jacobi criticized philosophy in general and transcendental idealism
in particular as “nihilism.” Jacobi espoused a fideistic variety of direct
realism and characterized his own standpoint as one of “nonknowing.” Employing
the arguments of “Humean skepticism,” he defended the necessity of a “leap of
faith,” not merely in morality and religion, but in every area of human life.
Jacobi’s criticisms of reason and of science profoundly influenced German
Romanticism. Near the end of his career he entered bitter public controversies
with Hegel and Schelling concerning the relationship between faith and
knowledge. See also KANT. D.Br. Jainism, an Indian religious and philosophical
tradition established by Mahavira, a contemporary of the historical Buddha, in
the latter half of the sixth and the beginning of the fifth century B.C. The
tradition holds that each person (jiva) is everlasting and indestructible, a
self-conscious identity surviving as a person even in a state of final
enlightenment. It accepts personal immortality without embracing any variety of
monotheism. On the basis of sensory experience it holds that there exist
mind-independent physical objects, and it regards introspective experience as
establishing the existence of enduring selves. It accepts the doctrines of
rebirth and karma and conceives the ultimate good as escape from the wheel of
rebirth. It rejects all violence as incompatible with achieving enlightenment.
james:
w. New-World philosopher, psychologist, and one of the founders of pragmatism.
He was born in New York, the oldest of five children and elder brother of the
novelist Henry James and diarist Alice James. Their father, Henry James, Sr.,
was an unorthodox religious philosopher, deeply influenced by the thought of
Swedenborg, some of which seeped into William’s later fascination with
psychical research. The James family relocated to Cambridge, Massachusetts, but
the father insisted on his children obtaining an Old-World education, and
prolonged trips to England and the Continent were routine, a procedure that
made William multilingual and extraordinarily cosmopolitan. In fact, a
pervasive theme in James’s personal and creative life was his deep split
between things New-World and Old-World Europe: he felt like a bigamist
“coquetting with too many countries.” As a person, James is extraordinarily
sensitive to psychological and bodily experiences. He could be described as
“neurasthenic” – afflicted with constant psychosomatic symptoms such as
dyspepsia, vision problems, and clinical depression. In 1868 he recorded a
profound personal experience, a “horrible fear of my own existence.” In two
1870 diary entries, James first contemplates suicide and then pronounces his
belief in free will and his resolve to act on that belief in “doing, suffering
and creating.” Under the influence of the then burgeoning work in experimental
psychology, James attempted to sustain, on empirical grounds, his belief in the
self as Promethean, as self-making rather than as a playing out of inheritance
or the influence of social context. This bold and extreme doctrine of
individuality is bolstered by his attack on both the neo-Hegelian and
associationist doctrines. He held that both approaches miss the empirical
reality of relations as affectively experienced and the reality of
consciousness as a “stream,” rather than an aspect of an Absolute or simply a
box holding a chain of concepts corresponding to single sense impressions. In
1890, James published his masterpiece, The Principles of Psychology, which
established him as the premier psychologist of the Euro-American world. It was
a massive compendium and critique of virtually all of the psychology literature
then extant, but it also claimed that the discipline was in its infancy. James
believed that the problems he had unearthed could only be understood by a
philosophical approach. James held only one academic degree, an M.D. from
Harvard, and his early teaching at Harvard was in anatomy and physiology. He
subsequently became a professor of psychology, but during the writing of the
Principles, he began to teach philosophy as a colleague of Royce and Santayana.
From 1890 forward James saw the fundamental issues as at bottom philosophical
and he undertook an intense inquiry into matters epistemological and
metaphysical; in particular, “the religious question” absorbed him. The Will to
Believe and Other Essays in Popular Philosophy was published in 1897. The lead
essay, “The Will to Believe,” had been widely misunderstood, partly because it
rested on unpublished metaphysical assumptions and partly because it ran
aggressively counter to the reigning dogmas of social Darwinism and
neo-Hegelian absolutism, both of which denigrated the personal power of the
individual. For James, one cannot draw a conclusion, fix a belief, or hold to a
moral or religious maxim unless all suggestions of an alternative position are explored.
Further, some alternatives will be revealed only if one steps beyond one’s
frame of reference, seeks novelty, and “wills to believe” in possibilities
beyond present sight. The risk taking in such an approach to human living is
further detailed in James’s essays “The Dilemma of Determinism” and “The Moral
Philosopher and the Moral Life,” both of which stress the irreducibility of
ambiguity, the presence of chance, and the desirability of tentativeness in our
judgments. After presenting the Gifford Lectures in 1901– 02, James published
his classic work, The Varieties of Religious Experience, which coalesced his
interest in psychic states both healthy and sick and afforded him the
opportunity to present again his firm belief that human life is characterized
by a vast array of personal, cultural, and religious approaches that cannot and
should not be reduced one to the other. For James, the “actual peculiarities of
the world” must be central to any philosophical discussion of truth. In his
Hibbert Lectures of 1909, published as A Pluralistic Universe, James was to
represent this sense of plurality, openness, and the variety of human
experience on a wider canvas, the vast reach of consciousness, cosmologically
understood. Unknown to all but a few philosophical correspondents, James had
been assiduously filling notebooks with reflections on the mind–body problem
and the relationship between meaning and truth and with a philosophical
exploration and extension of his doctrine of relations as found earlier in the
Principles. In 1904–05 James published a series of essays, gathered
posthumously in 1912, on the meaning of experience and the problem of
knowledge. In a letter to François Pillon in 1904, he writes: “My philosophy is
what I call a radical empiricism, a pluralism, a ‘tychism,’ which represents
order as being gradually won and always in the making.” Following his 1889
essay “On Some Omissions of Introspective Psychology” and his chapter on “The
Stream of Thought” in the Principles, James takes as given that relations
between things are equivalently experienced as the things themselves.
Consequently, “the only meaning of essence is teleological, and that
classification and conception are purely teleological weapons of the mind.” The
description of consciousness as a stream having a fringe as well as a focus,
and being selective all the while, enables him to take the next step, the
formulation of his pragmatic epistemology, one that was influenced by, but is
different from, that of Peirce. Published in 1907, Pragmatism generated a
transatlantic furor, for in it James unabashedly states that “Truth happens to
be an idea. It becomes true, is made true by events.” He also introduces the
philosophically notorious claim that “theories” must be found that will “work.”
Actually, he means that a proposition cannot be judged as true independently of
its consequences as judged by experience. James’s prose, especially in
Pragmatism, alternates between scintillating and limpid. This quality led to
both obfuscation of his intention and a lulling of his reader into a false
sense of simplicity. He does not deny the standard definition of truth as a
propositional claim about an existent, for he writes “woe to him whose beliefs
play fast and loose with the order which realities follow in his experience;
they will lead him nowhere or else make false connexions.” Yet he regards this
structure as but a prologue to the creative activity of the human mind. Also in
Pragmatism, speaking of the world as “really malleable,” he argues that man
engenders truths upon reality. This tension between James as a radical
empiricist with the affirmation of the blunt, obdurate relational manifold
given to us in our experience and James as a pragmatic idealist holding to the
constructing, engendering power of the Promethean self to create its own
personal world, courses throughout all of his work. James was chagrined and
irritated by the quantity, quality, and ferocity of the criticism leveled at
Pragmatism. He attempted to answer those critics in a book of disparate essays,
The Meaning of Truth (1909). The book did little to persuade his critics; since
most of them were unaware of his radically empirical metaphysics and certainly
of his unpublished papers, James’s pragmatism remained misunderstood until the
publication of Perry’s magisterial two-volume study, The Thought and Character
of William James (1935). By 1910, James’s heart disease had worsened; he
traveled to Europe in search of some remedy, knowing full well that it was a
farewell journey. Shortly after returning to his summer home in Chocorua, New
Hampshire, he died. One month earlier he had said of a manuscript (posthumously
published in 1911 as Some Problems in Philosophy), “say that by it I hoped to
round out my system, which is now too much like an arch only on one side.” Even
if he had lived much longer, it is arguable that the other side of the arch
would not have appeared, for his philosophy was ineluctably geared to seeking
out the novel, the surprise, the tychistic, and the plural, and to denying the
finality of all conclusions. He warned us that “experience itself, taken at
large, can grow by its edges” and no matter how laudable or seductive our
personal goal, “life is in the transitions.” The Works of William James,
including his unpublished manuscripts, have been collected in a massive
nineteen-volume critical edition by Harvard University Press (1975–88). His
work can be seen as an imaginative vestibule into the twentieth century. His
ideas resonate in the work of Royce, Unamuno, Niels Bohr, Husserl, M.
Montessori, Dewey, and Wittgenstein.
James-Lange theory, the
theory, put forward by James and independently by Lange, an anatomist, that an
emotion is the felt awareness of bodily reactions to something perceived or
thought (James) or just the bodily reactions themselves (Lange). According to
the more influential version (James, “What Is an Emotion?” Mind, 1884), “our
natural way of thinking” mistakenly supposes that the perception or thought
causes the emotion, e.g., fear or anger, which in turn causes the bodily
reactions, e.g., rapid heartbeat, weeping, trembling, grimacing, and actions
such as running and striking. In reality, however, the fear or anger consists
in the bodily sensations caused by these reactions. In support of this theory,
James proposed a thought experiment: Imagine feeling some “strong” emotion, one
with a pronounced “wave of bodily disturbance,” and then subtract in
imagination the felt awareness of this disturbance. All that remains, James
found, is “a cold and neutral state of intellectual perception,” a cognition
lacking in emotional coloration. Consequently, it is our bodily feelings that
emotionalize consciousness, imbuing our perceptions and thoughts with emotional
qualities and endowing each type of emotion, such as fear, anger, and joy, with
its special feeling quality. But this does not warrant James’s radical
conclusion that emotions or emotional states are effects rather than causes of
bodily reactions. That conclusion requires the further assumption, which James
shared with many of his contemporaries, that the various emotions are nothing
but particular feeling qualities. Historically, the James-Lange theory led to
further inquiries into the physiological and cognitive causes of emotional
feelings and helped transform the psychology of emotions from a descriptive
study relying on introspection to a broader naturalistic inquiry.
Jansenism, a set of
doctrines advanced by European Roman Catholic reformers, clergy, and scholars
in the seventeenth and eighteenth centuries, characterized by a
predestinarianism that emphasized Adam’s fall, irresistible efficacious grace,
limited atonement, election, and reprobation. Addressing the issue of free will
and grace left open by the Council of Trent (1545–63), a Flemish bishop,
Cornelius Jansen (1585–1638), crystallized the seventeenth-century Augustinian
revival, producing a compilation of Augustine’s anti-Pelagian teachings
(Augustinus). Propagated by Saint Cyran and Antoine Arnauld (On Frequent
Communion, 1643), adopted by the nuns of Port-Royal, and defended against
Jesuit attacks by Pascal (Provincial Letters, 1656–57), Jansenism pervaded
Roman Catholicism from Utrecht to Rome for over 150 years. Condemned by Pope
Innocent X (Cum Occasione, 1653) and crushed by Louis XIV and the French clergy
(the 1661 formulary), it survived outside France and rearmed for a
counteroffensive. Pasquier Quesnel’s (1634–1719) “second Jansenism,” condemned
by Pope Clement XI (Unigenitus, 1713), was less Augustinian, more rigorist, and
advocated Presbyterianism and Gallicanism. J.-L.S. Japanese philosophy,
philosophy in Japan, beginning with Buddhist thought and proceeding to academic
“philosophy” (tetsugaku), which emerged in Japan only during the Meiji
Restoration period beginning in 1868. Among representatives of traditional
Japanese Buddhist philosophical thought should be mentioned Saicho (767–822) of
Tendai; Kukai (774–835) of Shingon; Shinran (1173–1262) of Jodo Shinshu; Dogen
(1200–53) of Soto Zen; and Nichiren (1222–82) of Nichiren Buddhism. During the
medieval period a duty-based warrior ethic of loyalty and self-sacrifice
emerged from within the Bushido tradition of the Samurai, developed out of
influences from Confucianism and Zen. Also, the Zen-influenced path of Geido or
way of the artist produced an important religio-aesthetic tradition with ideas
of beauty like aware (sad beauty), yugen (profundity), ma (interval), wabi
(poverty), sabi (solitariness), and shibui (understatement). While each sect
developed its own characteristics, a general feature of traditional Japanese
Buddhist philosophy is its emphasis on “impermanence” (mujo), the
transitoriness of all non-substantial phenomena as expressed through the
aesthetic of perishability in Geido and the constant remembrance of death in
the warrior ethic of Bushido. Much of twentieth-century Japanese philosophy
centers around the development of, and critical reaction against, the thought
of Nishida Kitaro (1870–1945) and the “Kyoto School” running through Tanabe
Hajime, Nishitani Keiji, Hisamatsu Shin’ichi, Takeuchi Yoshinori, Ueda
Shizuteru, Abe Masao, and, more peripherally, Watsuji Tetsuro, Kuki Shuzo, and
D. T. Suzuki. The thought of Nishida is characterized by the effort to
articulate an East-West philosophy and interfaith dialogue within a Buddhist
framework of “emptiness” (ku) or “nothingness” (mu). In his maiden work, A
Study of Good (1911), Nishida elaborates a theory of “pure experience” (junsui
keiken) influenced especially by William James. Like James, Nishida articulates
“pure experience” as an immediate awareness in the stream of consciousness
emerging prior to subject– object dualism. Yet it is widely agreed that Nishida
reformulates “pure experience” in light of his own study of Zen Buddhism.
Throughout his career Nishida continuously reworked the idea of “pure
experience” in terms of such notions as “self-awareness,” “absolute will,”
“acting intuition,” “absolute nothingness,” and the “social-historical world.”
From the Acting to the Seeing (1927) signifies a turning point in Nishida’s
thought in that it introduces his new concept of basho, the “place” of
“absolute Nothingness” wherein the “true self” arises as a “selfidentity of
absolute contradictions.” Nishida’s penultimate essay, “The Logic of Place and
a Religious Worldview” (1945), articulates a theory of religious experience
based upon the “self-negation” of both self and God in the place of
Nothingness. In this context he formulates an interfaith dialogue between the
Christian kenosis (self-emptying) and Buddhist sunyata (emptiness) traditions.
In Religion and Nothingness (1982), Nishitani Keiji develops Nishida’s
philosophy in terms of a Zen logic wherein all things at the eternalistic
standpoint of Being are emptied in the nihilistic standpoint of Relative Nothingness,
which in turn is emptied into the middle way standpoint of Emptiness or
Absolute Nothingness represented by both Buddhist sunyata and Christian
kenosis. For Nishitani, this shift from Relative to Absolute Nothingness is the
strategy for overcoming nihilism as described by Nietzsche. Hisamatsu Shin’ichi
interprets Japanese aesthetics in terms of Nishida’s Self of Absolute
Nothingness in Zen and the Fine Arts (1971). The encounter of Western
philosophy with Zen Nothingness is further developed by Abe Masao in Zen and
Western Thought (1985). Whereas thinkers like Nishida, Nishitani, Hisamatsu,
Ueda, and Abe develop a Zen approach based upon the immediate experience of
Absolute Nothingness through the “self-power” (jiriki) of intuition, Philosophy
as Metanoetics (1986) by Tanabe Hajime instead takes up the stance of Shinran’s
Pure Land Buddhism, according to which Nothingness is the transforming grace of
absolute “Other-power” (tariki) operating through faith. Watsuji Tetsuro’s
Ethics (1937), the premier work in modern Japanese moral theory, develops a
communitarian ethics in terms of the “betweenness” (aidagara) of persons based
on the Japanese notion of self as ningen, whose two characters reveal the
double structure of personhood as both individual and social. Kuki Shuzo’s The
Structure of Iki (1930), often regarded as the most creative work in modern
Japanese aesthetics, analyzes the Edo ideal of iki or “chic” as having a
threefold structure representing the fusion of the “amorousness” (bitai) of the
Geisha, the “valor” (ikuji) of the Samurai, and the “resignation” (akirame) of
the Buddhist priest. Marxist thinkers like Tosaka Jun (1900–45) have developed
strong ideological critiques of the philosophy articulated by Nishida and the
Kyoto School. In summary, the outstanding contribution of modern Japanese
philosophy has been the effort to forge a synthesis of Eastern and Western
values within the overall framework of an Asian worldview.
Jaspers: philosopher, one
of the main representatives of the existentialist movement (although he
rejected ‘existentialism’ as a distortion of the philosophy of existence). From
1901 until 1908 Jaspers studied law and medicine at the universities of
Heidelberg, Munich, Berlin, and Göttingen. He concluded his studies with an
M.D. (Homesickness and Crime) from the University of Heidelberg (where he
stayed until 1948). From 1908 until 1915 he worked as a voluntary assistant in
the psychiatric clinic, and published his first major work (Allgemeine
Psychopathologie, 1913; General Psychopathology, 1965). After his habilitation
in psychology (1913) Jaspers lectured as Privatdocent. In 1919 he published
Psychologie der Weltanschauung (“Psychology of Worldviews”). Two years later he
became professor in philosophy. Because of his personal convictions and
marriage with Gertrud Mayer (who was Jewish) the Nazi government took away his
professorship in 1937 and suppressed all publications. He and his wife were
saved from deportation because the American army liberated Heidelberg a few days
before the fixed date of April 14, 1945. In 1948 he accepted a professorship
from the University of Basel. As a student, Jaspers felt a strong aversion to
academic philosophy. However, as he gained insights in the fields of psychiatry
and psychology, he realized that both the study of human beings and the meaning
of scientific research pointed to questions and problems that demanded their
own thoughts and reflections. Jaspers gave a systematic account of them in his
three-volume Philosophie (1931; with postscript, 1956; Philosophy, 1969–71),
and in the 1,100 pages of Von der Wahrheit (On Truth, 1947). In the first
volume (“Philosophical World-orientation”) he discusses the place and meaning
of philosophy with regard to the human situation in general and scientific
disciplines in particular. In the second (“Clarification of Existence”), he
contrasts the compelling modes of objective (scientific) knowledge with the
possible (and in essence non-objective) awareness of being in self-relation,
communication, and historicity, both as being oneself presents itself in
freedom, necessity, and transcendence, and as existence encounters its
unconditionality in limit situations (of death, suffering, struggle, guilt) and
the polar intertwining of subjectivity and objectivity. In the third volume
(“Metaphysics”) he concentrates on the meaning of transcendence as it becomes
translucent in appealing ciphers (of nature, history, consciousness, art, etc.)
to possible existence under and against the impact of stranding. His Von der
Wahrheit is the first volume of a projected work on philosophical logic (cf.
Nachlaß zur philosophischen Logik, ed. H. Saner and M. Hänggi, 1991) in which
he develops the more formal aspects of his philosophy as “periechontology”
(ontology of the encompassing, des Umgreifenden, with its modes of being there,
consciousness, mind, existence, world, transcendence, reason) and clarification
of origins. In both works Jaspers focuses on “existential philosophy” as “that
kind of thinking through which man tries to become himself both as thinking
makes use of all real knowledge and as it transcends this knowledge. This
thinking does not recognize objects, but clarifies and enacts at once the being
of the one who thinks in this way” (Philosophische Autobiographie, 1953). In
his search for authentic existence in connection with the elaboration of
“philosophical faith” in reason and truth, Jaspers had to achieve a thorough
understanding of philosophical, political, and religious history as well as an
adequate assessment of the present situation. His aim became a world philosophy
as a possible contribution to universal peace out of the spirit of free and
limitless communication, unrestricted open-mindedness, and unrelenting
truthfulness. Besides a comprehensive history of philosophy (Die groben
Philosophen I, 1957; II and III, 1981; The Great Philosophers, 2 vols., 1962,
1966) and numerous monographs (on Cusanus, Descartes, Leonardo da Vinci,
Schelling, Nietzsche, Strindberg, van Gogh, Weber) he wrote on subjects such as
the university (Die Idee der Universität, 1946; The Idea of the University,
1959), the spiritual situation of the age (Die geistige Situation der Zeit,
1931; Man in the Modern Age, 1933), the meaning of history (Vom Ursprung und
Ziel der Geschichte, 1949; The Origin and Goal of History, in which he
developed the idea of an “axial period”), the guilt question (Die Schuldfrage,
1946; The Question of German Guilt, 1947), the atomic bomb (Die Atombombe und
die Zukunft des Menschen, 1958; The Future of Mankind, 1961), German politics
(Wohin treibt die Bundesrepublik? 1966; The Future of Germany, 1967). He also
wrote on theology and religious issues (Die Frage der Entymythologisierung.
Eine Diskussion mit Rudolf Bultmann, 1954; Myth and Christianity, 1958; Der
philosophische Glaube angesichts der Offenbarung, 1962; Philosophical Faith and
Revelation, 1967).
jen, Chinese
philosophical term, important in Confucianism, variously translated as
‘kindness’, ‘humanity’, or ‘benevolence’. Scholars disagree as to whether it
has the basic meaning of an attribute distinctive of certain aristocratic
clans, or the basic meaning of kindness, especially kindness of a ruler to his
subjects. In Confucian thought, it is used to refer both to an all-encompassing
ethical ideal for human beings (when so used, it is often translated as
‘humanity’, ‘humaneness’, or ‘goodness’), and more specifically to the
desirable attribute of an emotional concern for all living things, the degree
and nature of such concern varying according to one’s relation to such things
(when so used, it is often translated as ‘benevolence’). Later Confucians
explain jen in terms of one’s being of one body with all things, and hence
one’s being sensitive and responsive to their well-being. In the political realm,
Confucians regard jen as ideally the basis of government. A ruler with jen will
care about and provide for the people, and people will be attracted to the
ruler and be inspired to reform themselves. Such a ruler will succeed in
bringing order and be without rivals, and will become a true king (wang).
jevons:
w. s., philosopher of science. In economics, he clarified the idea of value,
arguing that it is a function of utility. Later theorists imitated his use of
the calculus and other mathematical tools to reach theoretical results. His
approach anticipated the idea of marginal utility, a notion basic in modern
economics. Jevons regarded J. S. Mill’s logic as inadequate, preferring the new
symbolic logic of Boole. One permanent contribution was his introduction of the
concept of inclusive ‘or’, with ‘or’ meaning ‘either or, or both’. To aid in
teaching the new logic of classes and propositions, Jevons invented his
“logical piano.” In opposition to the confidence in induction of Mill and
Whewell, both of whom thought, for different reasons, that induction can arrive
at exact and necessary truths, Jevons argued that science yields only
approximations, and that any perfect fit between theory and observation must be
grounds for suspicion that we are wrong, not for confidence that we are right.
Jevons introduced probability theory to show how rival hypotheses are
evaluated. He was a subjectivist, holding that probability is a measure of what
a perfectly rational person would believe given the available evidence.
Jewish philosophy. The
subject begins with Philo Judaeus (c.20 B.C.–A.D. 40) of Alexandria. Applying
Stoic techniques of allegory, he developed a philosophical hermeneutic that
transformed biblical persons and places into universal symbols and virtues;
retaining the Hebrew Bible’s view of a transcendent God, Philo identified
Plato’s world of ideas with the mind or word of God, construing it as the
creative intermediary to the world. This logos doctrine influenced Christian
theology strongly, but had little effect upon Jewish thought. Rabbinic Judaism
was indifferent and probably hostile to all expressions of Greek philosophy,
Philo’s writings included. The tradition of philosophical theology that can be
traced to Philo took hold in Judaism only in the ninth century, and only after
it became accepted in the Islamic world, which Jews then inhabited. Saadiah
Gaon (882–942) modeled his philosophical work The Book of Critically Chosen
Beliefs and Convictions on theological treatises written by Muslim free will
theologians. Unlike them, however, and in opposition to Jewish Karaites,
Saadiah rejected atomistic occasionalism and accepted the philosophers’ view of
a natural order, though one created by God. Saadiah’s knowledge of Greek
philosophy was imperfect and eclectic, yet he argued impressively against the
notion of infinite duration, in order to affirm the necessity of believing in a
created universe and hence in a Creator. Saadiah accepted the historicity of revelation
at Sinai and the validity of Jewish law on more dogmatic grounds, though he
developed a classification of the commandments that distinguished between them
on grounds of greater and lesser rationality. Isaac Israeli (850–950), while a
contemporary of Saadiah’s, was as different from him as East (Baghdad for
Saadiah) is from West (for Israeli, Qayrawan, North Africa). Israeli showed no
interest in theology, and was attracted to Neoplatonism and the ideas advanced
by the first Muslim philosopher, al-Kindi. The strictly philosophical and
essentially Neoplatonic approach in Jewish philosophy reached a high point with
the Fons Vitae of Solomon Ibn Gabirol (1020–57). He followed Israeli in
emphasizing form and matter’s priority over that of the universal mind or noûs.
This heralds the growing dominance of Aristotelian concepts in medieval Jewish
philosophy, in all but political thought, a dominance first fully expressed, in
Spain, in The Exalted Faith of Abraham Ibn Daud (c.1110–80). Many of the themes
and perspectives of Neoplatonism are here retained, particularly that of
emanation and the return of the soul to its source via intellectual
conjunction, as well as the notion of the unknowable and strict unity of God;
but the specific structures of Neoplatonic thought give way to those of
Aristotle and his commentators. This mix of approaches was perfected by the
Muslim falasifa al-Farabi (872–950) and Avicenna (980– 1037), who became the
main authorities for most Jewish philosophers through the twelfth century,
competing afterward with Averroes (1126–98) for the minds of Jewish
philosophers. Judah Ha-Levi (1075–1141), in The Kuzari, also written in Spain,
fought this attraction to philosophy with an informed critique of its
Aristotelian premises. But Moses Maimonides (1138–1204), in his Guide to the
Perplexed, written in Egypt and destined to become the major work of medieval
Jewish philosophy, found little reason to fault the philosophers other than for
accepting an eternal universe. His reservations on this subject, and his
reticence in discussing some other tenets of Jewish faith, led many to suspect
his orthodoxy and to seek esoteric meanings in all his philosophical views, a
practice that continues today. Whatever his philosophical allegiance,
Maimonides viewed Judaism as the paradigmatic philosophical religion, and saw
the ideal philosopher as one who contributes to the welfare of his community,
however much personal happiness is to be found ultimately only in contemplation
of God. Gersonides (1288–1344), living in Provence, responded fully to both
Maimonides’ and Averroes’ teachings, and in his Wars of the Lord denied the
personal providence of popular faith. These sorts of assertions led Hasdai
Crescas (1340–1410) to attack the philosophers on their own premises, and to
offer a model of divine love instead of intelligence as the controlling concept
for understanding oneself and God. Modern Jewish philosophy begins in Germany
with Moses Mendelssohn (1729–86), who attempted philosophically to remove from
Judaism its theocratic and politically compelling dimensions. Hermann Cohen
(1842–1918) further emphasized, under the influence of Kant and Hegel, what he
perceived as the essentially ethical and universal rational teachings of
Judaism. Martin Buber (1878–1965) dramatically introduced an existential
personalism into this ethicist reading of Judaism, while Franz Rosenzweig
(1886–1929) attempted to balance existential imperatives and ahistorical
interpretations of Judaism with an appreciation for the phenomenological
efficacy of its traditional beliefs and practices. The optimistic and universal
orientation of these philosophies was severely tested in World War II, and
Jewish thinkers emerged after that conflict with more assertive national
philosophies.
jhana, a term used by
Theravada Buddhists meaning ‘pondering’ or ‘contemplation’ and often translated
into English as ‘meditation’. This is one of many terms used to describe both
techniques of meditation and the states of consciousness that result from the
use of such techniques. Jhana has a specific technical use: it denotes a
hierarchically ordered series of four (or sometimes five) states of
consciousness, states produced by a gradual reduction in the range of affective
experience. The first of these states is said to include five mental factors,
which are various kinds of affect and cognitive function, while the last
consists only of equanimity, a condition altogether free from affect.
Joachim da Floris: Italian
mystic who traveled to the Holy Land and, upon his return, became a Cistercian
monk and abbot. He later retired to Calabria, in southern Italy, where he
founded the order of San Giovanni in Fiore. He devoted the rest of his life to
meditation and the recording of his prophetic visions. In his major works Liber
concordiae Novi ac Veteri Testamenti (“Book of the Concordances between the New
and the Old Testament,” 1519), Expositio in Apocalypsim (1527), and Psalterium
decem chordarum (1527), Joachim illustrates the deep meaning of history as he
perceived it in his visions. History develops in coexisting patterns of twos
and threes. The two testaments represent history as divided in two phases
ending in the First and Second Advent, respectively. History progresses also
through stages corresponding to the Holy Trinity. The age of the Father is that
of the law; the age of the Son is that of grace, ending approximately in 1260;
the age of the Spirit will produce a spiritualized church. Some monastic orders
like the Franciscans and Dominicans saw themselves as already belonging to this
final era of spirituality and interpreted Joachim’s prophecies as suggesting
the overthrow of the contemporary ecclesiastical institutions. Some of his
views were condemned by the Lateran Council in 1215. P.Gar. Johannes Philoponus
(c.490–575), Greek philosopher and theologian, who worked in Alexandria
(philoponus, ‘workaholic’, just a nickname). A Christian from birth, he was a
pupil of the Platonist Ammonius, and is the first Christian Aristotelian. As
such, he challenged Aristotle on many points where he conflicted with Christian
doctrine, e.g. the eternity of the world, the need for an infinite force, the
definition of place, the impossibility of a vacuum, and the necessity for a
fifth element to be the substance of the heavens. Johannes composed
commentaries on Aristotle’s Categories, Prior and Posterior Analytics, Meteorologics,
and On the Soul; and a treatise Against Proclus: On the Eternity of the World.
There is dispute as to whether the commentaries exhibit a change of mind (away
from orthodox Aristotelianism) on these questions. J.M.D. John Damascene.
John of Damascus, Saint,
also called John Damascene and Chrysorrhoas (Golden Speaker) (c.675–c.750),
Greek theologian and Eastern church doctor. Born of a well-to-do family in
Damascus, he was educated in Greek, Arabic, and Islamic thought. He attained a
high position in government but resigned under the antiChristian Caliph Abdul
Malek and became a monk about 700, living outside Jerusalem. He left extensive
writings, most little more than compilations of older texts. The Iconoclastic
Synod of 754 condemned his arguments in support of the veneration of images in
the three Discourses against the Iconoclasts (726–30), but his orthodoxy was
confirmed in 787 at the Second Council of Nicaea. His Sources of Knowledge
consists of a Dialectic, a history of heresies, and an exposition of orthodoxy.
Considered a saint from the end of the eighth century, he was much respected in
the East and was regarded as an important witness to Eastern Orthodox thought
by the West in the Middle Ages.
John of Saint Thomas,
also known as John Poinsot (1589–1644), Portuguese theologian and philosopher.
Born in Lisbon, he studied at Coimbra and Louvain, entered the Dominican order
(1610), and taught at Alcalá de Henares, Piacenza, and Madrid. His most
important works are the Cursus philosophicus (“Course of Philosophy,” 1632–36),
a work on logic and natural philosophy; and the Cursus theologicus (“Course of
Theology,” 1637–44), a commentary on Aquinas’s Summa theologiae. John
considered himself a Thomist, but he modified Aquinas’s views in important
ways. The “Ars Logica,” the first part of the Cursus philosophicus, is the
source of much subsequent Catholic teaching in logic. It is divided into two
parts: the first deals with formal logic and presents a comprehensive theory of
terms, propositions, and reasoning; the second discusses topics in material
logic, such as predicables, categories, and demonstration. An important
contribution in the first is a comprehensive theory of signs that has attracted
considerable attention in the twentieth century among such philosophers as
Maritain, Yves Simon, John Wild, and others. An important contribution in the
second part is the division of knowledge according to physical, mathematical,
and metaphysical degrees, which was later adopted by Maritain. John dealt with
metaphysical problems in the second part of the Cursus philosophicus and in the
Cursus theologicus. His views are modifications of Aquinas’s. For example,
Aquinas held that the principle of individuation is matter designated by
quantity; John interpreted this as matter radically determined by dimensions,
where the dimensions are indeterminate. In contrast to other major figures of
the Spanish Scholasticism of the times, John did not write much in political
and legal theory. He considered ethics and political philosophy to be
speculative rather than practical sciences, and adopted a form of probabilism.
Moreover, when in doubt about a course of action, one may simply adopt any
pertinent view proposed by a prudent moralist.
John of Salisbury
(c.1120–80), English prelate and humanist scholar. Between 1135 and 1141 he
studied dialectic with Peter Abelard and theology with Gilbert of Poitiers in
Paris. It is possible that during this time he also studied grammar, rhetoric,
and part of the quadrivium with William of Conches at the Cathedral School of
Chartres. After 1147 he was for a time a member of the Roman Curia, secretary
to Theobald, archbishop of Canterbury, and friend of Thomas Becket. For his
role in Becket’s canonization, Louis VII of France rewarded him with the
bishopric of Chartres in 1176. Although John was a dedicated student of
philosophy, it would be misleading to call him a philosopher. In his letters,
biographies of Anselm and Becket, and Memoirs of the Papal Court (1148– 52), he
provides, in perhaps the best medieval imitation of classical Latin style, an
account of some of the most important ideas, events, and personalities of his
time. Neither these works nor his Polycraticus and Metalogicon, for which he is
most celebrated, are systematic philosophical treatises. The Polycraticus is,
however, considered one of the first medieval treatises to take up political
theory in any extended way. In it John maintains that if a ruler does not
legislate in accordance with natural moral law, legitimate resistance to him
can include his assassination. In the Metalogicon, on the other hand, John
discusses, in a humanist spirit, the benefits for a civilized world of
philosophical training based on Aristotle’s logic. He also presents current
views on the nature of universals, and, not surprisingly, endorses an
Aristotelian view of them as neither extramental entities nor mere words, but
mental concepts that nevertheless have a basis in reality insofar as they are
the result of the mind’s abstracting from extramental entities what those
entities have in common. G.S.
Johnson: w. e., very
English philosopher who lectured on psychology and logic at Cambridge
University. His Logic was published in three parts: Part I (1921); Part II,
Demonstrative Inference: Deductive and Inductive (1922); and Part III, The
Logical Foundations of Science (1924). He did not complete Part IV on
probability, but in 1932 Mind published three of its intended chapters.
Johnson’s other philosophical publications, all in Mind, were not abundant. The
discussion note “On Feeling as Indifference” (1888) deals with problems of
classification. “The Logical Calculus” (three parts, 1892) anticipates the
“Cambridge” style of logic while continuing the tradition of Jevons and Venn;
the same is true of treatments of formal logic in Logic. “Analysis of Thinking”
(two parts, 1918) advances an adverbial theory of experience. Johnson’s
philosophic influence at Cambridge exceeded the influence of these
publications, as one can see from the references to him by John Neville Keynes
in Studies and Exercises in Formal Logic and by his son John Maynard Keynes in
A Treatise on Probability. Logic contains original and distinctive treatments
of induction, metaphysics, the philosophy of mind, and philosophical logic.
Johnson’s theory of inference proposes a treatment of implication that is an
alternative to the view of Russell and Whitehead in Principia Mathematica. He
coined the term ‘ostensive definition’ and introduced the distinction between
determinates and determinables.
Juan Chi, Chinese
Neo-Taoist philosopher. Among his extant writings the most important are
Ta-Chuang lun (“Discourse on the Chuang Tzu”) and Ta-jen hsien-sheng chuan
(“Biography of Master Great Man”). The concept of naturalness (tzu-jan)
underpins Juan’s philosophy. The “great man” is devoid of self-interest,
completely at ease with his own nature and the natural order at large. In
contrast, orthodox tradition (mingchiao) suppresses openness and sincerity to
secure benefit. Politically tzu-jan envisages a selfgoverning pristine state, a
Taoist version of anarchism. However, the “great man” furnishes a powerful
symbol not because he plots to overthrow the monarchy or withdraws from the
world to realize his own ambition, but because he is able to initiate a process
of healing that would revitalize the rule of the tao.
jung: founder of
analytical psychology, a form of psychoanalysis that differs from Freud’s
chiefly by an emphasis on the collective character of the unconscious and on
archetypes as its privileged contents. Jung, like Freud, was deeply influenced
by philosophy in his early years. Before his immersion in psychiatry, he wrote
several essays of explicitly philosophical purport. Kant was doubtless the
philosopher who mattered most to Jung, for whom archetypes were conceived as a
priori structures of the human psyche. Plato and Neoplatonists, Schopenhauer
and especially Nietzsche (to whose Zarathustra he devoted a seminar of several
years’ duration) were also of critical importance. Jung was a close reader of
James, and his Psychological Types (1921) – in addition to an extended discussion
of nominalism versus realism – contains a detailed treatment of Jamesian
typologies of the self. Jung considered the self to be an amalgamation of an
“ectopsyche” – consisting of four functions (intuition, sensation, feeling, and
thinking) that surround an ego construed not as a singular entity but as a
“complex” of ideas and emotions – and an “endosphere” (i.e., consciousness
turned inward in memory, affect, etc.). The personal unconscious, which
preoccupied Freud, underlies the endosphere and its “invasions,” but it is in
turn grounded in the collective unconscious shared by all humankind. The
collective unconscious was induced by Jung from his analysis of dream symbols
and psychopathological symptoms. It is an inherited archive of archaic-mythic
forms and figures that appear repeatedly in the most diverse cultures and
historical epochs. Such forms and figures – also called archetypes – are
considered “primordial images” preceding the “ideas” that articulate rational
thought. As a consequence, the self, rather than being autonomous, is embedded
in a prepersonal and prehistoric background from which there is no effective
escape. However, through prolonged psychotherapeutically guided
“individuation,” a slow assimilation of the collective unconscious into daily
living can occur, leading to an enriched and expanded sense of experience and
selfhood.
jung, ju, Chinese terms
that express the Confucian distinction between honor and shame or disgrace. The
locus classicus of the discussion is found in Hsün Tzu’s works. While the
distinction between jung (honor) and ju (disgrace, shame) pertains to the
normal, human conditions of security and danger, harm and benefit, it is
crucial to distinguish honor as derived from mere external recognition and
honor justly deserved, and to distinguish shame or disgrace due to
circumstance, as in poverty, from that due to one’s own ethical misconduct. The
chün-tzu (paradigmatic individual) should be content with the shame due to
circumstance but not with shame justly deserved because of misconduct. The key
issue is shame or honor justly deserved from the point of view of jen
(benevolence) and yi (rightness), and not shame or honor resting on
contingencies beyond one’s control.
jurisprudence, the
science or knowledge of law; thus, in its widest sense, the study of the legal
doctrines, rules, and principles of any legal system. More commonly, however,
the term designates the study not of the actual laws of particular legal
systems, but of the general concepts and principles that underlie a legal
system or that are common to all such systems (general jurisprudence).
Jurisprudence in this sense, sometimes also called the philosophy of law, may
be further subdivided according to the major focus of a particular study.
Examples include historical jurisprudence (a study of the development of legal
principles over time, often emphasizing the origin of law in custom or
tradition rather than in enacted rules), sociological jurisprudence (an
examination of the relationship between legal rules and the behavior of
individuals, groups, or institutions), functional jurisprudence (an inquiry
into the relationship between legal norms and underlying social interests or
needs), and analytical jurisprudence (an investigation into the meaning of, and
conceptual connections among, legal concepts). Within analytical jurisprudence
the most substantial body of thought focuses on the meaning of the concept of
law itself (legal theory) and the relationship between that concept and the
concept of morality. Legal positivism, the view that there is no necessary
connection between law and morality, opposes the natural law view that no sharp
distinction between these concepts can be drawn. The former view is sometimes
thought to be a consequence of positivism’s insistence that legal validity is
determined ultimately by reference to certain basic social facts: “the command
of the sovereign” (John Austin), the Grundnorm (Hans Kelsen), or “the rule of
recognition” (H. L. A. Hart). These different positivist characterizations of
the basic, law-determining fact yield different claims about the normative
character of law, with classical positivists (e.g., John Austin) insisting that
legal systems are essentially coercive, whereas modern positivists (e.g., Hans
Kelsen) maintain that they are normative. Disputes within legal theory often
generate or arise out of disputes about theories of adjudicajung, ju
jurisprudence 455 4065h-l.qxd 08/02/1999 7:40 AM Page 455 tion, or how judges
do or should decide cases. Mechanical jurisprudence, or formalism, the theory
that all cases can be decided solely by analyzing legal concepts, is thought by
many to have characterized judicial decisions and legal reasoning in the
nineteenth century; that theory became an easy target in the twentieth century
for various forms of legal realism, the view that law is better determined by
observing what courts and citizens actually do than by analyzing stated legal
rules and concepts. Recent developments in the natural law tradition also focus
on the process of adjudication and the normative claims that accompany the
judicial declaration of legal rights and obligations. These normative claims,
natural law theorists argue, show that legal rights are a species of political
or moral rights. In consequence, one must either revise prevailing theories of
adjudication and abandon the social-fact theory of law (Ronald Dworkin), or
explore the connection between legal theory and the classical question of
political theory: Under what conditions do legal obligations, even if
determined by social facts, create genuine political obligations (e.g., the
obligation to obey the law)? Other jurisprudential notions that overlap topics
in political theory include rule of law, legal moralism, and civil
disobedience. The disputes within legal theory about the connection between law
and morality should not be confused with discussions of “natural law” within
moral theory. In moral theory, the term denotes a particular view about the
objective status of moral norms that has produced a considerable literature,
extending from ancient Greek and Roman thought, through medieval theological
writings, to contemporary ethical thought. Though the claim that one cannot
sharply separate law and morality is often made as part of a general natural
law moral theory, the referents of the term ‘natural law’ in legal and moral
theory do not share any obvious logical relationship. A moral theorist could
conclude that there is no necessary connection between law and morality, thus
endorsing a positivist view of law, while consistently advocating a natural law
view of morality itself; conversely, a natural law legal theorist, in accepting
the view that there is a connection between law and morality, might nonetheless
endorse a substantive moral theory different from that implied by a natural law
moral theory.
jury nullification, a
jury’s ability, or the exercise of that ability, to acquit a criminal defendant
despite finding facts that leave no reasonable doubt about violation of a
criminal statute. This ability is not a right, but an artifact of criminal
procedure. In the common law, the jury has sole authority to determine the
facts, and the judge to determine the law. The jury’s findings of fact cannot
be reviewed. The term ‘nullification’ suggests that jury nullification is
opposed to the rule of law. This thought would be sound only if an extreme
legal positivism were true – that the law is nothing but the written law and
the written law covers every possible fact situation. Jury nullification is better
conceived as a form of equity, a rectification of the inherent limits of
written law. In nullifying, juries make law. To make jury nullification a
right, then, raises problems of democratic legitimacy, such as whether a small,
randomly chosen group of citizens has authority to make law.
justice, each getting
what he or she is due. Formal justice is the impartial and consistent
application of principles, whether or not the principles themselves are just.
