Speranza
In everyday conversations our utterances often convey information that goes above and
beyond the contents that we explicitly assert or—as Grice puts it—beyond what is said
by our utterances.
Consider the following examples:
A: Can I get petrol somewhere around here?
B: There’s a garage around the corner.
[A can get petrol at the garage around the corner.]
A: Is Karl a good philosopher?
B: He’s got a beautiful handwriting.
[Karl is not a good philosopher.]
A: Are you going to the party tonight?
B: I don’t like parties.
[B won’t go to the party tonight.]
In each of these examples B’s utterance conveys a proposition—the proposition expressed
by the italicized sentences—that differs from what B has intuitively said: while B
in (3), for instance, merely says or asserts that B doesn’t like parties, her utterance’s main
point is to convey the proposition that B won’t go to the party. Analogous considerations
hold for (1) and (2).
I am indebted to Wayne Davis for providing extensive comments on a previous version of this paper.
2
Examples (1) and (2) are Grice's, example (3) is from (Davis 2010).
2
In aiming to develop a systematic account of the above phenomenon, H.P. Grice introduced
the notion of a conversational implicature, which either refers to the act of meaning
one thing by saying something else or to the content itself that is conveyed by such
speech acts.
3 Grice thus contrasts what is said with what is conversationally implicated
and notes that while both are contents of utterances, they are conveyed in different ways:
what is said by B’s utterances in the above cases is, as Grice points out, closely related to
the semantic or literal content of B’s utterances—that is, to the content that is determined
by the conventional meanings of the words that are used in the utterance and those meanings’
interaction with context.
4 Usually, if an utterance semantically expresses a proposition
p, then what the speaker says or asserts in making her utterance is the proposition p.
However, as the above examples demonstrate, utterances often convey information that
goes beyond what the speaker said. Utterances of this type carry what Grice calls conversational
implicatures—a conversational implicature being a content that is conveyed by
an utterance but that is not part of its literal, semantic content and thus largely independent
of the conventional meanings of the words used in the utterance: conversational implicatures
are determined by features of the context of utterance broadly construed rather
than by the conventional meaning of words used in the utterance. Consequently, what is
said by an utterance determines whether the utterance is strictly speaking true or false:
intuitively, B’s utterances in the above examples are strictly speaking true (or false) just
in case what is said by the utterance is true (or false).5
Since conversationally implicated contents are only loosely related to utterances’ literal
contents, they are what Grice calls cancellable. Here is a quotation from Grice:
[A] putative conversational implicature that p is explicitly cancellable if, to the form of words
the utterance of which putatively implicates that p, it is admissible to add but not p, or I do
not mean to imply that p, and it is contextually cancellable if one can find situations in which
the utterance of the form of words would simply not carry the implicature. (Grice 1975: 44)
It is worthwhile formulating Grice’s notion of cancellability more explicitly. If we let P
and Q be sentences of English and q the proposition semantically expressed by Q in context
C, then we can extract from this quotation what I shall call the Principle of Explicit
Cancellability (EC) and the Principle of Contextual Cancellability (CC):
(EC) If an utterance of P conversationally implicates q in C, then utterances of !P,
but not Q" or !P, but I don’t mean to imply that Q" are admissible in C and
they cancel the speaker’s commitment to q.
3
Grice (1975 [1989]) himself called an implicated content ‘implicatum’, reserving the term ‘implicature’
to the phenomenon as a whole. In the literature generated by Grice’s work, the notion is usually used
to refer to either the implicated content or the phenomenon as a whole. In this paper I shall use the term
along these lines, too. 4
See (Grice 1975 [1989], p. 25). 5
It is sometimes (Levinson 1983, p. 10) said that conversational implicatures are inferences, but that
formulation is misleading. The term ‘conversational implicature’ as used by Grice either refers to utterance
contents or to the speech act of meaning something different from what one says.
3
(CC) If an utterance of P conversationally implicates q in C, then there is a context
C# in which utterances of P do not commit the speaker to q.
6
These two principles play a crucial role in the detection of conversational implicatures.
Grice thought that since each of these two principles articulates a necessary condition on
the presence of conversational implicatures, they provide us with a useful test for when
such implicatures are not present: if the consequent of at least one of the two principles is
not satisfied, Grice contended, then we can be sure that we are not dealing with a case of
conversational implicature.
To illustrate further the claim that conversational implicatures are cancellable let us revisit
the above examples. As can be seen easily, the conversational implicature in each of
our examples is explicitly cancellable:
(1#) A: Can I get petrol somewhere around here?
B: There’s a garage around the corner; but it’s closed at this time of the day, so
you won’t get any petrol there.
(2#) A: Is Karl a good philosopher?
B: He’s got a beautiful handwriting; but he’s a brilliant philosopher, too!
(3#) A: Are you going to the party tonight?
B: I don’t like parties; but I’ll go to this one anyway.
Contrast these examples with attempts to cancel semantic entailments:
(4) #John is a bachelor, but he is married.
(5) #The PM was assassinated today, but she is not dead.
As the examples show, the Principle of Explicit Cancellability offers a useful tool to distinguish
conversational implicatures from semantic entailments.
It is important to note at this point, however, that there are obvious (but harmless) exceptions
to both cancellability tests. Consider the following examples:
7
(6) A: Are you or your spouse 65 or older or blind?
B: I am 67.
[Either B or her spouse is 65 or older or blind.]
(7) A: Did you drive somewhere yesterday?
B: I drove to Ithaca.
[B drove somewhere.]
As (6) and (7) show, some conversational implicatures are also semantic entailments of
an utterance: in (6), the proposition that is conversationally implicated is entailed by what
6
Grice assumes here, of course, that P semantically expresses p in both C and C#, and thus that the literal
meaning of P hasn’t changed with context. 7
The examples are borrowed from (Davis 1998, p. 6).
4
is said. Thus, conversational implicatures are in somewhat special and rare cases entailed
by what we literally say, and in such cases the implicature is neither contextually nor explicitly
cancellable without leading to contradiction. However, note that cases such as (6)
do not challenge the usefulness of the cancellability test. The cancellability test is meant
to establish that a given proposition is merely conversationally implicated and thus not
semantically entailed by what is literally said. Cases like (6) and (7) can accordingly be
accommodated by qualifying (EC) and (CC) as follows:
(EC*) If an utterance of P conversationally implicates q in C without semantically
entailing it, then utterances of !P, but not Q" or !P, but I don’t mean to imply
that Q" are admissible in C and they cancel the speaker’s commitment to q.
(CC*) If an utterance of P conversationally implicates q in C without semantically
entailing it, then there is a context C# in which utterances of P do not commit
the speaker to q.
8
It might be objected at this point that such a fix of Grice’s original tests comes at a cost,
for the tests will now no longer be useful tools for distinguishing conversational implicatures
from semantic entailments. That is, of course, correct, but note that the tests are still
useful for distinguishing mere conversational implicatures from semantic entailments—
that is for distinguishing conversational implicatures that are not also semantic entailments
from semantic entailments. And since most cases of conversational implicatures in
everyday language are cases of mere conversational implicature, the test is thus certainly
rather useful.
While there has been some discussion recently as to whether all non-entailed cases of
conversational implicature are cancellable, it is fair to say that the cancellability test is
still widely considered to be a useful tool in determining whether a given utterance content
is a mere conversational implicature. The test continues to find application across a
wide variety of areas of linguistic and philosophical enquiry.9
Conventional Implicatures and Non-detachability
Grice contrasts conversational implicatures not only with semantic entailments but also
with so-called conventional implicatures. While conversational implicatures are, as mentioned
above, utterance contents that are conveyed in virtue of particular features of the
utterance context, conventional implicatures are utterance contents that are grammatically
encoded and thus triggered by the conventional meaning of (some of) the words used in
the utterance. Consider the following examples:
(8) Marie is poor, but she’s honest.
a. Marie is poor and Marie is honest.
b. Poor people are not usually honest.
8
Note again the assumption that P semantically expresses p in both C and C#. 9
See (Weiner 2006) and, for critical discussion, (Blome-Tillmann 2008).
5
(9) Even Bart passed the test.
a. Bart passed the test.
b. Bart was among the least likely to pass the test.10
On Grice’s account, the a-sentences in these examples express what is said by utterances
of (8) and (9) respectively, while the b-sentences express contents that are conventionally
implicated. The reason why Grice categorizes the above utterances as cases of implicature
is because sincere utterances of (8) and (9) appear true to competent speakers just in
case their a-contents appear true—independently of our truth-value intuitions about their
b-contents: the perceived truth-values of the conventionally implicated b-propositions
seem largely irrelevant with respect to the truth-evaluation of utterances of (8) and (9),
and are thus, on the Gricean approach, merely implicated rather than part of what is
said.