Substantive justice is closely associated with rights, i.e., with what
individuals can legitimately demand of one another or what they can
legitimately demand of their government (e.g., with respect to the protection
of liberty or the promotion of equality). Retributive justice concerns when and
why punishment is justified. Debate continues over whether punishment is
justified as retribution for past wrongdoing or because it deters future
wrongdoing. Those who stress retribution as the justification for punishment
usually believe human beings have libertarian free will, while those who stress
deterrence usually accept determinism. At least since Aristotle, justice has
commonly been identified both with obeying law and with treating everyone with
fairness. But if law is, and justice is not, entirely a matter of convention,
then justice cannot be identified with obeying law. The literature on legal
positivism and natural law theory contains much debate about jury nullification
justice 456 4065h-l.qxd 08/02/1999 7:40 AM Page 456 whether there are moral
limits on what conventions could count as law. Corrective justice concerns the
fairness of demands for civil damages. Commutative justice concerns the
fairness of wages, prices, and exchanges. Distributive justice concerns the
fairness of the distribution of resources. Commutative justice and distributive
justice are related, since people’s wages influence how much resources they
have. But the distinction is important because it may be just to pay A more
than B (because A is more productive than B) but just that B is left with more
after-tax resources (because B has more children to feed than A does). In
modern philosophy, however, the debate about just wages and prices has been
overshadowed by the larger question of what constitutes a just distribution of
resources. Some (e.g., Marx) have advocated distributing resources in
accordance with needs. Others have advocated their distribution in whatever way
maximizes utility in the long run. Others have argued that the fair
distribution is one that, in some sense, is to everyone’s advantage. Still
others have maintained that a just distribution is whatever results from the
free market. Some theorists combine these and other approaches.
justification, a concept
of broad scope that spans epistemology and ethics and has as special cases the
concepts of apt belief and right action. The concept has, however, highly
varied application. Many things, of many different sorts, can be justified.
Prominent among them are beliefs and actions. To say that X is justified is to
say something positive about X. Other things being equal, it is better that X
be justified than otherwise. However, not all good entities are justified. The
storm’s abating may be good since it spares some lives, but it is not thereby
justified. What we can view as justified or unjustified is what we can relate
appropriately to someone’s faculties or choice. (Believers might hence view the
storm’s abating as justified after all, if they were inclined to judge divine
providence.) Just as in epistemology we need to distinguish justification from
truth, since either of these might apply to a belief in the absence of the
other, so in ethics we must distinguish justification from utility: an action
might be optimific but not justified, and justified but not optimific. What is
distinctive of justification is then the implied evaluation of an agent (thus
the connection, however remote, with faculties of choice). To say that a belief
is (epistemically) justified (apt) or to say that an action is (ethically)
justified (“right” – in one sense) is to make or imply a judgment on the
subject and how he or she has arrived at that action or belief. Often a much
narrower concept of justification is used, one according to which X is
justified only if X has been or at least can be justified through adducing
reasons. Such adducing of reasons can be viewed as the giving of an argument of
any of several sorts: e.g., conclusive, prima facie, inductive, or deductive. A
conclusive justification or argument adduces conclusive reasons for the possible
(object of) action or belief that figures in the conclusion. In turn, such
reasons are conclusive if and only if they raise the status of the conclusion
action or belief so high that the subject concerned would be well advised to
conclude deliberation or inquiry. A prima facie justification or argument
adduces a prima facie reason R (or more than one) in favor of the possible
(object of) action or belief O that figures in the conclusion. In turn, R is a
prima facie reason for O if and only if R specifies an advantage or positive
consideration in favor of O, one that puts O in a better light than otherwise.
Even if R is a prima facie reason for O, however, R can be outweighed,
overridden, or defeated by contrary considerations RH. Thus my returning a knife
that I promised to return to its rightful owner has in its favor the prima
facie reason that it is my legal obligation and the fulfillment of a promise,
but if the owner has gone raving mad, then there may be reasons against
returning the knife that override, outweigh, or defeat. (And there may also be
reasons that defeat a positive prima facie reason without amounting to reasons
for the opposite course. Thus it may emerge that the promise to return the
knife was extracted under duress.) A (valid) deductive argument for a certain
conclusion C is a sequence of thoughts or statements whose last member is C
(not necessarily last temporally, but last in the sequence) and each member of
which is either an assumption or premise of the argument or is based on earlier
members of the sequence in accordance with a sound principle of necessary
inference, such as simplification: from (P & Q) to P; or addition: from P
to (P or Q); or modus ponens: from P and (P only if Q) to Q. Whereas the
premises of a deductive argument necessarily entail the conclusion, which
cannot possibly fail to be true when the justice as fairness justification 457
4065h-l.qxd 08/02/1999 7:40 AM Page 457 premises are all true, the premises of
an inductive argument do not thus entail its conclusion but offer
considerations that only make the conclusion in some sense more probable than
it would be otherwise. From the premises that it rains and that if it rains the
streets are wet, one may deductively derive the conclusion that the streets are
wet. However, the premise that I have tried to start my car on many, many
winter mornings during the two years since I bought it and that it has always
started, right up to and including yesterday, does not deductively imply that
it will start when I try today. Here the conclusion does not follow
deductively. Though here the reason provided by the premise is only an
inductive reason for believing the conclusion, and indeed a prima facie and
defeasible reason, nevertheless it might well be in our sense a conclusive
reason. For it might enable us rightfully to conclude inquiry and/or
deliberation and proceed to (action or, in this case) belief, while turning our
attention to other matters (such as driving to our destination).
justification by faith,
the characteristic doctrine of the Protestant Reformation that sinful human
beings can be justified before God through faith in Jesus Christ. ‘Being
justified’ is understood in forensic terms: before the court of divine justice
humans are not considered guilty because of their sins, but rather are declared
by God to be holy and righteous in virtue of the righteousness of Christ, which
God counts on their behalf. Justification is received by faith, which is not
merely belief in Christian doctrine but includes a sincere and heartfelt trust
and commitment to God in Christ for one’s salvation. Such faith, if genuine,
leads to the reception of the transforming influences of God’s grace and to a
life of love, obedience, and service to God. These consequences of faith,
however, are considered under the heading of sanctification rather than
justification. The rival Roman Catholic doctrine of justification – often
mislabeled by Protestants as “justification by works” – understands key terms
differently. ‘Being just’ is understood not primarily in forensic terms but
rather as a comprehensive state of being rightly related to God, including the
forgiveness of sins, the reception of divine grace, and inner transformation.
Justification is a work of God initially accomplished at baptism; among the
human “predispositions” for justification are faith (understood as believing
the truths God has revealed), awareness of one’s sinfulness, hope in God’s
mercy, and a resolve to do what God requires. Salvation is a gift of God that
is not deserved by human beings, but the measure of grace bestowed depends to
some extent on the sincere efforts of the sinner who is seeking salvation. The
Protestant and Catholic doctrines are not fully consistent with each other, but
neither are they the polar opposites they are often made to appear by the
caricatures each side offers of the other.
just war theory, a set of
conditions justifying the resort to war (jus ad bellum) and prescribing how war
may permissibly be conducted (jus in bello). The theory is a Western approach
to the moral assessment of war that grew out of the Christian tradition
beginning with Augustine, later taking both religious and secular (including
legalist) forms. Proposed conditions for a just war vary in both number and
interpretation. Accounts of jus ad bellum typically require: (1) just cause: an
actual or imminent wrong against the state, usually a violation of rights, but
sometimes provided by the need to protect innocents, defend human rights, or
safeguard the way of life of one’s own or other peoples; (2) competent
authority: limiting the undertaking of war to a state’s legitimate rulers; (3)
right intention: aiming only at peace and the ends of the just cause (and not
war’s attendant suffering, death, and destruction); (4) proportionality:
ensuring that anticipated good not be outweighed by bad; (5) last resort:
exhausting peaceful alternatives before going to war; and (6) probability of
success: a reasonable prospect that war will succeed. Jus in bello
justification, conclusive just war theory 458 4065h-l.qxd 08/02/1999 7:40 AM
Page 458 requires: (7) proportionality: ensuring that the means used in war
befit the ends of the just cause and that their resultant good and bad, when
individuated, be proportionate in the sense of (4); and (8) discrimination:
prohibiting the killing of noncombatants and/or innocents. Sometimes conditions
(4), (5), and (6) are included in (1). The conditions are usually considered
individually necessary and jointly sufficient for a fully just war. But sometimes
strength of just cause is taken to offset some lack of proportion in means, and
sometimes absence of right intention is taken to render a war evil though not
necessarily unjust. Most just war theorists take jus ad bellum to warrant only
defensive wars. But some follow earlier literature and allow for just offensive
wars. Early theorists deal primarily with jus ad bellum, later writers with
both jus ad bellum and jus in bello. Recent writers stress jus in bello, with
particular attention to deterrence: the attempt, by instilling fear of
retaliation, to induce an adversary to refrain from attack. Some believe that
even though large-scale use of nuclear weapons would violate requirements of
proportionality and discrimination, the threatened use of such weapons can
maintain peace, and hence justify a system of nuclear deterrence.
kabala
Kala, in Indian thought,
time. The universe frequently is seen as forever oscillating between order and
chaos. Thus the goal of human existence, religiously conceived, tends to
involve escape from time. Jainism views time as immaterial, beginningless, and
continuous (without parts), distinguishing between time as perceived (in
divisions of units of our temporal measurement) and time as it inherently is
(unitless). For Sankhya-Yoga, there is no time distinct from atoms, and the
minimum temporal unit is the duration of an atom’s transverse of its own
spatial unit. For Nyaya-Vaishesika, time is a particular substance that exists
independently and appears to have parts only because we perceive it through
noticing distinct changes. Advaita Vedanta takes time to be only phenomenal and
apparent. Visistadvaita Vedanta takes time to be an inert substance dependent
on Brahman, coordinate with prakrti (material stuff), and beginningless. K.E.Y.
kalam, an Arabic term denoting a form of religious and theological discourse.
The word itself literally means ‘argue’ or ‘discuss’; although often translated
as ‘theology’ or ‘dialectical theology’, the Muslim usage does not correspond
exactly. In origin kalam was an argumentative reaction to certain perceived
doctrinal deviations on key issues – e.g., the status of the sinner, the
justice of God, attributes of God. Thus themes and content in kalam were
normally historically specific and not generally speculative. Later, in a
formal confrontation with philosophy, the predominantly dialectical mode of
reasoning employed until the twelfth century was replaced by full use of
syllogistic methods. Ultimately, the range of speculation grew until, in the
sophisticated compendiums of the major authorities, kalam became intellectually
speculative as well as doctrinally defensive. In a major development, one
school of kalam – the Ash‘arites – adopted an atomistic theory that rejected
the necessity of immediate or proximate causation, arguing instead that
patterns perceived in nature are merely the habitual actions of God as he
constantly re-creates and refashions the universe.
K’ang Yu-wei (1858–1927),
Chinese scholar who pushed for radical reforms under Emperor Kuan-hsü and was
forced into exile. He belonged to the modern-script school with respect to
studies of the Spring and Autumn Annals, and believed that Confucius was only
borrowing the names and authority of the ancient sage-emperors to push for
reform in his own days. K’ang gave expression to utopian ideals in his book
Ta-tung (Great Unity). Among his disciples were T’an Ssut’ung (1865–98) and
Liang Ch’i-ch’ao (1873– 1929). He became a reactionary in his old age and
refused to accept the fact that China had become a republic.
Kant, Immanuel
(1724–1804), preeminent German philosopher whose distinctive concern was to
vindicate the authority of reason. He believed that by a critical examination
of its own powers, reason can distinguish unjustifiable traditional
metaphysical claims from the principles that are required by our theoretical
need to determine ourselves within spatiotemporal experience and by our
practical need to legislate consistently with all other rational wills. Because
these principles are necessary and discoverable, they defeat empiricism and
skepticism, and because they are disclosed as simply the conditions of
orienting ourselves coherently within experience, they contrast with
traditional rationalism and dogmatism. Kant was born and raised in the eastern
Prussian university town of Königsberg (today Kaliningrad), where, except for a
short period during which he worked as a tutor in the nearby countryside, he
spent his life as student and teacher. He was trained by Pietists and followers
of Leibniz and Wolff, but he was also heavily influenced by Newton and
Rousseau. In the 1750s his theoretical philosophy began attempting to show how
metaphysics must accommodate as certain the fundamental principles underlying
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practical philosophy began attempting to show (in unpublished form) how our
moral life must be based on a rational and universally accessible
self-legislation analogous to Rousseau’s political principles. The breakthrough
to his own distinctive philosophy came in the 1770s, when he insisted on
treating epistemology as first philosophy. After arguing in his Inaugural
Dissertation (On the Form and Principles of the Sensible and Intelligible
World, 1770) both that our spatiotemporal knowledge applies only to appearances
and that we can still make legitimate metaphysical claims about “intelligible”
or non-spatiotemporal features of reality (e.g., that there is one world of
substances interconnected by the action of God), there followed a “silent
decade” of preparation for his major work, the epoch-making Critique of Pure
Reason (first or “A” edition, 1781; second or “B” edition, with many revisions,
1787; Kant’s initial reaction to objections to the first edition dominate his
short review, Prolegomena to any Future Metaphysics, 1783; the full title of
which means ‘preliminary investigations for any future metaphysics that will be
able to present itself as a science’, i.e., as a body of certain truths). This
work resulted in his mature doctrine of transcendental idealism, namely, that
all our theoretical knowledge is restricted to the systematization of what are
mere spatiotemporal appearances. This position is also called formal or
Critical idealism, because it criticizes theories and claims beyond the realm
of experience, while it also insists that although the form of experience is
ideal, or relative to us, this is not to deny the reality of something
independent of this form. Kant’s earlier works are usually called pre-Critical
not just because they precede his Critique but also because they do not include
a full commitment to this idealism. Kant supplemented his “first Critique”
(often cited just as “the” Critique) with several equally influential works in
practical philosophy – Groundwork of the Metaphysics of Morals (1785), Critique
of Practical Reason (the “second Critique,” 1788), and Metaphysics of Morals
(consisting of “Doctrine of Justice” and “Doctrine of Virtue,” 1797). Kant’s
philosophy culminated in arguments advancing a purely moral foundation for
traditional theological claims (the existence of God, immortality, and a
transcendent reward or penalty proportionate to our goodness), and thus was
characterized as “denying knowledge in order to make room for faith.” To be
more precise, Kant’s Critical project was to restrict theoretical knowledge in
such a way as to make it possible for practical knowledge to reveal how pure
rational faith has an absolute claim on us. This position was reiterated in the
Critique of Judgment (the “third Critique,” 1790), which also extended Kant’s
philosophy to aesthetics and scientific methodology by arguing for a priori but
limited principles in each of these domains. Kant was followed by radical
idealists (Fichte, Schelling), but he regarded himself as a philosopher of the
Enlightenment, and in numerous shorter works he elaborated his belief that
everything must submit to the “test of criticism,” that human reason must face
the responsibility of determining the sources, extent, and bounds of its own
principles. The Critique concerns pure reason because Kant believes all these
determinations can be made a priori, i.e., such that their justification does
not depend on any particular course of experience (‘pure’ and ‘a priori’ are thus
usually interchangeable). For Kant ‘pure reason’ often signifies just pure
theoretical reason, which determines the realm of nature and of what is, but
Kant also believes there is pure practical reason (or Wille), which determines
a priori and independently of sensibility the realm of freedom and of what
ought to be. Practical reason in general is defined as that which determines
rules for the faculty of desire and will, as opposed to the faculties of
cognition and of feeling. On Kant’s mature view, however, the practical realm
is necessarily understood in relation to moral considerations, and these in
turn in terms of laws taken to have an unconditional imperative force whose
validity requires presuming that they are addressed to a being with absolute freedom,
the faculty to choose (Willkür) to will or not to will to act for their sake.
Kant also argues that no evidence of human freedom is forthcoming from
empirical knowledge of the self as part of spatiotemporal nature, and that the
belief in our freedom, and thus the moral laws that presuppose it, would have
to be given up if we thought that our reality is determined by the laws of
spatiotemporal appearances alone. Hence, to maintain the crucial practical
component of his philosophy it was necessary for Kant first to employ his
theoretical philosophy to show that it is at least possible that the
spatiotemporal realm does not exhaust reality, so that there can be a
non-empirical and free side to the self. Therefore Kant’s first Critique is a
theoretical foundation for his entire system, which is devoted to establishing
not just (i) what the most general necessary principles for the spaKant,
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domain are – a project that has been called his “metaphysics of experience” –
but also (ii) that this domain cannot without contradiction define ultimate
reality (hence his transcendental idealism). The first of these claims involves
Kant’s primary use of the term ‘transcendental’, namely in the context of what
he calls a transcendental deduction, which is an argument or “exposition” that
establishes a necessary role for an a priori principle in our experience. As
Kant explains, while mathematical principles are a priori and are necessary for
experience, the mathematical proof of these principles is not itself
transcendental; what is transcendental is rather the philosophical argument
that these principles necessarily apply in experience. While in this way some
transcendental arguments may presume propositions from an established science
(e.g., geometry), others can begin with more modest assumptions – typically the
proposition that there is experience or empirical knowledge at all – and then
move on from there to uncover a priori principles that appear required for
specific features of that knowledge. Kant begins by connecting metaphysics with
the problem of synthetic a priori judgment. As necessary, metaphysical claims
must have an a priori status, for we cannot determine that they are necessary by
mere a posteriori means. As objective rather than merely formal, metaphysical
judgments (unlike those of logic) are also said to be synthetic. This synthetic
a priori character is claimed by Kant to be mysterious and yet shared by a
large number of propositions that were undisputed in his time. The mystery is
how a proposition can be known as necessary and yet be objective or
“ampliative” or not merely “analytic.” For Kant an analytic proposition is one
whose predicate is “contained in the subject.” He does not mean this
“containment” relation to be understood psychologically, for he stresses that
we can be psychologically and even epistemically bound to affirm non-analytic
propositions. The containment is rather determined simply by what is contained
in the concepts of the subject term and the predicate term. However, Kant also
denies that we have ready real definitions for empirical or a priori concepts,
so it is unclear how one determines what is really contained in a subject or
predicate term. He seems to rely on intuitive procedures for saying when it is
that one necessarily connects a subject and predicate without relying on a
hidden conceptual relation. Thus he proposes that mathematical constructions,
and not mere conceptual elucidations, are what warrant necessary judgments
about triangles. In calling such judgments ampliative, Kant does not mean that
they merely add to what we may have explicitly seen or implicitly known about
the subject, for he also grants that complex analytic judgments may be quite
informative, and thus “new” in a psychological or epistemic sense. While Kant
stresses that non-analytic or synthetic judgments rest on “intuition”
(Anschauung), this is not part of their definition. If a proposition could be
known through its concepts alone, it must be analytic, but if it is not
knowable in this way it follows only that we need something other than
concepts. Kant presumed that this something must be intuition, but others have
suggested other possibilities, such as postulation. Intuition is a technical
notion of Kant, meant for those representations that have an immediate relation
to their object. Human intuitions are also all sensible (or sensuous) or
passive, and have a singular rather than general object, but these are less
basic features of intuition, since Kant stresses the possibility of (nonhuman)
non-sensible or “intellectual” intuition, and he implies that singularity of
reference can be achieved by non-intuitive means (e.g., in the definition of
God). The immediacy of intuition is crucial because it is what sets them off
from concepts, which are essentially representations of representations, i.e.,
rules expressing what is common to a set of representations. Kant claims that
mathematics, and metaphysical expositions of our notions of space and time, can
reveal several evident synthetic a priori propositions, e.g., that there is one
infinite space. In asking what could underlie the belief that propositions like
this are certain, Kant came to his Copernican revolution. This consists in
considering not how our representations may necessarily conform to objects as
such, but rather how objects may necessarily conform to our representations. On
a “pre-Copernican” view, objects are considered just by themselves, i.e., as
“things-in-themselves” (Dinge an sich) totally apart from any intrinsic
cognitive relation to our representations, and thus it is mysterious how we
could ever determine them a priori. If we begin, however, with our own
faculties of representation we might find something in them that determines how
objects must be – at least when considered just as phenomena (singular:
phenomenon), i.e., as objects of experience rather than as noumena (singular:
noumenon), i.e., things-inthemselves specified negatively as unknown and beyond
our experience, or positively as knowable in some absolute non-sensible way –
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Kant insists is theoretically impossible for sensible beings like us. For
example, Kant claims that when we consider our faculty for receiving
impressions, or sensibility, we can find not only contingent contents but also
two necessary forms or “pure forms of intuition”: space, which structures all
outer representations given us, and time, which structures all inner
representations. These forms can explain how the synthetic a priori
propositions of mathematics will apply with certainty to all the objects of our
experience. That is, if we suppose that in intuiting these propositions we are
gaining a priori insight into the forms of our representation that must govern
all that can come to our sensible awareness, it becomes understandable that all
objects in our experience will have to conform with these propositions. Kant
presented his transcendental idealism as preferable to all the alternative
explanations that he knew for the possibility of mathematical knowledge and the
metaphysical status of space and time. Unlike empiricism, it allowed necessary
claims in this domain; unlike rationalism, it freed the development of this
knowledge from the procedures of mere conceptual analysis; and unlike the
Newtonians it did all this without giving space and time a mysterious status as
an absolute thing or predicate of God. With proper qualifications, Kant’s doctrine
of the transcendental ideality of space and time can be understood as a
radicalization of the modern idea of primary and secondary qualities. Just as
others had contended that sensible color and sound qualities, e.g., can be
intersubjectively valid and even objectively based while existing only as
relative to our sensibility and not as ascribable to objects in themselves, so
Kant proposed that the same should be said of spatiotemporal predicates. Kant’s
doctrine, however, is distinctive in that it is not an empirical hypothesis
that leaves accessible to us other theoretical and non-ideal predicates for
explaining particular experiences. It is rather a metaphysical thesis that
enriches empirical explanations with an a priori framework, but begs off any explanation
for that framework itself other than the statement that it lies in the
“constitution” of human sensibility as such. This “Copernican” hypothesis is
not a clear proof that spatiotemporal features could not apply to objects apart
from our forms of intuition, but more support for this stronger claim is given
in Kant’s discussion of the “antinomies” of rational cosmology. An antinomy is
a conflict between two a priori arguments arising from reason when, in its
distinctive work as a higher logical faculty connecting strings of judgments,
it posits a real unconditioned item at the origin of various hypothetical
syllogisms. There are antinomies of quantity, quality, relation, and modality,
and they each proceed by pairs of dogmatic arguments which suppose that since
one kind of unconditioned item cannot be found, e.g., an absolutely first
event, another kind must be posited, e.g., a complete infinite series of past
events. For most of the other antinomies, Kant indicates that contradiction can
be avoided by allowing endless series in experience (e.g., of chains of
causality, of series of dependent beings), series that are compatible with –
but apparently do not require – unconditioned items (uncaused causes, necessary
beings) outside experience. For the antinomy of quantity, however, he argues
that the only solution is to drop the common dogmatic assumption that the set
of spatiotemporal objects constitutes a determinate whole, either absolutely
finite or infinite. He takes this to show that spatiotemporality must be
transcendentally ideal, only an indeterminate feature of our experience and not
a characteristic of things-in-themselves. Even when structured by the pure
forms of space and time, sensible representations do not yield knowledge until
they are grasped in concepts and these concepts are combined in a judgment.
Otherwise, we are left with mere impressions, scattered in an unintelligible
“multiplicity” or manifold; in Kant’s words, “thoughts without content are
empty, intuitions without concepts are blind.” Judgment requires both concepts
and intuitions; it is not just any relation of concepts, but a bringing
together of them in a particular way, an “objective” unity, so that one concept
is predicated of another – e.g., “all bodies are divisible” – and the latter
“applies to certain appearances that present themselves to us,” i.e., are
intuited. Because any judgment involves a unity of thought that can be prefixed
by the phrase ‘I think’, Kant speaks of all representations, to the extent that
they can be judged by us, as subject to a necessary unity of apperception. This
term originally signified self-consciousness in contrast to direct
consciousness or perception, but Kant uses it primarily to contrast with ‘inner
sense’, the precognitive manifold of temporal representations as they are
merely given in the mind. Kant also contrasts the empirical ego, i.e., the self
as it is known contingently in experience, with the transcendental ego, i.e.,
the self thought of as the subject of structures of intuiting and thinking that
are necessary throughout experience. The fundamental need for concepts and
judgments suggests that our “constitution” may require not just intuitive but
also conceptual forms, i.e., “pure concepts of the understanding,” or
“categories.” The proof that our experience does require such forms comes in
the “deduction of the objective validity of the pure concepts of the
understanding,” also called the transcendental deduction of the categories, or
just the deduction. This most notorious of all Kantian arguments appears to be
in one way harder and in one way easier than the transcendental argument for
pure intuitions. Those intuitions were held to be necessary for our experience
because as structures of our sensibility nothing could even be imagined to be
given to us without them. Yet, as Kant notes, it might seem that once
representations are given in this way we can still imagine that they need not
then be combined in terms of such pure concepts as causality. On the other
hand, Kant proposed that a list of putative categories could be derived from a
list of the necessary forms of the logical table of judgments, and since these
forms would be required for any finite understanding, whatever its mode of
sensibility is like, it can seem that the validity of pure concepts is even
more inescapable than that of pure intuitions. That there is nonetheless a
special difficulty in the transcendental argument for the categories becomes
evident as soon as one considers the specifics of Kant’s list. The logical table
of judgments is an a priori collection of all possible judgment forms organized
under four headings, with three subforms each: quantity (universal, particular,
singular), quality (affirmative, negative, infinite), relation (categorical,
hypothetical, disjunctive), and modality (problematic, assertoric, apodictic).
This list does not map exactly onto any one of the logic textbooks of Kant’s
day, but it has many similarities with them; thus problematic judgments are
simply those that express logical possibility, and apodictic ones are those
that express logical necessity. The table serves Kant as a clue to the
“metaphysical deduction” of the categories, which claims to show that there is
an origin for these concepts that is genuinely a priori, and, on the premise
that the table is proper, that the derived concepts can be claimed to be
fundamental and complete. But by itself the list does not show exactly what
categories follow from, i.e., are necessarily used with, the various forms of
judgment, let alone what their specific meaning is for our mode of experience.
Above all, even when it is argued that each experience and every judgment
requires at least one of the four general forms, and that the use of any form
of judgment does involve a matching pure concept (listed in the table of
categories: reality, negation, limitation; unity, plurality, totality;
inherence and subsistence, causality and dependence, community; possibility –
impossibility, existence –non-existence, and necessity–contingency) applying to
the objects judged about, this does not show that the complex relational forms
and their corresponding categories of causality and community are necessary
unless it is shown that these specific forms of judgment are each necessary for
our experience. Precisely because this is initially not evident, it can appear,
as Kant himself noted, that the validity of controversial categories such as
causality cannot be established as easily as that of the forms of intuition.
Moreover, Kant does not even try to prove the objectivity of the traditional
modal categories but treats the principles that use them as mere definitions
relative to experience. Thus a problematic judgment, i.e., one in which
“affirmation or negation is taken as merely possible,” is used when something
is said to be possible in the sense that it “agrees with the formal conditions
of experience, i.e., with the conditions of intuition and of concepts.” A clue
for rescuing the relational categories is given near the end of the
Transcendental Deduction (B version), where Kant notes that the a priori
all-inclusiveness and unity of space and time that is claimed in the treatment
of sensibility must, like all cognitive unity, ultimately have a foundation in
judgment. Kant expands on this point by devoting a key section called the
analogies of experience to arguing that the possibility of our judging objects
to be determined in an objective position in the unity of time (and,
indirectly, space) requires three a priori principles (each called an
“Analogy”) that employ precisely the relational categories that seemed
especially questionable. Since these categories are established as needed just
for the determination of time and space, which themselves have already been
argued to be transcendentally ideal, Kant can conclude that for us even a
priori claims using pure concepts of the understanding provide what are only
transcendentally ideal claims. Thus we cannot make determinate theoretical
claims about categories such as substance, cause, and community in an absolute
sense that goes beyond our experience, but we can establish principles for
their spatiotemporal specifications, called schemata, namely, the three
Analogies: “in all change of appearance substance is permanent,” “all
alterations take place in conformity with the law of the connection of cause
and Kant, Immanuel Kant, Immanuel 464 4065h-l.qxd 08/02/1999 7:40 AM Page 464
effect,” and “all substances, insofar as they can be perceived to coexist in
space, are in thoroughgoing reciprocity.” Kant initially calls these regulative
principles of experience, since they are required for organizing all objects of
our empirical knowledge within a unity, and, unlike the constitutive principles
for the categories of quantity and quality (namely: “all intuitions [for us]
are extensive magnitudes,” and “in all appearances the real that is an object
of sensation has intensive magnitude, that is, a degree”), they do not
characterize any individual item by itself but rather only by its real relation
to other objects of experience. Nonetheless, in comparison to mere heuristic or
methodological principles (e.g., seek simple or teleological explanations),
these Analogies are held by Kant to be objectively necessary for experience,
and for this reason can also be called constitutive in a broader sense. The
remainder of the Critique exposes the “original” or “transcendental” ideas of
pure reason that pretend to be constitutive or theoretically warranted but
involve unconditional components that wholly transcend the realm of experience.
These include not just the antinomic cosmological ideas noted above (of these
Kant stresses the idea of transcendental freedom, i.e., of uncaused causing),
but also the rational psychological ideas of the soul as an immortal substance
and the rational theological idea of God as a necessary and perfect being. Just
as the pure concepts of the understanding have an origin in the necessary forms
of judgments, these ideas are said to originate in the various syllogistic
forms of reason: the idea of a soul-substance is the correlate of an
unconditioned first term of a categorical syllogism (i.e., a subject that can
never be the predicate of something else), and the idea of God is the correlate
of the complete sum of possible predicates that underlies the unconditioned
first term of the disjunctive syllogism used to give a complete determination
of a thing’s properties. Despite the a priori origin of these notions, Kant
claims we cannot theoretically establish their validity, even though they do
have regulative value in organizing our notion of a human or divine spiritual
substance. Thus, even if, as Kant argues, traditional proofs of immortality,
and the teleological, cosmological, and ontological arguments for God’s
existence, are invalid, the notions they involve can be affirmed as long as
there is, as he believes, a sufficient non-theoretical, i.e., moral argument
for them. When interpreted on the basis of such an argument, they are
transformed into ideas of practical reason, ideas that, like perfect virtue,
may not be verified or realized in sensible experience, but have a rational
warrant in pure practical considerations. Although Kant’s pure practical
philosophy culminates in religious hope, it is primarily a doctrine of
obligation. Moral value is determined ultimately by the nature of the intention
of the agent, which in turn is determined by the nature of what Kant calls the
general maxim or subjective principle underlying a person’s action. One follows
a hypothetical imperative when one’s maxim does not presume an unconditional
end, a goal (like the fulfillment of duty) that one should have irrespective of
all sensible desires, but rather a “material end” dependent on contingent
inclinations (e.g., the directive “get this food,” in order to feel happy). In
contrast, a categorical imperative is a directive saying what ought to be done
from the perspective of pure reason alone; it is categorical because what this
perspective commands is not contingent on sensible circumstances and it always
carries overriding value. The general formula of the categorical imperative is
to act only according to those maxims that can be consistently willed as a
universal law – something said to be impossible for maxims aimed merely at
material ends. In accepting this imperative, we are doubly self-determined, for
we are not only determining our action freely, as Kant believes humans do in
all exercises of the faculty of choice; we are also accepting a principle whose
content is determined by that which is absolutely essential to us as agents,
namely our pure practical reason. We thus are following our own law and so have
autonomy when we accept the categorical imperative; otherwise we fall into
heteronomy, or the (free) acceptance of principles whose content is determined
independently of the essential nature of our own ultimate being, which is
rational. Given the metaphysics of his transcendental idealism, Kant can say
that the categorical imperative reveals a supersensible power of freedom in us
such that we must regard ourselves as part of an intelligible world, i.e., a
domain determined ultimately not by natural laws but rather by laws of reason.
As such a rational being, an agent is an end in itself, i.e., something whose
value is not dependent on external material ends, which are contingent and
valued only as means to the end of happiness – which is itself only a
conditional value (since the satisfaction of an evil will would be improper).
Kant regards accepting the categorical imperative as tantamount to respecting
rational nature as an end in itself, and to willing as if we were legislating a
kingdom of ends. This is to will that the world become a “systematic Kant,
Immanuel Kant, Immanuel 465 4065h-l.qxd 08/02/1999 7:40 AM Page 465 union of
different rational beings through common laws,” i.e., laws that respect and
fulfill the freedom of all rational beings. Although there is only one
fundamental principle of morality, there are still different types of specific
duties. One basic distinction is between strict duty and imperfect duty. Duties
of justice, of respecting in action the rights of others, or the duty not to
violate the dignity of persons as rational agents, are strict because they
allow no exception for one’s inclination. A perfect duty is one that requires a
specific action (e.g. keeping a promise), whereas an imperfect duty, such as
the duty to perfect oneself or to help others, cannot be completely discharged
or demanded by right by someone else, and so one has considerable latitude in
deciding when and how it is to be respected. A meritorious duty involves going
beyond what is strictly demanded and thereby generating an obligation in
others, as when one is extraordinarily helpful to others and “merits” their
gratitude.
Kao Tzu (fifth–fourth
century B.C.), Chinese thinker and philosophical adversary of Mencius (4th
century B.C.). He is referred to in the Meng Tzu (Book of Mencius). A figure of
the same name appeared in the Mo Tzu as a (probably younger) contemporary of Mo
Tzu (fifth century B.C.), but it is unclear if the two were the same
individual. As presented in the Meng Tzu, Kao Tzu held that human nature
(hsing) is morally neutral, and that living morally requires learning rightness
(yi) from sources (such as philosophical doctrines) outside the heart/mind (hsin),
and shaping one’s way of life accordingly. These ideas are opposed to Mencius’s
belief that the heart/mind has incipient moral inclinations from which
rightness can be derived, and that living morally involves one’s fully
developing such inclinations. Ever since the view that Mencius was the true
transmitter of Confucius’s teachings became established, largely through the
efforts of Chu Hsi (1130–1200), Confucians have distanced themselves from Kao
Tzu’s position and even criticized philosophical opponents for holding
positions similar to Kao Tzu’s.
karma, in Indian thought,
the force whereby right and wrong actions bring benefits and punishments in
this or a future existence. This occurs not arbitrarily, but by law. The
conditions of birth (one’s sex, caste, circumstances of life) are profoundly
affected by one’s karmic “bank account.” A typical Buddhist perspective is that
the state of the non-conscious world at any given time is largely determined by
the total karmic situation that then holds. For all of the Indian perspectives
that accept the karma-and-transmigration perspective, religious enlightenment,
the highest good, includes escape from karma. Were it absolutely impossible to
act without karmic consequences, obviously such escape would be impossible.
(Suicide is viewed as merely ending the life of one’s current body, and
typically is viewed as wrong, so that the cosmic effect of one’s suicide will
be more punishment.) Thus non-theistic views hold that one who has achieved a
pre-enlightenment status – typically reached by meditation, alms-giving,
ascetic discipline, or the achieving of esoteric knowledge – can act so as to
maintain life without collecting karmic consequences so long as one’s actions
are not morally wrong and are done disinterestedly. In theistic perspectives,
where moral wrongdoing is sin and acting rightly is obedience to God, karma is
the justice of Brahman in action and Brahman may pardon a repentant sinner from
the results of wrong actions and place the forgiven sinner in a relation to
Brahman that, at death, releases him or her from the transmigratory wheel.
kennyism: Cited by Grice in his British Academy lecture – Grice was
pleased that Kenny translated Vitters’s “Philosophical Grammar” – “He turned it
into more of a philosophical thing than I would have thought one could!”
Kepler, Johannes
(1571–1630), German mathematical astronomer, speculative metaphysician, and
natural philosopher. He was born in Weil der Stadt, near Stuttgart. He studied
astronomy with Michael Maestlin at the University of Tübingen, and then began
the regular course of theological studies that prepared him to become a
Lutheran pastor. Shortly before completing these studies he accepted the post
of mathematician at Graz. “Mathematics” was still construed as including
astronomy and astrology. There he published the Mysterium cosmographicum
(1596), the first mjaor astronomical work to utilize the Copernican system
since Copernicus’s own De revolutionibus half a century before. The Copernican
shift of the sun to the center allowed Kepler to propose an explanation for the
spacing of the planets (the Creator inscribed the successive planetary orbits
in the five regular polyhedra) and for their motions (a sun-centered driving
force diminishing with disKao Tzu Kepler, Johannes 466 4065h-l.qxd 08/02/1999
7:40 AM Page 466 tance from the sun). In this way, he could claim to have
overcome the traditional prohibition against the mathematical astronomer’s
claiming reality for the motion he postulates. Ability to explain had always
been the mark of the philosopher. Kepler, a staunch Lutheran, was forced to
leave Catholic Graz as bitter religious and political disputes engulfed much of
northern Europe. He took refuge in the imperial capital, Prague, where Tycho
Brahe, the greatest observational astronomer of the day, had established an
observatory. Tycho asked Kepler to compose a defense of Tycho’s astronomy
against a critic, Nicolaus Ursus, who had charged that it was “mere
hypothesis.” The resulting Apologia (1600) remained unpublished; it contains a
perceptive analysis of the nature of astronomical hypothesis. Merely saving the
phenomena, Kepler argues, is in general not sufficient to separate two
mathematical systems like those of Ptolemy and Copernicus. Other more properly
explanatory “physical” criteria will be needed. Kepler was allowed to begin
work on the orbit of Mars, using the mass of data Tycho had accumulated. But
shortly afterward, Tycho died suddenly (1601). Kepler succeeded to Tycho’s post
as Imperial Mathematician; more important, he was entrusted with Tycho’s
precious data. Years of labor led to the publication of the Astronomia nova
(1609), which announced the discovery of the elliptical orbit of Mars. One
distinctive feature of Kepler’s long quest for the true shape of the orbit was
his emphasis on finding a possible physical evaluation for any planetary motion
he postulated before concluding that it was the true motion. Making the sun’s
force magnetic allowed him to suppose that its effect on the earth would vary
as the earth’s magnetic axis altered its orientation to the sun, thus perhaps
explaining the varying distances and speeds of the earth in its elliptical
orbit. The full title of his book makes his ambition clear: A New Astronomy
Based on Causes, or A Physics of the Sky. Trouble in Prague once more forced
Kepler to move. He eventually found a place in Linz (1612), where he continued
his exploration of cosmic harmonies, drawing on theology and philosophy as well
as on music and mathematics. The Harmonia mundi (1618) was his favorite among
his books: “It can wait a century for a reader, as God himself has waited six
thousand years for a witness.” The discovery of what later became known as his
third law, relating the periodic times of any two planets as the ratio of the 3
/2 power of their mean distances, served to confirm his long-standing
conviction that the universe is fashioned according to ideal harmonic
relationships. In the Epitome astronomiae Copernicanae (1612), he continued his
search for causes “either natural or archetypal,” not only for the planetary
motions, but for such details as the size of the sun and the densities of the
planets. He was more convinced than ever that a physics of the heavens had to
rest upon its ability to explain (and not just to predict) the peculiarities of
the planetary and lunar motions. What prevented him from moving even further
than he did toward a new physics was that he had not grasped what later came to
be called the principle of inertia. Thus he was compelled to postulate not only
an attractive force between planet and sun but also a second force to urge the
planet onward. It was Newton who showed that the second force is unnecessary,
and who finally constructed the “physics of the sky” that had been Kepler’s ambition.
But he could not have done it without Kepler’s notion of a quantifiable force
operating between planet and sun, an unorthodox notion shaped in the first
place by an imagination steeped in Neoplatonic metaphysics and the theology of
the Holy Spirit.
Keynes, John Maynard
(1883–1946), English economist and public servant who revolutionized economic
theory and the application of economic theory in government policy. His most
philosophically important works were The General Theory of Employment, Interest
and Money (1936) and A Treatise on Probability (1921). Keynes was also active
in English philosophical life, being well acquainted with such thinkers as
Moore and Ramsey. In the philosophy of probability, Keynes pioneered the
treatment of propositions as the bearers of probability assignments. Unlike
classical subjectivists, he treated probabilities as objective evidential
relations among propositions. These relations were to be directly epistemically
accessible to an intuitive faculty. An idiosyncratic feature of Keynes’s system
is that different probability assignments cannot always be compared (ordered as
equal, less than, or greater than one another). Keynesian economics is still
presented in introductory textbooks and it has permanently affected both theory
and practice. Keynes’s economic thought had a number of philosophically
important dimensions. While his theorizing was in the capitalistic tradition,
he rejected Smith’s notion of an invisible hand that would optimize the
performance of an economy without any intentional direction by individuals or
by the government. This involved rejection of the economic policy of
laissez-faire, according to which government intervention in the economy’s
operation is useless, or worse. Keynes argued that natural forces could deflect
an economy from a course of optimal growth and keep it permanently out of
equilibria. In the General Theory he proposed a number of mechanisms for
adjusting its performance. He advocated programs of government taxation and
spending, not primarily as a means of providing public goods, but as a means of
increasing prosperity and avoiding unemployment. Political philosophers are
thereby provided with another means for justifying the existence of strong
governments. One of the important ways that Keynes’s theory still directs much
economic theorizing is its deep division between microeconomics and
macroeconomics. Keynes argued, in effect, that microeconomic analysis with its
emphasis on ideal individual rationality and perfect competition was inadequate
as a tool for understanding such important macrophenomena as employment,
interest, and money. He tried to show how human psychological foibles and
market frictions required a qualitatively different kind of analysis at the
macro level. Much current economic theorizing is concerned with understanding
the connections between micro- and macrophenomena and micro- and macroeconomics
in an attempt to dissolve or blur the division. This issue is a philosophically
important instance of a potential theoretical reduction.
Kierkegaard, Søren Aabye
(1813–55), Danish writer whose “literature,” as he called it, includes
philosophy, psychology, theology and devotional literature, fiction, and
literary criticism. Born to a well-to-do middle class family, he consumed his
inheritance while writing a large corpus of books in a remarkably short time.
His life was marked by an intense relationship with a devout but melancholy
father, from whom he inherited his own bent to melancholy, with which he
constantly struggled. A decisive event was his broken engagement from Regine
Olsen, which precipitated the beginning of his authorship; his first books are
partly an attempt to explain, in a covert and symbolic way, the reasons why he
felt he could not marry. Later Kierkegaard was involved in a controversy in
which he was mercilessly attacked by a popular satirical periodical; this
experience deepened his understanding of the significance of suffering and the
necessity for an authentic individual to stand alone if necessary against “the
crowd.” This caused him to abandon his plans to take a pastorate, a post for
which his theological education had prepared him. At the end of his life, he
waged a lonely, public campaign in the popular press and in a magazine he
founded himself, against the Danish state church. He collapsed on the street
with the final issue of this magazine, The Instant, ready for the printer, and
was carried to a hospital. He died a few weeks later, affirming a strong
Christian faith, but refusing to take communion from the hands of a priest of
the official church. Though some writers have questioned whether Kierkegaard’s
writings admit of a unified interpretation, he himself saw his literature as
serving Christianity; he saw himself as a “missionary” whose task was to
“reintroduce Christianity into Christendom.” However, much of this literature
does not address Christianity directly, but rather concerns itself with an
analysis of human existence. Kierkegaard saw this as necessary, because
Christianity is first and foremost a way of existing. He saw much of the
confusion about Christian faith as rooted in confusion about the nature of
existence; hence to clear up the former, the latter must be carefully analyzed.
The great misfortune of “Christendom” and “the present age” is that people
“have forgotten what it means to exist,” and Kierkegaard sees himself as a
modern Socrates sent to “remind” others of what they know but have forgotten.
It is not surprising that the analyses of human existence he provides have been
of great interest to non-Christian writers as well. Kierkegaard frequently uses
the verb ‘to exist’ (at existere) in a special sense, to refer to human
existence. In this sense God is said not to exist, even though God has eternal
reality. Kierkegaard describes human existence as an unfinished process, in
which “the individual” (a key concept in his thought) must take responsibility
for achieving an identity as a self through free choices. Such a choice is
described as a leap, to highlight Kierkegaard’s view that intellectual
reflection alone can never motivate action. A decision to end the process of
reflection is necessary and such a decision must be generated by passion. The
passions that shape a person’s self are referred to by Kierkegaard as the individual’s
“inwardness” or “subjectivity.” The most signifiKierkegaard, Søren Aabye
Kierkegaard, Søren Aabye 468 4065h-l.qxd 08/02/1999 7:40 AM Page 468 cant
passions, such as love and faith, do not merely happen; they must be cultivated
and formed. The process by which the individual becomes a self is described by
Kierkegaard as ideally moving through three stages, termed the “stages on
life’s way.” Since human development occurs by freedom and not automatically,
however, the individual can become fixated in any of these stages. Thus the
stages also confront each other as rival views of life, or “spheres of
existence.” The three stages or spheres are the aesthetic, the ethical, and the
religious. A distinctive feature of Kierkegaard’s literature is that these three
lifeviews are represented by pseudonymous “characters” who actually “author”
some of the books; this leads to interpretive difficulties, since it is not
always clear what to attribute to Kierkegaard himself and what to the
pseudonymous character. Fortunately, he also wrote many devotional and
religious works under his own name, where this problem does not arise. The
aesthetic life is described by Kierkegaard as lived for and in “the moment.” It
is a life governed by “immediacy,” or the satisfaction of one’s immediate
desires, though it is capable of a kind of development in which one learns to
enjoy life reflectively, as in the arts. What the aesthetic person lacks is
commitment, which is the key to the ethical life, a life that attempts to
achieve a unified self through commitment to ideals with enduring validity,
rather than simply momentary appeal. The religious life emerges from the
ethical life when the individual realizes both the transcendent character of
the true ideals and also how far short of realizing those ideals the person is.
In Concluding Unscientific Postscript two forms of the religious life are
distinguished: a “natural” religiosity (religiousness “A”) in which the person
attempts to relate to the divine and resolve the problem of guilt, relying
solely on one’s natural “immanent” idea of the divine; and Christianity
(religiousness “B”), in which God becomes incarnate as a human being in order
to establish a relation with humans. Christianity can be accepted only through
the “leap of faith.” It is a religion not of “immanence” but of
“transcendence,” since it is based on a revelation. This revelation cannot be
rationally demonstrated, since the incarnation is a paradox that transcends
human reason. Reason can, however, when the passion of faith is present, come
to understand the appropriateness of recognizing its own limits and accepting
the paradoxical incarnation of God in the form of Jesus Christ. The true
Christian is not merely an admirer of Jesus, but one who believes by becoming a
follower. The irreducibility of the religious life to the ethical life is
illustrated for Kierkegaard in the biblical story of Abraham’s willingness to
sacrifice his son Isaac to obey the command of God. In Fear and Trembling
Kierkegaard (through his pseudonym Johannes de Silentio) analyzes this act of
Abraham’s as involving a “teleological suspension of the ethical.” Abraham’s
act cannot be understood merely in ethical terms as a conflict of duties in
which one rationally comprehensible duty is superseded by a higher one. Rather,
Abraham seems to be willing to “suspend” the ethical as a whole in favor of a
higher religious duty. Thus, if one admires Abraham as “the father of faith,”
one admires a quality that cannot be reduced to simply moral virtue. Some have
read this as a claim that religious faith may require immoral behavior; others
argue that what is relativized by the teleological suspension of the ethical is
not an eternally valid set of moral requirements, but rather ethical
obligations as these are embedded in human social institutions. Thus, in
arguing that “the ethical” is not the highest element in existence, Kierkegaard
leaves open the possibility that our social institutions, and the ethical
ideals that they embody, do not deserve our absolute and unqualified
allegiance, an idea with important political implications. In accord with his
claim that existence cannot be reduced to intellectual thought, Kierkegaard
devotes much attention to emotions and passions. Anxiety is particularly
important, since it reflects human freedom. Anxiety involves a “sympathetic
antipathy and an antipathetic sympathy”; it is the psychological state that
precedes the basic human fall into sin, but it does not explain this “leap,”
since no final explanation of a free choice can be given. Such negative
emotions as despair and guilt are also important for Kierkegaard; they reveal
the emptiness of the aesthetic and the ultimately unsatisfactory character of
the ethical, driving individuals on toward the religious life. Irony and humor
are also seen as important “boundary zones” for the stages of existence. The
person who has discovered his or her own “eternal validity” can look ironically
at the relative values that capture most people, who live their lives
aesthetically. Similarly, the “existential humorist” who has seen the
incongruities that necessarily pervade our ethical human projects is on the
border of the religious life. Kierkegaard also analyzes the passions of faith
Kierkegaard, Søren Aabye Kierkegaard, Søren Aabye 469 4065h-l.qxd 08/02/1999
7:40 AM Page 469 and love. Faith is ultimately understood as a “willing to be
oneself” that is made possible by a transparent, trusting relationship to the
“power that created the self.” Kierkegaard distinguishes various forms of love,
stressing that Christian love must be understood as neighbor love, a love that
is combined and is not rooted in any natural relationship to the self, such as
friendship or kinship, but ultimately is grounded in the fact that all humans
share a relationship to their creator. Kierkegaard is well known for his
critique of Hegel’s absolute idealism. Hegel’s claim to have written “the
system” is ridiculed for its pretensions of finality. From the Dane’s
perspective, though reality may be a system for God, it cannot be so for any
existing thinker, since both reality and the thinker are incomplete and system
implies completeness. Hegelians are also criticized for pretending to have
found a presuppositionless or absolute starting point; for Kierkegaard, philosophy
begins not with doubt but with wonder. Reflection is potentially infinite; the
doubt that leads to skepticism cannot be ended by thought alone but only by a
resolution of the will. Kierkegaard also defends traditional Aristotelian logic
and the principle of non-contradiction against the Hegelian introduction of
“movement” into logic. Kierkegaard is particularly disturbed by the Hegelian
tendency to see God as immanent in society; he thought it important to
understand God as “wholly other,” the “absolutely different” who can never be
exhaustively embodied in human achievement or institutions. To stand before God
one must stand as an individual, in “fear and trembling,” conscious that this
may require a break with the given social order. Kierkegaard is often
characterized as the father of existentialism. There are reasons for this; he
does indeed philosophize existentially, and he undoubtedly exercised a deep
influence on many twentieth-century existentialists such as Sartre and Camus.
But the characterization is anachronistic, since existentialism as a movement
is a twentieth-century phenomenon, and the differences between Kierkegaard and
those existentialists are also profound. If existentialism is defined as the
denial that there is such a thing as a human essence or nature, it is unlikely
that Kierkegaard is an existentialist. More recently, the Dane has also been
seen as a precursor of postmodernism. His rejection of classical
foundationalist epistemologies and employment of elusive literary techniques such
as his pseudonyms again make such associations somewhat plausible. However,
despite his rejection of the system and criticism of human claims to finality
and certitude, Kierkegaard does not appear to espouse any form of relativism or
have much sympathy for “anti-realism.” He has the kind of passion for clarity
and delight in making sharp distinctions that are usually associated with
contemporary “analytic” philosophy. In the end he must be seen as his own
person, a unique Christian presence with sensibilities that are in many ways
Greek and premodern rather than postmodern. He has been joyfully embraced and
fervently criticized by thinkers of all stripes. He remains “the individual” he
wrote about, and to whom he dedicated many of his works.
Kilvington, Richard,
surname also spelled Kilmington, Chillington (1302/05–61), English philosopher,
theologian, and ecclesiastic. He was a scholar associated with the household of
Richard de Bury and an early member of the Oxford Calculators, important in the
early development of physics. Kilvington’s Sophismata (early 1320s) is the only
work of his studied extensively to date. It is an investigation of puzzles
regarding change, velocity and acceleration, motive power, beginning and
ceasing, the continuum, infinity, knowing and doubting, and the liar and
related paradoxes. His approach is peculiar insofar as all these are treated in
a purely logical or conceptual way, in contrast to the mathematical
“calculations” used by Bradwardine, Heytesbury, and other later Oxford
Calculators to handle problems in physics. Kilvington also wrote a commentary
on Peter Lombard’s Sentences and questions on Aristotle’s On Generation and
Corruption, Physics, and Nicomachean Ethics.
Kilwardby, Robert
(d.1279), English philosopher and theologian. He apparently studied and perhaps
taught at the University of Paris, later joining the Dominicans and perhaps
lecturing at Oxford. He became archbishop of Canterbury in 1272 and in 1277
condemned thirty propositions, among them Aquinas’s position that there is a
single substantial form in a human being. Kilwardby resigned his archbishopric
in 1278 and was appointed to the bishopric of Santa Rufina in Italy, where he
died. Kilwardby wrote extensively and had considerable medieval influence,
especially in philosophy of language; but it is now unusually difficult to
determine which works are authentically his. De Ortu Scientiarum advanced a
sophisticated Kilvington, Richard Kilwardby, Robert 470 4065h-l.qxd 08/02/1999
7:40 AM Page 470 account of how names are imposed and a detailed account of the
nature and role of logic. In metaphysics he insisted that things are individual
and that universality arises from operations of the soul. He wrote extensively
on happiness and was concerned to show that some happiness is possible in this
life. In psychology he argued that freedom of decision is a disposition arising
from the cooperation of the intellect and the will. C.G.Norm. Kim, Jaegwon
(b.1934), Korean-American philosopher, writing in the analytic tradition,
author of important works in metaphysics and the philosophy of mind. Kim has
defended a “fine-grained” conception of events according to which an event is
the possessing of a property by an object at a time (see “Causation, Nomic
Subsumption, and the Concept of Event,” 1973; this and other papers referred to
here are collected in Supervenience and Mind, 1993). This view has been a
prominent rival of the “coarse-grained” account of events associated with
Davidson. Kim’s work on the concept of supervenience has been widely
influential, especially in the philosophy of mind (see “Supervenience as a
Philosophical Concept,” 1990). He regards supervenience (or, as he now prefers,
“property covariation”) as a relation holding between property families (mental
properties and physical properties, for instance). If A-properties supervene on
B-properties, then, necessarily, for any A-property, a, if an object, o, has a,
there is some B-property, b, such that o has b, and (necessarily) anything that
has b has a. Stronger or weaker versions of supervenience result from varying
the modal strength of the parenthetical ‘necessarily’, or omitting it entirely.
Although the notion of supervenience has been embraced by philosophers who
favor some form of “non-reductive physicalism” (the view that the mental
depends on, but is not reducible to, the physical), Kim himself has expressed
doubts that physicalism can avoid reduction (“The Myth of Nonreductive
Materialism,” 1989). If mental properties supervene on, but are distinct from,
physical properties, then it is hard to see how mental properties could have a
part in the production of physical effects – or mental effects, given the
dependence of the mental on the physical. More recently, Kim has developed an
account of “functional reduction” according to which supervenient properties
are causally efficacious if and only if they are functionally reducible to
properties antecedently accepted as causally efficacious (Mind in a Physical
World, 1998). Properties, including properties of conscious experiences, not so
reducible are “epiphenomenal.”
KK-thesis, the thesis
that knowing entails knowing that one knows, symbolized in propositional
epistemic logic as Kp P KKp, where ‘K’ stands for knowing. According to the
KK-thesis, the (propositional) logic of knowledge resembles the modal system
S4. The KK-thesis was introduced into epistemological discussion by Hintikka in
Knowledge and Belief (1962). He calls the KKthesis a “virtual implication,” a
conditional whose negation is “indefensible.” A tacit or an explicit acceptance
of the thesis has been part of many philosophers’ views about knowledge since
Plato and Aristotle. If the thesis is formalized as Kap P KaKap, where ‘Ka’ is
read as ‘a knows that’, it holds only if the person a knows that he is referred
to by ‘a’; this qualification is automatically satisfied for the first-person
case. The validity of the thesis seems sensitive to variations in the sense of
‘know’; it has sometimes been thought to characterize a strong concept of
knowledge, e.g., knowledge based on (factually) conclusive reasons, or active
as opposed to implicit knowledge. If knowledge is regarded as true belief based
on conclusive evidence, the KKthesis entails that a person knows that p only if
his evidence for p is also sufficient to justify the claim that he knows that
p; the epistemic claim should not require additional evidence.
Kleist, Heinrich von
(1771–1811), German philosopher and literary figure whose entire work is based
on the antinomy of reason and sentiment, one as impotent as the other, and
reflects the Aufklärung crisis at the turn of the century. In 1799 he resigned
from the Prussian army. Following a reading of Kant, he lost faith in a “life’s
plan” as inspired by Leibniz’s, Wolff’s, and Shaftesbury’s rationalism. He
looked for salvation in Rousseau but concluded that sentiment Kim, Jaegwon
Kleist, Heinrich von revealed itself just as untrustworthy as reason as soon as
man left the state of original grace and realized himself to be neither a
puppet nor a god (see Essay on the Puppet Theater, 1810). The Schroffenstein
Family, Kleist’s first play (1802), repeats the Shakespearian theme of two
young people who love each other but belong to warring families. One already
finds in it the major elements of Kleist’s universe: the incapacity of the
individual to master his fate, the theme of the tragic error, and the
importance of the juridical. In 1803, Kleist returned to philosophy and
literature and realized in Amphitryon (1806) the impossibility of the individual
knowing himself and the world and acting deliberately in it. The divine order
that is the norm of tragic art collapses, and with it, the principle of
identity. Kleistian characters, “modern” individuals, illustrate this normative
chaos. The Broken Jug (a comedy written in 1806) shows Kleist’s interest in
law. In his two parallel plays, Penthesilea and The Young Catherine of
Heilbronn, Kleist presents an alternative: either “the marvelous order of the
world” and the theodicy that carries Catherine’s fate, or the sublime and
apocryphal mission of the Christlike individual who must redeem the corrupt
order. Before his suicide in 1811, Kleist looked toward the renaissance of the
German nation for a historical way out of this metaphysical conflict.
knowledge by
acquaintance, knowledge of objects by means of direct awareness of them. The
notion of knowledge by acquaintance is primarily associated with Russell (The
Problems of Philosophy, 1912). Russell first distinguishes knowledge of truths
from knowledge of things. He then distinguishes two kinds of knowledge of
things: knowledge by acquaintance and knowledge by description. Ordinary speech
suggests that we are acquainted with the people and the physical objects in our
immediate environments. On Russell’s view, however, our contact with these
things is indirect, being mediated by our mental representations of them. He
holds that the only things we know by acquaintance are the content of our
minds, abstract universals, and, perhaps, ourselves. Russell says that knowledge
by description is indirect knowledge of objects, our knowledge being mediated
by other objects and truths. He suggests that we know external objects, such as
tables and other people, only by description (e.g., the cause of my present
experience). Russell’s discussion of this topic is quite puzzling. The
considerations that lead him to say that we lack acquaintance with external
objects also lead him to say that, strictly speaking, we lack knowledge of such
things. This seems to amount to the claim that what he has called “knowledge by
description” is not, strictly speaking, a kind of knowledge at all. Russell
also holds that every proposition that a person understands must be composed
entirely of elements with which the person is acquainted. This leads him to
propose analyses of familiar propositions in terms of mental objects with which
we are acquainted. See also PERCEPTION, RUSSELL. R.Fe. knowledge by
description.
knowledge de re,
knowledge, with respect to some object, that it has a particular property, or
knowledge, of a group of objects, that they stand in some relation. Knowledge
de re is typically contrasted with knowledge de dicto, which is knowledge of
facts or propositions. If persons A and B know that a winner has been declared
in an election, but only B knows which candidate has won, then both have de
dicto knowledge that someone has won, but only B has de re knowledge about some
candidate that she is the winner. Person B can knowingly attribute the property
of being the winner to one of the candidates. It is generally held that to have
de re knowledge about an object one must at least be in some sense familiar
with or causally connected to the object. knower, paradox of the knowledge de
re 472 4065h-l.qxd 08/02/1999 7:40 AM Page 472 A related concept is knowledge
de se. This is self-knowledge, of the sort expressed by ‘I am —— ’. Knowledge
de se is not simply de re knowledge about oneself. A person might see a group
of people in a mirror and notice that one of the people has a red spot on his
nose. He then has de dicto knowledge that someone in the group has a red spot
on his nose. On most accounts, he also has de re knowledge with respect to that
individual that he has a spot. But if he has failed to recognize that he
himself is the one with the spot, then he lacks de se knowledge. He doesn’t
know (or believe) what he would express by saying “I have a red spot.” So,
according to this view, knowledge de se is not merely knowledge de re about
oneself.
Köhler, Wolfgang
(1887–1967), German and American (after 1935) psychologist who, with Wertheimer
and Koffka, founded Gestalt psychology. Köhler made two distinctive
contributions to Gestalt doctrine, one empirical, one theoretical. The
empirical contribution was his study of animal thinking, performed on Tenerife
Island from 1913 to 1920 (The Mentality of Apes, 1925). The then dominant
theory of problem solving was E. L. Thorndike’s (1874–1949) associationist
trial-and-error learning theory, maintaining that animals attack problems by
trying out a series of behaviors, one of which is gradually “stamped in” by
success. Köhler argued that trial-and-error behavior occurred only when, as in
Thorndike’s experiments, part of the problem situation was hidden. He arranged
more open puzzles, such as getting bananas hanging from a ceiling, requiring
the ape to get a (visible) box to stand on. His apes showed insight – suddenly
arriving at the correct solution. Although he demonstrated the existence of
insight, its nature remains elusive, and trial-and-error learning remains the
focus of research. Köhler’s theoretical contribution was the concept of
isomorphism, Gestalt psychology’s theory of psychological representation. He
held an identity theory of mind and body, and isomorphism claims that a
topological mapping exists between the behavioral field in which an organism is
acting (cf. Lewin) and fields of electrical currents in the brain (not the
“mind”). Such currents have not been discovered. Important works by Köhler
include Gestalt Psychology (1929), The Place of Value in a World of Facts
(1938), Dynamics in Psychology (1940), and Selected Papers (1971, ed. M.
Henle).
Ko Hung (fourth century
A.D.), Chinese Taoist philosopher, also known as the Master Who Embraced
Simplicity (Pao-p’u tzu). Ko Hung is a pivotal figure in the development of
Taoism. His major work, the Pao-p’u tzu, emphasizes the importance of moral
cultivation as a necessary step to spiritual liberation. In this Ko is often
said to have synthesized Confucian concerns with Taoist aspirations. He
champions the use of special drugs that would purify the body and spirit in the
quest for Taoist transcendence. A firm believer in the existence of immortals
(hsien) and the possibility of joining the ranks of the perfected, Ko
experimented with different methods that fall under the rubric of “external
alchemy” (wai-tan), which merits attention also in the history of Chinese
science. See also HSIEN. A.K.L.C. Korean philosophy, philosophy in traditional
Korea. Situated on the eastern periphery of the Asian mainland and cut off by
water on three sides from other potential countervailing influences, Korea,
with its more than two millennia of recorded history and a long tradition of
philosophical reflection, was exposed from early on to the pervasive influence of
China. The influences and borrowings from China – among the most pervasive of
which have been the three major religiophilosophic systems of the East, Taoism,
Buddhism, and Confucianism – were, in time, to leave their indelible marks on
the philosophical, cultural, religious, linguistic, and social forms of Korean
life. These influences from the Asian continent, which began to infiltrate
Korean culture during the Three Kingdoms era (57 B.C. to A.D. 558), did not,
however, operate in a vacuum. Even in the face of powerful and pervasive
exogenous influences, shamanism – an animistic view of man and nature –
remained the strong substratum of Korean culture, influencing and modifying the
more sophisticated religions, philosophies, and ideologies that found entry
into Korea during the last two thousand years. Originally a philosophical
formula for personal salvation through the renunciation of worldly desire,
Buddhism, in the course of propagation from its point of origin, had absorbed
enough esoteric deities and forms of worship to constitute a new school,
Mahayana, and it was this type of Buddhism that found ready acceptance in
Korea. Its beliefs were, at the plebeian level, furknowledge de se Korean
philosophy 473 4065h-l.qxd 08/02/1999 7:40 AM Page 473 ther mixed with native
shamanism and integrated into a shamanistic polytheism. The syncretic nature of
Korean Buddhism manifests itself at the philosophical level in a tendency
toward a reconciliatory synthesis of opposing doctrines. Korean Buddhism
produced a number of monk-philosophers, whose philosophical writings were
influential beyond the boundaries of Korea. Wonhyo (617–86) of Silla and Pojo
Chinul (1158–1210) of Koryo may be singled out as the most original and
representative of those Buddhist philosophers. As Buddhism became more
entrenched, a number of doctrinal problems and disputes began to surface. The
most basic and serious was the dispute between the Madhyamika and
Vijnaptimatrata-vadin schools of thought within Mahayana Buddhism. At the
metaphysical level the former tended to negate existence, while the latter
affirmed existence. An epistemological corollary of this ontological dispute
was a dispute concerning the possibility of secular truth as opposed to
transcendental truth. The former school denied its possibility, while the
latter affirmed it. No mediation between these two schools of thought, either
in their country of origin, India, or Korea, seemed possible. It was to this
task of reconciling these two opposed schools that Wonhyo dedicated himself. In
a series of annotations and interpretations of the Buddhist scriptures,
particularly of the Taeseung Kishin-non (“The Awakening of Faith in Mahayana”),
he worked out a position that became subsequently known as Hwajaengnon – a
theory of reconciliation of dispute. It consisted in essence of seeing the two
opposed schools as two different aspects of one mind. Wonhyo’s Hwajaeng-non, as
the first full-scale attempt to reconcile the opposing doctrines in Mahayana
Buddhism, was referred to frequently in both Chinese and Japanese Buddhist
exegetical writings. The same spirit of reconciliation is also manifest later
during the Koryo dynasty (918–1392) in Chinul’s Junghae-ssangsu, in which the
founder of Korean Son Buddhism attempts a reconciliation between Kyo-hak
(Scriptural school of Buddhism) and Son-ga (Meditation school of Buddhism),
which were engaged in a serious confrontation with each other. Although many of
its teachings were derivations from Mahayana Buddhist metaphysics, the Son
school of Buddhism emphasized the realization of enlightenment without
depending upon scriptural teachings, while the Scriptural school of Buddhism
emphasized a gradual process of enlightenment through faith and the practice of
understanding scriptures. Himself a Son master, Chinul provided a philosophical
foundation for Korean Son by incorporating the doctrines of Scriptural Buddhism
as the philosophical basis for the practices of Son. Chinul’s successful
synthesis of Kyo and Son served as the basis for the development of an
indigenous form of Son Buddhism in Korea. It is primarily this form of Buddhism
that is meant when one speaks of Korean Buddhism today. Ethical
self-cultivation stands at the core of Confucianism. Confucian theories of
government and social relationships are founded upon it, and the metaphysical
speculations have their place in Confucianism insofar as they are related to
this overriding concern. The establishment in A.D. 372 of Taehak, a
state-oriented Confucian institute of higher learning in the kingdom of
Kokuryo, points to a well-established tradition of Confucian learning already
in existence on the Korean peninsula during the Three Kingdoms era. Although
Buddhism was the state religion of the Unified Silla period (668–918),
Confucianism formed its philosophical and structural backbone. From 682, when a
national academy was established in the Unified Silla kingdom as a training
ground for high-level officials, the content of formal education in Korea
consisted primarily of Confucian and other related Chinese classics; this
lasted well into the nineteenth century. The preeminence of Confucianism in
Korean history was further enhanced by its adoption by the founders of the
Choson dynasty (1392–1910) as the national ideology. The Confucianism that flourished
during the Choson period was Neo-Confucianism, a philosophical synthesis of
original Confucianism, Buddhism, and Taoism achieved by the Chinese philosopher
Chu Hsi in the twelfth century. During the five hundred years of Neo-Confucian
orthodoxy, a number of Korean scholars succeeded in bringing Neo-Confucian
philosophical speculation to new heights of originality and influence both at
home and abroad. Yi Hwang (better known by his pen name T’oegye, 1501– 70) and
his adversary Yi I (Yulgok, 1536–84) deserve special mention. T’oegye
interpreted the origin of the four cardinal virtues (benevolence,
righteousness, propriety, and knowledge) and the seven emotions (pleasure,
anger, sorrow, joy, love, hate, and desire) in such a way as to accord priority
to the principle of reason I over the principle of material force Ki. T’oegye
went a step further than his Sung mentor Chu Hsi by claiming that the
prinKorean philosophy Korean philosophy 474 4065h-l.qxd 08/02/1999 7:40 AM Page
474 ciple of reason includes within itself the generative power for matter.
This theory was criticized by Yulgok, who claimed that the source of generative
power in the universe lay in the matter of material force itself. The
philosophical debate carried on by these men and its implications for ethics
and statecraft are generally considered richer in insight and more intricate in
argumentation than that in China. T’oegye’s ideas in particular were
influential in spreading NeoConfucianism in Japan. Neo-Confucian philosophical
speculation in the hands of those lesser scholars who followed T’oegye and
Yulgok, however, became overly speculative and impractical. It evolved,
moreover, into a rigid national orthodoxy by the middle of the seventeenth
century. Dissatisfaction with this intellectual orthodoxy was further deepened
by Korea’s early encounter with Christianity and Western science, which had
been reaching Korea by way of China since the beginning of the seventeenth
century. Coupled with the pressing need for administrative and economic reforms
subsequent to the Japanese invasion (1592–97), these tendencies gave rise to a
group of illustrious Confucian scholars who, despite the fact that their
individual lives spanned a 300-year period from 1550 to 1850, were subsequently
and collectively given the name Silhak. Despite their diverse interests and
orientations, these scholars were bound by their devotion to the spirit of
practicality and utility as well as to seeking facts grounded in evidence in
all scholarly endeavors, under the banner of returning to the spirit of the
original Confucianism. Chong Yag-yong (1762–1836), who may be said to be the
culmination of the Silhak movement, was able to transform these elements and
tendencies into a new Confucian synthesis.
Kotarbigski, Tadeusz
(1886–1981), Polish philosopher, cofounder, with Lukasiewicz and Lesniewski, of
the Warsaw Center of Logical Research. His broad philosophical interests and
humanistic concerns, probity, scholarship, and clarity in argument, consequent
persuasiveness, and steadfast championship of human rights made him heir to
their common mentor Kasimir Twardowski, father of modern Polish philosophy. In
philosophical, historical, and methodological works like his influential
Elements of Theory of Knowledge, Formal Logic, and Scientific Methodology
(1929; mistitled Gnosiology in English translation), he popularized the more
technical contributions of his colleagues, and carried on Twardowski’s
objectivist and “anti-irrationalist” critical tradition, insisting on accuracy
and clarity, holding that philosophy has no distinctive method beyond the
logical and analytical methods of the empirical and deductive sciences. As a
free-thinking liberal humanist socialist, resolved to be “a true compass, not a
weathervane,” he defended autonomous ethics against authoritarianism, left or
right. His lifelong concern with community and social practice led him to
develop praxiology as a theory of efficacious action. Following Lesniewsi’s
“refutation” of Twardowski’s Platonism, Kotarbigski insisted on translating
abstractions into more concrete terms. The principal tenets of his “reist,
radical realist, and imitationist” rejection of Platonism, phenomenalism, and
introspectionism are (1) pansomatism or ontological reism as modernized
monistic materialism: whatever is anything at all (even a soul) is a body –
i.e., a concrete individual object, resistant and spatiotemporally extended,
enduring at least a while; (2) consequent radical realism: no object is a
“property,” “relation,” “event,” “fact,” or “abstract entity” of any other
kind, nor “sense-datum,” “phenomenon,” or essentially “private mental act” or
“fact” accessible only to “introspection”; (3) concretism or semantic reism and
imitationism as a concomitant “nominalist” program – thus, abstract terms that,
hypostatized, might appear to name “abstract entities” are pseudo-names or
onomatoids to be eliminated by philosophical analysis and elucidatory
paraphrase. Hypostatizations that might appear to imply existence of such
Platonic universals are translatable into equivalent generalizations
characterizing only bodies. Psychological propositions are likewise reducible,
ultimately to the basic form: Individual So-and-so experiences thus;
Such-and-such is so. Only as thus reduced can such potentially misleading
expressions be rightly understood and judged true or false. See also POLISH
LOGIC. E.C.L. ko wu, chih chih, Chinese philosophical terms used in the
Ta-hsüeh (Great Learning) to refer to two related stages or aspects of the
self-cultivation process, subsequently given different interpretations by later
Confucian thinkers. ‘Ko’ can mean ‘correct’, ‘arrive at’ or ‘oppose’; ‘wu’
means ‘things’. The first ‘chih’ can mean ‘expand’ or ‘reach out’; the second
‘chih’ means ‘knowledge’. Chu Hsi (1130–1200) took ‘ko wu’ to mean
arrivKotarbigski, Tadeusz ko wu, chih chih 475 4065h-l.qxd 08/02/1999 7:40 AM
Page 475 ing at li (principle, pattern) in human affairs and ‘chih chih’ to
mean the expansion of knowledge; an important part of the self-cultivation
process involves expanding one’s moral knowledge by examining daily affairs and
studying classics and historical documents.
Wang Yang-ming (1472–
1529) took ‘ko wu’ to mean correcting the activities of one’s heart/mind
(hsin), and ‘chih chih’ the reaching out of one’s innate knowledge (liang
chih); an important part of the self-cultivation process involves making fully
manifest one’s innate knowledge by constantly watching out for and eliminating
distortive desires. K.-l.S. Krause, Karl Christian Friedrich (1781–1832),
German philosopher representative of a tendency to develop Kant’s views in the
direction of pantheism and mysticism. Educated at Jena, he came under the
influence of Fichte and Schelling. Taking his philosophical starting point as
Fichte’s analysis of self-consciousness, and adopting as his project a
“spiritualized” systematic elaboration of the philosophy of Spinoza (somewhat
like the young Schelling), he arrived at a position that he called panentheism.
According to this, although nature and human consciousness are part of God or
Absolute Being, the Absolute is neither exhausted in nor identical with them.
To some extent, he anticipated Hegel in invoking an “end of history” in which
the finite realm of human affairs would reunite with the infinite essence in a
universal moral and “spiritual” order. See also FICHTE, PANTHEISM, SCHELLING.
J.P.Su.
Krebs. See NICHOLAS OF
CUSA. Kripke, Saul A(aron) (b.1940), American mathematician and philosopher,
considered one of the most deeply influential contemporary figures in logic and
philosophy. While a teenager, he formulated a semantics for modal logic (the
logic of necessity and possibility) based on Leibniz’s notion of a possible
world, and, using the apparatus, proved completeness for a variety of systems (1959,
1963). Possible world semantics (due in part also to Carnap and others) has
proved to be one of the most fruitful developments in logic and philosophy.
Kripke’s 1970 Princeton lectures, Naming and Necessity (1980), were a
watershed. The work primarily concerns proper names of individuals (e.g.,
‘Aristotle’) and, by extension, terms for natural kinds (‘water’) and similar
expressions. Kripke uses his thesis that any such term is a rigid designator –
i.e., designates the same thing with respect to every possible world in which
that thing exists (and does not designate anything else with respect to worlds
in which it does not exist) – to argue, contrary to the received Fregean view,
that the designation of a proper name is not semantically secured by means of a
description that gives the sense of the name. On the contrary, the description
associated with a particular use of a name will frequently designate something
else entirely. Kripke derives putative examples of necessary a posteriori
truths, as well as contingent a priori truths. In addition, he defends
essentialism – the doctrine that some properties of things are properties that
those things could not fail to have (except by not existing) – and uses it,
together with his account of natural-kind terms, to argue against the
identification of mental entities with their physical manifestations (e.g.,
sensations with specific neural events). In a sequel, “A Puzzle about Belief”
(1979), Kripke addresses the problem of substitution failure in sentential contexts
attributing belief or other propositional attitudes. Kripke’s interpretation of
the later Wittgenstein as a semantic skeptic has also had a profound impact
(Wittgenstein on Rules and Private Language, 1980, 1982). His semantic theory
of truth (“Outline of a Theory of Truth,” 1975) has sparked renewed interest in
the liar paradox (‘This statement is false’) and related paradoxes, and in the
development of non-classical languages containing their own truth predicates as
possible models for natural language. In logic, he is also known for his work
in intuitionism and on his theory of transfinite recursion on admissible
ordinals. Kripke, McCosh Professor of Philosophy (emeritus) at Princeton,
frequently lectures on numerous further significant results in logic and
philosophy, but those results have remained unpublished.
Kripke semantics, a type
of formal semantics for languages with operators A and B for necessity and
possibility (‘possible worlds semantics’ and ‘relational semantics’ are
sometimes used for the same notion); also, a similar semantics for
intuitionistic logic. In a basic version a framefor a sentential language with
A and B is a pair (W,R) where W is a non-empty set (the “possible worlds”) and
R is a binary relation on W – the relation of “relative possibility” or
“accessibility.” A model on the frame (W,R) is a triple (W,R,V), Krause, Karl
Christian Friedrich Kripke semantics 476 4065h-l.qxd 08/02/1999 7:40 AM Page
476 where V is a function (the “valuation function”) that assigns truth-values
to sentence letters at worlds. If w 1 W then a sentence AA is true at world w
in the model (W,R,V) if A is true at all worlds v 1 W for which wRv.
Informally, AA is true at world w if A is true at all the worlds that would be
possible if w were actual. This is a generalization of the doctrine commonly
attributed to Leibniz that necessity is truth in all possible worlds. A is
valid in the model (W,R,V) if it is true at all worlds w 1 W in that model. It
is valid in the frame (W,R) if it is valid in all models on that frame. It is
valid if it is valid in all frames. In predicate logic versions, a frame may
include another component D, that assigns a non-empty set Dw of objects (the
existents at w) to each possible world w. Terms and quantifiers may be treated
either as objectual (denoting and ranging over individuals) or conceptual
(denoting and ranging over functions from possible worlds to individuals) and
either as actualist or possibilist(denoting and ranging over either existents
or possible existents). On some of these treatments there may arise further
choices about whether and how truth-values should be assigned to sentences that
assert relations among non-existents. The development of Kripke semantics marks
a watershed in the modern study of modal systems. In the 1930s, 1940s, and
1950s a number of axiomatizations for necessity and possibility were proposed
and investigated. Carnap showed that for the simplest of these systems, C. I.
Lewis’s S5, AA can be interpreted as saying that A is true in all “state
descriptions.” Answering even the most basic questions about the other systems,
however, required effort and ingenuity. In the late fifties and early sixties
Stig Kanger, Richard Montague, Saul Kripke, and Jaakko Hintikka each formulated
interpretations for such systems that generalized Carnap’s semantics by using
something like the accessibility relation described above. Kripke’s semantics
was more natural than the others in that accessibility was taken to be a
relation among mathematically primitive “possible worlds,” and, in a series of
papers, Kripke demonstrated that versions of it provide characteristic
interpretations for a number of modal systems. For these reasons Kripke’s
formulation has become standard. Relational semantics provided simple solutions
to some older problems about the distinctness and relative strength of the
various systems. It also opened new areas of investigation, facilitating
general results (establishing decidability and other properties for infinite
classes of modal systems), incompleteness results (exhibiting systems not
determined by any class of frames), and correspondence results (showing that
the frames verifying certain modal formulas were exactly the frames meeting
certain conditions on R). It suggested parallel interpretations for notions
whose patterns of inference were known to be similar to that of necessity and
possibility, including obligation and permission, epistemic necessity and
possibility, provability and consistency, and, more recently, the notion of a
computation’s inevitably or possibly terminating in a particular state. It
inspired similar semantics for nonclassical conditionals and the more general
neighborhood or functional variety of possible worlds semantics. The
philosophical utility of Kripke semantics is more difficult to assess. Since
the accessibility relation is often explained in terms of the modal operators,
it is difficult to maintain that the semantics provides an explicit analysis of
the modalities it interprets. Furthermore, questions about which version of the
semantics is correct (particularly for quantified modal systems) are themselves
tied to substantive questions about the nature of things and worlds. The
semantics does impose important constraints on the meaning of modalities, and
it provides a means for many philosophical questions to be posed more clearly
and starkly.
Kristeva, Julia (b.1941),
Bulgarian-born French linguist, practicing psychoanalyst, widely influential
social theorist, and novelist. The centerpiece of Kristeva’s semiotic theory
has two correlative moments: a focus on the speaking subject as embodying
unconscious motivations (and not simply the conscious intentionality of a
Husserlian transcendental ego) and an articulation of the signifying phenomenon
as a dynamic, productive process (not a static sign-system). Kristeva’s most
systematic philosophical work, La Révolution du langage poétique (1974), brings
her semiotics to mature expression through an effective integration of
psychoanalysis (Freud and Lacan), elements of linguistic models (from Roman
Jakobson to Chomskyan generative grammar) and semiology (from Saussure to
Peirce and Louis Hjelmslev), and a literary approach to text (influenced by
Bakhtin). Together the symbolic and the semiotic, two dialectical and irreconcilable
modalities of meaning, constitute the signifying process. The symbolic
designates the systematic rules governing denotative and propositional speech,
while the Kristeva, Julia Kristeva, Julia 477 4065h-l.qxd 08/02/1999 7:40 AM
Page 477 semiotic isolates an archaic layer of meaning that is neither
representational nor based on relations among signs. The concept of the chora
combines the semiotic, translinguistic layer of meaning (genotext) with a
psychoanalytic, drive-based model of unconscious sound production, dream logic,
and fantasy life that defy full symbolic articulation. Drawing on Plato’s
non-unified notion of the maternal receptacle (Timaeus), the chora constitutes
the space where subjectivity is generated. Drives become “ordered” in rhythmic
patterns during the pre-Oedipal phase before the infant achieves reflexive
capacity, develops spatial intuition and time consciousness, and posits itself
as an enunciating subject. Ordered, but not according to symbolic laws,
semiotic functions arise when the infant forms associations between its vocal
gesticulations and sensorimotor development, and patterns these associations
after the mother’s corporeal modulations. The semiotic chora, while partly
repressed in identity formation, links the subject’s preverbal yet functional
affective life to signification. All literary forms – epic narrative,
metalanguage, contemplation or theoria and text-practice – combine two
different registers of meaning, phenotext and genotext. Yet they do so in
different ways and none encompasses both registers in totality. The phenotext
refers to language in its function “to communicate” and can be analyzed in
terms of syntax and semantics. Though not itself linguistic, the genotext
reveals itself in the way that “phonematic” and “melodic devices” and
“syntactic and logical” features establish “semantic” fields. The genotext
isolates the specific mode in which a text sublimates drives; it denotes the
“process” by which a literary form generates a particular type of subjectivity.
Poetic language is unique in that it largely reveals the genotext. This linkage
between semiotic processes, genotext, and poetic language fulfills the early
linguistic project (1967–73) and engenders a novel post-Hegelian social theory.
Synthesizing semiotics and the destructive death drive’s attack against stasis
artfully restores permanence to Hegelian negativity. Poetic mimesis, because it
transgresses grammatical rules while sustaining signification, reactivates the
irreducible negativity and heterogeneity of drive processes. So effectuating
anamnesis, poetry reveals the subject’s constitution within language and, by
holding open rather than normalizing its repressed desire, promotes critical
analysis of symbolic and institutionalized values. Later works like Pouvoirs de
l’horreur (1980), Etrangers à nous-mêmes (1989), Histoires d’amour (1983), and
Les Nouvelles maladies de l’âme (1993) shift away from collective political
agency to a localized, culturally therapeutic focus. Examining xenophobic social
formations, abjection and societal violence, romantic love, grief, women’s
melancholic poison in patriarchy, and a crisis of moral values in the
postmetaphysical age, they harbor forceful implications for ethics and social
theory.
Kropotkin, Petr Alekseevich
(1842–1921), Russian geographer, geologist, naturalist, and philosopher, best
remembered for his anarchism and his defense of mutual aid as a factor of
evolution. Traveling extensively in Siberia on scientific expeditions
(1862–67), he was stimulated by Darwin’s newly published theory of evolution
and sought, in the Siberian landscape, confirmation of Darwin’s Malthusian
principle of the struggle for survival. Instead Kropotkin found that
underpopulation was the rule, that climate was the main obstacle to survival,
and that mutual aid was a far more common phenomenon than Darwin recognized. He
soon generalized these findings to social theory, opposing social Darwinism,
and also began to espouse anarchist theory.
Kuan Tzu, also called
Kuan Chung (d.645 B.C.), Chinese statesman who was prime minister of Ch’i and
considered a forefather of Legalism. He was traditionally albeit spuriously
associated with the Kuan Tzu, an eclectic work containing Legalist, Confucian,
Taoist, five phases, and Huang–Lao ideas from the fourth to the second
centuries B.C. As minister, Kuan Tzu achieved peace and social order through
the hegemonic system (pa), wherein the ruling Chou king ratified a collective
power-sharing arrangement with the most powerful feudal lords.
Kuhn, Thomas S(amuel)
(1922–96), American historian and philosopher of science. Kuhn studied at
Harvard, where he received degrees in physics (1943, 1946) and a doctorate in
the history of science (1949). He then taught history of science or philosophy
of science at Harvard (1951–56), Berkeley (1956–64), Princeton (1964–79), and
M.I.T. (1979–91). Kuhn traced his shift from physics to the history and
philosophy of science to a moment in 1947 when he was Kropotkin, Petr
Alekseevich Kuhn, Thomas S(amuel) 478 4065h-l.qxd 08/02/1999 7:40 AM Page 478
asked to teach some science to humanities majors. Searching for a case study to
illuminate the development of Newtonian mechanics, Kuhn opened Aristotle’s
Physics and was astonished at how “simply wrong” it was. After a while, Kuhn
came to “think like an Aristotelian physicist” and to realize that Aristotle’s
basic concepts were totally unlike Newton’s, and that, understood on its own
terms, Aristotle’s Physics was not bad Newtonian mechanics. This new
perspective resulted in The Copernican Revolution (1957), a study of the
transformation of the Aristotelian geocentric image of the world to the modern
heliocentric one. Pondering the structure of these changes, Kuhn produced his
immensely influential second book, The Structure of Scientific Revolutions
(1962). He argued that scientific thought is defined by “paradigms,” variously
describing these as disciplinary matrixes or exemplars, i.e., conceptual
world-views consisting of beliefs, values, and techniques shared by members of a
given community, or an element in that constellation: concrete achievements
used as models for research. According to Kuhn, scientists accept a prevailing
paradigm in “normal science” and attempt to articulate it by refining its
theories and laws, solving various puzzles, and establishing more accurate
measurements of constants. Eventually, however, their efforts may generate
anomalies; these emerge only with difficulty, against a background of
expectations provided by the paradigm. The accumulation of anomalies triggers a
crisis that is sometimes resolved by a revolution that replaces the old
paradigm with a new one. One need only look to the displacement of Aristotelian
physics and geocentric astronomy by Newtonian mechanics and heliocentrism for
instances of such paradigm shifts. In this way, Kuhn challenged the traditional
conception of scientific progress as gradual, cumulative acquisition of
knowledge. He elaborated upon these themes and extended his historical
inquiries in his later works, The Essential Tension (1977) and Black-Body
Theory and the Quantum Discontinuity (1978).
kung, szu, a Chinese
distinction corresponding to the opposition between “public” and “private”
interests, a key feature of Confucian and Legalist ethics. The distinction is
sometimes expressed by other terms suggestive of distinction between
impartiality and partiality, as in the Mo Tzu, or the Neo-Confucian distinction
between Heavenly principle (t’ien-li) and selfish desires. For the Confucians,
private and personal concerns are acceptable only insofar as they do not
conflict with the rules of propriety (li) and righteousness (i). Partiality
toward one’s personal relationships is also acceptable provided that such
partiality admits of reasonable justification, especially when such a concern
is not incompatible with jen or the ideal of humanity. This view contrasts with
egoism, altruism, and utilitarianism.