11
Another crucial feature of conventional implicatures that distinguishes them from conversational
implicatures is, as Grice (1975 [1989], p. 44) notes, their non-cancellability.
Consider the following attempts to cancel the conventional implicatures in (8) and (9)
(8#) Marie is poor, but she’s honest. #And poor people are usually honest.
(9#) Even Bart passed the test. #And Bart was not among the least likely to pass.
Given the awkwardness of these examples, the cancellability test provides us with a useful
means to distinguish between utterance contents that are determined by the conventional
meanings of the sentences uttered, such as semantic entailments and conventional
implicatures, and those that are mainly non-conventional and context-driven: conversational
implicatures.12
A final important respect in which conventional implicatures differ from their conversational
cousins is with respect to what Grice calls detachability. As Grice (1975: 39)
puts it, with respect to utterances that carry conversational implicatures “it is not possible
to find another way of saying the same thing, which simply lacks the implicature in question”—and
this is so because conversational implicatures are not triggered by the use of
particular lexical items in the sentence uttered (‘even’ or ‘but’ in the above examples) but
are determined by features of the context of utterance. Call this the Non-detachability
Test (ND):
Non-Detachability (ND):
If an utterance of P conversationally implicates q in C, then an utterance of Q conversationally
implicates q in C, too, given that utterances of P in C and of Q in C say the
same thing.
10 Example (8) is from (Grice 1961, p. 234) and (9) is borrowed from (Potts 2007). 11 Cp. also Bach’s (1999, p. 331) definition of the notion of a conventional implicature. Bach disputes
the claim that there is a theoretical need for the category of conventional implicature. 12 Another type of conventional utterance content worth mentioning here are semantic presuppositions.
For the purposes of this article we can treat them as special cases of conventional implicature.
6
According to (ND), choosing a form of words that preserves what is said—the literal content
of the utterance—doesn’t remove the conversational implicature. Here is an example
to illustrate the phenomenon:
(3*) A: Are you going to the party tonight?
B: I’m not into parties.
[B won’t go to the party.]
By contrast, it is very well possible to detach conventional implicatures from our utterances
without changing what is said. Utterances of (8*) do not convey or conventionally
implicate that poor people are not usually honest and utterances of (9*) do not convey
that Bart was very unlikely to pass the test: the conventional implicatures in (8) and (9)
have been detached.
(8*) Marie is poor and she’s honest.
(9*) Bart passed the test.
Thus, taken together, the cancellability test and the non-detachability test provide us not
only with a characterization but also with constitutive tests for the presence of conversational
implicatures and allow us to distinguish reliably between semantic entailments and
conventional implicatures on the one hand and conversational implicatures on the other.
However, just like the cancellability test, the non-detachability test is subject to exceptions.
Consider the following example:13
(10) Frank produced a series of sounds that corresponded closely to the score of Home
Sweet Home.
[Frank sang badly.]
Surely, the implicature in (10) can fairly easily be detached, which can be seen by noting
that an utterance of (11), which says roughly the same thing as an utterance of (10),
doesn’t carry the implicature that Frank sang badly:
(11) Frank sang Home Sweet Home.
As Grice notes, conversational implicatures that are due to an unusual or obscure choice
of words are detachable, for they depend on how one formulates what one says rather
than on what one says itself (as we shall see below, conversational implicatures of this
type exploit what Grice calls the Maxim of Manner).
14 However, given the obviousness
of the mentioned type of conversational implicature, the non-detachability test is still a
very useful tool that allows us to distinguish reliably between conventional and conversational
implicatures.
Summing up this section, let us note that conventional implicatures are not cancellable
but detachable, while conversational implicatures are usually both cancellable and nondetachable.
Since the main focus of this paper is on conversational implicatures, we shall
13 The examples is Grice’s (1975 [1989], p. 37). 14 See (Grice 1975 [1989], p. 39; 1989b, p. 43).
7
leave to one side the notion of a conventional implicature from now on. For further discussion
of the notion the reader is referred to (Potts 2007).
Conversational Maxims and the Cooperative Principle
As we have seen above, conversationally implicated contents are utterance contents that
are only loosely related to what is said by an utterance—they are not, it is often said, part
of the conventional meaning of an utterance.