K’ung Ch’iu. See
CONFUCIUS. Kung Fu-tzu. See CONFUCIUS. Kung-sun Lung Tzu (fl. 300 B.C.),
Chinese philosopher best known for his dialogue defending the claim “A white
horse is not a horse.” Kung-sun probably regarded his paradox only as an
entertaining exercise in disputation (pien), and not as philosophically
illuminating. Nonetheless, it may have had the serious effect of helping to
bring disputation into disrepute in China. Numerous interpretations of the
“white horse” dialogue have been proposed. One recent theory is that Kung-sun
Lung Tzu is assuming that ‘white horse’ refers to two things (an equine shape
and a color) while ‘horse’ refers only to the shape, and then simply observing
that the whole (shape and color) is not identical with one of its parts (the
shape).
Kuo Hsiang (died A.D.
312), Chinese thinker of the Hsüan Hsüeh (Mysterious Learning) School. He is
described, along with thinkers like Wang Pi, as a Neo-Taoist. Kuo helped
develop the notion of li (pattern) as the underlying structure of the cosmos,
of which each thing receives an individual fen (allotment). All things are
“one” in having such “natural” roles to play, and by being tzu jan
(spontaneous), can attain a mystical oneness with all things. For Kuo, the fen
of human beings included standard Confucian virtues. Kuo is credited with
editing the current edition of the Chuang Tzu and composing what is now the
oldest extant commentary on it.
k’un Kyoto School 479
4065h-l.qxd 08/02/1999 7:40 AM Page 479 Labriola, Antonio (1843–1904), Italian
Marxist philosopher who studied Hegel and corresponded with Engels for several
years (Lettere a Engels, 1949). His essays on Marxism appeared first in French
in the collection Essais sur la conception matérialiste de l’histoire (“Essays
on the Materialist Conception of History,” 1897). Another influential work,
Discorrendo di socialismo e di filosofia (“Talks about Socialism and
Philosophy,” 1897), collects ten letters to Georges Sorel on Marxism. Labriola
did not intend to develop an original Marxist theory but only to give an
accurate exposition of Marx’s thought. He believed that socialism would
inevitably ensue from the inner contradictions of capitalist society and
defended Marx’s views as objective scientific truths. He criticized revisionism
and defended the need to maintain the orthodoxy of Marxist thought. His views
and works were publicized by two of his students, Sorel in France and Croce in
Italy. In the 1950s Antonio Gramsci brought new attention to Labriola as an
example of pure and independent Marxism.
labours:
the twelve labours of Grice. They are twelve. The first is Extensionalism. The
second is Nominalism. The third is Positivism. The fourth is Naturalism. The
fifth is Mechanism. The sixth is Phenomenalism. The seventh is Reductionism.
The eighth is physicalism. The ninth is materialism. The tenth is Empiricism.
The eleventh is Scepticism, and the twelfth is functionalism. “As I thread my way unsteadily along the tortuous mountain
path which is supposed to lead, in the long distance, to the City of Eternal
Truth, I find myself beset by a multitude of demons and perilous places,
bearing names like Extensionalism, Nominalism, Positivism, Naturalism,
Mechanism, Phenomenalism, Reductionism, Physicalism, Materialism, Empiricism,
Scepticism, and Functionalism; menaces which are, indeed, almost as numerous as
those encountered by a traveller called Christian on another well-publicized
journey.”“The items named in this catalogue are obviously, in many cases, not
to be identified with one another; and it is perfectly possible to maintain a
friendly attitude towards some of them while viewing others with hostility.” “There are many persons, for example, who view Naturalism
with favour while firmly rejecting Nominalism.”“And it is not easy to see how
anyone could couple support for Phenomenalism with support for
Physicalism.”“After a more tolerant (permissive) middle age, I have come to
entertain strong opposition to all of them, perhaps partly as a result of the
strong connection between a number of them and the philosophical technologies
which used to appeal to me a good deal more than they do now.“But how would I justify
the hardening of my heart?” “The first question is, perhaps,
what gives the list of items a unity, so that I can think of myself as
entertaining one twelve-fold antipathy, rather than twelve discrete
antipathies.”
“To this question my answer is that
all the items are forms of what I shall call Minimalism, a propensity which
seeks to keep to a minimum (which may in some cases be zero) the scope
allocated to some advertised philosophical commodity, such as abstract
entities, knowledge, absolute value, and so forth.”“In weighing the case for
and the case against a trend of so high a degree of generality as Minimalism,
kinds of consideration may legitimately enter which would be out of place were
the issue more specific in character; in particular, appeal may be made to
aesthetic considerations.”“In favour of Minimalism, for example, we might hear
an appeal, echoing Quine, to the beauty of ‘desert landscapes.’”“But such an
appeal I would regard as inappropriate.”“We are not being asked by a Minimalist
to give our vote to a special, and no doubt very fine, type of landscape.”“We
are being asked to express our preference for an ordinary sort of landscape at
a recognizably lean time; to rosebushes and cherry-trees in mid-winter, rather
than in spring or summer.”“To change the image somewhat, what bothers me about
whatI am being offered is not that it is bare, but that it has been
systematically and relentlessly undressed.”“I am also adversely influenced by a
different kind of unattractive feature which some, or perhaps even all of these
betes noires seem to possess.”“Many of them are guilty of restrictive practices
which, perhaps, ought to invite the attention of a Philosophical Trade
Commission.”“They limit in advance the range and resources of philosophical explanation.”“They
limit its range by limiting the kinds of phenomena whose presence calls for
explanation.”“Some prima-facie candidates are watered down, others are washed
away.”“And they limit its resources by forbidding the use of initially tempting
apparatus, such as the concepts expressed by psychological, or more generally
intensional, verbs.”“My own instincts operate in a reverse direction from
this.”“I am inclined to look first at how useful such and such explanatory
ideas might prove to be if admitted, and to waive or postpone enquiry into
their certificates of legitimacy.”“I am conscious that all I have so far said
against Minimalsim has been very general in character, and also perhaps a
little tinged with rhetoric.”“This is not surprising in view of the generality
of the topic.”“But all the same I should like to try to make some provision for
those in search of harder tack.”“I can hardly, in the present context, attempt
to provide fully elaborated arguments against all, or even against any one, of
the diverse items which fall under my label 'Minimalism.’”“The best I can do is
to try to give a preliminary sketch of what I would regard as the case against
just one of the possible forms of minimalism, choosing one which I should
regard it as particularly important to be in a position to reject.”“My
selection is Extensionalism, a position imbued with the spirit of Nominalism,
and dear both to those who feel that 'Because it is red' is no more informative
as an answer to the question 'Why is a pillar-box called ‘red’?' than would be
'Because he is Grice' as an answer to the question 'Why is that
distinguished-looking person called "Grice"?', and also to those who
are particularly impressed by the power of Set-theory.”“The picture which, I
suspect, is liable to go along with Extensionalism is that of the world of
particulars as a domain stocked with innumerable tiny pellets, internally
indistinguishable from one another, butdistinguished by the groups within which
they fall, by the 'clubs' to which they belong; and since the clubs are
distinguished only by their memberships, there can only be one club to which
nothing belongs.”“As one might have predicted from the outset, this leads to
trouble when it comes to the accommodation of explanation within such a system.”“Explanation
of the actual presence of a particular feature in a particular subject depends
crucially on the possibility of saying what would be the consequence of the
presence of such and such features in that subject, regardless of whether the
features in question even do appear in that subject, or indeed in any
subject.”“On the face of it, if one adopts an extensionalist view-point, the
presence of a feature in some particular will have to be re-expressed in terms
of that particular's membership of a certain set.”“But if we proceed along
those lines, since there is only one empty set, the potential consequences of
the possession of in fact unexemplified features would be invariably the same,
no matter how different in meaning the expressions used to specify such
features would ordinarily be judged to be.”“This is certainly not a conclusion
which one would care to accept.”“I can think of two ways of trying to avoid its
acceptance, both of which seem to me to suffer from serious drawbacks.”
Lacan, Jacques (1901–81),
French practitioner and theorist of psychoanalysis. Lacan developed and
transformed Freudian theory and practice on the basis of the structuralist
linguistics originated by Saussure. According to Lacan, the unconscious is not
a congeries of biological instincts and drives, but rather a system of
linguistic signifiers. He construes, e.g., the fundamental Freudian processes
of condensation and displacement as instances of metaphor and metonymy. Lacan
proposed a Freudianism in which any traces of the substantial Cartesian self
are replaced by a system of symbolic functions. Contrary to standard views, the
ego is an imaginary projection, not our access to the real (which, for Lacan,
is the unattainable and inexpressible limit of language). In accord with his
theoretical position, Lacan developed a new form of psychoanalytic practice
that tried to avoid rather than achieve the “transference” whereby the
analysand identifies with the mature ego of the analyst. Lacan’s writings
(e.g., Écrits and the numerous volumes of his Séminaires) are of legendary
difficulty, offering idiosyncratic networks of allusion, word play, and
paradox, which some find rich and stimulating and others irresponsibly obscure.
Beyond psychoanalysis, Lacan has been particularly influential on literary
theorists and on poststructuralist philosophers such as Foucault, Derrida, and
Deleuze.
Laffitte, Pierre
(1823–1903), French positivist philosopher, a disciple of Comte and founder
(1878) of the Revue Occidentale. Laffitte spread positivism by adopting Comte’s
format of “popular” courses. He faithfully acknowledged Comte’s objective
method and religion of humanity. Laffitte wrote Great Types of Humanity
(1875–76). In Positive Ethics (1881), he distinguishes between theoretical and
practical ethics. His Lectures on First Philosophy (1889–95) sets forth a
metaphysics, or a body of general and abstract laws, that attempts to complete
positivism, to resolve the conflict between the subjective and the objective,
and to avert materialism.
La Forge, Louis de
(1632–66), French philosopher and member of the Cartesian school. La Forge
seems to have become passionately interested in Descartes’s philosophy in about
1650, and grew to become one of its most visible and energetic advocates. La
Forge (together with Gérard van Gutschoven) illustrated the 1664 edition of
Descartes’s L’homme and provided an extensive commentary; both illustrations
and commentary were often reprinted with the text. His main work, though, is
the Traité de l’esprit de l’homme (1665): though not a commentary on Descartes,
it is “in accordance with the principles of René Descartes,” according to its
subtitle. It attempts to continue Descartes’s program in L’homme, left
incomplete at his death, by discussing the mind and its union with the body. In
many ways La Forge’s work is quite orthodox; he carefully follows Descartes’s
opinions on the nature of body, the nature of soul, etc., as they appear in the
extant writings to which he had access. But with others in the Cartesian school,
La Forge’s work contributed to the establishment of the doctrine of
occasionalism as 480 L 4065h-l.qxd 08/02/1999 7:40 AM Page 480 Cartesian
orthodoxy, a doctrine not explicitly found in Descartes’s writings.
Lambda implicature --
Church: a., philosopher, known in pure logic for his discovery and application
of the Church lambda operator, one of the central ideas of the Church lambda
calculus, and for his rigorous formalizations of the theory of types, a
higher-order underlying logic originally formulated in a flawed form by
Whitehead and Russell. The lambda operator enables direct, unambiguous,
symbolic representation of a range of philosophically and mathematically
important expressions previously representable only ambiguously or after
elaborate paraphrasing. In philosophy, Church advocated rigorous analytic
methods based on symbolic logic. His philosophy was characterized by his own
version of logicism, the view that mathematics is reducible to logic, and by
his unhesitating acceptance of higherorder logics. Higher-order logics,
including second-order, are ontologically rich systems that involve
quantification of higher-order variables, variables that range over properties,
relations, and so on. Higher-order logics were routinely used in foundational work
by Frege, Peano, Hilbert, Gödel, Tarski, and others until around World War II,
when they suddenly lost favor. In regard to both his logicism and his
acceptance of higher-order logics, Church countered trends, increasingly
dominant in the third quarter of the twentieth century, against reduction of
mathematics to logic and against the so-called “ontological excesses” of
higher-order logic. In the 0s, although admired for his high standards of rigor
and for his achievements, Church was regarded as conservative or perhaps even
reactionary. Opinions have softened in recent years. On the computational and
epistemological sides of logic Church made two major contributions. He was the
first to articulate the now widely accepted principle known as Church’s thesis,
that every effectively calculable arithmetic function is recursive. At first
highly controversial, this principle connects intuitive, epistemic, extrinsic,
and operational aspects of arithmetic with its formal, ontic, intrinsic, and
abstract aspects. Church’s thesis sets a purely arithmetic outer limit on what
is computationally achievable. Church’s further work on Hilbert’s “decision
problem” led to the discovery and proof of Church’s theorem basically that there is no computational
procedure for determining, of a finite-premised first-order argument, whether
it is valid or invalid. This result contrasts sharply with the previously known
result that the computational truth-table method suffices to determine the
validity of a finite-premised truthfunctional argument. Church’s thesis at once
highlights the vast difference between propositional logic and first-order
logic and sets an outer limit on what is achievable by “automated reasoning.”
Church’s mathematical and philosophical writings are influenced by Frege,
especially by Frege’s semantic distinction between sense and reference, his
emphasis on purely syntactical treatment of proof, and his doctrine that
sentences denote are names of their truth-values. lambda-calculus, also
l-calculus, a theory of mathematical functions that is (a) “logic-free,” i.e.
contains no logical constants (formula-connectives or quantifier-expressions),
and (b) equational, i.e. ‘%’ is its sole predicate (though its metatheory
refers to relations of reducibility between terms). There are two species,
untyped and typed, each with various subspecies. Termhood is always inductively
defined (as is being a type-expression, if the calculus is typed). A definition
of being a term will contain at least these clauses: take infinitely many
variables (of each type if the calculus is typed) to be terms; for any terms t
and s (of appropriate type if the calculus is typed), (ts) is a term (of type
determined by that of t and s if the calculus is typed); for any term t and a
variable u (perhaps meeting certain conditions), (lut) is a term (“of” type
determined by that of t and u if the calculus is typed). (ts) is an
application-term; (lut) is a l-term, the labstraction of t, and its l-prefix
binds all free occurrences of u in t. Relative to any assignment a of values
(of appropriate type if the calculus is typed) to its free variables, each term
denotes a unique entity. Given a term (ts), t denotes a function and (ts)
denotes the output of that function when it is applied to the denotatum of s, all
relative to a. (lut) denotes relative to a that function which when applied to
any entity x (of appropriate type if the calculus is typed) outputs the
denotatum of t relative to the variant of a obtained by assigning u to the
given x. Alonzo Church introduced the untyped l-calculus around 1932 as the
basis for a foundation for mathematics that took all mathematical objects to be
functions. It characterizes a universe of functions, each with that universe as
its domain and each yielding values in that universe. It turned out to be
almost a notational variant of combinatory logic, first presented by Moses
Schonfinkel (1920, written up and published by Behmann in 1924). Church
presented the simplest typed l calculus in 1940. Such a calculus characterizes a
domain of objects and functions, each “of” a unique type, so that the type of
any given function determines two further types, one being the type of all and
only those entities in the domain of that function, the other being the type of
all those entities output by that function. In 1972 Jean-Yves Girard presented
the first second-order (or polymorphic) typed l-calculus. It uses additional
type-expressions themselves constructed by second-order l-abstraction, and also
more complicated terms constructed by labstracting with respect to certain
type-variables, and by applying such terms to type-expressions. The study of
l-calculi has deepened our understanding of constructivity in mathematics. They
are of interest in proof theory, in category theory, and in computer science.
Lambert, Johann Heinrich
(1728–77), German natural philosopher, logician, mathematician, and astronomer.
Born in Mulhouse (Alsace), he was an autodidact who became a prominent member
of the Munich Academy (1759) and the Berlin Academy (1764). He made significant
discoveries in physics and mathematics. His most important philosophical works
were Neues Organon (“New Organon, or Thoughts on the Investigation and
Induction of Truth and the Distinction Between Error and Appearances,” 1764)
and Anlage zur Architectonic (“Plan of an Architectonic, or Theory of the
Simple and Primary Elements in Philosophical and Mathematical Knowledge,”
1771). Lambert attempted to revise metaphysics. Arguing against both German
rationalism and British empiricism, he opted for a form of phenomenalism
similar to that of Kant and Tetens. Like his two contemporaries, he believed
that the mind contains a number of basic concepts and principles that make
knowledge possible. The philosopher’s task is twofold: first, these fundamental
concepts and principles have to be analyzed; second, the truths of science have
to be derived from them. In his own attempt at accomplishing this, Lambert
tended more toward Leibniz than Locke. M.K. La Mettrie, Julien Offroy de
(1707–51), French philosopher who was his generation’s most notorious
materialist, atheist, and hedonist. Raised in Brittany, he was trained at
Leiden by Hermann Boerhaave, an iatromechanist, whose works he translated into
French. As a Lockean sensationalist who read Gassendi and followed
Lambda-abstraction La Mettrie, Julien Offroy de 481 4065h-l.qxd 08/02/1999 7:40
AM Page 481 the Swiss physiologist Haller, La Mettrie took nature to be life’s
dynamic and ultimate principle. In 1745 he published Natural History of the Soul,
which attacked Cartesian dualism and dispensed with God. Drawing from
Descartes’s animal-machine, his masterpiece, Man the Machine(1747), argued that
the organization of matter alone explains man’s physical and intellectual
faculties. Assimilating psychology to mechanistic physiology, La Mettrie
integrated man into nature and proposed a materialistic monism. An Epicurean
and a libertine, he denied any religious or rational morality in Anti-Seneca
(1748) and instead accommodated human behavior to natural laws. Anticipating
Sade’s nihilism, his Art of Enjoying Pleasures and Metaphysical Venus (1751)
eulogized physical passions. Helvétius, d’Holbach, Marx, Plekhanov, and Lenin
all acknowledged a debt to his belief that “to write as a philosopher is to
teach materialism.” J.-L.S. Lange, Friedrich Albert (1828–75), German
philosopher and social scientist. Born at Wald near Solingen, he became a
university instructor at Bonn in 1851, professor of inductive logic at Zürich
in 1870, and professor at Marburg in 1873, establishing neo-Kantian studies
there. He published three books in 1865: Die Arbeiterfrage (The Problem of the
Worker), Die Grundlegung der mathematischen Psychologie (The Foundation of
Mathematical Psychology), and J. S. Mills Ansichten über die sociale Frage und
die angebliche Umwälzung der Socialwissenschaftlichen durch Carey (J. S. Mill’s
Views of the Social Question and Carey’s Supposed Social-Scientific
Revolution). Lange’s most important work, however, Geschichte des Materialismus
(History of Materialism), was published in 1866. An expanded second edition in
two volumes appeared in 1873–75 and in three later editions. The History of
Materialism is a rich, detailed study not only of the development of
materialism but of then-recent work in physical theory, biological theory, and
political economy; it includes a commentary on Kant’s analysis of knowledge.
Lange adopts a restricted positivistic approach to scientific interpretations
of man and the natural world and a conventionalism in regard to scientific
theory, and also encourages the projection of aesthetic interpretations of “the
All” from “the standpoint of the ideal.” Rejecting reductive materialism, Lange
argues that a strict analysis of materialism leads to ineliminable idealist
theoretical issues, and he adopts a form of materio-idealism. In his Geschichte
are anticipations of instrumental fictionalism, pragmatism, conventionalism,
and psychological egoism. Following the skepticism of the scientists he
discusses, Lange adopts an agnosticism about the ultimate constituents of
actuality and a radical phenomenalism. His major work was much admired by
Russell and significantly influenced the thought of Nietzsche. History of
Materialism predicted coming sociopolitical “earthquakes” because of the rise
of science, the decline of religion, and the increasing tensions of “the social
problem.” Die Arbeiterfrage explores the impact of industrialization and
technology on the “social problem” and predicts a coming social “struggle for
survival” in terms already recognizable as Social Darwinism. Both theoretically
and practically, Lange was a champion of workers and favored a form of
democratic socialism. His study of J. S. Mill and the economist Henry Carey was
a valuable contribution to social science and political economic theory.
Lao Tzu (sixth century
B.C.), Chinese philosopher traditionally thought to be a contemporary of
Confucius and the author of the Tao Te Ching (“Classic of tao and te“). Most
contemporary scholars hold that “Lao Tzu” is a composite of legendary early
sages, and that the Tao Te Ching is an anthology, a version of which existed no
earlier than the third century B.C. The Tao Te Ching combines paradoxical
mysticism with hardheaded political advice (Han Fei Tzu wrote a commentary on
it) and a call to return to a primitive utopia, without the corrupting
accoutrements of civilization, such as ritual (li), luxury items, and even
writing. In its exaltation of spontaneous action and denigration of Confucian
virtues such as jen, the text is reminiscent of Chuang Tzu, but it is
distinctive both for its style (which is lapidary to the point of obscurity)
and its political orienLange, Friedrich Albert Lao Tzu 482 4065h-l.qxd
08/02/1999 7:40 AM Page 482 tation. Translations of the Tao Te Ching are based
on either the Wang Pi text or the recently discovered Ma-wang-tui text.
La Peyrère, Isaac
(1596–1676), French religious writer, a Calvinist of probable Marrano
extraction and a Catholic convert whose messianic and anthropological work (Men
Before Adam, 1656) scandalized Jews, Catholics, and Protestants alike.
Anticipating both ecumenism and Zionism, The Recall of the Jews (1643) claims
that, together, converted Jews and Christians will usher in universal
redemption. A threefold “salvation history” undergirds La Peyrère’s “Marrano
theology”: (1) election of the Jews; (2) their rejection and the election of
the Christians; (3) the recall of the Jews. J.-L.S. Laplace, Pierre Simon de
(1749–1827), French mathematician and astronomer who produced the definitive
formulation of the classical theory of probability. He taught at various
schools in Paris, including the École Militaire; one of his students was
Napoleon, to whom he dedicated his work on probability. According to Laplace,
probabilities arise from our ignorance. The world is deterministic, so the
probability of a possible event depends on our limited information about it
rather than on the causal forces that determine whether it shall occur. Our
chief means of calculating probabilities is the principle of insufficient
reason, or the principle of indifference. It says that if there is no reason to
believe that one of n mutually exclusive and jointly exhaustive possible cases
will obtain rather than some other, so that the cases are equally possible, then
the probability of each case is 1/n. In addition, the probability of a possible
event equivalent to a disjunction of cases is the number of cases favorable to
the event divided by the total number of cases. For instance, the probability
that the top card of a well-shuffled deck is a diamond is 13/52.Laplace’s chief
work on probability is Théorie analytique des probabilités(Analytic Theory of
Probabilities, 1812).
Law -- H. P. Grice was
obsessed with ‘laws’ to introduce ‘psychological concepts.’ covering law model,
the view of scientific explanation as a deductive argument which contains
non-vacuously at least one universal law among its premises. The names of this
view include ‘Hempel’s model’, ‘Hempel-Oppenheim HO model’, ‘Popper-Hempel
model’, ‘deductivenomological D-N model’, and the ‘subsumption theory’ of
explanation. The term ‘covering law model of explanation’ was proposed by
William Dray. The theory of scientific explanation was first developed by
Aristotle. He suggested that science proceeds from mere knowing that to deeper
knowing why by giving understanding of different things by the four types of
causes. Answers to why-questions are given by scientific syllogisms, i.e., by
deductive arguments with premises that are necessarily true and causes of their
consequences. Typical examples are the “subsumptive” arguments that can be
expressed by the Barbara syllogism: All ravens are black. Jack is a raven.
Therefore, Jack is black. Plants containing chlorophyll are green. Grass
contains chlorophyll. Therefore, grass is green. In modern logical notation, An
explanatory argument was later called in Grecian synthesis, in Latin compositio
or demonstratio propter quid. After the seventeenth century, the terms
‘explication’ and ‘explanation’ became commonly used. The nineteenth-century
empiricists accepted Hume’s criticism of Aristotelian essences and necessities:
a law of nature is an extensional statement that expresses a uniformity, i.e.,
a constant conjunction between properties ‘All swans are white’ or types of
events ‘Lightning is always followed by thunder’. Still, they accepted the
subsumption theory of explanation: “An individual fact is said to be explained
by pointing out its cause, that is, by stating the law or laws of causation, of
which its production is an instance,” and “a law or uniformity in nature is
said to be explained when another law or laws are pointed out, of which that
law itself is but a case, and from which it could be deduced” J. S. Mill. A
general model of probabilistic explanation, with deductive explanation as a
specific case, was given by Peirce in 3. A modern formulation of the
subsumption theory was given by Hempel and Paul Oppenheim in 8 by the following
schema of D-N explanation: Explanandum E is here a sentence that describes a
known particular event or fact singular explanation or uniformity explanation
of laws. Explanation is an argument that answers an explanation-seeking
why-question ‘Why E?’ by showing that E is nomically expectable on the basis of
general laws r M 1 and antecedent conditions. The relation between the
explanans and the explanandum is logical deduction. Explanation is
distinguished from other kinds of scientific systematization prediction,
postdiction that share its logical characteristics a view often called the symmetry thesis
regarding explanation and prediction by
the presupposition that the phenomenon E is already known. This also separates
explanations from reason-seeking arguments that answer questions of the form
‘What reasons are there for believing that E?’ Hempel and Oppenheim required
that the explanans have empirical content, i.e., be testable by experiment or
observation, and it must be true. If the strong condition of truth is dropped,
we speak of potential explanation. Dispositional explanations, for
non-probabilistic dispositions, can be formulated in the D-N model. For
example, let Hx % ‘x is hit by hammer’, Bx % ‘x breaks’, and Dx % ‘x is
fragile’. Then the explanation why a piece of glass was broken may refer to its
fragility and its being hit: It is easy to find examples of HO explanations
that are not satisfactory: self-explanations ‘Grass is green, because grass is
green’, explanations with too weak premises ‘John died, because he had a heart
attack or his plane crashed’, and explanations with irrelevant information
‘This stuff dissolves in water, because it is sugar produced in Finland’.
Attempts at finding necessary and sufficient conditions in syntactic and
semantic terms for acceptable explanations have not led to any agreement. The HO
model also needs the additional Aristotelian condition that causal explanation
is directed from causes to effects. This is shown by Sylvain Bromberger’s
flagpole example: the length of a flagpole explains the length of its shadow,
but not vice versa. Michael Scriven has argued against Hempel that eaplanations
of particular events should be given by singular causal statements ‘E because
C’. However, a regularity theory Humean or stronger than Humean of causality
implies that the truth of such a singular causal statement presupposes a
universal law of the form ‘Events of type C are universally followed by events
of type E’. The HO version of the covering law model can be generalized in
several directions. The explanans may contain probabilistic or statistical
laws. The explanans-explanandum relation may be inductive in this case the
explanation itself is inductive. This gives us four types of explanations:
deductive-universal i.e., D-N, deductiveprobabilistic, inductive-universal, and
inductiveprobabilistic I-P. Hempel’s 2 model for I-P explanation contains a
probabilistic covering law PG/F % r, where r is the statistical probability of
G given F, and r in brackets is the inductive probability of the explanandum
given the explanans: The explanation-seeking question may be weakened from ‘Why
necessarily E?’ to ‘How possibly E?’. In a corrective explanation, the
explanatory answer points out that the explanandum sentence E is not strictly
true. This is the case in approximate explanation e.g., Newton’s theory entails
a corrected form of Galileo’s and Kepler’s laws.
lawlike generalization,
also called nomological (or nomic), a generalization that, unlike an accidental
generalization, possesses nomic necessity or counterfactual force. Compare (1)
‘All specimens of gold have a melting point of 1,063o C’ with (2) ‘All the
rocks in my garden are sedimentary’. (2) may be true, but its generality is
restricted to rocks in my garden. Its truth is accidental; it does not state
what must be the case. (1) is true without restriction. If we write (1) as the
conditional ‘For any x and for any time t, if x is a specimen of gold subjected
to a temperature of 1,063o C, then x will melt’, we see that the generalization
states what must be the case. (1) supports the hypothetical counterfactual
assertion ‘For any specimen of gold x and for any time t, if x were subjected
to a temperature of 1,063o C, then x would melt’, which means that we accept
(1) as nomically necessary: it remains true even if no further specimens of
gold are subjected to the required temperature. This is not true of (2), for we
know that at some future time an igneous rock might appear in my garden.
Statements like (2) are not lawlike; they do not possess the unrestricted
necessity we require of lawlike statements. Ernest Nagel has claimed that a
nomological statement must satisfy two other conditions: it must deductively
entail or be deductively entailed by other laws, and its scope of prediction
must exceed the known evidence for it.
laws of thought, laws by
which or in accordance with which valid thought proceeds, or that justify valid
inference, or to which all valid deduction is reducible. Laws of thought are
rules that apply without exception to any subject matter of thought, etc.;
sometimes they are said to be the object of logic. The term, rarely used in
exactly the same sense by different authors, has long been associated with
three equally ambiguous expressions: the law of identity (ID), the law of
contradiction (or non-contradiction; NC), and the law of excluded middle (EM).
Sometimes these three expressions are taken as propositions of formal ontology
having the widest possible subject matter, propositions that apply to entities
per se: (ID) every thing is (i.e., is identical to) itself; (NC) no thing having
a given quality also has the negative of that quality (e.g., no even number is
non-even); (EM) every thing either has a given quality or has the negative of
that quality (e.g., every number is either even or non-even). Equally common in
older works is use of these expressions for principles of metalogic about
propositions: (ID) every proposition implies itself; (NC) no proposition is
both true and false; (EM) every proposition is either true or false. Beginning
in the middle to late 1800s these expressions have been used to denote
propositions of Boolean Algebra about classes: (ID) every class includes
itself; (NC) every class is such that its intersection (“product”) with its own
complement is the null class; (EM) every class is such that its union (“sum”)
with its own complement is the universal class. More recently the last two of
the three expressions have been used in connection with the classical
propositional logic and with the socalled protothetic or quantified
propositional logic; in both cases the law of non-contradiction involves the
negation of the conjunction (‘and’) of something with its own negation and the
law of excluded middle involves the disjunction (‘or’) of something with its
own negation. In the case of propositional logic the “something” is a schematic
letter serving as a place-holder, whereas in the case of protothetic logic the
“something” is a genuine variable. The expressions ‘law of non-contradiction’
and ‘law of excluded middle’ are also used for semantic principles of model theory
concerning sentences and interpretations: (NC) under no interpretation is a
given sentence both true and false; (EM) under any interpretation, a given
sentence is either true or false. The expressions mentioned above all have been
used in many other ways. Many other propositions have also been mentioned as
laws of thought, including the dictum de omni et nullo attributed to Aristotle,
the substitutivity of identicals (or equals) attributed to Euclid, the socalled
identity of indiscernibles attributed to Leibniz, and other “logical truths.”
The expression “laws of thought” gained added prominence through its use by
Boole (1815–64) to denote theorems of his “algebra of logic”; in fact, he named
his second logic book An Investigation of the Laws of Thought (1854). Modern
logicians, in almost unanimous disagreement with Boole, take this expression to
be a misnomer; none of the above propositions classed under ‘laws of thought’
are explicitly about thought per se, a mental phenomenon studied by psychology,
nor do they involve explicit reference to a thinker or knower as would be the
case in pragmatics or in epistemology. The distinction between psychology (as a
study of mental phenomena) and logic (as a study of valid inference) is widely
accepted.
Lebensphilosophie, German
term, translated as ‘philosophy of life’, that became current in a variety of
popular and philosophical inflections during the second half of the nineteenth
century. Such philosophers as Dilthey and Eucken (1846– 1926) frequently
applied it to a general philosophical approach or attitude that distinguished
itself, on the one hand, from the construction of comprehensive systems by
Hegel and his followers and, on the other, from the tendency of empiricism and
early positivism to reduce law of double negation Lebensphilosophie 489
4065h-l.qxd 08/02/1999 7:40 AM Page 489 human experience to epistemological
questions about sensations or impressions. Rather, a Lebensphilosophie should
begin from a recognition of the variety and complexity of concrete and already
meaningful human experience as it is “lived”; it should acknowledge that all
human beings, including the philosopher, are always immersed in historical
processes and forms of organization; and it should seek to understand,
describe, and sometimes even alter these and their various patterns of
interrelation without abstraction or reduction. Such “philosophies of life” as
those of Dilthey and Eucken provided much of the philosophical background for
the conception of the social sciences as interpretive rather than explanatory
disciplines. They also anticipated some central ideas of phenomenology, in
particular the notion of the Life-World in Husserl, and certain closely related
themes in Heidegger’s version of existentialism.
legal moralism, the view
(defended in this century by, e.g., Lord Patrick Devlin) that law may properly
be used to enforce morality, including notably “sexual morality.” Contemporary
critics of the view (e.g., Hart) expand on the argument of Mill that law should
only be used to prevent harm to others.
legal positivism, a
theory about the nature of law, commonly thought to be characterized by two
major tenets: (1) that there is no necessary connection between law and
morality; and (2) that legal validity is determined ultimately by reference to
certain basic social facts, e.g., the command of the sovereign (John Austin),
the Grundnorm (Hans Kelsen), or the rule of recognition (Hart). These different
descriptions of the basic law-determining facts lead to different claims about the
normative character of law, with classical positivists (e.g., John Austin)
insisting that law is essentially coercive, and modern positivists (e.g., Hans
Kelsen) maintaining that it is normative. The traditional opponent of the legal
positivist is the natural law theorist, who holds that no sharp distinction can
be drawn between law and morality, thus challenging positivism’s first tenet.
Whether that tenet follows from positivism’s second tenet is a question of
current interest and leads inevitably to the classical question of political
theory: Under what conditions might legal obligations, even if determined by
social facts, create genuine political obligations (e.g., the obligation to
obey the law)?
legal realism, a theory
in philosophy of law or jurisprudence broadly characterized by the claim that
the nature of law is better understood by observing what courts and citizens
actually do than by analyzing stated legal rules and legal concepts. The theory
is also associated with the thoughts that legal rules are disguised predictions
of what courts will do, and that only the actual decisions of courts constitute
law. There are two important traditions of legal realism, in Scandinavia and in
the United States. Both began in the early part of the century, and both focus
on the reality (hence the name ‘legal realism’) of the actual legal system,
rather than on law’s official image of itself. The Scandinavian tradition is
more theoretical and presents its views as philosophical accounts of the
normativity of law based on skeptical methodology – the normative force of law
consists in nothing but the feelings of citizens or officials or both about or
their beliefs in that normative force. The older, U.S. tradition is more
empirical or sociological or instrumentalist, focusing on how legislation is
actually enacted, how rules are actually applied, how courts’ decisions are
actually taken, and so forth. U.S. legal realism in its contemporary form is
known as critical legal studies. Its argumentation is both empirical (law as
experienced to be and Lebenswelt legal realism 490 4065h-l.qxd 08/02/1999 7:40
AM Page 490 as being oppressive by gender, race, and class) and theoretical
(law as essentially indeterminate, or interpretative – properties that prime
law for its role in political manipulation).
Leibniz, Gottfried
Wilhelm (1646–1716), German rationalist philosopher who made seminal
contributions in geology, linguistics, historiography, mathematics, and
physics, as well as philosophy. He was born in Leipzig and died in Hanover.
Trained in the law, he earned a living as a councilor, diplomat, librarian, and
historian, primarily in the court of Hanover. His contributions in mathematics,
physics, and philosophy were known and appreciated among his educated
contemporaries in virtue of his publication in Europe’s leading scholarly
journals and his vast correspondence with intellectuals in a variety of fields.
He was best known in his lifetime for his contributions to mathematics,
especially to the development of the calculus, where a debate raged over
whether Newton or Leibniz should be credited with priority for its discovery.
Current scholarly opinion seems to have settled on this: each discovered the
basic foundations of the calculus independently; Newton’s discovery preceded
that of Leibniz; Leibniz’s publication of the basic theory of the calculus
preceded that of Newton. Leibniz’s contributions to philosophy were known to
his contemporaries through articles published in learned journals,
correspondence, and one book published in his lifetime, the Theodicy (1710). He
wrote a book-length study of Locke’s philosophy, New Essays on Human
Understanding, but decided not to publish it when he learned of Locke’s death.
Examination of Leibniz’s papers after his own death revealed that what he
published during his lifetime was but the tip of the iceberg. Perhaps the most
complete formulation of Leibniz’s mature metaphysics occurs in his
correspondence (1698–1706) with Burcher De Volder, a professor of philosophy at
the University of Leyden. Leibniz therein formulated his basic ontological
thesis: Considering matters accurately, it must be said that there is nothing
in things except simple substances, and, in them, nothing but perception and
appetite. Moreover, matter and motion are not so much substances or things as
they are the phenomena of percipient beings, the reality of which is located in
the harmony of each percipient with itself (with respect to different times)
and with other percipients. In this passage Leibniz asserts that the basic
individuals of an acceptable ontology are all monads, i.e., immaterial entities
lacking spatial parts, whose basic properties are a function of their
perceptions and appetites. He held that each monad perceives all the other
monads with varying degrees of clarity, except for God, who perceives all
monads with utter clarity. Leibniz’s main theses concerning causality among the
created monads are these: God creates, conserves, and concurs in the actions of
each created monad. Each state of a created monad is a causal consequence of
its preceding state, except for its state at creation and any of its states due
to miraculous divine causality. Intrasubstantial causality is the rule with
respect to created monads, which are precluded from intersubstantial causality,
a mode of operation of which God alone is capable. Leibniz was aware that
elements of this monadology may seem counterintuitive, that, e.g., there appear
to be extended entities composed of parts, existing in space and time, causally
interacting with each other. In the second sentence of the quoted passage
Leibniz set out some of the ingredients of his theory of the preestablished
harmony, one point of which is to save those appearances that are sufficiently
well-founded to deserve saving. In the case of material objects, Leibniz
formulated a version of phenomenalism, based on harmony among the perceptions
of the monads. In the case of apparent intersubstantial causal relations among
created monads, Leibniz proposed an analysis according to which the underlying
reality is an increase in the clarity of relevant perceptions of the apparent
causal agent, combined with a corresponding decrease in the clarity of the
relevant perceptions of the apparent patient. Leibniz treated material objects
and intersubstantial causal relations among created entities as well-founded
phenomena. By contrast, he treated space and time as ideal entities. Leibniz’s
mature metaphysics includes a threefold classifilegal right Leibniz, Gottfried
Wilhelm 491 4065h-l.qxd 08/02/1999 7:40 AM Page 491 cation of entities that
must be accorded some degree of reality: ideal entities, well-founded
phenomena, and actual existents, i.e., the monads with their perceptions and
appetites. In the passage quoted above Leibniz set out to distinguish the
actual entities, the monads, from material entities, which he regarded as
well-founded phenomena. In the following passage from another letter to De
Volder he formulated the distinction between actual and ideal entities: In
actual entities there is nothing but discrete quantity, namely, the multitude
of monads, i.e., simple substances. . . . But continuous quantity is something
ideal, which pertains to possibles, and to actuals, insofar as they are
possible. Indeed, a continuum involves indeterminate parts, whereas, by
contrast, there is nothing indefinite in actual entities, in which every
division that can be made, is made. Actual things are composed in the manner
that a number is composed of unities, ideal things are composed in the manner
that a number is composed of fractions. The parts are actual in the real whole,
but not in the ideal. By confusing ideal things with real substances when we
seek actual parts in the order of possibles and indeterminate parts in the
aggregate of actual things, we entangle ourselves in the labyrinth of the
continuum and in inexplicable contradictions. The labyrinth of the continuum
was one of two labyrinths that, according to Leibniz, vex the philosophical
mind. His views about the proper course to take in unraveling the labyrinth of
the continuum are one source of his monadology. Ultimately, he concluded that
whatever may be infinitely divided without reaching indivisible entities is not
something that belongs in the basic ontological category. His investigations of
the nature of individuation and identity over time provided premises from which
he concluded that only indivisible entities are ultimately real, and that an
individual persists over time only if its subsequent states are causal
consequences of its preceding states. In refining the metaphysical insights
that yielded the monadology, Leibniz formulated and defended various important
metaphysical theses, e.g.: the identity of indiscernibles – that individual
substances differ with respect to their intrinsic, non-relational properties;
and the doctrine of minute perceptions – that each created substance has some
perceptions of which it lacks awareness. In the process of providing what he
took to be an acceptable account of well-founded phenomena, Leibniz formulated
various theses counter to the then prevailing Cartesian orthodoxy, concerning
the nature of material objects. In particular, Leibniz argued that a correct
application of Galileo’s discoveries concerning acceleration of freely falling
bodies of the phenomena of impact indicates that force is not to be identified
with quantity of motion, i.e., mass times velocity, as Descartes held, but is
to be measured by mass times the square of the velocity. Moreover, Leibniz
argued that it is force, measured as mass times the square of the velocity,
that is conserved in nature, not quantity of motion. From these results Leibniz
drew some important metaphysical conclusions. He argued that force, unlike
quantity of motion, cannot be reduced to a conjunction of modifications of
extension. But force is a central property of material objects. Hence, he
concluded that Descartes was mistaken in attempting to reduce matter to
extension and its modifications. Leibniz concluded that each material substance
must have a substantial form that accounts for its active force. These
conclusions have to do with entities that Leibniz viewed as phenomenal. He drew
analogous conclusions concerning the entities he regarded as ultimately real,
i.e., the monads. Thus, although Leibniz held that each monad is absolutely
simple, i.e., without parts, he also held that the matter–form distinction has
an application to each created monad. In a letter to De Volder he wrote:
Therefore, I distinguish (1) the primitive entelechy or soul, (2) primary
matter, i.e., primitive passive power, (3) monads completed from these two, (4)
mass, i.e., second matter . . . in which innumerable subordinate monads come
together, (5) the animal, i.e., corporeal substance, which a dominating monad
makes into one machine. The second labyrinth vexing the philosophical mind,
according to Leibniz, is the labyrinth of freedom. It is fair to say that for
Leibniz the labyrinth of freedom is fundamentally a matter of how it is
possible that some states of affairs obtain contingently, i.e., how it is
possible that some propositions are true that might have been false. There are
two distinct sources of the problem of contingency in Leibniz’s philosophy, one
theological, and the other metaphysical. Each source may be grasped by
considering an argument that appears to have premises to which Leibniz was
predisposed and the conclusion that every state of affairs that obtains,
obtains necessarily, and hence that there are no contingent propositions.
Leibniz, Gottfried Wilhelm Leibniz, Gottfried Wilhelm 492 4065h-l.qxd
08/02/1999 7:40 AM Page 492 The metaphysical argument is centered on some of
Leibniz’s theses about the nature of truth. He held that the truth-value of all
propositions is settled once truth-values have been assigned to the elementary
propositions, i.e., those expressed by sentences in subject-predicate form. And
he held that a sentence in subject-predicate form expresses a true proposition
if and only if the concept of its predicate is included in the concept of its subject.
But this makes it sound as if Leibniz were committed to the view that an
elementary proposition is true if and only if it is conceptually true, from
which it seems to follow that an elementary proposition is true if and only if
it is necessarily true. Leibniz’s views concerning the relation of the
truthvalue of non-elementary propositions to the truth-value of elementary
propositions, then, seem to entail that there are no contingent propositions.
He rejected this conclusion in virtue of rejecting the thesis that if an
elementary proposition is conceptually true then it is necessarily true. The
materials for his rejection of this thesis are located in theses connected with
his program for a universal science (scientia universalis). This program had two
parts: a universal notation (characteristica universalis), whose purpose was to
provide a method for recording scientific facts as perspicuous as algebraic
notation, and a formal system of reasoning (calculus ratiocinator) for
reasoning about the facts recorded. Supporting Leibniz’s belief in the
possibility and utility of the characteristica universalis and the calculus
ratiocinator is his thesis that all concepts arise from simple primitive
concepts via concept conjunction and concept complementation. In virtue of this
thesis, he held that all concepts may be analyzed into their simple, primitive
components, with this proviso: in some cases there is no finite analysis of a
concept into its primitive components; but there is an analysis that converges
on the primitive components without ever reaching them. This is the doctrine of
infinite analysis, which Leibniz applied to ward off the threat to contingency
apparently posed by his account of truth. He held that an elementary
proposition is necessarily true if and only if there is a finite analysis that
reveals that its predicate concept is included in its subject concept. By
contrast, an elementary proposition is contingently true if and only if there
is no such finite analysis, but there is an analysis of its predicate concept
that converges on a component of its subject concept. The theological argument
may be put this way. There would be no world were God not to choose to create a
world. As with every choice, as, indeed, with every state of affairs that
obtains, there must be a sufficient reason for that choice, for the obtaining
of that state of affairs – this is what the principle of sufficient reason
amounts to, according to Leibniz. The reason for God’s choice of a world to
create must be located in God’s power and his moral character. But God is
allpowerful and morally perfect, both of which attributes he has of necessity.
Hence, of necessity, God chose to create the best possible world. Whatever
possible world is the best possible world, is so of necessity. Hence, whatever
possible world is actual, is so of necessity. A possible world is defined with
respect to the states of affairs that obtain in it. Hence, whatever states of
affairs obtain, do so of necessity. Therefore, there are no contingent propositions.
Leibniz’s options here were limited. He was committed to the thesis that the
principle of sufficient reason, when applied to God’s choice of a world to
create, given God’s attributes, yields the conclusion that this is the best
possible world – a fundamental component of his solution to the problem of
evil. He considered two ways of avoiding the conclusion of the argument noted
above. The first consists in claiming that although God is metaphysically
perfect of necessity, i.e., has every simple, positive perfection of necessity,
and although God is morally perfect, nonetheless he is not morally perfect of
necessity, but rather by choice. The second consists in denying that whatever
possible world is the best, is so of necessity, relying on the idea that the
claim that a given possible world is the best involves a comparison with
infinitely many other possible worlds, and hence, if true, is only contingently
true. Once again the doctrine of infinite analysis served as the centerpiece of
Leibniz’s efforts to establish that, contrary to appearances, his views do not
lead to necessitarianism, i.e., to the thesis that there is no genuine
contingency. Much of Leibniz’s work in philosophical theology had as a central
motivation an effort to formulate a sound philosophical and theological basis
for various church reunion projects – especially reunion between Lutherans and
Calvinists on the Protestant side, and ultimately, reunion between Protestants
and Catholics. He thought that most of the classical arguments for the
existence of God, if formulated with care, i.e., in the way in which Leibniz
formulated them, succeeded in proving what they set out to prove. For example,
Leibniz thought that Descartes’s version of the ontological argument
established the existence of a perfect being, with one crucial proviso: that an
absolutely perfect being is possible. Leibniz, Gottfried Wilhelm Leibniz,
Gottfried Wilhelm 493 4065h-l.qxd 08/02/1999 7:40 AM Page 493 Leibniz believed
that none of his predecessors had established this premise, so he set out to do
so. The basic idea of his purported proof is this. A perfection is a simple,
positive property. Hence, there can be no demonstration that there is a formal
inconsistency in asserting that various collections of them are instantiated by
the same being. But if there is no such demonstration, then it is possible that
something has them all. Hence, a perfect being is possible. Leibniz did not
consider in detail many of the fundamental epistemological issues that so moved
Descartes and the British empiricists. Nonetheless, Leibniz made significant
contributions to the theory of knowledge. His account of our knowledge of
contingent truths is much like what we would expect of an empiricist’s
epistemology. He claimed that our knowledge of particular contingent truths has
its basis in sense perception. He argued that simple enumerative induction
cannot account for all our knowledge of universal contingent truths; it must be
supplemented by what he called the a priori conjectural method, a precursor of
the hypothetico-deductive method. He made contributions to developing a formal
theory of probability, which he regarded as essential for an adequate account
of our knowledge of contingent truths. Leibniz’s rationalism is evident in his
account of our a priori knowledge, which for him amounted to our knowledge of
necessary truths. Leibniz thought that Locke’s empiricism did not provide an
acceptable account of a priori knowledge, because it attempted to locate all
the materials of justification as deriving from sensory experience, thus
overlooking what Leibniz took to be the primary source of our a priori
knowledge, i.e., what is innate in the mind. He summarized his debate with
Locke on these matters thus: Our differences are on matters of some importance.
It is a matter of knowing if the soul in itself is entirely empty like a
writing tablet on which nothing has as yet been written (tabula rasa), . . .
and if everything inscribed there comes solely from the senses and experience,
or if the soul contains originally the sources of various concepts and
doctrines that external objects merely reveal on occasion. The idea that some
concepts and doctrines are innate in the mind is central not only to Leibniz’s
theory of knowledge, but also to his metaphysics, because he held that the most
basic metaphysical concepts, e.g., the concepts of the self, substance, and
causation, are innate. Leibniz utilized the ideas behind the characteristica
universalis in order to formulate a system of formal logic that is a genuine
alternative to Aristotelian syllogistic logic and to contemporary
quantification theory. Assuming that propositions are, in some fashion,
composed of concepts and that all composite concepts are, in some fashion,
composed of primitive simple concepts, Leibniz formulated a logic based on the
idea of assigning numbers to concepts according to certain rules. The entire
program turns on his concept containment account of truth previously mentioned.
In connection with the metatheory of this logic Leibniz formulated the
principle: “eadem sunt quorum unum alteri substitui potest salva veritate”
(“Those things are the same of which one may be substituted for the other
preserving truth-value”). The proper interpretation of this principle turns in part
on exactly what “things” he had in mind. It is likely that he intended to
formulate a criterion of concept identity. Hence, it is likely that this
principle is distinct from the identity of indiscernibles, previously
mentioned, and also from what has come to be called Leibniz’s law, i.e., the
thesis that if x and y are the same individual then whatever is true of x is
true of y and vice versa. The account outlined above concentrates on Leibniz’s
mature views in metaphysics, epistemology, and logic. The evolution of his
thought in these areas is worthy of close study, which cannot be brought to a
definitive state until all of his philosophical work has been published in the
edition of the Akademie der Wissenschaften in Berlin.
lekton (Greek, ‘what can
be said’), a Stoic term sometimes translated as ‘the meaning of an utterance’.
Lekta differ from utterances in being what utterances signify: they are said to
be what the Greek grasps and the non-Greek speaker does not when Greek is
spoken. Moreover, lekta are incorporeal, which for the Stoics means they do
not, strictly speaking, exist, but only “subsist,” and so cannot act or be
acted upon. They constitute the content of our mental states: they are what we
assent to and endeavor toward and they “correspond” to the presentations given
to rational animals. The Stoics acknowledged lekta for predicates as well as
for sentences (including questions, oaths, and imperatives); axiomata or
Leibniz’s law lekton 494 4065h-l.qxd 08/02/1999 7:40 AM Page 494 propositions
are lekta that can be assented to and may be true or false (although being
essentially tensed, their truth-values may change). The Stoics’ theory of
reference suggests that they also acknowledged singular propositions, which
“perish” when the referent ceases to exist.
Lenin, Vladimir Ilich
(1870–1924), Russian political leader and Marxist theorist, a principal creator
of Soviet dialectical materialism. In Materialism and Empirio-Criticism (1909),
he attacked Russian contemporaries who sought to interpret Marx’s philosophy in
the spirit of the phenomenalistic positivism of Avenarius and Mach. Rejecting
their position as idealist, Lenin argues that matter is not a construct from
sensations but an objective reality independent of consciousness; because our sensations
directly copy this reality, objective truth is possible. The dialectical
dimension of Lenin’s outlook is best elaborated in his posthumous Philosophical
Notebooks (written 1914–16), a collection of reading notes and fragments in
which he gives close attention to the Hegelian dialectic and displays warm
sympathy toward it, though he argues that the dialectic should be interpreted
materialistically rather than idealistically. Some of Lenin’s most original
theorizing, presented in Imperialism as the Highest Stage of Capitalism (1916)
and State and Revolution (1918), is devoted to analyzing the connection between
monopoly capitalism and imperialism and to describing the coming violent
replacement of bourgeois rule by, first, the “dictatorship of the proletariat”
and, later, stateless communism. Lenin regarded all philosophy as a partisan
weapon in the class struggle, and he wielded his own philosophy polemically in
the interests of Communist revolution. As a result of the victory of the
Bolsheviks in November 1917, Lenin’s ideas were enshrined as the cornerstone of
Soviet intellectual culture and were considered above criticism until the
advent of glasnost in the late 1980s. With the end of Communist rule following
the dissolution of the Soviet Union in 1991, his influence declined
precipitously.
Lequier, Jules (1814–62),
French philosopher, educated in Paris, whose works were not published in his
lifetime. He influenced Renouvier, who regarded Lequier as his “master in
philosophy.” Through Renouvier, he came to the attention of James, who called
Lequier a “philosopher of genius.” Central to Lequier’s philosophy is the idea
of freedom understood as the power to “create,” or add novelty to the world.
Such freedom involves an element of arbitrariness and is incompatible with
determinism. Anticipating James, Lequier argued that determinism, consistently
affirmed, leads to skepticism about truth and values. Though a devout Roman
Catholic, his theological views were unorthodox for his time. God cannot know
future free actions until they occur and therefore cannot be wholly immutable
and eternal. Lequier’s views anticipate in striking ways some views of James,
Bergson, Alexander, and Peirce, and the process philosophies and process
theologies of Whitehead and Hartshorne. R.H.K. Leroux, Pierre (1797–1871),
French philosopher reputed to have introduced the word socialisme in France
(c.1834). He claimed to be the first to use solidarité as a sociological
concept (in his memoirs, La Grève de Samarez [The Beach at Samarez], 1863). The
son of a Parisian café owner, Leroux centered his life work on journalism, both
as a printer (patenting an advanced procedure for typesetting) and as founder
of a number of significant serial publications. The Encyclopédie Nouvelle (New
Encyclopedia, 1833–48, incomplete), which he launched with Jean Reynaud
(1806–63), was conceived and written in the spirit of Diderot’s magnum opus. It
aspired to be the platform for republican and democratic thought during the
July Monarchy (1830–48). The reformer’s influence on contemporaries such as
Hugo, Belinsky, J. Michelet, and Heine was considerable. Leroux fervently
believed in Progress, unlimited and divinely inspired. This doctrine he took to
be eighteenth-century France’s particular contribution to the Enlightenment.
Progress must make its way between twin perils: the “follies of illuminism” or
“foolish spiritualism” and the “abject orgies of materialism.” Accordingly,
Leroux blamed Condillac for having “drawn up the code of materialism” by excluding
an innate Subject from his sensationalism (“Condillac,” Encyclopédie Nouvelle).
Cousin’s eclecticism, state doctrine under the July Monarchy and synonym for
immobility (“Philosophy requires no further development; it is complete as is,”
Leroux wrote sarcastically in 1838, echoing Cousin), was a lemmata Leroux,
Pierre 495 4065h-l.qxd 08/02/1999 7:40 AM Page 495 constant target of his
polemics. Having abandoned traditional Christian beliefs, Leroux viewed
immortality as an infinite succession of rebirths on earth, our sense of
personal identity being preserved throughout by Platonic “reminiscences” (De
l’Humanité [Concerning Humanity], 1840).
Lesniewski, Stanislaw
(1886–1939), Polish philosopher-logician, cofounder, with Lukasiewicz and
Kotarbigski, of the Warsaw Center of Logical Research. He perfected the logical
reconstruction of classical mathematics by Frege, Schröder, Whitehead, and
Russell in his synthesis of mathematical with modernized Aristotelian logic. A
pioneer in scientific semantics whose insights inspired Tarski, Les’niewski
distinguished genuine antinomies of belief, in theories intended as true
mathematical sciences, from mere formal inconsistencies in uninterpreted
calculi. Like Frege an acute critic of formalism, he sought to perfect one comprehensive,
logically true instrument of scientific investigation. Demonstrably consistent,
relative to classical elementary logic, and distinguished by its philosophical
motivation and logical economy, his system integrates his central achievements.
Other contributions include his ideographic notation, his method of natural
deduction from suppositions and his demonstrations of inconsistency of other
systems, even Frege’s revised foundations of arithmetic. Fundamental were (1)
his 1913 refutation of Twardowski’s Platonistic theory of abstraction, which
motivated his “constructive nominalism”; and (2) his deep analyses of Russell’s
paradox, which led him to distinguish distributive from collective predication
and (as generalized to subsume Grelling and Nelson’s paradox of self-reference)
logical from semantic paradoxes, and so (years before Ramsey and Gödel) to
differentiate, not just the correlatives object language and metalanguage, but
any such correlative linguistic stages, and thus to relativize semantic
concepts to successive hierarchical strata in metalinguistic stratification.
His system of logic and foundations of mathematics comprise a hierarchy of
three axiomatic deductive theories: protothetic, ontology, and mereology. Each
can be variously based on just one axiom introducing a single undefined term.
His prototheses are basic to any further theory. Ontology, applying them,
complements protothetic to form his logic. Les’niewski’s ontology develops his
logic of predication, beginning (e.g.) with singular predication characterizing
the individual so-and-so as being one (of the one or more) such-and-such,
without needing classabstraction operators, dispensable here as in Russell’s
“no-class theory of classes.” But this, his logic of nouns, nominal or predicational
functions, etc., synthesizing formulations by Aristotle, Leibniz, Boole,
Schröder, and Whitehead, also represents a universal theory of being and
beings, beginning with related individuals and their characteristics, kinds, or
classes distributively understood to include individuals as singletons or
“one-member classes.” Les’niewski’s directives of definition and logical
grammar for his systems of protothetic and ontology provide for the unbounded
hierarchies of “open,” functional expressions. Systematic conventions of
contextual determinacy, exploiting dependence of meaning on context, permit
unequivocal use of the same forms of expression to bring out systematic
analogies between homonyms as analogues in Aristotle’s and Russell’s sense,
systematically ambiguous, differing in semantic category and hence
significance. Simple distinctions of semantic category within the object
language of the system itself, together with the metalinguistic stratification
to relativize semantic concepts, prevent logical and semantic paradoxes as
effectively as Russell’s ramified theory of types. Lesniewski’s system of
logic, though expressively rich enough to permit Platonist interpretation in
terms of universals, is yet “metaphysically neutral” in being free from ontic
commitments. It neither postulates, presupposes, nor implies existence of
either individuals or abstractions, but relies instead on equivalences without
existential import that merely introduce and explicate new terms. In his
“nominalist” construction of the endless Platonic ladder of abstraction,
logical principles can be elevated step by step, from any level to the next, by
definitions making abstractions eliminable, translatable by definition into
generalizations characterizing related individuals. In this sense it is
“constructively nominalist,” as a developing language always open to
introduction of new terms and categories, without appeal to “convenient
fictions.” Les’niewski’s system, completely designed by 1922, was logically and
chronologically in advance of Russell’s 1925 revision of Principia Mathematica
to accommodate Ramsey’s simplification of Russell’s theory of types. Yet
Les’niewski’s premature death, the ensuing disruption of war, which destroyed
his manuscripts and disLesniewski, Stanislaw Lesniewski, Stanislaw 496
4065h-l.qxd 08/02/1999 7:40 AM Page 496 persed survivors such as Sobocigski and
Lejewski, and the relative inaccessibility of publications delayed by
Les’niewski’s own perfectionism have retarded understanding of his work.
Lessing, Gotthold Ephraim
(1729–81), German philosopher, critic, and literary figure whose philosophical
and theological work aimed to replace the so-called possession of truth by a
search for truth through public debate. The son of a Protestant minister, he studied
theology but gave it up to take part in the literary debate between Gottsched
and the Swiss Bodmer and Breitinger, which dealt with French classicism
(Boileau) and English influences (Shakespeare for theater and Milton for
poetry). His literary criticism (Briefe, die neueste Literatur betreffend
[“Letters on the New Literature”], 1759–65), his own dramatic works, and his
theological-philosophical reflections were united in his conception of a
practical Aufklärung, which opposed all philosophical or religious dogmatism.
Lessing’s creation and direction of the National German Theater of Hamburg
(1767–70) helped to form a sense of German national identity. In 1750 Lessing
published Thoughts on the Moravian Brothers, which contrasted religion as lived
by this pietist community with the ecclesiastical institution. In 1753–54 he
wrote a series of “rehabilitations” (Rettugen) to show that the opposition
between dogmas and heresies, between “truth” and “error,” was incompatible with
living religious thought. This position had the seeds of a historical
conception of religion that Lessing developed during his last years. In 1754 he
again attempted a deductive formulation, inspired by Spinoza, of the
fundamental truths of Christianity. Lessing rejected this rationalism, as
substituting a dogma of reason for one of religion. To provoke public debate on
the issue, be published H. S. Reimarus’s Fragments of an Anonymous Author
(1774–78), which the Protestant hierarchy considered atheistic. The relativism
and soft deism to which his arguments seemed to lead were transformed in his
Education of Mankind (1780) into a historical theory of truth. In Lessing’s
view, all religions have an equal dignity, for none possesses “the” truth; they
represent only ethical and practical moments in the history of mankind.
Revelation is assimilated into an education of mankind and God is compared to a
teacher who reveals to man only what he is able to assimilate. This
secularization of the history of salvation, in which God becomes immanent in
the world, is called pantheism (“the quarrel of pantheism”). For Lessing,
Judaism and Christianity are the preliminary stages of a third gospel, the
“Gospel of Reason.” The Masonic Dialogues (1778) introduced this historical and
practical conception of truth as a progress from “thinking by oneself” to
dialogue (“thinking aloud with a friend”). In the literary domain Lessing broke
with the culture of the baroque: against the giants and martyrs of baroque
tragedy, he offered the tragedy of the bourgeois, with whom any spectator must
be able to identify. After a poor first play in 1755 – Miss Sara Sampson –
which only reflected the sentimentalism of the time, Lessing produced a model
of the genre with Emilia Galotti (1781). The Hamburg Dramaturgy (1767– 68) was
supposed to be influenced by Aristotle, but its union of fear and pity was
greatly influenced by Moses Mendelssohn’s theory of “mixed sensations.”
Lessing’s entire aesthetics was based not on permanent ontological, religious,
or moral rules, but on the spectator’s interest. In Laokoon (1766) he
associated this aesthetics of reception with one of artistic production, i.e.,
a reflection on the means through which poetry and the plastic arts create this
interest: the plastic arts by natural signs and poetry through the arbitrary
signs that overcome their artificiality through the imitation not of nature but
of action. Much like Winckelmann’s aesthetics, which influenced German
classicism for a considerable time, Lessing’s aesthetics opposed the baroque, but
for a theory of ideal beauty inspired by Plato it substituted a foundation of
the beautiful in the agreement between producer and receptor.
Leucippus (fl. c.440 B.C.), Greek pre-Socratic
philosopher credited with founding atomism, expounded in a work titled The
Great World-system. Positing the existence of atoms and the void, he answered
Eleatic arguments against change by allowing change of place. The arrangements
and rearrangements of groups of atoms could account for macroscopic changes in
the world, and indeed for the world itself. Little else is known of Leucippus.
It is difficult to distinguish his contributions from those of his prolific
follower Democritus.
Levinas, Emmanuel
(1906–95), philosopher. Educated as an orthodox Jew and a Russian citizen, he
studied philosophy at Strasbourg (1924–29) and Freiburg (1928– 29), introduced
the work of Husserl and Heidegger in France, taught philosophy at a Jewish
school in Paris, spent four years in a German labor camp (1940–44), and was a
professor at the universities of Poitiers, Nanterre, and the Sorbonne. To the
impersonal totality of being reduced to “the same” by the Western tradition
(including Hegel’s and Husserl’s idealism and Heidegger’s ontology), Levinas
opposes the irreducible otherness of the human other, death, time, God, etc. In
Totalité et Infini: Essai sur l’extériorité (1961), he shows how the other’s
facing and speaking urge philosophy to transcend the horizons of comprehension,
while Autrement qu’être ou au-delà de l’essence (1974) concentrates on the self
of “me” as one-for-the-other. Appealing to Plato’s form of the Good and
Descartes’s idea of the infinite, Levinas describes the asymmetrical relation
between the other’s “highness” or “infinity” and me, whose self-enjoyment is
thus interrupted by a basic imperative: Do not kill me, but help me to live!
The fact of the other’s existence immediately reveals the basic “ought” of
ethics; it awakens me to a responsibility that I have never been able to choose
or to refuse. My radical “passivity,” thus revealed, shows the anachronic
character of human temporality. It also refers to the immemorial past of “Him”
whose “illeity” is still otherwise other than the human other: God, or the Good
itself, who is neither an object nor a you. Religion and ethics coincide
because the only way to meet with God is to practice one’s responsibility for
the human other, who is “in the trace of God.” Comprehensive thematization and
systematic objectification, though always in danger of reducing all otherness,
have their own relative and subordinate truth, especially with regard to the
economic and political conditions of universal justice toward all individuals
whom I cannot encounter personally. With and through the other I meet all
humans. In this experience lies the origin of equality and human rights.
Similarly, theoretical thematization has a positive role if it remains aware of
its ancillary or angelic role with regard to concern for the other. What is
said in philosophy betrays the saying by which it is communicated. It must
therefore be unsaid in a return to the saying. More than desire for theoretical
wisdom, philosophy is the wisdom of love.
Lewin, Kurt (1890–1947),
German and American (after 1932) psychologist, perhaps the most influential of
the Gestalt psychologists in the United States. Believing traditional
psychology was stuck in an “Aristotelian” class-logic stage of theorizing,
Lewin proposed advancing to a “Galilean” stage of field theory. His central
field concept was the “life space, containing the person and his psychological
environment.” Primarily concerned with motivation, he explained locomotion as
caused by life-space objects’ valences, psychological vectors of force acting
on people as physical vectors of force act on physical objects. Objects with
positive valence exert attractive force; objects with negative valence exert
repulsive force; ambivalent objects exert both. To attain theoretical rigor,
Lewin borrowed from mathematical topology, mapping life spaces as diagrams. For
example, this represented the motivational conflict involved in choosing
between pizza and hamburger: Life spaces frequently contain psychological
barriers (e.g., no money) blocking movement toward or away from a valenced
object. Lewin also created the important field of group dynamics in 1939,
carrying out innovative studies on children and adults, focusing on group
cohesion and effects of leadership style. His main works are A Dynamic Theory
of Personality (1935), Principles of Topological Psychology (1936), and Field
Theory in Social Science (1951).
Lewis, C(larence)
I(rving) (1883–1964), American philosopher who advocated a version of
pragmatism and empiricism, but was nonetheless strongly influenced by Kant.
Lewis was born in Massachusetts, educated at Harvard, and taught at the
University of California (1911–20) and Harvard (1920–53). He wrote in logic (A
Survey of Symbolic Logic, 1918; Symbolic Logic, 1932, coauthored with C. H.
Langford), in epistemology (Mind and the World Order, 1929; An Analysis of
Knowledge and Valuation, 1946), and in Levinas, Emmanuel Lewis, C(larence)
I(rving) 498 4065h-l.qxd 08/02/1999 7:40 AM Page 498 ethical theory (The Ground
and Nature of the Right, 1965; Our Social Inheritance, 1957). General views.
Use of the senses involves “presentations” of sense experiences that signalize
external objects. Reflection upon the relations of sense experiences to
psychological “intensions” permits our thoughts to refer to aspects of
objective reality. Consequently, we can experience those non-presented
objective conditions. Intensions, which include the mind’s categories, are
meanings in one ordinary sense, and concepts in a philosophical sense. When
judging counts as knowing, it has the future-oriented function and sole value
of guiding action in pursuit of what one evaluates as good. Intensions do not
fundamentally depend upon being formulated in those linguistic phrases that may
express them and thereby acquire meaning. Pace Kant, our categories are
replaceable when pragmatically unsuccessful, and are sometimes invented,
although typically socially instilled. Kant also failed to realize that any a
priori knowledge concerns only what is expressed by an “analytic truth,” i.e.,
what is knowable with certainty via reflection upon intensions and permits reference
to the necessary inclusion (and exclusion) relations between objective
properties. Such inclusion/exclusion relationships are “entailments”
expressible by a use of “if . . . then . . .” different from material
implication. The degree of justification of an empirical judgment about
objective reality (e.g., that there is a doorknob before one) and of any
beliefs in consequences that are probable given the judgment, approximates to
certainty when the judgment stands in a relationship of “congruence” to a
collection of justified judgments (e.g., a collection including the judgments
that one remembers seeing a doorknob a moment before, and that one has not just
turned around). Lewis’s empiricism involves one type of phenomenalism. Although
he treats external conditions as metaphysically distinct from passages of sense
experience, he maintains that the process of learning about the former does not
involve more than learning about the latter. Accordingly, he speaks of the
“sense meaning” of an intension, referring to an objective condition. It
concerns what one intends to count as a process that verifies that the
particular intension applies to the objective world. Sense meanings of a
statement may be conceived as additional “entailments” of it, and are expressible
by conjunctions of an infinite number of statements each of which is “the
general form of a specific terminating judgment” (as defined below). Lewis
wants his treatment of sense meaning to rule out Berkeley’s view that objects
exist only when perceived. Verification of an objective judgment, as Kant
realized, is largely specified by a non-social process expressed by a rule to
act in imaginable ways in response to imaginable present sense experiences
(e.g. seeing a doorknob) and thereupon to have imaginable future sense
experiences (e.g. feeling a doorknob). Actual instances of such passages of
sense experience raise the probability of an objective judgment, whose
verification is always partial. Apprehensions of sense experiences are
judgments that are not reached by basing them on grounds in a way that might
conceivably produce errors. Such apprehensions are “certain.” The latter term
may be employed by Lewis in more than one sense, but here it at least implies
that the judgment is rationally credible and in the above sense not capable of
being in error. So such an apprehension is “datal,” i.e., rationally employed
in judging other matters, and “immediate,” i.e., formed noninferentially in
response to a presentation. These presentations make up “the (sensory) given.”
Sense experience is what remains after everything that is less than certain in
one’s experience of an objective condition is set aside. Lewis thought some
version of the epistemic regress argument to be correct, and defended the
Cartesian view that without something certain as a foundation no judgment has
any degree of justification. Technical terminology. Presentation: something
involved in experience, e.g. a visual impression, in virtue of which one
possesses a non-inferential judgment that it is involved. The given: those
presentations that have the content that they do independently of one’s
intending or deciding that they have it. Terminating: decisively and completely
verifiable or falsifiable in principle. (E.g., where S affirms a present sense
experience, A affirms an experience of seeming to initiate an action, and E
affirms a future instance of sense experience, the judgment ‘S and if A then E’
is terminating.) The general form of the terminating judgment that S and if A
then E: the conditional that if S then (in all probability) E, if A. (An actual
judgment expressed by this conditional is based on remembering passages of
sense experience of type S/A/E and is justified thanks to the principle of
induction and the principle that seeming to remember an event makes the
judgment that the event occurred justified at least to some degree. These
statements concern a connection that holds independently of whether anyone is
thinking and underlies the rationality of relying to any degree upon what is
not part of one’s self.) Congruence: the relationship among statements in a
collection when the following conditional is true: If each had some degree of
justification independently of the remaining ones, then each would be made more
justified by the conjoint truth of the remaining ones. (When the antecedent of
this conditional is true, and a statement in the collection is such that it is
highly improbable that the remaining ones all be true unless it is true, then
it is made very highly justified.) Pragmatic a priori: those judgments that are
not based on the use of the senses but on employing a set of intensions, and
yet are susceptible of being reasonably set aside because of a shift to a
different set of intensions whose employment is pragmatically more useful
(roughly, more useful for the attainment of what has intrinsic value).
Valuation: the appraising of something as having value or being morally right.
(What has some value that is not due to its consequences is what has intrinsic
value, e.g., enjoyable experiences of self-realization in living rationally.
Other evaluations of what is good are empirical judgments concerning what may
be involved in actions leading to what is intrinsically good. Rational
reflection permits awareness of various moral principles.)
Lewis, C(live) S(taples)
(1898–1963), very Irish literary critic, novelist, and Christian apologist.
Born in Belfast, Lewis took three first-class degrees at Oxford, became a tutor
at its Magdalen College in 1925, and assumed the chair of medieval and
Renaissance studies at Cambridge in 1954. While his tremendous output includes
important works on medieval literature and literary criticism, he is best known
for his fiction and Christian apologetics. Lewis combined a poetic sense and
appreciation of argument that allowed him to communicate complex philosophical
and theological material to lay audiences. His popular writings in the
philosophy of religion range over a variety of topics, including the nature and
existence of God (Mere Christianity, 1952), miracles (Miracles, 1947), hell
(The Great Divorce, 1945), and the problem of evil (The Problem of Pain, 1940).
His own conversion to Christianity as an adult is chronicled in his
autobiography (Surprised by Joy, 1955). In defending theism Lewis employed
arguments from natural theology (most notably versions of the moral and
teleological arguments) and arguments from religious experience. Also of
philosophical interest is his defense of moral absolutism in The Abolition of
Man (1943).
Lewis, David K. (b.1941),
philosopher influential in many areas. Lewis received the B.A. in philosophy
from Swarthmore in 1962 and the Ph.D. in philosophy from Harvard in 1967. He
has been a member of the philosophy department at U.C.L.A. (1966–70) and
Princeton (1970–). In philosophy of mind, Lewis is known principally for “An
Argument for the Identity Theory” (1966), “Psychophysical and Theoretical
Identifications” (1972), and “Mad Pain and Martian Pain” (1980). He argues for
the functionalist thesis that mental states are defined by their typical causal
roles, and the materialist thesis that the causal roles definitive of mental
states are occupied by physical states. Lewis develops the view that
theoretical definitions in general are functionally defined, applying the
formal concept of a Ramsey sentence. And he suggests that the platitudes of
commonsense or folk psychology constitute the theory implicitly defining
psychological concepts. In philosophy of language and linguistics, Lewis is
known principally for Convention (1969), “General Semantics” (1970), and
“Languages and Language” (1975). His theory of convention had its source in the
theory of games of pure coordination developed by von Neumann and Morgenstern.
Roughly, conventions are arbitrary solutions to coordination problems that
perpetuate themselves once a precedent is set because they serve a common
interest. Lewis requires it to be common knowledge that people prefer to
conform to a conventional regularity given that others do. He treats linguistic
meanings as compositional intensions. The basic intensions for lexical
constituents are functions assigning extensions to indices, which include
contextual factors and a possible world. An analytic sentence is one true at
every index. Languages are functions from sentences to meanLewis, C(live)
S(taples) Lewis, David K. 500 4065h-l.qxd 08/02/1999 7:40 AM Page 500 ings, and
the language of a population is the one in which they have a convention of
truthfulness and trust. In metaphysics and modal logic, Lewis is known
principally for “Counterpart Theory and Quantified Modal Logic” (1968) and On
the Plurality of Worlds (1986). Based on its theoretical benefits, Lewis argues
for modal realism: other possible worlds and the objects in them are just as
real as the actual world and its inhabitants. Lewis develops a non-standard
form of modal logic in which objects exist in at most one possible world, and
for which the necessity of identity fails. Properties are identified with the
set of objects that have them in any possible world, and propositions as the
set of worlds in which they are true. He also develops a finergrained concept
of structured properties and propositions. In philosophical logic and
philosophy of science, Lewis is best known for Counterfactuals (1973), “Causation”
(1973), and “Probabilities of Conditionals and Conditional Probabilities”
(1976). He developed a formal semantics for counterfactual conditionals that
matches their truth conditions and logic much more adequately than the
previously available material or strict conditional analyses. Roughly, a
counterfactual is true if its consequent is true in every possible world in
which its antecedent is true that is as similar overall to the actual world as
the truth of the antecedent will allow. Lewis then defended an analysis of
causation in terms of counterfactuals: c caused e if e would not have occurred
if c had not occurred or if there is a chain of events leading from e to c each
member of which is counterfactually dependent on the next. He presents a
reductio ad absurdum argument to show that conditional probabilities could not
be identified with the probabilities of any sort of conditional. Lewis has also
written on visual experience, events, holes, parts of classes, time travel,
survival and identity, subjective and objective probability, desire as belief,
attitudes de se, deontic logic, decision theory, the prisoner’s dilemma and the
Newcomb problem, utilitarianism, dispositional theories of value, nuclear
deterrence, punishment, and academic ethics.
lexical ordering, also
called lexicographic ordering, a method, given a finite ordered set of symbols,
such as the letters of the alphabet, of ordering all finite sequences of those
symbols. All finite sequences of letters, e.g., can be ordered as follows:
first list all single letters in alphabetical order; then list all pairs of
letters in the order aa, ab, . . . az; ba . . . bz; . . . ; za . . . zz. Here
pairs are first grouped and alphabetized according to the first letter of the
pair, and then within these groups are alphabetized according to the second
letter of the pair. All sequences of three letters, four letters, etc., are
then listed in order by an analogous process. In this way every sequence of n
letters, for any n, is listed. Lexical ordering differs from alphabetical
ordering, although it makes use of it, because all sequences with n letters
come before any sequence with n ! 1 letters; thus, zzt will come before aaab.
One use of lexical ordering is to show that the set of all finite sequences of
symbols, and thus the set of all words, is at most denumerably infinite.
li1, Chinese term meaning
‘pattern’, ‘principle’, ‘good order’, ‘inherent order’, or ‘to put in order’.
During the Han dynasty, li described not only the pattern of a given thing,
event, or process, but the underlying grand pattern of everything, the deep
structure of the cosmos. Later, Hua-yen Buddhists, working from the Mahayana
doctrine that all things are conditioned and related through past causal
relationships, claimed that each thing reflects the li of all things. This
influenced Neo-Confucians, who developed a metaphysics of li and ch’i (ether),
in which all things possess all li (and hence they are “one” in some deep
sense), but because of the differing quality of their ch’i, things manifest
different and distinct characteristics. The hsin (heart/mind) contains all li
(some insist it is li) but is obscured by “impure” ch’i; hence we understand
some things and can learn others. Through self-cultivation, one can purify one’s
ch’i and achieve complete and perfect understanding.
li2, Chinese term meaning
‘rite’, ‘ritual’, ‘etiquette’, ‘ritual propriety’. In its earliest use, li
refers to politico-religious rituals such as sacrifices to ancestors or
funerals. Soon the term came to encompass matters of etiquette, such as the
proper way to greet a guest. In some texts the li include even matters of
morality or natural law. Mencius refers to li as a virtue, but it is unclear
lexical ambiguity li2 501 4065h-l.qxd 08/02/1999 7:40 AM Page 501 how it is
distinct from his other cardinal virtues. Emphasis upon li is one of the
distinctive features of Confucianism. Critics charge that this emphasis is a
conflation of the natural with the conventional or simply naive traditionalism.
Others claim that the notion of li draws attention to the subtle
interdependence of morality and convention, and points the way to creating
genuine communities by treating “the secular as sacred.”
li3, Chinese term meaning
‘profit’ or ‘benefit’, and probably with the basic meaning of ‘smooth’ or
‘unimpeded’. Mo Tzu (fourth century B.C.) regarded what brings li (benefit) to
the public as the criterion of yi (rightness), and certain other classical
Chinese texts also describe yi as the basis for producing li. Confucians tend
to use ‘li’ pejoratively to refer to what profits oneself or social groups
(e.g., one’s family) to which one belongs, and contrast li with yi. According
to them, one should ideally be guided by yi rather than li, and in the
political realm, a preoccupation with li will lead to strife and disorder.
Liang Ch’i-ch’ao
(1873–1929), Chinese scholar and writer. A disciple of K’ang Yu-wei, the young
Liang was a reformist unsympathetic to Sun Yatsen’s revolutionary activities.
But after the republic was founded, he embraced the democratic ideal. He was
eager to introduce ideas from the West to reform the Chinese people. But after
a tour of Europe he had great reservations about Western civilization. His
unfavorable impressions touched off a debate between science and metaphysics in
1923. His scholarly works include studies of Buddhism and of Chinese thought in
the last three hundred years.
liang-chih, Chinese term
commonly rendered as ‘innate knowledge of the good’, although that translation
is quite inadequate to the term’s range of meanings. The term first occurs in
Mencius but becomes a key concept in Wang Yangming’s philosophy. A coherent
explication of liang-chih must attend to the following features. (1) Mencius’s
liang-chih (sense of right and wrong) is the ability to distinguish right from
wrong conduct. For Wang “this sense of right and wrong is nothing but the love
[of good] and the hate [of evil].” (2) Wang’s liang-chih is a moral
consciousness informed by a vision of jen or “forming one body” with all things
in the universe. (3) The exercise of liang-chih involves deliberation in coping
with changing circumstances. (4) The extension of liang-chih is indispensable
to the pursuit of jen.
Liang Sou-ming
(1893–1988), Chinese philosopher branded as the last Confucian. He actually
believed, however, that Buddhist philosophy was more profound than Confucian
philosophy. Against those advocating Westernization, Liang pointed out that
Western and Indian cultures went to two extremes; only the Chinese culture took
a middle course. But it was immature, and must learn first from the West, then
from India. After the Communist takeover, he refused to denounce traditional
Chinese culture. He valued human-heartedness, which he felt was neglected by
Western science and Marxism. He was admired overseas for his courage in
standing up to Mao Tse-tung.
Li Ao (fl. A.D. 798),
Chinese philosopher who learned Buddhist dialects and developed a theory of
human nature (hsing) and feelings (ch’ing) more sophisticated than that of Han
Yü, his teacher. He wrote a famous article, “Fu-hsing shu” (“Essay on returning
to Nature”), which exerted profound influence on Sung-Ming Neo-Confucian
philosophers. According to him, there are seven feelings: joy, anger, pity,
fear, love, hate, and desire. These feelings tend to obscure one’s nature. Only
when the feelings do not operate can one’s nature gain its fulfillment. The
sage does possess the feelings, but he remains immovable; hence in a sense he
also has never had such feelings.
Liber vitae -- Arbitrium
– liber vitae -- book of life, expression found in Hebrew and Christian
scriptures signifying a record kept by the Lord of those destined for eternal
happiness Exodus 32:32; Psalms 68; Malachi 3:16; Daniel 12:1; Philippians 4:3;
Revelation 3:5, 17:8, 20:12, 21:27. Medieval philosophers often referred to the
book of life when discussing issues of predestination, divine omniscience,
foreknowledge, and free will. Figures like Augustine and Aquinas asked whether
it represented God’s unerring foreknowledge or predestination, or whether some
names could be added or deleted from it. The term is used by some contemporary
philosophers to mean a record of all the events in a person’s life.
Liberalism – alla Locke –
“meaning liberalism” – Bennett on Locke: An utterer has all the freedom he has
to make any of his expressions for any idea he pleases. Constant, Benjamin –
Grice was a sort of a liberal – at least he was familiar with “pinko Oxford”
-- in full, Henri-Benjamin Constant de
Rebecque, defender of liberalism and passionate analyst of and European politics. He welcomed the Revolution but not the Reign of Terror, the
violence of which he avoided by accepting a lowly diplomatic post in
Braunschweig 1787 94. In 1795 he returned to Paris with Madame de Staël and
intervened in parliamentary debates. His pamphlets opposed both extremes, the
Jacobin and the Bonapartist. Impressed by Rousseau’s Social Contract, he came
to fear that like Napoleon’s dictatorship, the “general will” could threaten
civil rights. He had first welcomed Napoleon, but turned against his autocracy.
He favored parliamentary democracy, separation of church and state, and a bill
of rights. The high point of his political career came with membership in the
Tribunat 180002, a consultative chamber appointed by the Senate. His centrist
position is evident in the Principes de politique 180610. Had not republican
terror been as destructive as the Empire? In chapters 1617, Constant opposes
the liberty of the ancients and that of the moderns. He assumes that the
Grecian world was given to war, and therefore strengthened “political liberty”
that favors the state over the individual the liberty of the ancients.
Fundamentally optimistic, he believed that war was a thing of the past, and that
the modern world needs to protect “civil liberty,” i.e. the liberty of the
individual the liberty of the moderns. The great merit of Constant’s comparison
is the analysis of historical forces, the theory that governments must support
current needs and do not depend on deterministic factors such as the size of
the state, its form of government, geography, climate, and race. Here he
contradicts Montesquieu. The opposition between ancient and modern liberty
expresses a radical liberalism that did not seem to fit politics. However, it was the beginning of
the liberal tradition, contrasting political liberty in the service of the
state with the civil liberty of the citizen cf. Mill’s On Liberty, 1859, and
Berlin’s Two Concepts of Liberty, 8. Principes remained in manuscript until
1861; the scholarly editions of Étienne Hofmann 0 are far more recent. Hofmann
calls Principes the essential text between Montesquieu and Tocqueville. It was
tr. into English as Constant, Political Writings ed. Biancamaria Fontana, 8 and
7. Forced into retirement by Napoleon, Constant wrote his literary
masterpieces, Adolphe and the diaries. He completed the Principes, then turned
to De la religion 6 vols., which he considered his supreme achievement. liberalism, a political philosophy first
formulated during the Enlightenment in response to the growth of modern
nation-states, which centralize governmental functions and claim sole authority
to exercise coercive power within their boundaries. One of its central theses
has long been that a government’s claim to this authority is justified only if
the government can show those who live under it that it secures their libli3
liberalism 502 4065h-l.qxd 08/02/1999 7:40 AM Page 502 erty. A central thesis
of contemporary liberalism is that government must be neutral in debates about
the good human life. John Locke, one of the founders of liberalism, tried to
show that constitutional monarchy secures liberty by arguing that free and
equal persons in a state of nature, concerned to protect their freedom and
property, would agree with one another to live under such a regime. Classical
liberalism, which attaches great value to economic liberty, traces its ancestry
to Locke’s argument that government must safeguard property. Locke’s use of an
agreement or social contract laid the basis for the form of liberalism
championed by Rousseau and most deeply indebted to Kant. According to Kant, the
sort of liberty that should be most highly valued is autonomy. Agents enjoy
autonomy, Kant said, when they live according to laws they would give to
themselves. Rawls’s A Theory of Justice (1971) set the main themes of the
chapter of liberal thought now being written. Rawls asked what principles of
justice citizens would agree to in a contract situation he called “the original
position.” He argued that they would agree to principles guaranteeing adequate
basic liberties and fair equality of opportunity, and requiring that economic
inequalities benefit the least advantaged. A government that respects these
principles secures the autonomy of its citizens by operating in accord with
principles citizens would give themselves in the original position. Because of
the conditions of the original position, citizens would not choose principles
based on a controversial conception of the good life. Neutrality among such
conceptions is therefore built into the foundations of Rawls’s theory. Some
critics argue that liberalism’s emphasis on autonomy and neutrality leaves it
unable to account for the values of tradition, community, or political
participation, and unable to limit individual liberty when limits are needed.
Others argue that autonomy is not the notion of freedom needed to explain why
common forms of oppression like sexism are wrong. Still others argue that
liberalism’s focus on Western democracies leaves it unable to address the most
pressing problems of contemporary politics. Recent work in liberal theory has
therefore asked whether liberalism can accommodate the political demands of
religious and ethnic communities, ground an adequate conception of democracy,
capture feminist critiques of extant power structures, or guide nation-building
in the face of secessionist, nationalist, and fundamentalist claims.
liberum arbitrium, Latin
expression meaning ‘free judgment’, often used to refer to medieval doctrines
of free choice or free will. It appears in the title of Augustine’s seminal
work De libero arbitrio voluntatis (usually translated ‘On the Free Choice of
the Will’) and in many other medieval writings (e.g., Aquinas, in Summa
theologiae I, asks “whether man has free choice [liberum arbitrium]”). For
medieval thinkers, a judgment (arbitrium) “of the will” was a conclusion of
practical reasoning – “I will do this” (hence, a choice or decision) – in
contrast to a judgment “of the intellect” (“This is the case”), which concludes
theoretical reasoning.