15 Due to this rather loose connection between
conversational implicature and what is said, the former must, as Grice puts it, be
worked out or calculated on the basis of contextual clues. Grice offers a detailed account
of the phenomenon—an account that is meant to explain how conversational implicatures
arise in particular conversational contexts by means of general principles governing rational
communication. The main principle guiding Grice’s account is the following:
Cooperative Principle (CP):
Make your conversational contribution such as is required, at the stage at which it occurs,
by the accepted purpose or direction of the talk exchange in which you are engaged.16
We can follow Davis (1998) in paraphrasing the CP more handily as follows:
Cooperative Principle*:
Contribute what is required by the accepted purpose of the conversation.
According to Grice, the CP thus formulated expresses a truism about rational communication,
and it is due to this truism that we can calculate conversational implicatures. More
specifically, Grice claims that the CP encompasses a set of conversational maxims governing
rational communication. Here are Grice’s original maxims:17
Quantity1: Make your contribution as informative as is required.
Quantity2: Do not make your contribution more informative than is required.
Quality1: Do not say what you believe to be false.18
Quality2: Do not say that for which you lack adequate evidence.
Relation: Be relevant.
Manner: Be perspicuous.19
15 Of course, such a formulation is strictly speaking misleading, for the conventional meaning of an utterance—what
Kaplan (1989) calls the character of the linguistic expressions used in the utterance—does
not determine a proposition independently of a context of utterance. 16 This is a quote from (Grice 1975 [1989], p. 26). 17 (Grice 1975 [1989], pp. 26-27). 18 A better formulation of Quality1 is as follows: do not say what you believe to be incompatible with the
common ground. For the notion of common ground see (Stalnaker 2002). 19 Grice (1975 [1989], p. 27) considers the Maxim of Manner a “supermaxim”, that has the maxims
‘Avoid obscurity of expression’, ‘Avoid ambiguity’, ‘Be brief’, and ‘Be orderly’ as submaxims. There is no
8
Assuming that rational speakers comply with this set of general maxims, conversational
implicatures can, according to Grice, be derived or calculated from what is said in conjunction
with information about the conversational context broadly construed—including,
for instance, the intentions, goals and presuppositions of the conversational participants.
Thus, on Grice’s view, it is a defining feature of conversational implicatures that they are
calculable.
How is the Gricean calculation of conversational implicatures meant to work in our
above examples?20 Consider example (1) again, repeated here for convenience:
(1) A: Can I get petrol somewhere around here?
B: There’s a garage around the corner.
[A can get petrol at the garage around the corner.]
According to Grice, B in (1) would violate the Maxim of Relation (Be relevant!) if she
were to mean only what she says: B would, in such a case, be uncooperative. Thus, assuming
that B adheres to the CP, we must interpret her utterance in (1) as carrying a conversational
implicature: B means to convey more than what she says. More specifically,
B must, in this particular case, be interpreted as conversationally implicating that A can
get petrol around the corner, for otherwise she would convey irrelevant information. According
to Grice, the implicature in (1) can thus be calculated as follows:
Calculation of Relation Implicature in (1):
B just said that there is a garage around the corner in response to my question whether
I can get petrol somewhere around here. That information is irrelevant for my purposes,
unless the garage is open and I can get petrol there. B is cooperative and
wouldn’t respond with irrelevant information to my question. Moreover, B has done
nothing to prevent me from thinking that I can get petrol at the garage around the corner.
So that must be what B meant to convey by her utterance.
It is important to note that Grice merely claims that conversational implicatures are calculable
along the above lines rather than that they are in fact so calculated. In other words,
Grice merely claims that we can rationally reconstruct our implicit interpretative processes
along the above lines, without committing to the claim that forms of reasoning
similar to the one just explicated provide a more or less exact model of our actual cognitive
operations in implicature interpretation: the actual processes underlying the interpretation
of conversational implicatures may be rather different from the rational reconstruction
offered by Grice.
While Grice’s maxims and his approach to implicature calculation seem fruitful and instructive,
much of the recent debate on conversational implicatures has focused on
amending Grice’s maxims and the CP. Neo-Griceans such as Horn and Levinson, for instance,
have sought to reduce the number of Grice’s maxims and to thereby reinterpret
the CP. Horn (1984), for instance, defends an account that replaces Grice’s six maxims
with the following two:
need to discuss these submaxims individually here, as they are epitomised in the maxim of manner as presented
above. 20 (Grice 1975 [1989], pp. 39-40).