Li Chi (“Record of
Rites”), Chinese Confucian treatise, one of the three classics of li (rites,
rules of proper conduct). For Confucian ethics, the treatise is important for
its focus on the reasoned justification of li, the role of virtues in human
relationships, and the connection between personal cultivation and the
significance of the rites of mourning and sacrifices. Perhaps even more
important, the Li Chi contains two of the basic Four Books of Confucian ethics:
The Great Learning (Ta Hsüeh) and The Doctrine of the Mean (Chung Yung). It
also contains a brief essay on learning liberal theory of the state Li Chi 503
4065h-l.qxd 08/02/1999 7:40 AM Page 503 that stresses its interaction with
ethical teaching. See also CONFUCIANISM. A.S.C. li-ch’i, technical term in
Chinese Neo-Confucianism primarily used in the context of speculative
cosmology, metaphysics, and ontology for accounting for changing phenomena and
their ethical significance. Li is often rendered as ‘principle’, ‘order’,
‘pattern’, or ‘reason’; ch’i as ‘material force’, ‘ether’, or ‘energy’. Recent
NeoConfucian scholarship provides no clear guide to the li-ch’i distinction. In
ethical contexts, however, the distinction is used to explain the origin of
human good and evil. In its pure state, ch’i is inseparable from li, in the
sense of compliance with the Confucian ethical norm that can be reasonably
justified. In its impure state, ch’i presumably explains the existence of human
evils. This perplexing distinction remains a subject of scholarly inquiry.
Lieh Tzu, also called
Lieh Yu-K’ou (440?–360? B.C.), Chinese Taoist philosopher whose name serves as
the title of a work of disputed date. The Lieh Tzu, parts (perhaps most) of
which were written as late as the third or fourth century A.D., is primarily a
Taoist work but contains one chapter reflecting ideas associated with Yang Chu.
However, whereas the original teachings of Yang Chu emphasized one’s duty to
preserve bodily integrity, health, and longevity, a task that may require
exercise and discipline, the Yang Chu chapter advocates hedonism as the means
to nourish life. The primary Taoist teaching of the Lieh Tzu is that destiny
trumps will, fate conquers effort. R.P.P. & R.T.A. life, the characteristic
property of living substances or things; it is associated with either a
capacity for mental activities such as perception and thought (mental life) or
physical activities such as absorption, excretion, metabolism, synthesis, and
reproduction (physical life). Biological or carbon-based lifeis a natural kind
of physical life that essentially involves a highly complex, selfregulating
system of carbon-based macromolecules and water molecules. Silicon-based life
is wholly speculative natural kind of physical life that essentially involves a
highly complex, selfregulating system of silicon-based macromolecules. This
kind of life might be possible, since at high temperatures silicon forms
macromolecules with chemical properties somewhat similar to those of
carbon-based macromolecules. Living organisms have a high degree of functional
organization, with a regulating or controlling master part, e.g., a dog’s
nervous system, or the DNA or nucleus of a single-celled organism. Mental life is
usually thought to be dependent or supervenient upon physical life, but some
philosophers have argued for the possibility at least of purely spiritual
mental life, i.e., souls. The above characterization of biological life
appropriately implies that viruses are not living things, since they lack the
characteristic activities of living things, with the exception of an attenuated
form of reproduction.
li-i-fen-shu, a Chinese
phrase meaning ‘Principle is one while duties or manifestations are many’.
Chang Tsai (1020–77) wrote the essay “The Western Inscription” in which he said
that all people were his brothers and sisters. Ch’eng Yi’s (1033–1107) disciple
Yang Shih (1053–1135) suspected Chang Tsai of teaching the Mohist doctrine of
universal love. Ch’eng Yi then coined the phrase to clarify the situation:
Chang Tsai was really teaching the Confucian doctrine of graded love – while
principle (li) is one, duties are many. Chu Hsi (1130–1200) further developed
the idea into a metaphysics by maintaining that principle is one while
manifestations are many, just as the same moon shines over different rivers.
limiting case, an
individual or subclass of a given background class that is maximally remote
from “typical” or “paradigm” members of the class with respect to some ordering
that is not always explicitly mentioned. The number zero is a limiting case of
cardinal number. A triangle is a limiting case of polygon. A square is a
limiting case of rectangle when rectangles are ordered by the ratio of length
to width. Certainty is a limiting case of belief when beliefs are ordered
according to “strength of subjective conviction.” Knowledge is a limiting case
of belief when beliefs are ordered according “adequacy of objective grounds.” A
limiting case is necessarily a case (member) of the background class; in
contrast a li-ch’i limiting case 504 4065h-l.qxd 08/02/1999 7:40 AM Page 504
borderline case need not be a case and a degenerate case may clearly fail to be
a case at all.
linguistic botany: Ryle preferred to call himself a ‘geographer,’ or
cartographer – cf. Grice on conceptual latitude and conceptual longitude. But
then there are plants. Pretentious Austin, mocking continental philosophy
called this ‘linguistic phenomenology,’ meaning literally, the ‘language phenomena’
out there. Feeling Byzanthine. Possibly the only occasion when Grice engaged in
systematic botany. Like Hare, he would just rather ramble around. It was said
of Hare that he was ‘of a different world.’ In the West Country, he would go
with his mother to identify wild flowers, and they identied “more than a
hundred.” Austin is not clear about ‘botanising.’ Grice helps. Grice was a
meta-linguistic botanist. His point was to criticise ordinary-language
philosophers criticising philosophers. Say: Plato and Ayer say that episteme is
a kind of doxa. The contemporary, if dated, ordinary-language philosopher
detects a nuance, and embarks risking collision with the conversational facts
or data: rushes ahead to exploit the nuance without clarifying it, with wrong
dicta like: What I known to be the case I dont believe to be the case. Surely,
a cancellable implicatum generated by the rational principle of conversational
helpfulness is all there is to the nuance. Grice knew that unlike the
ordinary-language philosopher, he was not providing a taxonomy or description,
but a theoretical explanation. To not all philosophers analysis fits them to a
T. It did to Grice. It did not even fit Strawson. Grice had a natural talent
for analysis. He could not see philosophy as other than conceptual analysis.
“No more, no less.” Obviously, there is an evaluative side to the claim that
the province of philosophy is to be identified with conceptual analysis. Listen
to a theoretical physicist, and hell keep talking about concepts, and even
analysing them! The man in the street may not! So Grice finds himself fighting
with at least three enemies: the man in the street (and trying to reconcile
with him: What I do is to help you), the
scientists (My conceptual analysis is meta-conceptual), and synthetic
philosophers who disagree with Grice that analysis plays a key role in
philosophical methodology. Grice sees this as an update to his post-war Oxford
philosophy. But we have to remember that back when he read that paper, post-war
Oxford philosophy, was just around the corner and very fashionable. By the time
he composed the piece on conceptual analysis as overlapping with the province
of philosophy, he was aware that, in The New World, anaytic had become, thanks
to Quine, a bit of an abusive term, and that Grices natural talent for
linguistic botanising (at which post-war Oxford philosophy excelled) was not
something he could trust to encounter outside Oxford, and his Play Group! Since
his Negation and Personal identity Grice is concerned with reductive analysis.
How many angels can dance on a needles point? A needless point? This is Grices
update to his Post-war Oxford philosophy. More generally concerned with the
province of philosophy in general and conceptual analysis beyond ordinary language.
It can become pretty technical. Note the Roman overtone of province. Grice is
implicating that the other province is perhaps science, even folk science, and
the claims and ta legomena of the man in the street. He also likes to play with
the idea that a conceptual enquiry need not be philosophical. Witness the very
opening to Logic and conversation, Prolegomena. Surely not all inquiries need
be philosophical. In fact, a claim to infame of Grice at the Play Group is
having once raised the infamous, most subtle, question: what is it that makes a
conceptual enquiry philosophically interesting or important? As a result,
Austin and his kindergarten spend three weeks analysing the distinct
inappropriate implicata of adverbial collocations of intensifiers like highly
depressed, versus very depressed, or very red, but not highly red, to no avail.
Actually the logical form of very is pretty complicated, and Grice seems to
minimise the point. Grices moralising implicature, by retelling the story, is
that he has since realised (as he hoped Austin knew) that there is no way he or
any philosopher can dictate to any other philosopher, or himself, what is it
that makes a conceptual enquiry philosophically interesting or important.
Whether it is fun is all that matters. Refs.: The main references are
meta-philosophical, i. e. Grice talking about linguistic botany, rather than
practicing it. “Reply to Richards,” and the references under “Oxonianism” below
are helpful. For actual practice, under ‘rationality.’ There is a specific
essay on linguistic botanising, too. The H. P. Grice Papers, BANC.
linguistic relativity,
the thesis that at least some distinctions found in one language are found in
no other language (a version of the Sapir-Whorf hypothesis); more generally,
the thesis that different languages utilize different representational systems
that are at least in some degree informationally incommensurable and hence
non-equivalent. The differences arise from the arbitrary features of languages
resulting in each language encoding lexically or grammatically some
distinctions not found in other languages. The thesis of linguistic determinism
holds that the ways people perceive or think about the world, especially with
respect to their classificatory systems, are causally determined or influenced
by their linguistic systems or by the structures common to all human languages.
Specifically, implicit or explicit linguistic categorization determines or
influences aspects of nonlinguistic categorization, memory, perception, or
cognition in general. Its strongest form (probably a straw-man position) holds
that linguistically unencoded concepts are unthinkable. Weaker forms hold that
concepts that are linguistically encoded are more accessible to thought and
easier to remember than those that are not. This thesis is independent of that
of linguistic relativity. Linguistic determinism plus linguistic relativity as
defined here implies the Sapir-Whorf hypothesis.
literary theory, a
reasoned account of the nature of the literary artifact, its causes, effects,
and distinguishing features. So understood, literary theory is part of the
systematic study of literature covered by the term ‘criticism’, which also
includes interpretation of literary works, philology, literary history, and the
evaluation of particular works or bodies of work. Because it attempts to
provide the conceptual foundations for practical criticism, literary theory has
also been called “critical theory.” However, since the latter term has been
appropriated by neo-Marxists affiliated with the Frankfurt School to designate
their own kind of social critique, ‘literary theory’ is less open to
misunderstanding. Because of its concern with the ways in which literary
productions differ from other verbal artifacts and from other works of art,
literary theory overlaps extensively with philosophy, psychology, linguistics,
and the other human sciences. The first ex professo theory of literature in the
West, for centuries taken as normative, was Aristotle’s Poetics. On Aristotle’s
view, poetry is a verbal imitation of the forms of human life and action in
language made vivid by metaphor. It stimulates its audience to reflect on the
human condition, enriches their understanding, and thereby occasions the
pleasure that comes from the exercise of the cognitive faculty. The first real
paradigm shift in literary theory was introduced by the Romantics of the
nineteenth century. The Biographia Literaria (1817) of Samuel Taylor Coleridge,
recounting the author’s conversion from Humean empiricism to a form of German
idealism, defines poetry not as a representation of objective structures, but
as the imaginative self-expression of the creative subject. Its emphasis is not
on the poem as a source of pleasure but on poetry as a heightened form of
spiritual activity. The standard work on the transition from classical
(imitation) theory to Romantic (expression) theory is M. H. Abrams’s The Mirror
and the Lamp (1953). In the present century theory has assumed a place of
prominence in literary studies. In the first half of the century the works of
I. A. Richards – from his early positivist account of linear order literary
theory 505 4065h-l.qxd 08/02/1999 7:40 AM Page 505 poetry in books like Science
and Poetry (1926) to his later idealist views in books like The Philosophy of
Rhetoric (1936) – sponsored the practice of the American New Critics. The most
influential theorist of the period is Northrop Frye, whose formalist manifesto,
Anatomy of Criticism (1957), proposed to make criticism the “science of
literature.” The introduction of Continental thought to the English-speaking
critical establishment in the 1960s and after spawned a bewildering variety of
competing theories of literature: e.g., Russian formalism, structuralism,
deconstruction, new historicism, Marxism, Freudianism, feminism, and even the
anti-theoretical movement called the “new pragmatism.” The best summary account
of these developments is Frank Lentricchia’s After the New Criticism (1980).
Given the present near-chaos in criticism, the future of literary theory is
unpredictable. But the chaos itself offers ample opportunities for
philosophical analysis and calls for the kind of conceptual discrimination such
analysis can offer. Conversely, the study of literary theory can provide philosophers
with a better understanding of the textuality of philosophy and of the ways in
which philosophical content is determined by the literary form of philosophical
texts.
lit. hum. (philos.): While Grice would take tutees under different curricula, he
preferred Lit. Hum. So how much philosophy did this include. Plato, Aristotle,
Locke, Kant, and Mill. And that was mainly it. We are referring to the
‘philosophy’ component. Ayer used to say that he would rather have been a
judge. But at Oxford of that generation, having a Lit. Hum. perfectly qualified
you as a philosopher. And people like Ayer, who would rather be a juddge, end
up being a philosopher after going through the Lit. Hum. Grice himself comes as
a “Midlands scholarship boy” straight from Clifton on a classics scholarship,
and being from the Midlands, straight to Corpus. The fact that he got on so
well with Hardie helped. The fact that his interim at Merton worked was good.
The fact that the thing at Rossall did NOT work was good. The fact that he
becamse a fellow at St. John’s OBVIOUSLY helped. The fact that he had Strawson
as a tutee ALSO helped helped. H. P. Grice, Literae Humaniores (Philosophy),
Oxon.
Liu Shao-ch’i
(1898–1969), Chinese Communist leader. A close ally of Mao Tse-tung, he was
purged near the end of his life when he refused to follow Mao’s radical
approach during the Cultural Revolution, became an ally of the practical Teng
Hsiao-ping, and was branded the biggest Capitalist Roader in China. In 1939 he
delivered in Yenan the influential speech “How to Be a Good Communist,”
published in 1943 and widely studied by Chinese Communists. As he emphasized
self-discipline, there appeared to be a Confucian dimension in his thought. The
article was banned during the Cultural Revolution, and he was accused of
teaching reactionary Confucianism in the revolutionary camp. He was later
rehabilitated.
Liu Tsung-chou, also
called Ch’i-shan (1578– 1645), Chinese philosopher commonly regarded as the
last major figure in Sung–Ming Neo-Confucianism. He opposed all sorts of
dualist thoughts, including Chu Hsi’s philosophy. He was also not happy with
some of Wang Yangming’s followers who claimed that men in the streets were all
sages. He shifted the emphasis from rectification of the mind to sincerity of
the will, and he gave a new interpretation to “watchful over the self” in the
Doctrine of the Mean. Among his disciples was the great intellectual historian
Huang Tsung-hsi.
locke.
Grice cites Locke in “Personal identity,” and many more places. He has a
premium for Locke. Acceptance, acceptance and
certeris paribus condition, acceptance and modals, j-acceptance, moral
acceptance, prudential acceptance, v-acceptance, ackrill,
Aristotle, Austin, botvinnik ,
categorical imperative, chicken soul, immortality of,
Davidson, descriptivism, descriptivism and
ends, aequi-vocality thesis, final cause, frege, happiness, happiness and H-desirables, happiness and I-desirables,
happiness as a system of ends, happiness as an end, hardie, hypothetical imperative , hypothetical imperative -- see technical imperatives,
isaacson, incontinence,
inferential principles, judging, judging and acceptance, Kant, logical theory, meaning,
meaning and speech procedures, sentence meaning, what a speaker means, modes,
modes and moods, moods, modes and embedding of mode-markers , judicative operator, volitive operator, mood operators,
moods morality, myro, nagel, necessity, necessity and provability, necessity and
relativized and absolute modalities, principle of total evidence, principles of
inference, principles of inference, reasons, and necessity, provability,
radical, rationality : as faculty manifested in reasoning, flat and variable,
proto-rationality, rational being, and value
as value-paradigmatic concept, rationality operator, reasonable, reasoning,
reasoning and defeasibility, reasoning defined, rasoning and explanation,
reasoning -- first account of, reasoning and good reasoning, reasoning, special
status of, reasoning the hard way of, reasoning and incomplete reasoning, reasoning
and indeterminacy of, reasoning and intention, reasoning and misreasoning,
reasoning, practical, reasoning, probabilistic, reasoning as purposive
activity, reasoning, the quick way of , reasoning
-- too good to be reasoning, reasons, reasons altheic, reasons: division into
practical and alethic, reasons: explanatory, reasons justificatory, reasons:
justificatory-explanatory, reasoning and modals, reasoning and necessity,
personal, practical and non-practical (alethic) reasons compared, systematizing
hypothesis: types of, Russell, satisfactoriness, technical imperatives, value,
value paradigmatic concepts, Wright, willing and acceptance, Vitters. Index acceptance 71-2 , 80-7 and certeris
paribus condition 77 and modals 91-2 J-acceptance 51 moral 61 , 63 , 87
prudential 97-111 V-acceptance 51 Ackrill, J. L. 119-20 Aristotle 4-5 , 19 ,
24-5 , 31 , 32 , 43 , 98-9 , 112-15 , 120 , 125 Austin, J. L. 99 Botvinnik 11 ,
12 , 18 Categorical Imperative 4 , 70 chicken soul, immortality of 11-12
Davidson, Donald 45-8 , 68 descriptivism 92 ends 100-10 Equivocality thesis
x-xv , 58 , 62 , 66 , 70 , 71 , 80 , 90 final cause 43-4 , 66 , 111 Frege,
Gottlob 50 happiness 97-134 and H-desirables 114-18 , 120 and I-desirables
114-18 , 120 , 122 , 128 as a system of ends 131-4 as an end 97 , 113-15 ,
119-20 , 123-8 Hardie, W. F. R. 119 hypothetical imperative 97 , see technical
imperatives Isaacson, Dan 30n. incontinence 25 , 47 inferential principles 35
judging 51 , see acceptance Kant 4 , 21 , 25 , 31 , 43 , 44-5 , 70 , 77-8 ,
86-7 , 90-8 logical theory 61 meaning ix-x and speech procedures 57-8 sentence
meaning 68-9 what a speaker means 57-8 , 68 modes 68 , see moods moods
xxii-xxiii , 50-6 , 59 , 69 , 71-2 embedding of mode-markers 87-9 judicative
operator 50 , 72-3 , 90 volative operator 50 , 73 , 90 mood operators , see
moods morality 63 , 98 Myro, George 40 Nagel, Thomas 64n. necessity xii-xiii ,
xvii-xxiii , 45 , 58-9 and provability 59 , 60-2 and relativized and absolute
modalities 56-66 principle of total evidence 47 , 80-7 principles of inference
5 , 7 , 9 , 22-3 , 26 , 35 see also reasons, and necessity provability 59 , 60-2 radical 50-3 , 58-9 ,
72 , 88 rationality : as faculty manifested in reasoning 5 flat and variable
28-36 proto-rationality 33 rational being 4 , 25 , 28-30 and value as
value-paradigmatic concept 35 rationality operator xiv-xv , 50-1 reasonable
23-5 reasoning 4-28 and defeasibility 47 , 79 , 92 defined 13-14 , 87-8 and
explanation xxix-xxxv , 8 first account of 5-6 , 13-14 , 26-8 good reasoning 6 ,
14-16 , 26-7 special status of 35 the hard way of 17 end p.135 incomplete
reasoning 8-14 indeterminacy of 12-13 and intention 7 , 16 , 18-25 , 35-6 ,
48-9 misreasoning 6-8 , 26 practical 46-50 probabilistic 46-50 as purposive
activity 16-19 , 27-8 , 35 the quick way of 17 too good to be reasoning 14-18
reasons 37-66 altheic 44-5 , 49 division into practical and alethic 44 , 68
explanatory 37-9 justificatory 39-40 , 67-8 justificatory-explanatory 40-1 , 67
and modals 45 and necessity 44-5 personal 67 practical and non-practical
(alethic) reasons compared xiixiii , 44-50 , 65 , 68 , 73-80 systematizing
hypothesis 41-4 types of 37-44 Russell, Bertrand 50 satisfactoriness 60 , 87-9
, 95 technical imperatives 70 , 78 , 90 , 93-6 , 97 value 20 , 35 , 83 , 87-8 value
paradigmatic concepts 35-6 von Wright 44 willing 50 , see acceptance
Wittengenstein, Ludwig 50
Locke, John (1632–1704),
English philosopher and proponent of empiricism, famous especially for his
Essay concerning Human Understanding (1689) and for his Second Treatise of
Government, also published in 1689, though anonymously. He came from a
middle-class Puritan family in Somerset, and became acquainted with Scholastic
philosophy in his studies at Oxford. Not finding a career in church or
university attractive, he trained for a while as a physician, and developed
contacts with many members of the newly formed Royal Society; the chemist
Robert Boyle and the physicist Isaac Newton were close acquaintances. In 1667
he joined the London households of the then Lord Ashley, later first Earl of
Shaftesbury; there he became intimately involved in discussions surrounding the
politics of resistance to the Catholic king, Charles II. In 1683 he fled
England for the Netherlands, where he wrote out the final draft of his Essay.
He returned to England in 1689, a year after the accession to the English
throne of the Protestant William of Orange. In his last years he was the most
famous intellectual in England, perhaps in Europe generally. Locke was not a
university professor immersed in the discussions of the philosophy of “the
schools” but was instead intensely engaged in the social and cultural issues of
his day; his writings were addressed not to professional philosophers but to
the educated public in general. The Essay. The initial impulse for the line of
thought that culminated in the Essay occurred early in 1671, in a discussion
Locke had with some friends in Lord Shaftesbury’s apartments in literature,
philosophy of Locke, John 506 4065h-l.qxd 08/02/1999 7:40 AM Page 506 London on
matters of morality and revealed religion. In his Epistle to the Reader at the
beginning of the Essay Locke says that the discussants found themselves quickly
at a stand by the difficulties that arose on every side. After we had awhile
puzzled ourselves, without coming any nearer a resolution of those doubts which
perplexed us, it came into my thoughts that we took a wrong course, and that
before we set ourselves upon enquiries of that nature it was necessary to
examine our own abilities, and see what objects our understandings were or were
not fitted to deal with. Locke was well aware that for a thousand years
European humanity had consulted its textual inheritance for the resolution of
its moral and religious quandaries; elaborate strategies of interpretation,
distinction, etc., had been developed for extracting from those disparate
sources a unified, highly complex, body of truth. He was equally well aware
that by his time, more than a hundred years after the beginning of the
Reformation, the moral and religious tradition of Europe had broken up into
warring and contradictory fragments. Accordingly he warns his readers over and
over against basing their convictions merely on say-so, on unexamined
tradition. As he puts it in a short late book of his, The Conduct of the
Understanding, “We should not judge of things by men’s opinions, but of
opinions by things.” We should look to “the things themselves,” as he sometimes
puts it. But to know how to get at the things themselves it is necessary, so Locke
thought, “to examine our own abilities.” Hence the project of the Essay. The
Essay comes in four books, Book IV being the culmination. Fundamental to
understanding Locke’s thought in Book IV is the realization that knowledge, as
he thinks of it, is a fundamentally different phenomenon from belief. Locke
holds, indeed, that knowledge is typically accompanied by belief; it is not,
though, to be identified with it. Knowledge, as he thinks of it, is direct
awareness of some fact – in his own words, perception of some agreement or
disagreement among things. Belief, by contrast, consists of taking some
proposition to be true – whether or not one is directly aware of the
corresponding fact. The question then arises: Of what sorts of facts do we
human beings have direct awareness? Locke’s answer is: Only of facts that
consist of relationships among our “ideas.” Exactly what Locke had in mind when
he spoke of ideas is a vexed topic; the traditional view, for which there is a
great deal to be said, is that he regarded ideas as mental objects.
Furthermore, he clearly regarded some ideas as being representations of other
entities; his own view was that we can think about nonmental entities only by
being aware of mental entities that represent those non-mental realities. Locke
argued that knowledge, thus understood, is “short and scanty” – much too short
and scanty for the living of life. Life requires the formation of beliefs on
matters where knowledge is not available. Now what strikes anyone who surveys
human beliefs is that many of them are false. What also strikes any perceptive
observer of the scene is that often we can – or could have – done something
about this. We can, to use Locke’s language, “regulate” and “govern” our
belief-forming capacities with the goal in mind of getting things right. Locke
was persuaded that not only can we thus regulate and govern our belief-forming
capacities; we ought to do so. It is a God-given obligation that rests upon all
of us. Specifically, for each human being there are some matters of such
“concernment,” as Locke calls it, as to place the person under obligation to
try his or her best to get things right. For all of us there will be many
issues that are not of such concernment; for those cases, it will be acceptable
to form our beliefs in whatever way nature or custom has taught us to form
them. But for each of us there will be certain practical matters concerning
which we are obligated to try our best – these differing from person to person.
And certain matters of ethics and religion are of such concern to everybody
that we are all obligated to try our best, on these matters, to get in touch
with reality. What does trying our best consist of, when knowledge –
perception, awareness, insight – is not available? One can think of the
practice Locke recommends as having three steps. First one collects whatever
evidence one can find for and against the proposition in question. This
evidence must consist of things that one knows; otherwise we are just wandering
in darkness. And the totality of the evidence must be a reliable indicator of
the probability of the proposition that one is considering. Second, one
analyzes the evidence to determine the probability of the proposition in
question, on that evidence. And last, one places a level of confidence in the
proposition that is proportioned to its probability on that satisfactory
evidence. If the proposition is highly probable on that evidence, one believes
it very firmly; if it only is quite probable, one Locke, John Locke, John 507
4065h-l.qxd 08/02/1999 7:40 AM Page 507 believes it rather weakly; etc. The
main thrust of the latter half of Book IV of the Essay is Locke’s exhortation
to his readers to adopt this practice in the forming of beliefs on matters of
high concernment – and in particular, on matters of morality and religion. It
was his view that the new science being developed by his friends Boyle and
Newton and others was using exactly this method. Though Book IV was clearly
seen by Locke as the culmination of the Essay, it by no means constitutes the
bulk of it. Book I launches a famous attack on innate ideas and innate
knowledge; he argues that all our ideas and knowledge can be accounted for by
tracing the way in which the mind uses its innate capacities to work on
material presented to it by sensation and reflection (i.e., self-awareness).
Book II then undertakes to account for all our ideas, on the assumption that
the only “input” is ideas of sensation and reflection, and that the mind, which
at birth is a tabula rasa (or blank tablet), works on these by such operations
as combination, division, generalization, and abstraction. And then in Book III
Locke discusses the various ways in which words hinder us in our attempt to get
to the things themselves. Along with many other thinkers of the time, Locke
distinguished between what he called natural theology and what he called
revealed theology. It was his view that a compelling, demonstrative argument
could be given for the existence of God, and thus that we could have knowledge
of God’s existence; the existence of God is a condition of our own existence.
In addition, he believed firmly that God had revealed things to human beings.
As he saw the situation, however, we can at most have beliefs, not knowledge,
concerning what God has revealed. For we can never just “see” that a certain
episode in human affairs is a case of divine revelation. Accordingly, we must
apply the practice outlined above, beginning by assembling satisfactory
evidence for the conclusion that a certain episode really is a case of divine
revelation. In Locke’s view, the occurrence of miracles provides the required
evidence. An implication of these theses concerning natural and revealed
religion is that it is never right for a human being to believe something about
God without having evidence for its truth, with the evidence consisting
ultimately of things that one “sees” immediately to be true. Locke held to a
divine command theory of moral obligation; to be morally obligated to do
something is for God to require of one that one do that. And since a great deal
of what Jesus taught, as Locke saw it, was a code of moral obligation, it
follows that once we have evidence for the revelatory status of what Jesus
said, we automatically have evidence that what Jesus taught as our moral
obligation really is that. Locke was firmly persuaded, however, that revelation
is not our only mode of access to moral obligation. Most if not all of our
moral obligations can also be arrived at by the use of our natural capacities,
unaided by revelation. To that part of our moral obligations which can in
principle be arrived at by the use of our natural capacities, Locke (in
traditional fashion) gave the title of natural law. Locke’s own view was that
morality could in principle be established as a deductive science, on analogy
to mathematics: one would first argue for God’s existence and for our status as
creatures of God; one would then argue that God was good, and cared for the
happiness of God’s creatures. Then one would argue that such a good God would
lay down commands to his creatures, aimed at their overall happiness. From
there, one would proceed to reflect on what does in fact conduce to human
happiness. And so forth. Locke never worked out the details of such a deductive
system of ethics; late in his life he concluded that it was beyond his
capacities. But he never gave up on the ideal. The Second Treatise and other
writings. Locke’s theory of natural law entered intimately into the theory of
civil obedience that he developed in the Second Treatise of Government.
Imagine, he said, a group of human beings living in what he called a state of
nature – i.e., a condition in which there is no governmental authority and no
private property. They would still be under divine obligation; and much (if not
all) of that obligation would be accessible to them by the use of their natural
capacities. There would be for them a natural law. In this state of nature they
would have title to their own persons and labor; natural law tells us that
these are inherently our “possessions.” But there would be no possessions
beyond that. The physical world would be like a gigantic English commons, given
by God to humanity as a whole. Locke then addresses himself to two questions:
How can we account for the emergence of political obligation from such a
situation, and how can we account for the emergence of private property? As to
the former, his answer is that we in effect make a contract with one another to
institute a government for the Locke, John Locke, John 508 4065h-l.qxd
08/02/1999 7:40 AM Page 508 elimination of certain deficiencies in the state of
nature, and then to obey that government, provided it does what we have
contracted with one another it should do and does not exceed that. Among the
deficiencies of the state of nature that a government can be expected to
correct is the sinful tendency of human beings to transgress on other persons’
properties, and the equally sinful tendency to punish such transgressions more
severely than the law of nature allows. As to the emergence of private
property, something from the world at large becomes a given person’s property
when that person “mixes” his or her labor with it. For though God gave the
world as a whole to all of us together, natural law tells us that each person’s
labor belongs to that person himself or herself – unless he or she freely
contracts it to someone else. Locke’s Second Treatise is thus an articulate
statement of the so-called liberal theory of the state; it remains one of the
greatest of such, and proved enormously influential. It should be seen as
supplemented by the Letters concerning Toleration (1689, 1690, 1692) that Locke
wrote on religious toleration, in which he argued that all theists who have not
pledged civil allegiance to some foreign power should be granted equal
toleration. Some letters that Locke wrote to a friend concerning the education
of the friend’s son should also be seen as supplementing the grand vision. If
we survey the way in which beliefs are actually formed in human beings, we see
that passion, the partisanship of distinct traditions, early training, etc.,
play important obstructive roles. It is impossible to weed out entirely from
one’s life the influence of such factors. When it comes to matters of high
“concernment,” however, it is our obligation to do so; it is our obligation to
implement the three-step practice outlined above, which Locke defends as doing
one’s best. But Locke did not think that the cultural reform he had in mind,
represented by the appropriate use of this new practice, could be expected to
come about as the result just of writing books and delivering exhortations.
Training in the new practice was required; in particular, training of small
children, before bad habits had been ingrained. Accordingly, Locke proposes in
Some Thoughts concerning Education (1693) an educational program aimed at
training children in when and how to collect satisfactory evidence, appraise
the probabilities of propositions on such evidence, and place levels of
confidence in those propositions proportioned to their probability on that
evidence.
logical consequence, a
proposition, sentence, or other piece of information that follows logically
from one or more other propositions, sentences, or pieces of information. A
proposition C is said to follow logically from, or to be a logical consequence
of, propositions P1, P2, . . . , if it must be the case that, on the assumption
that P1, P2, . . . , Pn are all true, the proposition C is true as well. For
example, the proposition ‘Smith is corrupt’ is a logical consequence of the two
propositions ‘All politicians are corrupt’ and ‘Smith is a politician’, since
it must be the case that on the assumption that ‘All politicians are corrupt’
and ‘Smith is a politician’ are both true, ‘Smith is corrupt’ is also true.
Notice that proposition C can be a logical consequence of propositions P1, P2,
. . . , Pn, even if P1, P2, . . . , Pn are not actually all true. Indeed this
is the case in our example. ‘All politicians are corrupt’ is not, in fact, true:
there are some honest politicians. But if it were true, and if Smith were a
politician, then ‘Smith is corrupt’ would have to be true. Because of this, it
is said to be a logical consequence of those two propositions. The logical
consequence relation is often written using the symbol X, called the double
turnstile. Thus to indicate that C is a logical consequence of P1, P2, . . . ,
Pn, we would write: P1, P2, . . . , Pn X C or: P X C where P stands for the set
containing the propositions p1, P2, . . . , Pn. The term ‘logical consequence’
is sometimes reserved for cases in which C follows from P1, P2, . . . , Pn
solely in virtue of the meanings of the socalled logical expressions (e.g.,
‘some’, ‘all’, ‘or’, ‘and’, ‘not’) contained by these propositions. In this
more restricted sense, ‘Smith is not a politician’ is not a logical consequence
of the proposition ‘All politicians are corrupt’ and ‘Smith is honest’, since
to recognize the consequence relation here we must also understand the specific
meanings of the non-logical expressions ‘corrupt’ and ‘honest’.
logical constant, a
symbol, such as the connectives -, 8, /, or S or the quantifiers D or E of
elementary quantification theory, that represents logical form. The contrast
here is with expressions such as terms, predicates, and function symbols, which
are supposed to represent the “content” of a sentence or proposition. Beyond
this, there is little consensus on how to understand logical constancy. It is
sometimes said, e.g., that a symbol is a logical constant if its interpretation
is fixed across admissible valuations, though there is disagreement over
exactly how to construe this “fixity” constraint. This account seems to make
logical form a mere artifact of one’s choice of a model theory. More generally,
it has been questioned whether there are any objective grounds for classifying
some expressions as logical and others not, or whether such a distinction is
(wholly or in part) conventional. Other philosophers have suggested that
logical constancy is less a semantic notion than an epistemic one: roughly,
that a is a logical constant if the semantic behavior of certain other
expressions together with the semantic contribution of a determine a priori (or
in some other epistemically privileged fashion) the extensions of complex
expressions in which a occurs. There is also considerable debate over whether
particular symbols, such as the identity sign, modal operators, and quantifiers
other than D and E, are, or should be treated as, logical constants.
logical construction,
something built by logical operations from certain elements. Suppose that any
sentence, S, containing terms apparently referring to objects of type F can be
paraphrased without any essential loss of content into some (possibly much more
complicated) sentence, Sp, containing only terms referring to objects of type G
(distinct from F): in this case, objects of type F may be said to be logical
constructions out of objects of type G. The notion originates with Russell’s
concept of an “incomplete symbol,” which he introduced in connection with his
thelogic, second order logical construction 510 4065h-l.qxd 08/02/1999 7:40 AM
Page 510 ory of descriptions. According to Russell, a definite description –
i.e., a descriptive phrase, such as ‘the present king of France’, apparently
picking out a unique object – cannot be taken at face value as a genuinely
referential term. One reason for this is that the existence of the objects
seemingly referred to by such phrases can be meaningfully denied. We can say, “The
present king of France does not exist,” and it is hard to see how this could be
if ‘the present king of France’, to be meaningful, has to refer to the present
king of France. One solution, advocated by Meinong, is to claim that the
referents required by what ordinary grammar suggests are singular terms must
have some kind of “being,” even though this need not amount to actual
existence; but this solution offended Russell’s “robust sense of reality.”
According to Russell, then, ‘The F is G’ is to be understood as equivalent to
(something like) ‘One and only one thing Fs and that thing is G’. (The phrase
‘one and only one’ can itself be paraphrased away in terms of quantifiers and
identity.) The crucial feature of this analysis is that it does not define the
problematic phrases by providing synonyms: rather, it provides a rule, which
Russell called “a definition in use,” for paraphrasing whole sentences in which
they occur into whole sentences in which they do not. This is why definite
descriptions are “incomplete symbols”: we do not specify objects that are their
meanings; we lay down a rule that explains the meaning of whole sentences in
which they occur. Thus definite descriptions disappear under analysis, and with
them the shadowy occupants of Meinong’s realm of being. Russell thought that
the kind of analysis represented by the theory of descriptions gives the clue
to the proper method for philosophy: solve metaphysical and epistemological
problems by reducing ontological commitments. The task of philosophy is to
substitute, wherever possible, logical constructions for inferred entities.
Thus in the philosophy of mathematics, Russell attempted to eliminate numbers,
as a distinct category of objects, by showing how mathematical statements can
be translated into (what he took to be) purely logical statements. But what
really gave Russell’s program its bite was his thought that we can refer only
to objects with which we are directly acquainted. This committed him to holding
that all terms apparently referring to objects that cannot be regarded as
objects of acquaintance should be given contextual definitions along the lines
of the theory of descriptions: i.e., to treating everything beyond the scope of
acquaintance as a logical construction (or a “logical fiction”). Most notably,
Russell regarded physical objects as logical constructions out of sense-data,
taking this to resolve the skeptical problem about our knowledge of the
external world. The project of showing how physical objects can be treated as
logical constructions out of sense-data was a major concern of analytical
philosophers in the interwar period, Carnap’s Der Logische Aufbau der Welt
(“The Logical Structure of the World,” 1928) standing as perhaps its major
monument. However, the project was not a success. Even Carnap’s construction
involves a system of space-time coordinates that is not analyzed in sense-datum
terms and today few, if any, philosophers believe that such ambitious projects
can be carried through..
logical form, the form
obtained from a proposition, a set of propositions, or an argument by
abstracting from the subject matter of its content terms or by regarding the
content terms as mere placeholders or blanks in a form. In a logically perfect
language the logical form of a proposition, a set of propositions, or an
argument is determined by the grammatical form of the sentence, the set of
sentences, or the argument-text expressing it. Two sentences, sets of
sentences, or argument-texts are said to have the same grammatical form, in this
sense, if a uniform one-toone substitution of content words transforms the one
exactly into the other. The sentence ‘Abe properly respects every agent who
respects himself’ may be regarded as having the same grammatical form as the
sentence ‘Ben generously assists every patient who assists himself’.
Substitutions used to determine sameness of grammatical form cannot involve
change of form words such as ‘every’, ‘no’, ‘some’, ‘is’, etc., and they must
be category-preserving, i.e., they must put a proper name for a proper name, an
adverb for an adverb, a transitive verb for a transitive verb, and so on. Two
sentences having the same grammatical form have exactly the same form words
distributed in exactly the same pattern; and although they of course need not,
and usually do not, have the same content words, they do have logical
dependence logical form exactly the same number of content words. The most
distinctive feature of form words, which are also called syncategorematic terms
or logical terms, is their topic neutrality; the form words in a sentence are
entirely independent of and are in no way indicative of its content or topic.
Modern formal languages used in formal axiomatizations of mathematical sciences
are often taken as examples of logically perfect languages. Pioneering work on
logically perfect languages was done by George Boole (1815–64), Frege, Giuseppe
Peano (1858–1952), Russell, and Church. According to the principle of logical
form, an argument is (formally) valid or invalid in virtue of logical form.
More explicitly, every two arguments in the same form are both valid or both
invalid. Thus, every argument in the same form as a valid argument is valid and
every argument in the same form as an invalid argument is invalid. The argument
form that a given argument fits (or has) is not determined solely by the
logical forms of its constituent propositions; the arrangement of those
propositions is critical because the process of interchanging a premise with
the conclusion of a valid argument can result in an invalid argument. The
principle of logical form, from which formal logic gets its name, is commonly
used in establishing invalidity of arguments and consistency of sets of
propositions. In order to show that a given argument is invalid it is sufficient
to exhibit another argument as being in the same logical form and as having all
true premises and a false conclusion. In order to show that a given set of
propositions is consistent it is sufficient to exhibit another set of
propositions as being in the same logical form and as being composed
exclusively of true propositions. The history of these methods traces back
through non-Cantorian set theory, non-Euclidean geometry, and medieval
logicians (especially Anselm) to Aristotle. These methods must be used with
extreme caution in languages such as English that fail to be logically perfect
as a result of ellipsis, amphiboly, ambiguity, etc. For example, ‘This is a
male dog’ implies ‘This is a dog’ but ‘This is a brass monkey’ does not imply
‘This is a monkey’, as would be required in a logically perfect language.
Likewise, of two propositions commonly expressed by the ambiguous sentence ‘Ann
and Ben are married’ one does and one does not imply the proposition that Ann
is married to Ben. Quine and other logicians are careful to distinguish, in
effect, the (unique) logical form of a proposition from its (many) schematic
forms. The proposition (A) ‘If Abe is Ben, then if Ben is wise Abe is wise’ has
exactly one logical form, which it shares with (B) ‘If Carl is Dan, then if Dan
is kind Carl is kind’, whereas it has all of the following schematic forms: (1)
If P then if Q then R; (2) If P then Q; (3) P. The principle of form for
propositions is that every two propositions in the same logical form are both
tautological (logically necessary) or both non-tautological. Thus, although
propositions A and B are tautological there are non-tautological propositions
that fit the three schematic forms just mentioned. Failure to distinguish
logical form from schematic form has led to fallacies. According to the
principle of logical form quoted above every argument in the same logical form
as an invalid argument is invalid, but it is not the case that every argument
sharing a schematic form with an invalid argument is invalid. Contrary to what
would be fallaciously thought, the conclusion ‘Abe is Ben’ is logically implied
by the following two propositions taken together, ‘If Abe is Ben, then Ben is
Abe’ and ‘Ben is Abe’, even though the argument shares a schematic form with invalid
arguments “committing” the fallacy of affirming the consequent.
logical indicator, also
called indicator word, an expression that provides some help in identifying the
conclusion of an argument or the premises offered in support of a conclusion.
Common premise indicators include ‘for’, ‘because’, and ‘since’. Common
conclusion indicators include ‘so’, ‘it follows that’, ‘hence’, ‘thus’, and
‘therefore’. Since Tom sat in the back of the room, he could not hear the
performance clearly. Therefore, he could not write a proper review. ’Since’
makes clear that Tom’s seat location is offered as a reason to explain his
inability to hear the performance. ‘Therefore’ indicates that the logical form,
principle of logical indicator 512 4065h-l.qxd 08/02/1999 7:40 AM Page 512
proposition that Tom could not write a proper review is the conclusion of the
argument. T.J.D. logically perfect language. See LOGICAL FORM, SCOPE. logically
proper name. See RUSSELL. logical mechanism. See COMPUTER THEORY. logical
necessity. See NECESSITY. logical notation, symbols designed to achieve
unambiguous formulation of principles and inferences in deductive logic. Such
notations involve some regimentation of words, word order, etc., of natural
language. Some schematization was attempted even in ancient times by Aristotle,
the Megarians, the Stoics, Boethius, and the medievals. But Leibniz’s vision of
a universal logical language began to be realized only in the past 150 years.
The notation is not yet standardized, but the following varieties of logical
operators in propositional and predicate calculus may be noted. Given that ‘p’,
‘q’, ‘r’, etc., are propositional variables, or propositions, we find, in the
contexts of their application, the following variety of operators (called truth-functional
connectives). Negation: ‘-p’, ‘Ýp’, ‘p - ’, ‘p’ ’. Conjunction: ‘p • q’, ‘p
& q’, ‘p 8 q’. Weak or inclusive disjunction: ‘p 7 q’. Strong or exclusive
disjunction: ‘p V q’, ‘p ! q’, ‘p W q’. Material conditional (sometimes called
material implication): ‘p / q’, ‘p P q’. Material biconditional (sometimes
called material equivalence): ‘p S q’, ‘p Q q’. And, given that ‘x’, ‘y’, ‘z’,
etc., are individual variables and ‘F’, ‘G’, ‘H’, etc., are predicate letters,
we find in the predicate calculus two quantifiers, a universal and an
existential quantifier: Universal quantification: ‘(x)Fx’, ‘(Ex)Fx’, ‘8xFx’.