9
Q-Principle:
Say as much as you can [given principle R].
R-Principle:
Say no more than you must [given principle Q].
Levinson (2000, p. 136) proposes a slightly more complex approach than Horn’s, adding
to Horn’s Q-Principle and his R-Principle what Levinson calls the M-Principle, which is
modelled on Grice’s Maxim of Manner:
21
M-Principle:
Indicate an abnormal, nonstereotypical situation by using marked expressions that contrast
with those you would use to describe the corresponding normal, stereotypical
situation.
Further criticism of Grice’s approach that has received much attention in the recent literature
stems from the proponents of so-called Relevance Theory, who claim that Grice’s CP
and his maxims can be reduced to one single principle—namely, what they call the Principle
of Relevance:
Principle of Relevance:
Contribute that which is optimally relevant.
22
Each of these accounts, however, has been met with criticism in the literature. Relevance
theory, for instance, has been criticized for leaving its central notion—the notion
of relevance—too vague for the view to have any real explanatory force and predictive
power.
23 Moreover, it is worthwhile noting that, as Davis (1998) has prominently shown,
the principles proposed by each of the above approaches do not only over-generate conversational
implicatures, but also lead to problems of indeterminacy and clashes of maxims
that are difficult—if not impossible—to resolve systematically.
24
While the discussion of Grice’s maxims has become rather complex in the recent literature,
an important question arises as to its relevance. Remember that Grice initially
proposed his maxims as mere rules of thumb that would help us in rationally reconstructing
our implicit and intuitive interpretation of conversational implicatures. Grice did not
intend his maxims to provide a model or an explanation of the actual cognitive processes
underlying our interpretation of utterances that carry conversational implicatures. Far
from offering a story about the psychology of implicature interpretation, Grice’s maxims
are meant to formulate an indicator or a test for the presence of conversational implicatures.
We can formulate such a Gricean constraint on conversational implicatures as follows:
21 Levinson (2000, p. 114) calls his version of Horn’s R principle ‘Informativeness’ or the ‘I-Principle’. 22 Here is Sperber and Wilson’s—the main advocates of ‘relevance theory’—original formulation of
their Principle of Relevance: “Every act of ostensive communication communicates the presumption of its
own optimal relevance.” (1986, p. 158). 23 See, for instance, (Levinson 1989, p. 462ff) for this point. 24 For an interesting discussion and further references see (Davis 2010).
10
Calculability Constraint (CC):
A conversational implicature can be calculated or rationally reconstructed by means of
the Cooperative Principle and Grice’s maxims.
According to (CC), conversational implicatures are calculable in the sense that our implicit
interpretative processes can be rationally reconstructed by means of Grice’s maxims
and his CP—independently of whether our actual interpretation works this way or
not. Thus, objections to Grice’s original approach which are based on the observation that
his maxims are psychologically inadequate and not true to our actual cognitive processing
of implicatures may be argued to miss Grice’s point.
25
Similar points hold with respect to the objection that Grice’s maxims are sometimes in
conflict or over-generate conversational implicatures: as Davies (2010, §4) points out, for
“nearly every implicature that appears to be correctly predicted by Gricean theory, others
appear to be falsely predicted”: implicatures are over-generated by Grice’s maxims.
Moreover, note that maxims are sometimes in conflict, when the application of different
maxims would lead to the calculation of different implicatures. If, however, we drop the
idea that the maxims are meant to model the actual psychological processes underlying
implicature interpretation, we have also dropped the assumption that the Gricean maxims
are meant to predict or explain implicatures. The objection that the maxims over-generate
implicatures or are sometimes in conflict has lost its force. It is thus important to understand
Grice’s maxims and his calculability constraint as merely describing the phenomenon
of conversational implicature or as providing a criterion for conversational implicature.
26
Summing up, while there is much disagreement in the literature about Grice’s maxims,
much of this disagreement is based on implausible assumptions about the role those maxims
are meant to play in Grice’s account.
27
Generalized vs. Particularized Implicatures
Grice further distinguishes between two different types of conversational implicatures—
namely, between generalized and particularized conversational implicatures. Here is
Grice again:
[P]articularized conversational implicatures [are] cases in which an implicature is carried by
saying that p on a particular occasion in virtue of special features of the context, cases in
which there is no room for the idea that an implicature is normally carried by saying that p.
But there are cases of generalized conversational implicature. Sometimes one can say that the
use of a certain form of words in an utterance would normally (in the absence of special cir-
25 See also (Saul 2002) for this point, who quotes (Carston 1991, p. 39) as construing Grice’s maxims
as psychologically implausible. 26 Of course, if Grice’s theory is no longer taken to predict or explain conversational implicatures, the
theory’s attractiveness to linguists and psychologists will be reduced. 27 Note, for instance, that Horn’s reduction of Grice’s six maxims to only two maxims has no methodological
advantage, if we interpret the maxims as providing a framework for the rational reconstruction of
our interpretative processes: it is not obvious why more parsimonious (and less explicit) reconstructions of
our implicit interpretative processes are to be preferred to less parsimonious (and more explicit) ones. If, on
the other hand, the maxims were meant to model the actual psychological processes underlying utterance
interpretation, parsimony might very well represent an important methodological virtue.
11
cumstances) carry such-and-such an implicature or type of implicature. (Grice 1975 [1989],
pp. 37-40)
Let us thus define the notion of a particularized conversational implicature as follows:
Particularized Conversational Implicature (PCI):
A particularized conversational implicature is a conversational implicature that is carried
by a saying of a proposition p in particular contexts.
As the above quote makes obvious, PCIs contrast with generalized conversational implicatures:
Generalized Conversational Implicature (GCI):
A generalized conversational implicature is a conversational implicature that is carried
by a saying of a proposition p in most ordinary contexts of utterance.
The examples of conversational implicatures discussed thus far are all examples of PCIs.
Nothing about the examples (1)-(3), for instance, suggests that the implicatures at issue
are generally triggered by utterances of the mentioned sentences in ordinary contexts of
utterance. In fact, we can easily imagine contexts in which an utterance of ‘Karl has a
beautiful handwriting’, for instance, does not implicate the proposition that Karl is not a
good philosopher. However, consider the following examples:
(12) A: I’m meeting a man for dinner tonight.
28
[The man is not the speaker’s husband.]
(13) A: John thinks that he passed the exam.
[John does not know that he passed the exam.]
As is immediately obvious, the implicatures in these examples are triggered by almost
any ordinary utterance of the sentences in (12) and (13). We need to make fairly distinctive
and unusual stipulations to produce a context in which utterances of (12) and (13) do
not carry the mentioned implicatures.
GCIs need to be carefully distinguished from conventional implicatures: even though
GCIs may seem to be triggered by default, they are not part of the conventional meanings
of the words used in the utterance. This can be seen easily by noting that GCIs have all of
the indicators of conversational implicatures: they are cancellable, non-detachable, and
calculable. To illustrate this consider the following cancellations of the conversational
implicatures in (12) and (13):
(12#) I’m meeting a man for dinner tonight. It’s my husband.
(13#) John thinks that he passed the exam. In fact, he knows it full well: the teacher told
him this morning.
28 This is a variant of an example by (Leech 1983, p. 91).
12
While utterances of (12#) and (13#) may seem somewhat odd or conversationally misleading,
they crucially do not express contradictions and do not give rise to the type of conceptual
tension exemplified by cancellation attempts of conventional implicatures.
Finally, note also that the above GCIs are—just like PCIs—non-detachable:
(12*)I’m meeting a guy for dinner tonight.
[The man is not the speaker’s husband.]
(13*)John believes that he passed the exam.
[John does not know that he passed the exam.]
Obviously, the distinction between GCIs and PCIs is a matter of degree, not one of category.
Thus, no deep metaphysical distinction is to be drawn here, for the only difference
between GCIs and PCIs concerns the relative frequency with which a conversational implicature
occurs in everyday contexts.
29
Scalar Implicatures
Another type of conversational implicature to be mentioned here is what is nowadays
widely known as scalar implicature.
30 Consider the following definition:
Scalar Implicature (SI):
A scalar implicature is a conversational implicature that is triggered by a violation of
Quantity1 based on the use of an informationally weak term on an implicational scale.
31
Here are two standard examples of scalar implicature:
(14) A: Who ate the cookies?
B: I ate some of the cookies.
[B didn’t eat all of the cookies.]
(15) A: Who is the best in class?