Existential quantification: ‘(Ex)Fx’, ‘(Dx)Fx’, ‘7xFx’. The formation principle
in all the schemata involving dyadic or binary operators (connectives) is that
the logical operator is placed between the propositional variables (or
propositional constants) connected by it. But there exists a notation, the
so-called Polish notation, based on the formation rule stipulating that all
operators, and not only negation and quantifiers, be placed in front of the
schemata over which they are ranging. The following representations are the
result of application of that rule: Negation: ‘Np’. Conjunction: ‘Kpq’. Weak or
inclusive disjunction: ‘Apq’. Strong or exclusive disjunction: ‘Jpq’.
Conditional: ‘Cpq’. Biconditional: ‘Epq’. Sheffer stroke: ‘Dpq’. Universal
quantification: ‘PxFx’. Existential quantifications: ‘9xFx’. Remembering that
‘K’, ‘A’, ‘J’, ‘C’, ‘E’, and ‘D’ are dyadic functors, we expect them to be followed
by two propositional signs, each of which may itself be simple or compound, but
no parentheses are needed to prevent ambiguity. Moreover, this notation makes
it very perspicuous as to what kind of proposition a given compound proposition
is: all we need to do is to look at the leftmost operator. To illustrate, ‘p7
(q & r) is a disjunction of ‘p’ with the conjunction ‘Kqr’, i.e., ‘ApKqr’,
while ‘(p 7 q) & r’ is a conjunction of a disjunction ‘Apq’ with ‘r’, i.e.,
‘KApqr’. ‘- p P q’ is written as ‘CNpq’, i.e., ‘if Np, then q’, while negation
of the whole conditional, ‘-(p P q)’, becomes ‘NCpq’. A logical thesis such as
‘((p & q) P r) P ((s P p) P (s & q) P r))’ is written concisely as
‘CCKpqrCCspCKsqr’. The general proposition ‘(Ex) (Fx P Gx)’ is written as
‘PxCFxGx’, while a truth-function of quantified propositions ‘(Ex)Fx P (Dy)Gy’
is written as ‘CPxFx9yGy’. An equivalence such as ‘(Ex) Fx Q - (Dx) - Fx’
becomes ‘EPxFxN9xNFx’, etc. Dot notation is way of using dots to construct
well-formed formulas that is more thrifty with punctuation marks than the use
of parentheses with their progressive strengths of scope. But dot notation is
less thrifty than the parenthesis-free Polish notation, which secures
well-formed expressions entirely on the basis of the order of logical operators
relative to truth-functional compounds. Various dot notations have been
devised. The convention most commonly adopted is that punctuation dots always
operate away from the connective symbol that they flank. It is best to explain
dot punctuation by examples: (1) ‘p 7 (q - r)’ becomes ‘p 7 .q P - r’; (2) ‘(p
7 q) P - r’ becomes ‘p 7 q. P - r’; (3) ‘(p P (q Q r)) 7 (p 7 r)’ becomes ‘p P.
q Q r: 7. p 7r’; (4) ‘(- pQq)•(rPs)’ becomes ‘-p Q q . r Q s’. logically
perfect language logical notation 513 4065h-l.qxd 08/02/1999 7:40 AM Page 513
Note that here the dot is used as conjunction dot and is not flanked by
punctuation dots, although in some contexts additional punctuation dots may
have to be added, e.g., ‘p.((q . r) P s), which is rewritten as ‘p : q.r. P s’.
The scope of a group of n dots extends to the group of n or more dots. (5) ‘- p
Q (q.(r P s))’ becomes ‘- p. Q : q.r P s’; (6)‘- pQ((q . r) Ps)’ becomes ‘~p.
Q: q.r.Ps’; (7) ‘(- p Q (q . r)) P s’ becomes ‘- p Q. q.r: P s’. The notation
for modal propositions made popular by C. I. Lewis consisted of the use of ‘B’
to express the idea of possibility, in terms of which other alethic modal
notions were defined. Thus, starting with ‘B p’ for ‘It is possiblethat p’ we
get ‘- B p’ for ‘It is not possible that p’ (i.e., ‘It is impossible that p’),
‘- B - p’ for ‘It is not possible that not p’ (i.e., ‘It is necessary that p’),
and ‘B - p’ for ‘It is possible that not p’ (i.e., ‘It is contingent that p’ in
the sense of ‘It is not necessary that p’, i.e., ‘It is possible that not p’).
Given this primitive or undefined notion of possibility, Lewis proceeded to
introduce the notion of strict implication, represented by ‘ ’ and defined as
follows: ‘p q .% . - B (p. -q)’. More recent tradition finds it convenient to
use ‘A’, either as a defined or as a primitive symbol of necessity. In the
parenthesis-free Polish notation the letter ‘M’ is usually added as the sign of
possibility and sometimes the letter ‘L’ is used as the sign of necessity. No
inconvenience results from adopting these letters, as long as they do not
coincide with any of the existing truthfunctional operators ‘N’, ‘K’, ‘A’, ‘J’,
‘C’, ‘E’, ‘D’. Thus we can express symbolically the sentences ‘If p is
necessary, then p is possible’ as ‘CNMNpMp’ or as ‘CLpMp’; ‘It is necessary
that whatever is F is G’ as ‘NMNPxCFxGx’ or as ‘LPxCFxGx’; and ‘Whatever is F
is necessarily G’ as ‘PxCFxNMNGx’ or as PxCFxLGx; etc.
logical positivism, also
called positivism, a philosophical movement inspired by empiricism and
verificationism; it began in the 1920s and flourished for about twenty or
thirty years. While there are still philosophers who would identify themselves
with some of the logical positivists’ theses, many of the central docrines of
the theory have come under considerable attack in the last half of this
century. In some ways logical positivism can be seen as a natural outgrowth of
radical or British empiricism and logical atomism. The driving force of
positivism may well have been adherence to the verifiability criterion for the
meaningfulness of cognitive statements. Acceptance of this principle led
positivists to reject as problematic many assertions of religion, morality, and
the kind of philosophy they described as metaphysics. The verifiability
criterion of meaning. The radical empiricists took genuine ideas to be composed
of simple ideas traceable to elements in experience. If this is true and if
thoughts about the empirical world are “made up” out of ideas, it would seem to
follow that all genuine thoughts about the world must have as constituents
thoughts that denote items of experience. While not all positivists tied
meaning so clearly to the sort of experiences the empiricists had in mind, they
were convinced that a genuine contingent assertion about the world must be
verifiable through experience or observation. Questions immediately arose
concerning the relevant sense of ‘verify’. Extreme versions of the theory
interpret verification in terms of experiences or observations that entail the truth
of the proposition in question. Thus for my assertion that there is a table
before me to be meaningful, it must be in principle possible for me to
accumulate evidence or justification that would guarantee the existence of the
table, which would make it impossible for the table not to exist. Even this
statement of the view is ambiguous, however, for the impossibility of error
could be interpreted as logical or conceptual, or something much weaker, say,
causal. Either way, extreme verificationism seems vulnerable to objections.
Universal statements, such as ‘All metal expands when heated’, are meaningful,
but it is doubtful that any observations could ever conclusively verify them.
One might modify the criterion to include as meaningful only statements that
can be either conclusively confirmed or conclusively disconfirmed. It is
doubtful, however, that even ordinary statements about the physical world
satisfy the extreme positivist insistence that they admit of conclusive
verification or falsification. If the evidence we have for believing what we do
about the physical world consists of knowledge of fleeting and subjective
sensation, the possibility of hallucination or deception by a malevolent,
powerful being seems to preclude the possibility of any finite sequence of
sensations conclusively establishing the existence or absence of a physical
object. logical paradoxes logical positivism 514 4065h-l.qxd 08/02/1999 7:40 AM
Page 514 Faced with these difficulties, at least some positivists retreated to
a more modest form of verificationism which insisted only that if a proposition
is to be meaningful it must be possible to find evidence or justification that
bears on the likelihood of the proposition’s being true. It is, of course, much
more difficult to find counterexamples to this weaker form of verificationism,
but by the same token it is more difficult to see how the principle will do the
work the positivists hoped it would do of weeding out allegedly problematic
assertions. Necessary truth. Another central tenet of logical positivism is
that all meaningful statements fall into two categories: necessary truths that
are analytic and knowable a priori, and contingent truths that are synthetic
and knowable only a posteriori. If a meaningful statement is not a contingent,
empirical statement verifiable through experience, then it is either a formal
tautology or is analytic, i.e., reducible to a formal tautology through
substitution of synonymous expressions. According to the positivist,
tautologies and analytic truths that do not describe the world are made true
(if true) or false (if false) by some fact about the rules of language. ‘P or
not-P’ is made true by rules we have for the use of the connectives ‘or’ and
‘not’ and for the assignments of the predicates ‘true’ and ‘false’. Again there
are notorious problems for logical positivism. It is difficult to reduce the
following apparently necessary truths to formal tautologies through the
substitution of synonymous expressions: (1) Everything that is blue (all over)
is not red (all over). (2) All equilateral triangles are equiangular triangles.
(3) No proposition is both true and false. Ironically, the positivists had a
great deal of trouble categorizing the very theses that defined their view,
such as the claims about meaningfulness and verifiability and the claims about
the analytic–synthetic distinction. Reductionism. Most of the logical
positivists were committed to a foundationalist epistemology according to which
all justified belief rests ultimately on beliefs that are non-inferentially
justified. These non-inferentially justified beliefs were sometimes described
as basic, and the truths known in such manner were often referred to as
self-evident, or as protocol statements. Partly because the positivists disagreed
as to how to understand the notion of a basic belief or a protocol statement,
and even disagreed as to what would be good examples, positivism was by no
means a monolithic movement. Still, the verifiability criterion of meaning,
together with certain beliefs about where the foundations of justification lie
and beliefs about what constitutes legitimate reasoning, drove many positivists
to embrace extreme forms of reductionism. Briefly, most of them implicitly
recognized only deduction and (reluctantly) induction as legitimate modes of
reasoning. Given such a view, difficult epistemological gaps arise between
available evidence and the commonsense conclusions we want to reach about the
world around us. The problem was particularly acute for empiricists who recognized
as genuine empirical foundations only propositions describing perceptions or
subjective sensations. Such philosophers faced an enormous difficulty
explaining how what we know about sensations could confirm for us assertions
about an objective physical world. Clearly we cannot deduce any truths about
the physical world from what we know about sensations (remember the possibility
of hallucination). Nor does it seem that we could inductively establish
sensation as evidence for the existence of the physical world when all we have
to rely on ultimately is our awareness of sensations. Faced with the
possibility that all of our commonplace assertions about the physical world
might fail the verifiability test for meaningfulness, many of the positivists took
the bold step of arguing that statements about the physical world could really
be viewed as reducible to (equivalent in meaning to) very complicated
statements about sensations. Phenomenalists, as these philosophers were called,
thought that asserting that a given table exists is equivalent in meaning to a
complex assertion about what sensations or sequences of sensations a subject
would have were he to have certain other sensations. The gap between sensation
and the physical world is just one of the epistemic gaps threatening the
meaningfulness of commonplace assertions about the world. If all we know about
the mental states of others is inferred from their physical behavior, we must
still explain how such inference is justified. Thus logical positivists who
took protocol statements to include ordinary assertions about the physical
world were comfortable reducing talk about the mental states of others to talk
about their behavior; this is logical behaviorism. Even some of those
positivists who thought empirical propositions had to be reduced ultimately to
talk about sensations were prepared to translate talk about the mental states
of others into talk about their behavior, which, ironically, would in turn get
translated right back into talk about sensation. logical positivism logical
positivism 515 4065h-l.qxd 08/02/1999 7:40 AM Page 515 Many of the positivists
were primarily concerned with the hypotheses of theoretical physics, which
seemed to go far beyond anything that could be observed. In the context of
philosophy of science, some positivists seemed to take as unproblematic
ordinary statements about the macrophysical world but were still determined
either to reduce theoretical statements in science to complex statements about
the observable world, or to view theoretical entities as a kind of convenient
fiction, description of which lacks any literal truth-value. The limits of a
positivist’s willingness to embrace reductionism are tested, however, when he
comes to grips with knowledge of the past. It seems that propositions
describing memory experiences (if such “experiences” really exist) do not
entail any truths about the past, nor does it seem possible to establish memory
inductively as a reliable indicator of the past. (How could one establish the
past correlations without relying on memory?) The truly hard-core reductionists
actually toyed with the possibility of reducing talk about the past to talk
about the present and future, but it is perhaps an understatement to suggest
that at this point the plausibility of the reductionist program was severely
strained.
See also
ANALYTIC–SYNTHETIC DISTINCTION, BEHAVIORISM, EMPIRICISM, FOUNDATIONALISM,
PHILOSOPHY OF SCIENCE, VERIFICATIONISM, VIENNA CIRCLE. R.A.F. logical
predicate. See LOGICAL SUBJECT. logical priority. See DEPENDENCE. logical
probability. See PROBABILITY. logical product, a conjunction of propositions or
predicates. The term ‘product’ derives from an analogy that conjunction bears
to arithmetic multiplication, and that appears very explicitly in an algebraic
logic such as a Boolean algebra. In the same way, ‘logical sum’ usually means
the disjunction of propositions or predicates, and the term ‘sum’ derives from
an analogy that disjunction bears with arithmetic addition. In the logical
literature of the nineteenth century, e.g. in the works of Peirce, ‘logical
product’ and ‘logical sum’ often refer to the relative product and relative
sum, respectively. In the work of George Boole, ‘logical sum’ indicates an
operation that corresponds not to disjunction but rather to the exclusive ‘or’.
The use of ‘logical sum’ in its contemporary sense was introduced by John Venn
and then adopted and promulgated by Peirce. ‘Relative product’ was introduced
by Augustus De Morgan and also adopted and promulgated by Peirce. R.W.B.
logical reconstruction. See RATIONAL RECONSTRUCTION. logical subject, in
Aristotelian and traditional logic, the common noun, or sometimes the intension
or the extension of the common noun, that follows the initial quantifier word
(‘every’, ‘some’, ‘no’, etc.) of a sentence, as opposed to the grammatical
subject, which is the entire noun phrase including the quantifier and the noun,
and in some usages, any modifiers that may apply. The grammatical subject of
‘Every number exceeding zero is positive’ is ‘every number’, or in some usages,
‘every number exceeding zero’, whereas the logical subject is ‘number’, or the
intension or the extension of ‘number’. Similar distinctions are made between
the logical predicate and the grammatical predicate: in the above example, ‘is
positive’ is the grammatical predicate, whereas the logical predicate is the
adjective ‘positive’, or sometimes the property of being positive or even the
extension of the word ‘positive’. In standard first-order logic the logical subject
of a sentence under a given interpretation is the entire universe of discourse
of the interpretation.
See also GRAMMAR, LOGICAL
FORM, SUBJECT, UNIVERSE OF DISCOURSE. J.Cor. logical sum. See LOGICAL PRODUCT.
logical syntax, description of the forms of the expressions of a language in
virtue of which the expressions stand in logical relations to one another.
Implicit in the idea of logical syntax is the assumption that all – or at least
most – logical relations hold in virtue of form: e.g., that ‘If snow is white,
then snow has color’ and ‘Snow is white’ jointly entail ‘Snow has color’ in
virtue of their respective forms, ‘If P, then Q’, ‘P’, and ‘Q’. The form
assigned to an expression in logical syntax is its logical form. Logical form
may not be immediately apparent from the surface form of an expression. Both
(1) ‘Every individual is physical’ and (2) ‘Some individual is physical’
apparently share the subjectpredicate form. But this surface form is not the
form in virtue of which these sentences (or the propositions they might be said
to express) stand in logical relations to other sentences (or propositions),
for if it were, (1) and (2) would have the same logical relations to all
sentences (or propological predicate logical syntax 516 4065h-l.qxd 08/02/1999
7:40 AM Page 516 sitions), but they do not; (1) and (3) ‘Aristotle is an
individual’ jointly entail (4) ‘Aristotle is physical’, whereas (2) and (3) do
not jointly entail (4). So (1) and (2) differ in logical form. The contemporary
logical syntax, devised largely by Frege, assigns very different logical forms
to (1) and (2), namely: ‘For every x, if x is an individual, then x is
physical’ and ‘For some x, x is an individual and x is physical’, respectively.
Another example: (5) ‘The satellite of the moon has water’ seems to entail
‘There is at least one thing that orbits the moon’ and ‘There is no more than
one thing that orbits the moon’. In view of this, Russell assigned to (5) the
logical form ‘For some x, x orbits the moon, and for every y, if y orbits the
moon, then y is identical with x, and for every y, if y orbits the moon, then y
has water’. See also GRAMMAR, LOGICAL FORM, THEORY OF DESCRIPTIONS. T.Y.
logical system.
See FORMAL SEMANTICS,
LOGISTIC SYSTEM. logical table of judgments. See KANT. logical truth,
linguistic theory of. See CONVENTIONALISM. logicism, the thesis that
mathematics, or at least some significant portion thereof, is part of logic.
Modifying Carnap’s suggestion (in “The Logicist Foundation for Mathematics,”
first published in Erkenntnis, 1931), this thesis is the conjunction of two
theses: expressibility logicism: mathematical propositions are (or are
alternative expressions of) purely logical propositions; and derivational
logicism: the axioms and theorems of mathematics can be derived from pure
logic. Here is a motivating example from the arithmetic of the natural numbers.
Let the cardinality-quantifiers be those expressible in the form ‘there are
exactly . . . many xs such that’, which we abbreviate ¢(. . . x),Ü with ‘. . .’
replaced by an Arabic numeral. These quantifiers are expressible with the
resources of first-order logic with identity; e.g. ‘(2x)Px’ is equivalent to
‘DxDy(x&y & Ez[Pz S (z%x 7 z%y)])’, the latter involving no numerals or
other specifically mathematical vocabulary. Now 2 ! 3 % 5 is surely a
mathematical truth. We might take it to express the following: if we take two
things and then another three things we have five things, which is a validity
of second-order logic involving no mathematical vocabulary: EXEY ([(2x) Xx
& (3x)Yx & ÝDx(Xx & Yx)] / (5x) (Xx 7 Yx)). Furthermore, this is
provable in any formalized fragment of second-order logic that includes all of
first-order logic with identity and secondorder ‘E’-introduction. But what
counts as logic? As a derivation? As a derivation from pure logic? Such
unclarities keep alive the issue of whether some version or modification of
logicism is true. The “classical” presentations of logicism were Frege’s
Grundgesetze der Arithmetik and Russell and Whitehead’s Principia Mathematica.
Frege took logic to be a formalized fragment of secondorder logic supplemented
by an operator forming singular terms from “incomplete” expressions, such a
term standing for an extension of the “incomplete” expression standing for a concept
of level 1 (i.e. type 1). Axiom 5 of Grundgesetze served as a
comprehension-axiom implying the existence of extensions for arbitrary Fregean
concepts of level 1. In his famous letter of 1901 Russell showed that axiom to
be inconsistent, thus derailing Frege’s original program. Russell and Whitehead
took logic to be a formalized fragment of a ramified full finite-order (i.e.
type w) logic, with higher-order variables ranging over appropriate
propositional functions. The Principia and their other writings left the latter
notion somewhat obscure. As a defense of expressibility logicism, Principia had
this peculiarity: it postulated typical ambiguity where naive mathematics
seemed unambiguous; e.g., each type had its own system of natural numbers two types
up. As a defense of derivational logicism, Principia was flawed by virtue of
its reliance on three axioms, a version of the Axiom of Choice, and the axioms
of Reducibility and Infinity, whose truth was controversial. Reducibility could
be avoided by eliminating the ramification of the logic (as suggested by
Ramsey). But even then, even the arithmetic of the natural numbers required use
of Infinity, which in effect asserted that there are infinitely many
individuals (i.e., entities of type 0). Though Infinity was “purely logical,”
i.e., contained only logical expressions, in his Introduction to Mathematical
Philosophy (p. 141) Russell admits that it “cannot be asserted by logic to be
true.” Russell then (pp. 194–95) forgets this: “If there are still those who do
not admit the identity of logic and mathematics, we may challenge them to
indicate at what point in the successive definitions and deductions of
Principia Mathematica they consider that logic ends and mathematics begins. It
will then be obvious that any answer is arbitrary.” The answer, “Section 120,
in which Infinity is first assumed!,” is not arbitrary. In Principia Russell
and Whitehead logical system logicism 517 4065h-l.qxd 08/02/1999 7:40 AM Page
517 say of Infinity that they “prefer to keep it as a hypothesis” (Vol. 2, p.
203). Perhaps then they did not really take logicism to assert the above
identity, but rather a correspondence: to each sentence f of mathematics there
corresponds a conditional sentence of logic whose antecedent is the Axiom of
Infinity and whose consequent is a purely logical reformulation of f. In spite
of the problems with the “classical” versions of logicism, if we count
so-called higherorder (at least second-order) logic as logic, and if we
reformulate the thesis to read ‘Each area of mathematics is, or is part of, a
logic’, logicism remains alive and well.
logistic system, a formal
language together with a set of axioms and rules of inference, or what many
today would call a “logic.” The original idea behind the notion of a logistic
system was that the language, axioms, rules, and attendant concepts of proof
and theorem were to be specified in a mathematically precise fashion, thus
enabling one to make the study of deductive reasoning an exact science. One was
to begin with an effective specification of the primitive symbols of the
language and of which (finite) sequences of symbols were to count as sentences
or wellformed formulas. Next, certain sentences were to be singled out
effectively as axioms. The rules of inference were also to be given in such a
manner that there would be an effective procedure for telling which rules are
rules of the system and what inferences they license. A proof was then defined
as any finite sequence of sentences, each of which is either an axiom or
follows from some earlier line(s) by one of the rules, with a theorem being the
last line of a proof. With the subsequent development of logic, the requirement
of effectiveness has sometimes been dropped, as has the requirement that
sentences and proofs be finite in length. See also ALGORITHM, INFINITARY LOGIC,
PROOF THEORY. G.F.S. logocentric. See DECONSTRUCTION. logoi. See
DECONSTRUCTION, LOGOS. logos(plural: logoi) (Greek, ‘word’, ‘speech’,
‘reason’), term with the following main philosophical senses. (1) Rule,
principle, law. E.g., in Stoicism the logos is the divine order and in
Neoplatonism the intelligible regulating forces displayed in the sensible
world. The term came thus to refer, in Christianity, to the Word of God, to the
instantiation of his agency in creation, and, in the New Testament, to the
person of Christ. (2) Proposition, account, explanation, thesis, argument.
E.g., Aristotle presents a logos from first principles. (3) Reason, reasoning,
the rational faculty, abstract theory (as opposed to experience), discursive
reasoning (as opposed to intuition). E.g., Plato’s Republic uses the term to
refer to the intellectual part of the soul. (4) Measure, relation, proportion,
ratio. E.g., Aristotle speaks of the logoi of the musical scales. (5) Value,
worth. E.g., Heraclitus speaks of the man whose logos is greater than that of
others. R.C. Lombard, Peter. See PETER LOMBARD. Longinus (late first century
A.D.), Greek literary critic, author of a treatise On the Sublime (Peri
hypsous). The work is ascribed to “Dionysius or Longinus” in the manuscript and
is now tentatively dated to the end of the first century A.D. The author argues
for five sources of sublimity in literature: (a) grandeur of thought and (b)
deep emotion, both products of the writer’s “nature”; (c) figures of speech,
(d) nobility and originality in word use, and (e) rhythm and euphony in
diction, products of technical artistry. The passage on emotion is missing from
the text. The treatise, with Aristotelian but enthusiastic spirit, throws light
on the emotional effect of many great passages of Greek literature; noteworthy
are its comments on Homer (ch. 9). Its nostalgic plea for an almost romantic
independence and greatness of character and imagination in the poet and orator
in an age of dictatorial government and somnolent peace is unique and
memorable. See also AESTHETICS, ARISTOTLE. D.Ar. loop, closed. See CYBERNETICS.
loop, open.
See CYBERNETICS. lottery
paradox, a paradox involving two plausible assumptions about justification
which yield the conclusion that a fully rational thinker may justifiably
believe a pair of contradictory propositions. The unattractiveness of this
conclusion has led philosophers to deny one or the other of the assumptions in
question. The paradox, which is due to Henry Kyburg, is generated as follows.
Suppose I am contemplating a fair lotlogic of discovery lottery paradox 518
4065h-l.qxd 08/02/1999 7:40 AM Page 518 tery involving n tickets (for some
suitably large n), and I justifiably believe that exactly one ticket will win.
Assume that if the probability of p, relative to one’s evidence, meets some
given high threshold less than 1, then one has justification for believing that
p (and not merely justification for believing that p is highly probable). This
is sometimes called a rule of detachment for inductive hypotheses. Then
supposing that the number n of tickets is large enough, the rule implies that I
have justification for believing (T1) that the first ticket will lose (since
the probability of T1 (% (n † 1)/n) will exceed the given high threshold if n
is large enough). By similar reasoning, I will also have justification for
believing (T2) that the second ticket will lose, and similarly for each
remaining ticket. Assume that if one has justification for believing that p and
justification for believing that q, then one has justification for believing
that p and q. This is a consequence of what is sometimes called “deductive
closure for justification,” according to which one has justification for believing
the deductive consequences of what one justifiably believes. Closure, then,
implies that I have justification for believing that T1 and T2 and . . . Tn.
But this conjunctive proposition is equivalent to the proposition that no
ticket will win, and we began with the assumption that I have justification for
believing that exactly one ticket will win. See also CLOSURE, JUSTIFICATION.
A.B. Lotze, Rudolf Hermann (1817–81), German philosopher and influential
representative of post-Hegelian German metaphysics. Lotze was born in Bautzen
and studied medicine, mathematics, physics, and philosophy at Leipzig, where he
became instructor, first in medicine and later in philosophy. His early views,
expressed in his Metaphysik (1841) and Logik (1843), were influenced by C. H.
Weisse, a former student of Hegel’s. He succeeded J. F. Herbart as professor of
philosophy at Göttingen, where he served from 1844 until shortly before his
death. Between 1856 and 1864, he published, in three volumes, his best-known
work, Mikrocosmus. Logik (1874) and Metaphysik (1879) were published as the
first two parts of his unfinished three-volume System der Philosophie. While
Lotze shared the metaphysical and systematic appetites of his German idealist
predecessors, he rejected their intellectualism, favoring an emphasis on the
primacy of feeling; believed that metaphysics must fully respect the methods,
results, and “mechanistic” assumptions of the empirical sciences; and saw
philosophy as the never completed attempt to raise and resolve questions
arising from the inevitable pluralism of methods and interests involved in
science, ethics, and the arts. A strong personalism is manifested in his
assertion that feeling discloses to us a relation to a personal deity and its
teleological workings in nature. His most enduring influences can be traced, in
America, through Royce, Santayana, B. P. Bowne, and James, and, in England,
through Bosanquet and Bradley.
See also IDEALISM,
PERSONALISM. J.P.Su. love, ethics of. See DIVINE COMMAND ETHICS. Löwenheim-Skolem
theorem, the result that for any set of sentences of standard predicate logic,
if there is any interpretation in which they are all true, there there is also
an interpretation whose domain consists of natural numbers and in which they
are all true. Leopold Löwenheim proved in 1915 that for finite sets of
sentences of standard predicate logic, if there is any interpretation in which
they are true, there is also an interpretation that makes them true and where
the domain is a subset of the domain of the first interpretation, and the new
domain can be mapped one-to-one onto a set of natural numbers. Löwenheim’s
proof contained some gaps and made essential but implicit use of the axiom of
choice, a principle of set theory whose truth was, and is, a matter of debate.
In fact, the Löwenheim-Skolem theorem is equivalent to the axiom of choice.
Thoralf Skolem, in 1920, gave a more detailed proof that made explicit the
appeal to the axiom of choice and that extended the scope of the theorem to
include infinite sets of sentences. In 1922 he gave an essentially different
proof that did not depend on the axiom of choice and in which the domain
consisted of natural numbers rather than being of the same size as a set of
natural numbers. In most contemporary texts, Skolem’s result is proved by
methods later devised by Gödel, Herbrand, or Henkin for proving other results.
If the language does not include an identity predicate, then Skolem’s result is
that the second domain consists of the entire set of natural numbers; if the
language includes an identity predicate, then the second domain may be a proper
subset of the natural numbers. (See van Heijenoort, From Frege to Gödel: A
Source Book in Mathematical Logic 1879–1931, 1967, for translations of the
original papers.) The original results were of interest because they showed
that in many cases unexpected interpretations with smaller infinite domains
Lotze, Rudolf Hermann Löwenheim-Skolem theorem 519 4065h-l.qxd 08/02/1999 7:40
AM Page 519 than those of the initially given interpretation could be
constructed. It was later shown – and this is the Upward Löwenheim-Skolem
theorem – that interpretations with larger domains could also be constructed
that rendered true the same set of sentences. Hence the theorem as stated initially
is sometimes referred to as the Downward Löwenheim-Skolem theorem. The theorem
was surprising because it was believed that certain sets of axioms
characterized domains, such as the continuum of real numbers, that were larger
than the set of natural numbers. This surprise is called Skolem’s paradox, but
it is to be emphasized that this is a philosophical puzzle rather than a formal
contradiction. Two main lines of response to the paradox developed early. The
realist, who believes that the continuum exists independently of our knowledge
or description of it, takes the theorem to show either that the full truth
about the structure of the continuum is ineffable or at least that means other
than standard first-order predicate logic are required. The constructivist, who
believes that the continuum is in some sense our creation, takes the theorem to
show that size comparisons among infinite sets is not an absolute matter, but
relative to the particular descriptions given. Both positions have received
various more sophisticated formulations that differ in details, but they remain
the two main lines of development.
Lucretius (99 or 94–55
B.C.), Roman poet, author of On the Nature of Things (De rerum natura), an epic
poem in six books. Lucretius’s emphasis, as an orthodox Epicurean, is on the
role of even the most technical aspects of physics and philosophy in helping to
attain emotional peace and dismiss the terrors of popular religion. Each book
studies some aspect of the school’s theories, while purporting to offer
elementary instruction to its addressee, Memmius. Each begins with an
ornamental proem and ends with a passage of heightened emotional impact; the
argumentation is adorned with illustrations from personal observation,
frequently of the contemporary Roman and Italian scene. Book 1 demonstrates
that nothing exists but an infinity of atoms moving in an infinity of void.
Opening with a proem on the love of Venus and Mars (an allegory of the Roman
peace), it ends with an image of Epicurus as conqueror, throwing the javelin of
war outside the finite universe of the geocentric astronomers. Book 2 proves
the mortality of all finite worlds; Book 3, after proving the mortality of the
human soul, ends with a hymn on the theme that there is nothing to feel or fear
in death. The discussion of sensation and thought in Book 4 leads to a diatribe
against the torments of sexual desire. The shape and contents of the visible
world are discussed in Book 5, which ends with an account of the origins of
civilization. Book 6, about the forces that govern meteorological, seismic, and
related phenomena, ends with a frightening picture of the plague of 429 B.C. at
Athens. The unexpectedly gloomy end suggests the poem is incomplete (also the
absence of two great Epicurean themes, friendship and the gods). See also
EPICUREANISM. D.Ar. Lu Hsiang-shan (1139–93), Chinese Neo-Confucian
philosopher, an opponent of Chu Hsi’s metaphysics. For Lu the mind is quite
sufficient for realizing the Confucian vision of the unity and harmony of man
and nature (t’ien-jen ho-i). While Chu Hsi focused on “following the path of
study and inquiry,” Lu stressed “honoring the moral nature (of humans).” Lu is
a sort of metaphysical idealist, as evident in his statement, “The affairs of
the universe are my own affairs,” and in his attitude toward the Confucian
classics: “If in our study we know the fundamentals, then all the Six Classics
[the Book of Odes, Book of History, Book of Rites, Book of Changes, the
Chou-li, and the Spring and Autumn Annals] are my footnotes.” The realization
of Confucian vision is ultimately a matter of self-realization, anticipating a
key feature of Wang Yang-ming’s philosophy.
Lukács, Georg
(1885–1971), Hungarian Marxist philosopher best known for his History and Class
Consciousness: Studies in Marxist Dialectics (1923). In 1918 he joined the
Hungarian Communist Party and for much of the remainder of his career had a
controversial relationship with it. For several months in 1919 he was People’s
Commissar for Education in Béla Kun’s government, until he fled to Vienna and
later moved to Berlin. In 1933 he fled Hitler and moved to Moscow, remaining
there until the end of World War II, when he returned to Budapest as a
university professor. In 1956 he was Minister of Culture in Imre Nagy’s
short-lived government. This led to lower functional calculus Lukacs, Georg 520
4065h-l.qxd 08/02/1999 7:40 AM Page 520 a brief exile in Rumania. In his later
years he returned to teaching in Budapest and was much celebrated by the
Hungarian government. His Collected Works are forthcoming in both German and
Hungarian. He is equally celebrated for his literary criticism and his
reconstruction of the young Marx’s thought. For convenience his work is often
divided into three periods: the pre-Marxist, the Stalinist, and the
post-Stalinist. What unifies these periods and remains constant in his work are
the problems of dialectics and the concept of totality. He stressed the Marxist
claim of the possibility of a dialectical unity of subject and object. This was
to be obtained through the proletariat’s realization of itself and the
concomitant destruction of economic alienation in society, with the
understanding that truth was a still-to-be-realized totality. (In the
post–World War II period this theme was taken up by the Yugoslavian praxis
theorists.) The young neo-Kantian Lukács presented an aesthetics stressing the
subjectivity of human experience and the emptiness of social experience. This
led several French philosophers to claim that he was the first major
existentialist of the twentieth century; he strongly denied it. Later he
asserted that realism is the only correct way to understand literary criticism,
arguing that since humanity is at the core of any social discussion, form
depends on content and the content of politics is central to all historical
social interpretations of literature. Historically Lukács’s greatest claim to
fame within Marxist circles came from his realization that Marx’s materialist
theory of history and the resultant domination of the economic could be fully
understood only if it allowed for both necessity and species freedom. In
History and Class Consciousness he stressed Marx’s debt to Hegelian dialectics
years before the discovery of Marx’s Economic and Philosophical Manuscripts of
1844. Lukács stresses his Hegelian Marxism as the correct orthodox version over
and against the established Engels-inspired Soviet version of a dialectics of
nature. His claim to be returning to Marx’s methodology emphasizes the primacy
of the concept of totality. It is through Marx’s use of the dialectic that
capitalist society can be seen as essentially reified and the proletariat
viewed as the true subject of history and the only possible salvation of
humanity. All truth is to be seen in relation to the proletariat’s historical
mission. Marx’s materialist conception of history itself must be examined in
light of proletarian knowledge. Truth is no longer given but must be understood
in terms of relative moments in the process of the unfolding of the real union
of theory and praxis: the totality of social relations. This union is not to be
realized as some statistical understanding, but rather grasped through
proletarian consciousness and directed party action in which subject and object
are one. (Karl Mannheim included a modified version of this theory of
social-historical relativism in his work on the sociology of knowledge.) In
Europe and America this led to Western Marxism. In Eastern Europe and the
Soviet Union it led to condemnation. If both the known and the knower are
moments of the same thing, then there is a two-directional dialectical
relationship, and Marxism cannot be understood from Engels’s one-way movement
of the dialectic of nature. The Communist attack on Lukács was so extreme that
he felt it necessary to write an apologetic essay on Lenin’s established views.
In The Young Hegel: Studies in the Relations between Dialectics and Economics
(1938), Lukács modified his views but still stressed the dialectical
commonality of Hegel and Marx. In Lukács’s last years he unsuccessfully tried
to develop a comprehensive ethical theory. The positive result was over two
thousand pages of a preliminary study on social ontology.
Lukasiewicz, Jan
(1878–1956), Polish philosopher and logician, the most renowned member of the
Warsaw School. The work for which he is best known is the discovery of
many-valued logics, but he also invented bracket-free Polish notation; obtained
original consistency, completeness, independence, and axiom-shortening results
for sentential calculi; rescued Stoic logic from the misinterpretation and
incomprehension of earlier historians and restored it to its rightful place as
the first formulation of the theory of deduction; and finally incorporated
Aristotle’s syllogisms, both assertoric and modal, into a deductive system in
his work Aristotle’s Syllogistic from the Standpoint of Modern Formal Logic.
Reflection on Aristotle’s discussion of future contingency in On Interpretation
led Lukasiewicz in 1918 to posit a third truth-value, possible, in addition to
true and false, and to construct a formal three-valued logic. Where in his
notation Cpq denotes ‘if p then q’, Np ‘not p’, Apq ‘either p or q’, and Kpq
‘both p and q’, the system is defined by the following matrices (½ is the third
truthvalue): Lukasiewicz, Jan Lukasiewicz, Jan 521 4065h-l.qxd 08/02/1999 7:40
AM Page 521 Apq is defined as CCpqq, and Kpq as NANpNq. The system was
axiomatized by Wajsberg in 1931. Lukasiewicz’s motivation in constructing a
formal system of three-valued logic was to break the grip of the idea of
universal determinism on the imagination of philosophers and scientists. For
him, there was causal determinism (shortly to be undermined by quantum theory),
but there was also logical determinism, which in accordance with the principle
of bivalence decreed that the statement that J.L. would be in Warsaw at noon on
December 21 next year was either true or false now, and indeed had been either
true or false for all time. In three-valued logic this statement would take the
value ½, thus avoiding any apparent threat to free will posed by the law of
bivalence.
Lull, Raymond, also
spelled Raymond Lully, Ramon Llull (c.1232–1316), Catalan Christian mystic and
missionary. A polemicist against Islam, a social novelist, and a constructor of
schemes for international unification, Lull is best known in the history of
philosophy for his quasialgebraic or combinatorial treatment of metaphysical
principles. His logic of divine and creaturely attributes is set forth first in
an Ars compendiosa inveniendi veritatem (1274), next in an Ars demonstrativa
(1283–89), then in reworkings of both of these and in the Tree of Knowledge,
and finally in the Ars brevis and the Ars generalis ultima (1309–16). Each of
these contains tables and diagrams that permit the reader to calculate the
interactions of the various principles. Although his dates place him in the
period of mature Scholasticism, the vernacular language and the Islamic or
Judaic construction of Lull’s works relegate him to the margin of Scholastic
debates. His influence is to be sought rather in late medieval and Renaissance
cabalistic or hermetic traditions.
Lü-shih ch’un-ch’iu, a
Chinese anthology of late Warring States (403–221 B.C.) philosophical writings.
It was compiled by a patron, Lü Pu-wei, who became chancellor of the state of
Ch’in in about 240 B.C. As the earliest example of the encyclopedic genre, and
often associated with the later Huai Nan Tzu, it includes the full spectrum of
philosophical schools, and covers topics from competing positions on human
nature to contemporary farming procedures. An important feature of this work is
its development of correlative yin–yang and five-phases vocabulary for
organizing the natural and human processes of the world, positing relations
among the various seasons, celestial bodies, tastes, smells, materials, colors,
geographical directions, and so on.
Luther, Martin
(1483–1546), German religious reformer and leader of the Protestant
Reformation. He was an Augustinian friar and unsystematic theologian from
Saxony, schooled in nominalism (Ockham, Biel, Staupitz) and trained in biblical
languages. Luther initially taught philosophy and subsequently Scripture
(Romans, Galatians, Hebrews) at Wittenberg University. His career as a church
reformer began with his public denunciation, in the 95 theses, of the sale of
indulgences in October 1517. Luther produced three incendiary tracts: Appeal to
the Nobility, The Babylonian Captivity of the Church, and The Freedom of a
Christian Man (1520), which prompted his excommunication. At the 1521 Diet of
Worms he claimed: “I am bound by the Scripture I have quoted and my conscience
is captive to the Word of God. I cannot and will not retract anything since it
is neither safe nor right to go against my conscience. Here I stand, may God
help me.” Despite his modernist stance on the primacy of conscience over
tradition, the reformer broke with Erasmus over free will (De servo Arbitrio,
1525), championing an Augustinian, antihumanist position. His crowning achievement,
the translation of the Bible into German (1534/45), shaped the modern German
language. On the strength of a biblical-Christocentric, anti-philosophical
theology, he proclaimed justification by faith alone and the priesthood of all
believers. He unfolded a theologia crucis, reformed the Mass, acknowledged only
two sacraments (baptism and the Eucharist), advocated consubstantiation instead
of transubstantiation, and propounded the Two Kingdoms theory in church–state
relations.
Lyceum, (1) an extensive
ancient sanctuary of Apollo just east of Athens, the site of public athletic
facilities where Aristotle taught during the last decade of his life; (2) a
center for philosophy and systematic research in science and history organized
there by Aristotle and his associates; it began as an informal group and lacked
any legal status until Theophrastus, Aristotle’s colleague and principal heir,
acquired land and buildings there c.315 B.C. By a principle of metonymy common
in philosophy (cf. ‘Academy’, ‘Oxford’, ‘Vienna’), the name ‘Lyceum’ came to
refer collectively to members of the school and their methods and ideas,
although the school remained relatively non-doctrinaire. Another ancient label
for adherents of the school and their ideas, apparently derived from
Aristotle’s habit of lecturing in a portico (peripatos) at the Lyceum, is
‘Peripatetic’. The school had its heyday in its first decades, when members
included Eudemus, author of lost histories of mathematics; Aristoxenus, a
prolific writer, principally on music (large parts of two treatises survive);
Dicaearchus, a polymath who ranged from ethics and politics to psychology and
geography; Meno, who compiled a history of medicine; and Demetrius of Phaleron,
a dashing intellect who wrote extensively and ruled Athens on behalf of foreign
dynasts from 317 to 307. Under Theophrastus and his successor Strato, the
school produced original work, especially in natural science. But by the
midthird century B.C., the Lyceum had lost its initial vigor. To judge from meager
evidence, it offered sound education but few new ideas; some members enjoyed
political influence, but for nearly two centuries, rigorous theorizing was
displaced by intellectual history and popular moralizing. In the first century
B.C., the school enjoyed a modest renaissance when Andronicus oversaw the first
methodical edition of Aristotle’s works and began the exegetical tradition that
culminated in the monumental commentaries of Alexander of Aphrodisias (fl. A.D.
200). .
Lyotard, Jean-François
(1924–98), French philosopher, a leading representative of the movement known
in the English-speaking world as post-structuralism. Among major
post-structuralist theorists (Gilles Deleuze [1925–97], Derrida, Foucault),
Lyotard is most closely associated with postmodernism. With roots in
phenomenology (a student of Merleau-Ponty, his first book, Phenomenology
[1954], engages phenomenology’s history and engages phenomenology with history)
and Marxism (in the 1960s Lyotard was associated with the Marxist group Socialisme
ou Barbarie, founded by Cornelius Castoriadis [1922–97] and Claude Lefort
[b.1924]), Lyotard’s work has centered on questions of art, language, and
politics. His first major work, Discours, figure (1971), expressed
dissatisfaction with structuralism and, more generally, any theoretical
approach that sought to escape history through appeal to a timeless, universal
structure of language divorced from our experiences. Libidinal Economy (1974)
reflects the passion and enthusiasm of the events of May 1968 along with a
disappointment with the Marxist response to those events. The Postmodern
Condition: A Report on Knowledge (1979), an occasional text written at the
request of the Quebec government, catapulted Lyotard to the forefront of
critical debate. Here he introduced his definition of the postmodern as
“incredulity toward metanarratives”: the postmodern names not a specific epoch
but an antifoundationalist attitude that exceeds the legitimating orthodoxy of
the moment. Postmodernity, then, resides constantly at the heart of the modern,
challenging those totalizing and comprehensive master narratives (e.g., the
Enlightenment narrative of the emancipation of the rational subject) that serve
to legitimate its practices. Lyotard suggests we replace these narratives by
less ambitious, “little narratives” that refrain from totalizing claims in
favor of recognizing the specificity and singularity of events. Many, including
Lyotard, regard The Differend (1983) as his most original and important work.
Drawing on Wittgenstein’s Philosophical Investigations and Kant’s Critique of
Judgment, it reflects on how to make judgments (political as well as aesthetic)
where there is no rule of judgment to which one can appeal. This is the
différend, a dispute between (at least) two parties in which the parties
operate within radically heterogeneous language games so incommensurate that no
consensus can be reached on principles or rules that could govern how their
dispute might be settled. In contrast to litigations, where disputing parties
share a language with rules of judgment to consult to resolve their dispute,
différends defy resolution (an example might be the conflicting Lyceum Lyotard,
Jean-François 523 4065h-l.qxd 08/02/1999 7:40 AM Page 523 claims to land rights
by aboriginal peoples and current residents). At best, we can express
différends by posing the dispute in a way that avoids delegitimating either
party’s claim. In other words, our political task, if we are to be just, is to
phrase the dispute in a way that respects the difference between the competing
claims. In the years following The Differend, Lyotard published several works
on aesthetics, politics, and postmodernism; the most important may well be his
reading of Kant’s third Critique in Lessons on the Analytic of the Sublime
(1991).
Mach, Ernst(1838–1916),
Austrian physicist and influential philosopher of science. He was born in
Turas, Moravia, now part of the Czech Republic, and studied physics at the
University of Vienna. Appointed professor of mathematics at Graz in 1864, he
moved in 1867 to the chair of physics at Prague, where he came to be recognized
as one of the leading scientists in Europe, contributing not only to a variety
of fields of physics (optics, electricity, mechanics, acoustics) but also to the
new field of psychophysics, particularly in the field of perception. He
returned to Vienna in 1895 to a chair in philosophy, designated for a new
academic discipline, the history and theory of inductive science. His writings
on the philosophy of science profoundly affected the founders of the Vienna
Circle, leading Mach to be regarded as a progenitor of logical positivism. His
best-known work, The Science of Mechanics (1883), epitomized the main themes of
his philosophy. He set out to extract the logical structure of mechanics from
an examination of its history and procedures. Mechanics fulfills the human need
to abridge the facts about motion in the most economical way. It rests on
“sensations” (akin to the “ideas” or “sense impressions” of classical empiricism);
indeed, the world may be said to consist of sensations (a thesis that later led
Lenin in a famous polemic to accuse Mach of idealism). Mechanics is inductive,
not demonstrative; it has no a priori element of any sort. The divisions
between the sciences must be recognized to be arbitrary, a matter of
convenience only. The sciences must be regarded as descriptive, not as
explanatory. Theories may appear to explain, but the underlying entities they
postulate, like atoms, for example, are no more than aids to prediction. To
suppose them to represent 525 M 4065m-r.qxd 08/02/1999 7:41 AM Page 525 reality
would be metaphysical and therefore idle. Mach’s most enduring legacy to
philosophy is his enduring suspicion of anything “metaphysical.”
Machiavelli, Niccolò --
the Italian political theorist commonly considered the most influential
political thinker of the Renaissance. Born in Florence, he was educated in the
civic humanist tradition. From 1498 to 1512, he was secretary to the second
chancery of the republic of Florence, with responsibilities for foreign affairs
and the revival of the domestic civic militia. His duties involved numerous
diplomatic missions both in and outside Italy. With the fall of the republic in
1512, he was dismissed by the returning Medici regime. From 1513 to 1527 he
lived in enforced retirement, relieved by writing and occasional appointment to
minor posts. Machaivelli’s writings fall into two genetically connected
categories: chancery writings (reports, memoranda, diplomatic writings) and
formal books, the chief among them The Prince (1513), the Discourses (1517),
the Art of War (1520), Florentine Histories (1525), and the comic drama
Mandragola (1518). With Machiavelli a new vision emerges of politics as
autonomous activity leading to the creation of free and powerful states. This
vision derives its norms from what humans do rather than from what they ought
to do. As a result, the problem of evil arises as a central issue: the
political actor reserves the right “to enter into evil when necessitated.” The
requirement of classical, medieval, and civic humanist political philosophies
that politics must be practiced within the bounds of virtue is met by
redefining the meaning of virtue itself. Machiavellian virtù is the ability to
achieve “effective truth” regardless of moral, philosophical, and theological
restraints. He recognizes two limits on virtù: (1) fortuna, understood as
either chance or as a goddess symbolizing the alleged causal powers of the
heavenly bodies; and (2) the agent’s own temperament, bodily humors, and the
quality of the times. Thus, a premodern astrological cosmology and the
anthropology and cyclical theory of history derived from it underlie his
political philosophy. History is seen as the conjoint product of human activity
and the alleged activity of the heavens, understood as the “general cause” of
all human motions in the sublunar world. There is no room here for the
sovereignty of the Good, nor the ruling Mind, nor Providence. Kingdoms,
republics, and religions follow a naturalistic pattern of birth, growth, and
decline. But, depending on the outcome of the struggle between virtù and
fortuna, there is the possibility of political renewal; and Machiavelli saw
himself as the philosopher of political renewal. Historically, Machiavelli’s
philosophy came to be identified with Machiavellianism (also spelled
Machiavellism), the doctrine that the reason of state recognizes no moral
superior and that, in its pursuit, everything is permitted. Although
Machiavelli himself does not use the phrase ‘reason of state’, his principles
have been and continue to be invoked in its defense.
MacIntyre, Alasdair
(b.1929), Scots philosopher and eminent contemporary representative of
Aristotelian ethics. He was born in Scotland, educated in England, and has
taught at universities in both England and (mainly) the United States. His
early work included perceptive critical discussions of Marx and Freud as well
as his influential A Short History of Ethics. His most discussed work, however,
has been After Virtue (1981), an analysis and critique of modern ethical views
from the standpoint of an Aristotelian virtue ethics. MacIntyre begins with the
striking unresolvability of modern ethical disagreements, which he diagnoses as
due to a lack of any shared substantive conception of the ethical good. This
lack is itself due to the modern denial of a human nature that would provide a
meaning and goal for human life. In the wake of the Enlightenment, MacIntyre
maintains, human beings are regarded as merely atomistic individuals, employing
a purely formal reason to seek fulfillment of their contingent desires. Modern
moral theory tries to derive moral values from this conception of human
reality. Utilitarians start from desires, arguing that they must be fulfilled
in such a way as to provide the greatest happiness (utility). Kantians start
from reason, arguing that our commitment to rationality requires recognizing
the rights of others to the same goods that we desire for ourselves. MacIntyre,
however, mainMachiavelli, Niccolò MacIntyre, Alasdair 526 4065m-r.qxd
08/02/1999 7:41 AM Page 526 tains that the modern notions of utility and of
rights are fictions: there is no way to argue from individual desires to an
interest in making others happy or to inviolable rights of all persons. He
concludes that Enlightenment liberalism cannot construct a coherent ethics and
that therefore our only alternatives are to accept a Nietzschean reduction of
morality to will-to-power or to return to an Aristotelian ethics grounded in a
substantive conception of human nature. MacIntyre’s positive philosophical
project is to formulate and defend an Aristotelian ethics of the virtues (based
particularly on the thought of Aquinas), where virtues are understood as the
moral qualities needed to fulfill the potential of human nature. His aim is not
the mere revival of Aristotelian thought but a reformulation and, in some
cases, revision of that thought in light of its history over the last 2,500
years. MacIntyre pays particular attention to formulating concepts of practice
(communal action directed toward a intrinsic good), virtue (a habit needed to
engage successfully in a practice), and tradition (a historically extended
community in which practices relevant to the fulfillment of human nature can be
carried out). His conception of tradition is particularly noteworthy. His an
effort to provide Aristotelianism with a historical orientation that Aristotle
himself never countenanced; and, in contrast to Burke, it makes tradition the
locus of rational reflection on and revision of past practices, rather than a
merely emotional attachment to them. MacIntyre has also devoted considerable
attention to the problem of rationally adjudicating the claims of rival
traditions (especially in Whose Justice? Which Rationality?, 1988) and to
making the case for the Aristotelian tradition as opposed to that of the
Enlightenment and that of Nietzscheanism (especially in Three Rival Versions of
Moral Inquiry, 1990).
McTaggart, John McTaggart
Ellis (1866–1925), English philosopher, the leading British personal idealist.
Aside from his childhood and two extended visits to New Zealand, McTaggart
lived in Cambridge as a student and fellow of Trinity College. His influence on
others at Trinity, including Russell and Moore, was at times great, but he had
no permanent disciples. He began formulating and defending his views by
critically examining Hegel. In Studies in the Hegelian Dialectic (1896) he
argued that Hegel’s dialectic is valid but subjective, since the Absolute Idea
Hegel used it to derive contains nothing corresponding to the dialectic. In
Studies in Hegelian Cosmology (1901) he applied the dialectic to such topics as
sin, punishment, God, and immortality. In his Commentary on Hegel’s Logic
(1910) he concluded that the task of philosophy is to rethink the nature of
reality using a method resembling Hegel’s dialectic. McTaggart attempted to do
this in his major work, The Nature of Existence (two volumes, 1921 and 1927).
In the first volume he tried to deduce the nature of reality from self-evident
truths using only two empirical premises, that something exists and that it has
parts. He argued that substances exist, that they are related to each other,
that they have an infinite number of substances as parts, and that each
substance has a sufficient description, one that applies only to it and not to
any other substance. He then claimed that these conclusions are inconsistent
unless the sufficient descriptions of substances entail the descriptions of
their parts, a situation that requires substances to stand to their parts in
the relation he called determining correspondence. In the second volume he
applied these results to the empirical world, arguing that matter is unreal,
since its parts cannot be determined by determining correspondence. In the most
celebrated part of his philosophy, he argued that time is unreal by claiming
that time presupposes a series of positions, each having the incompatible
qualities of past, present, and future. He thought that attempts to remove the
incompatibility generate a vicious infinite regress. From these and other
considerations he concluded that selves are real, since their parts can be
determined by determining correspondence, and that reality is a community of
eternal, perceiving selves. He denied that there is an inclusive self or God in
this community, but he affirmed that love between the selves unites the
community producing a satisfaction beyond human understanding.
Madhva (1238–1317),
Indian philosopher who founded Dvaita Vedanta. His major works are the
Brahma-Sutra-Bhafya (his commentary, competitive with Shankara’s and
Ramanuja’s, on the Brahma-Sutras of Badarayana); the Gita-Bhafya and
Gitatatparya (commentaries on the Bhagavad Gita); the Anu-Vyakhyana (an extension
of the Brahma-Sutra-Bhafya including a general critique of Advaita Vedanta);
the Pramapa Laksana, an account of his epistemology; and the TattvaSajkhyana, a
presentation of his ontology. He distinguishes between an independent Brahman
and a dependent world of persons and bodies and holds that each person has a
distinct individual essence.
Madhyamika (Sanskrit,
‘middle way’), a variety of Mahayana Buddhism that is a middle way in the sense
that it neither claims that nothing at all exists nor does it embrace the view
that there is a plurality of distinct things. It embraces the position in the
debate about the nature of things that holds that all things are “empty.”
Madhyamika offers an account of why the Buddha rejected the question of whether
the enlightened one survives death, saying that none of the four answers
(affirmative, negative, affirmative and negative, neither affirmative nor
negative) applies. The typically Buddhist doctrine of codependent arising
asserts that everything that exists depends for its existence on something
else; nothing (nirvana aside) at any time does or can exist on its own. From
this doctrine, together with the view that if A cannot exist independent of B,
A cannot be an individual distinct from B, Madhyamika concludes that in
offering causal descriptions (or spatial or temporal descriptions) we assume
that we can distinguish between individual items. If everything exists
dependently, and nothing that exists dependently is an individual, there are no
individuals. Thus we cannot distinguish between individual items. Hence the
assumption on which we offer causal (or spatial or temporal) descriptions is
false, and thus those descriptions are radically defective. Madhyamika then
adds the doctrine of an ineffable ultimate reality hidden behind our ordinary
experience and descriptions and accessible only in esoteric enlightenment
experience. The Buddha rejected all four answers because the question is raised
in a context that assumes individuation among items of ordinary experience, and
since that assumption is false, all of the answers are misleading; each answer
assumes a distinction between the enlightened one and other things. The
Madhyamika seems, then, to hold that to be real is to exist independently; the
apparent objects of ordinary experience are sunya (empty, void); they lack any
essence or character of their own. As such, they are only apparently knowable,
and the real is seamless. Critics (e.g., Yogacara Mahayana Buddhist
philosophers) deny that this view is coherent, or even that there is any view
here at all. In one sense, the Madhyamika philosopher Nagarjuna himself denies
that there is any position taken, maintaining that his critical arguments are
simply reductions to absurdity of views that his opponents hold and that he has
no view of his own. Still, it seems clear in Nagarjuna’s writings, and plain in
the tradition that follows him, that there is supposed to be something the
realization of which is essential to becoming enlightened, and the Madhyamika
philosopher must walk the (perhaps non-existent) line between saying two
things: first, that final truth concerns an ineffable reality and that this
itself is not a view, and second, that this represents what the Buddha taught
and hence is something different both from other Buddhist perspectives that
offer a mistaken account of the Buddha’s message and from nonBuddhist
alternatives.
magnitude, extent or size
of a thing with respect to some attribute; technically, a quantity or
dimension. A quantity is an attribute that admits of several or an infinite
number of degrees, in contrast to a quality (e.g., triangularity), which an
object either has or does not have. Measurement is assignment of numbers to
objects in such a way that these numbers correspond to the degree or amount of
some quantity possessed by their objects. The theory of measurement
investigates the conditions for, and uniqueness of, such numerical assignments.
Let D be a domain of objects (e.g., a set of physical bodies) and L be a
relation on this domain; i.e., Lab may mean that if a and b are put on opposite
pans of a balance, the pan with a does not rest lower than the other pan. Let ;
be the operation of weighing two objects together in the same pan of a balance.
We then have an empirical relational system E % ‹ D, L, ; (. One can prove
that, if E satisfies specified conditions, then there exists a measurement
function mapping D to a set Num of real numbers, in such a way that the L and ;
relations between objects in D correspond to the m and ! relations between
their numerical values. Such an existence theorem for a measurement function
from an empirical relational system E to a numerical relational system, N % ‹
Num, m ! (, is called a representation theorem. Measurement functions are not
unique, but a uniqueness theorem characterizes all such functions for a
specified kind of empirical relational system and specified type of numerical
image. For example, suppose that for any measurement functions f, g for E there
exists real number a ( 0 such that for any x in D, f(x) % ag(x). Then it is
said that the measurement is on a ratio scale, and the function s(x) % ax, for
x in the real numbers, is the scale transformation. For some empirical systems,
one can prove that any two measurement functions are related by f % ag ! b,
where a ( 0 and b are real numbers. Then the measurement is on an interval
scale, with the scale transformation s(x) % ax ! b; e.g., measurement of
temperature without an absolute zero is on an interval scale. In addition to
ratio and interval scales, other scale types are defined in terms of various
scale transformations; many relational systems have been mathematically
analyzed for possible applications in the behavioral sciences. Measurement with
weak scale types may provide only an ordering of the objects, so quantitative
measurement and comparative orderings can be treated by the same general
methods. The older literature on measurement often distinguishes extensive from
intensive magnitudes. In the former case, there is supposed to be an empirical
operation (like ; above) that in some sense directly corresponds to addition on
numbers. An intensive magnitude supposedly has no such empirical operation. It
is sometimes claimed that genuine quantities must be extensive, whereas an
intensive magnitude is a quality. This extensive versus intensive distinction
(and its use in distinguishing quantities from qualities) is imprecise and has
been supplanted by the theory of scale types sketched above.
Mahavira, title (‘Great
Hero’) of Vardhamana Jnatrputra (sixth century B.C.), Indian religious leader
who founded Jainism. He is viewed within Jainism as the twenty-fourth and most
recent of a series of Tirthankaras or religious “ford-makers” and conquerors
(over ignorance) and as the establisher of the Jain community. His
enlightenment is described in the Jaina Sutras as involving release of his
inherently immortal soul from reincarnation and karma and as including his
omniscience. According to Jaina tradition, Vardhamana Jnatrputra was born into
a warrior class and at age thirty became a wandering ascetic seeking
enlightenment, which he achieved at age forty-two. See also JAINISM. K.E.Y.
Mahayana Buddhism. See BUDDHISM. maieutic. See SOCRATES. Maimon, Salomon
(1753–1800), Lithuanianborn German Jewish philosopher who became the friend and
protégé of Moses Mendelssohn and was an acute early critic and follower of
Kant. His most important works were the Versuch über die
Transzendentalphilosophie. Mit einem Anhang über die symbolische Erkenntnis
(“Essay on Transcendental Philosophy. With an Appendix on Symbolic Cognition,”
1790), the Philosophisches Wörterbuch (“Philosophical Dictionary,” 1791) and
the Versuch einer neuen Logik oder Theorie des Denkens (“Attempt at a New Logic
or Theory of Thought,” 1794). Maimon argued against the “thing-in-itself” as it
was conceived by Karl Leonhard Reinhold and Gottlieb Ernst Schulze. For Maimon,
the thing-in-itself was merely a limiting concept, not a real object “behind”
the phenomena. While he thought that Kant’s system was sufficient as a
refutation of rationalism or “dogmatism,” he did not think that it had – or
could – successfully dispose of skepticism. Indeed, he advanced what can be
called a skeptical interpretation of Kant. On the other hand, he also argued
against Kant’s sharp distinction between sensibility and understanding and for
the necessity of assuming the idea of an “infinite mind.” In this way, he
prepared the way for Fichte and Hegel. However, in many ways his own theory is
more similar to that of the neoKantian Hermann Cohen.
Maimonides, Latinized
name of Moses ben Maimon (1135–1204), Spanish-born Jewish philosopher,
physician, and jurist. Born in Córdova, Maimonides and his family fled the
forced conversions of the Almohad invasion in 1148, living anonymously in Fez
before finding refuge in 1165 in Cairo. There Maimonides served as physician to
the vizier of Saladin, who overthrew the Fatimid dynasty in 1171. He wrote ten
medical treatises, but three works secured his position among the greatest
rabbinic jurists: his Book of the Commandments, cataloguing the 613 biblical
laws; his Commentary on the Mishnah, expounding the rational purposes of the
ancient rabbinic code; and the fourteen-volume Mishneh Torah, a codification of
Talmudic law that retains almost canonical authority. His Arabic philosophic
masterpiece The Guide to the Perplexed mediates between the Scriptural and
philosophic idioms, deriving a sophisticated negative theology by subtly
decoding biblical anthropomorphisms. It defends divine creation against
al-Farabi’s and Avicenna’s eternalism, while rejecting efforts to demonstrate
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apodictically. The radical occasionalism of Arabic dialectical theology (kalam)
that results from such attempts, Maimonides argues, renders nature
unintelligible and divine governance irrational: if God creates each particular
event, natural causes are otiose, and much of creation is in vain. But
Aristotle, who taught us the very principles of demonstration, well understood,
as his resort to persuasive language reveals, that his arguments for eternity
were not demonstrative. They project, metaphysically, an analysis of time,
matter, and potentiality as they are now and ignore the possibility that at its
origin a thing had a very different nature. We could allegorize biblical
creation if it were demonstrated to be false. But since it is not, we argue
that creation is more plausible conceptually and preferable theologically to
its alternative: more plausible, because a free creative act allows
differentiation of the world’s multiplicity from divine simplicity, as the
seemingly mechanical necessitation of emanation, strictly construed, cannot do;
preferable, because Avicennan claims that God is author of the world and
determiner of its contingency are undercut by the assertion that at no time was
nature other than it is now. Maimonides read the biblical commandments
thematically, as serving to inform human character and understanding. He
followed al-Farabi’s Platonizing reading of Scripture as a symbolic elaboration
of themes best known to the philosopher. Thus he argued that prophets learn
nothing new from revelation; the ignorant remain ignorant, but the gift of
imagination in the wise, if they are disciplined by the moral virtues,
especially courage and contentment, gives wing to ideas, rendering them
accessible to the masses and setting them into practice. In principle, any
philosopher of character and imagination might be a prophet; but in practice
the legislative, ethical, and mythopoeic imagination that serves philosophy
finds fullest articulation in one tradition. Its highest phase, where
imagination yields to pure intellectual communion, was unique to Moses,
elaborated in Judaism and its daughter religions. Maimonides’ philosophy was
pivotal for later Jewish thinkers, highly valued by Aquinas and other
Scholastics, studied by Spinoza in Hebrew translation, and annotated by Leibniz
in Buxtorf’s 1629 rendering, Doctor Perplexorum.
Malcolm, Norman (1911–90),
American philosopher who was a prominent figure in post– World War II analytic
philosophy and perhaps the foremost American interpreter and advocate of
Wittgenstein. His association with Wittgenstein (vividly described in his
Ludwig Wittgenstein, A Memoir, 1958) began when he was a student at Cambridge
(1938–40). Other influences were Bouwsma, Malcolm’s undergraduate teacher at
the University of Nebraska, and Moore, whom he knew at Cambridge. Malcolm
taught for over thirty years at Cornell, and after his retirement in 1978 was
associated with King’s College, London. Malcolm’s earliest papers (e.g., “The
Verification Argument,” 1950, and “Knowledge and Belief,” 1952) dealt with
issues of knowledge and skepticism, and two dealt with Moore. “Moore and Ordinary
Language” (1942) interpreted Moore’s defense of common sense as a defense of
ordinary language, but “Defending Common Sense” (1949) argued that Moore’s “two
hands” proof of the external world involved a misuse of ‘know’. Moore’s proof
was the topic of extended discussions between Malcolm and Wittgenstein during
the latter’s 1949 visit in Ithaca, New York, and these provided the stimulus
for Wittgenstein’s On Certainty. Malcolm’s “Wittgenstein’s Philosophical
Investigations” (1954) was a highly influential discussion of Wittgenstein’s
later philosophy, and especially of his “private language argument.” Two other
works of that period were Malcolm’s Dreaming (1958), which argued that dreams
do not have genuine duration or temporal location, and do not entail having
genuine experiences, and “Anselm’s Ontological Arguments” (1960), which
defended a version of the ontological argument. Malcolm wrote extensively on
memory, first in his “Three Lectures on Memory,” published in his Knowledge and
Certainty (1963), and then in his Memory and Mind (1976). In the latter he
criticized both philosophical and psychological theories of memory, and argued
that the notion of a memory trace “is not a scientific discovery . . . [but] a
product of philosophical thinking, of a sort that is natural and enormously
tempting, yet thoroughly muddled.” A recurrent theme in Malcolm’s thought was
that philosophical understanding requires getting to the root of the
temptations to advance some philosophical doctrine, and that once we do so we
will see the philosophical doctrines as Maistre, Joseph-Marie de Malcolm,
Norman 530 4065m-r.qxd 08/02/1999 7:42 AM Page 530 confused or nonsensical.
Although he was convinced that dualism and other Cartesian views about the mind
were thoroughly confused, he thought no better of contemporary materialist and
functionalist views, and of current theorizing in psychology and linguistics
(one paper is entitled “The Myth of Cognitive Processes and Structures”). He
shared with Wittgenstein both an antipathy to scientism and a respect for
religion. He shared with Moore an antipathy to obscurantism and a respect for
common sense. Malcolm’s last published book, Nothing Is Hidden (1986), examines
the relations between Wittgenstein’s earlier and later philosophies. His other
books include Problems of Mind (1971), Thought and Knowledge (1977), and
Consciousness and Causality (1984), the latter coauthored with Armstrong. His
writings are marked by an exceptionally lucid, direct, and vivid style.
Malebranche, Nicolas (1638–1715),
French philosopher and theologian, an important but unorthodox proponent of
Cartesian philosophy. Malebranche was a priest of the Oratory, a religious
order founded in 1611 by Cardinal Bérulle, who was favorably inclined toward
Descartes. Malebranche himself became a Cartesian after reading Descartes’s
physiological Treatise on Man in 1664, although he ultimately introduced
crucial modifications into Cartesian ontology, epistemology, and physics.
Malebranche’s most important philosophical work is The Search After Truth
(1674), in which he presents his two most famous doctrines: the vision in God
and occasionalism. He agrees with Descartes and other philosophers that ideas,
or immaterial representations present to the mind, play an essential role in
knowledge and perception. But whereas Descartes’s ideas are mental entities, or
modifications of the soul, Malebranche argues that the ideas that function in
human cognition are in God – they just are the essences and ideal archetypes
that exist in the divine understanding. As such, they are eternal and
independent of finite minds, and make possible the clear and distinct
apprehension of objective, neccessary truth. Malebranche presents the vision in
God as the proper Augustinian view, albeit modified in the light of Descartes’s
epistemological distinction between understanding and sensation. The theory
explains both our apprehension of universals and mathematical and moral
principles, as well as the conceptual element that, he argues, necessarily
informs our perceptual acquaintance with the world. Like Descartes’s theory of
ideas, Malebranche’s doctrine is at least partly motivated by an
antiskepticism, since God’s ideas cannot fail to reveal either eternal truths
or the essences of things in the world created by God. The vision in God,
however, quickly became the object of criticism by Locke, Arnauld, Foucher, and
others, who thought it led to a visionary and skeptical idealism, with the mind
forever enclosed by a veil of divine ideas. Malebranche is also the best-known
proponent of occasionalism, the doctrine that finite created beings have no
causal efficacy and that God alone is a true causal agent. Starting from
Cartesian premises about matter, motion, and causation – according to which the
essence of body consists in extension alone, motion is a mode of body, and a
causal relation is a logically necessary relation between cause and effect –
Malebranche argues that bodies and minds cannot be genuine causes of either
physical events or mental states. Extended bodies, he claims, are essentially
inert and passive, and thus cannot possess any motive force or power to cause
and sustain motion. Moreover, there is no necessary connection between any
mental state (e.g. a volition) or physical event and the bodily motions that
usually follow it. Such necessity is found only between the will of an
omnipotent being and its effects. Thus, all phenomena are directly and
immediately brought about by God, although he always acts in a lawlike way and
on the proper occasion. Malebranche’s theory of ideas and his occasionalism, as
presented in the Search and the later Dialogues on Metaphysics (1688), were
influential in the development of Berkeley’s thought; and his arguments for the
causal theory foreshadow many of the considerations regarding causation and
induction later presented by Hume. In addition to these innovations in
Cartesian metaphysics and epistemology, Malebranche also modified elements of
Descartes’s physics, most notably in his account of the hardness of bodies and
of the laws of motion. In his other major work, the Treatise on Nature and
Grace (1680), Malebranche presents a theodicy, an explanation of how God’s
wisdom, goodness, and power are to be reconciled with the apparent
imperfections and evils in the world. In his account, elements of which Leibniz
borrows, Malebranche claims that God could have created a more perfect world,
one without the defects that plague this world, but that this would have
Malebranche, Nicolas Malebranche, Nicolas 531 4065m-r.qxd 08/02/1999 7:42 AM
Page 531 involved greater complexity in the divine ways. God always acts in the
simplest way possible, and only by means of lawlike general volitions; God
never acts by “particular” or ad hoc volitions. But this means that while on any
particular occasion God could intervene and forestall an apparent evil that is
about to occur by the ordinary courses of the laws of nature (e.g. a drought),
God would not do so, for this would compromise the simplicity of God’s means.
The perfection or goodness of the world per se is thus relativized to the
simplicity of the laws of that world (or, which is the same thing, to the
generality of the divine volitions that, on the occasionalist view, govern it).
Taken together, the laws and the phenomena of the world form a whole that is
most worthy of God’s nature – in fact, the best combination possible.
Malebranche then extends this analysis to explain the apparent injustice in the
distribution of grace among humankind. It is just this extension that initiated
Arnauld’s attack and drew Malebranche into a long philosophical and theological
debate that would last until the end of the century.
Manichaeanism, also
Manichaeism, a syncretistic religion founded by the Babylonian prophet Mani
(A.D. 216–77), who claimed a revelation from God and saw himself as a member of
a line that included the Buddha, Zoroaster, and Jesus. In dramatic myths,
Manichaeanism posited the good kingdom of God, associated with light, and the
evil kingdom of Satan, associated with darkness. Awareness of light caused
greed, hate, and envy in the darkness; this provoked an attack of darkness on
light. In response the Father sent Primal Man, who lost the fight so that light
and darkness were mixed. The Primal Man appealed for help, and the Living
Spirit came to win a battle, making heaven and earth out of the corpses of
darkness and freeing some capured light. A Third Messenger was sent; in
response the power of darkness created Adam and Eve, who contained the light
that still remained under his sway. Then Jesus was sent to a still innocent
Adam who nonetheless sinned, setting in motion the reproductive series that
yields humanity. This is the mythological background to the Manichaean account
of the basic religious problem: the human soul is a bit of captured light, and
the problem is to free the soul from darkness through asceticism and esoteric
knowledge. Manichaeanism denies that Jesus was crucified, and Augustine,
himself a sometime Manichaean, viewed the religion as a Docetic heresy that denies
the incarnation of the second person of the Trinity in a real human body. The
religion exhibits the pattern of escape from embodiment as a condition of
salvation, also seen in Hinduism and Buddhism.
Mannheim, Karl
(1893–1947), Hungarian-born German social scientist best known for his
sociology of knowledge. Born in Budapest, where he took a university degree in
philosophy, he settled in Heidelberg in 1919 as a private scholar until his
call to Frankfurt as professor of sociology in 1928. Suspended as a Jew and as
foreign-born by the Nazis in 1933, he accepted an invitation from the London
School of Economics, where he was a lecturer for a decade. In 1943, Mannheim
became the first professor of sociology of education at the University of
London, a position he held until his death. Trained in the Hegelian tradition,
Mannheim defies easy categorization: his mature politics became those of a
liberal committed to social planning; with his many studies in the sociology of
culture, of political ideologies, of social organization, of education, and of
knowledge, among others, he founded several subdisciplines in sociology and
political science. While his Man and Society in an Age of Reconstruction (1940)
expressed his own commitment to social planning, his most famous work, Ideology
and Utopia (original German edition, 1929; revised English edition, 1936),
established sociology of knowledge as a scientific enterprise and
simultaneously cast doubt on the possibility of the very scientific knowledge
on which social planning was to proceed. As developed by Mannheim, sociology of
knowledge attempts to find the social causes of beliefs as contrasted with the
reasons people have for them. Mannheim seemed to believe that this
investigation both presupposes and demonstrates the impossibility of
“objective” knowledge of society, a theme that relates sociology of knowledge
to its roots in German philosophy and social theory (especially Marxism) and
earlier in the thought of the idéologues of the immediate post–French Revolution
decades. L.A.
Mansel, Henry Longueville
(1820–71), British philosopher and clergyman, a prominent defender of Scottish
common sense philosophy. Mansel was a professor of philosophy and
ecclesiastical history at Oxford, and the dean of St. Paul’s Cathedral. Much of
his philosophy was derived from Kant as interpreted by Hamilton. In Prolegomena
Logica (1851) he defined logic as the science of the laws of thought, while in
Metaphysics(1860) he argued that human faculties are not suited to know the
ultimate nature of things. He drew the religious implications of these views in
his most influential work, The Limits of Religious Thought (1858), by arguing
that God is rationally inconceivable and that the only available conception of
God is an analogical one derived from revelation. From this he concluded that
religious dogma is immune from rational criticism. In the ensuing controversy
Mansel was criticized by Spenser, Thomas Henry Huxley (1825–95), and J. S.
Mill.
many-valued logic, a
logic that rejects the principle of bivalence: every proposition is true or
false. However, there are two forms of rejection: the truth-functional mode
(many-valued logic proper), where propositions may take many values beyond
simple truth and falsity, values functionally determined by the values of their
components; and the truth-value gap mode, in which the only values are truth
and falsity, but propositions may have neither. What value they do or do not
have is not determined by the values or lack of values of their constituents.
Many-valued logic has its origins in the work of Lukasiewicz and
(independently) Post around 1920, in the first development of truth tables and
semantic methods. Lukasiewicz’s philosophical motivation for his three-valued
calculus was to deal with propositions whose truth-value was open or “possible”
– e.g., propositions about the future. He proposed they might take a third
value. Let 1 represent truth, 0 falsity, and the third value be, say, ½. We
take Ý (not) and P (implication) as primitive, letting v(ÝA) % 1 † v(A) and v(A
P B) % min(1,1 † v(A)!v(B)). These valuations may be displayed: Lukasiewicz
generalized the idea in 1922, to allow first any finite number of values, and
finally infinitely, even continuum-many values (between 0 and 1). One can then no
longer represent the functionality by a matrix; however, the formulas given
above can still be applied. Wajsberg axiomatized Lukasiewicz’s calculus in
1931. In 1953 Lukasiewicz published a four-valued extensional modal logic. In
1921, Post presented an m-valued calculus, with values 0 (truth), . . . , m † 1
(falsity), and matrices defined on Ý and v (or): v(ÝA) % 1 ! v(A) (modulo m)
and v(AvB) % min (v(A),v(B)). Translating this for comparison into the same
framework as above, we obtain the matrices (with 1 for truth and 0 for
falsity): The strange cyclic character of Ý makes Post’s system difficult to
interpret – though he did give one in terms of sequences of classical
propositions. A different motivation led to a system with three values
developed by Bochvar in 1939, namely, to find a solution to the logical
paradoxes. (Lukasiewicz had noted that his three-valued system was free of
antinomies.) The third value is indeterminate (so arguably Bochvar’s system is
actually one of gaps), and any combination of values one of which is
indeterminate is indeterminate; otherwise, on the determinate values, the
matrices are classical. Thus we obtain for Ý and P, using 1, ½, and 0 as above:
In order to develop a logic of many values, one needs to characterize the notion
of a thesis, or logical truth. The standard way to do this in manyvalued logic
is to separate the values into designated and undesignated. Effectively, this
is to reintroduce bivalence, now in the form: Every proposition is either
designated or undesignated. Thus in Lukasiewicz’s scheme, 1 (truth) is the only
designated value; in Post’s, any initial segment 0, . . . , n † 1, where n‹m (0
as truth). In general, one can think of the various designated values as types
of truth, or ways a proposition may be true, and the undesignated ones as ways
it can be false. Then a proposition is a thesis if and only if it takes only
designated values. For example, p P p is, but p 7 Ýp is not, a Lukasiewicz
thesis. However, certain matrices may generate no logical truths by this
method, e.g., the Bochvar matrices give ½ for every formula any of whose
variables is indeterminate. If both 1 and ½ were designated, all theses of
classical logic would be theses; if only 1, no theses result. So the
distinction from classical logic is lost. Bochvar’s solution was to add an
external assertion and negation. But this in turn runs the risk of undercutting
the whole philosophical motivation, if the external negation is used in a
Russell-type paradox. One alternative is to concentrate on consequence: A is a
consequence of a set of formulas X if for every assignment of values either no
member of X is designated or A is. Bochvar’s consequence relation (with only 1
designated) results from restricting classical consequence so that every variable
in A occurs in some member of X. There is little technical difficulty in
extending many-valued logic to the logic of predicates and quantifiers. For
example, in Lukasiewicz’s logic, v(E xA) % min {v(A(a/x)): a 1. D}, where D is,
say, some set of constants whose assignments exhaust the domain. This
interprets the universal quantifier as an “infinite” conjunction. In 1965,
Zadeh introduced the idea of fuzzy sets, whose membership relation allows
indeterminacies: it is a function into the unit interval [0,1], where 1 means
definitely in, 0 definitely out. One philosophical application is to the
sorites paradox, that of the heap. Instead of insisting that there be a sharp
cutoff in number of grains between a heap and a non-heap, or between red and,
say, yellow, one can introduce a spectrum of indeterminacy, as definite
applications of a concept shade off into less clear ones. Nonetheless, many
have found the idea of assigning further definite values, beyond truth and
falsity, unintuitive, and have instead looked to develop a scheme that
encompasses truthvalue gaps. One application of this idea is found in Kleene’s
strong and weak matrices of 1938. Kleene’s motivation was to develop a logic of
partial functions. For certain arguments, these give no definite value; but the
function may later be extended so that in such cases a definite value is given.
Kleene’s constraint, therefore, was that the matrices be regular: no
combination is given a definite value that might later be changed; moreover, on
the definite values the matrices must be classical. The weak matrices are as
for Bochvar. The strong matrices yield (1 for truth, 0 for falsity, and u for
indeterminacy): An alternative approach to truth-value gaps was presented by
Bas van Fraassen in the 1960s. Suppose v(A) is undefined if v(B) is undefined
for any subformula B of A. Let a classical extension of a truth-value
assignment v be any assignment that matches v on 0 and 1 and assigns either 0
or 1 whenever v assigns no value. Then we can define a supervaluation w over v:
w(A) % 1 if the value of A on all classical extensions of v is 1, 0 if it is 0
and undefined otherwise. A is valid if w(A) % 1 for all supervaluations w (over
arbitrary valuations). By this method, excluded middle, e.g., comes out valid,
since it takes 1 in all classical extensions of any partial valuation. Van
Fraassen presented several applications of the supervaluation technique. One is
to free logic, logic in which empty terms are admitted.
Mao Tse-tung (1893–1976),
Chinese Communist leader, founder of the People’s Republic of China in 1949. He
believed that Marxist ideas must be adapted to China. Contrary to the Marxist
orthodoxy, which emphasized workers, Mao organized peasants in the countryside.
His philosophical writings include On Practice (1937) and On Contradiction
(1937), synthesizing dialectical materialism and traditional Chinese
philosophy. In his later years he departed from the gradual strategy of his On
New Democracy (1940) and adopted increasingly radical means to change China.
Finally he started the Cultural Revolution in 1967 and plunged China into
disaster.
Marcel, Gabriel
(1889–1973), French philosopher and playwright, a major representative of
French existential thought. He was a member of the Academy of Political and Social
Science of the Institute of France. Musician, drama critic, and lecturer of
international renown, he authored thirty plays and as many philosophic essays.
He considered his principal contribution to be that of a philosopher-dramatist.
Together, his dramatic and philosophic works cut a path for Mao Tse-tung
Marcel, Gabriel 534 4065m-r.qxd 08/02/1999 7:42 AM Page 534 the reasoned
exercise of freedom to enhance the dignity of human life. The conflicts and
challenges of his own life he brought to the light of the theater; his
philosophic works followed as efforts to discern critically through rigorous,
reasoned analyses the alternative options life offers. His dramatic
masterpiece, The Broken World, compassionately portrayed the devastating sense
of emptiness, superficial activities, and fractured relationships that plague
the modern era. This play cleared a way for Marcel to transcend
nineteenth-century British and German idealism, articulate his distinction
between problem and mystery, and evolve an existential approach that
reflectively clarified mysteries that can provide depth and meaningfulness to
human life. In the essay “On the Ontological Mystery,” a philosophic sequel to
The Broken World, Marcel confronted the questions “Who am I? – Is Being empty or
full?” He explored the regions of body or incarnate being, intersubjectivity,
and transcendence. His research focused principally on intersubjectivity
clarifying the requisite attitudes and essential characteristics of I-Thou
encounters, interpersonal relations, commitment and creative fidelity – notions
he also developed in Homo Viator (1945) and Creative Fidelity (1940). Marcel’s
thought balanced despair and hope, infidelity and fidelity, self-deception and
a spirit of truth. He recognized both the role of freedom and the role of
fundamental attitudes or prephilosophic dispositions, as these influence one’s
way of being and the interpretation of life’s meaning. Concern for the presence
of loved ones who have died appears in both Marcel’s dramatic and philosophic
works, notably in Presence and Immortality. This concern, coupled with his
reflections on intersubjectivity, led him to explore how a human subject can
experience the presence of God or the presence of loved ones from beyond death.
Through personal experience, dramatic imagination, and philosophic
investigation, he discovered that such presence can be experienced principally
by way of inwardness and depth. “Presence” is a spiritual influx that
profoundly affects one’s being, uplifting it and enriching one’s personal
resources. While it does depend on a person’s being open and permeable,
presence is not something that the person can summon forth. A conferral or
presence is always a gratuitous gift, coauthored and marked by its signal
benefit, an incitement to create. So Marcel’s reflection on interpersonal
communion enabled him to conceive philosophically how God can be present to a
person as a life-giving and personalizing force whose benefit is always an
incitement to create.
Marcus, Ruth Barcan (b.1921),
American philosopher best known for her seminal work in philosophical logic. In
1946 she published the first systematic treatment of quantified modal logic,
thereby turning aside Quine’s famous attack on the coherence of combining
quantifiers with alethic operators. She later extended the first-order
formalization to second order with identity (1947) and to modalized set theory
(1963). Marcus’s writings in logic either inaugurated or brought to the fore
many issues that have loomed large in subsequent philosophical theorizing. Of
particular significance are the Barcan formula (1946), the theorem about the
necessity of identity (1963), a flexible notion of extensionality (1960, 1961),
and the view that ordinary proper names are contentless directly referential
tags (1961). This last laid the groundwork for the theory of direct reference
later advanced by Kripke, Keith Donnellan, David Kaplan, and others. No less a
revolutionary in moral theory, Marcus undermined the entire structure of
standard deontic logic in her paper on iterated deontic modalities (1966). She
later (1980) argued against some theorists that moral dilemmas are real, and
against others that moral dilemmas need neither derive from inconsistent rules
nor imply moral anti-realism. In her series of papers on belief (1981, 1983,
1990), Marcus repudiates theories that identify beliefs with attitudes to
linguistic or quasi-linguistic items. She argues instead that for an agent A to
believe that p is for A to be disposed to behave as if p obtains (where p is a
possible state of affairs). Her analysis mobilizes a conception of rational
agents as seeking to maintain global coherence among the verbal and non-verbal
indicators of their beliefs. During much of Marcus’s career she served as
Reuben Post Halleck Professor of Philosophy at Yale University. She has also
served as chair of the Board of Officers of the American Philosophical
Association and president of its Central Division, president of the Association
of Symbolic Logic, and president of the Institut International de Philosophie.
Marcus Aurelius (A.D.
121–80), Roman emperor (from 161) and philosopher. Author of twelve books of
Meditations (Greek title, To Himself), Marcus Aurelius is principally
interesting in the history of Stoic philosophy (of which he was a diligent
student) for his ethical self-portrait. Except for the first book, detailing
his gratitude to his family, friends, and teachers, the aphorisms are arranged
in no order; many were written in camp during military campaigns. They reflect
both the Old Stoa and the more eclectic views of Posidonius, with whom he holds
that involvement in public affairs is a moral duty. Marcus, in accord with
Stoicism, considers immortality doubtful; happiness lies in patient acceptance
of the will of the panentheistic Stoic God, the material soul of a material
universe. Anger, like all emotions, is forbidden the Stoic emperor: he exhorts
himself to compassion for the weak and evil among his subjects. “Do not be
turned into ‘Caesar,’ or dyed by the purple: for that happens” (6.30). “It is
the privilege of a human being to love even those who stumble” (7.22). Sayings
like these, rather than technical arguments, give the book its place in
literary history.
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