B: John is sometimes the best in class.
[John isn’t always the best in class.]
While Grice was aware that implicatures such as those in (14) and (15) are GCIs, it is important
to emphasize that they are GCIs of a rather special type. To see this note that the
lexical items ‘some’ and ‘sometimes’ are members of what Horn (1972) calls an implicational
scale—that is, a set of lexical items that form a linear ordering according to their
informational (or even, as in the case of ‘some’, logical) strength. Consider the following
examples of implicational scales or Horn scales:
29 For further discussion of Grice’s notion of a GCIs see (Davis 1998) and for criticism of Davis’s approach
(Saul 2001). 30 The term ‘scalar implicature’ goes back to (Horn 1972; 1989). 31 Cp. (Levinson 1983, p. 134).
13
(16) {all, most, some}
{always, often, sometimes}
{certain, probable, possible}
Utterances of sentences that contain an item at a lower point on the scales in (16) usually
conversationally implicate the negation of the propositions expressed by analogous sentences
containing an item from further up the scale. For instance, an utterance of the sentence
in (14) expresses the proposition that B ate some of the cookies, which is logically
and informationally weaker than the propositions that B ate many, most, or all of the
cookies. Thus, when B says or asserts that she ate some of the cookies, she usually conversationally
implicates that she did not eat many, most, or all of them. Analogous considerations
apply to (15). Scalar implicatures are accordingly cases of utterances in which
an informationally weaker content is asserted to conversationally implicate that an informationally
stronger content is false.
Despite the conventional aspect of scalar implicatures—they are, after all, partly triggered
by the presence of lexical items that are semantically associated with implicational
scales—it is important to emphasize that scalar implicatures are conversational and not
conventional implicatures. This can, again, be easily illustrated by noting that scalar implicatures
are cancellable, non-detachable, and calculable. Consider firstly constructions
cancelling the implicatures in (14) and (15):
(14#)I ate some of the cookies. In fact, I ate all of them.
(15#)John is sometimes the best in class. In fact, he always is.
Next, note that the implicatures in (14) and (15) are non-detachable:
(14*) A: Who ate the cookies?
B: I ate at least one of the cookies.
[B didn’t eat all of the cookies.]
(15*) A: Who is the best in class?
B: At times, John is the best in class.
[John isn’t always the best in class.]
Finally, note that scalar implicatures are calculable: in the standard Gricean framework,
scalar implicatures are triggered by potential violations of the Maxim of Quantity1 according
to which speakers must make their contribution to the conversation as informative as
is required.
32 The implicature in (14), for instance, can be calculated as follows:
Calculation of Scalar Implicature in (14):
In response to my question of who ate the cookies, B just said that she ate some of
them. If B had eaten all of the cookies, then her contribution to our conversation would
not be as informative as is required. But B is cooperative and wouldn’t keep information
from me that I asked her for. Moreover, B has done nothing to prevent me from
32 Scalar implicatures also allow for what Horn has called metalinguistic negation: ‘A didn’t eat some of
the cookies, she ate all of them!” For interesting discussion see (Horn 1984; 1989, pp. 362-375).
14
thinking that she didn’t eat all of the cookies. So that must be what B meant to convey
by her utterance.
For an overview of recent work on scalar implicatures, including alternative views to and
a critical discussion of the Gricean approach sketched here, see (Sauerland 2012).
Philosophical Relevance and Controversy
Let us now turn to the philosophical significance of Grice’s theory and the notion of a
conversational implicature. Grice’s contribution to the philosophy of language and to linguistic
theory is hard to overestimate. Grice systematized and popularized the idea that
there are principled and systematic ways to account for a multitude of utterance meanings
without having to postulate variations in the conventional meanings of the expressions
used in the utterance, thereby opening the door for a more fruitful and constructive study
of natural language semantics. With Grice’s account in place, a multitude of data and intuitions
about utterance meaning can be accounted for pragmatically rather than semantically—that
is, by appeal to conversational implicatures rather than semantics. In this
spirit, Grice’s notion of a conversational implicature is often appealed to in conjunction
with what some theorists have referred to as Grice’s Razor, a methodological principle
concerning the postulation of (lexical or structural) ambiguities:
Grice’s Razor (GR):
Conventional meanings are not to be multiplied beyond necessity.
33
According to (GR), the linguistic theorist ought to minimize the number of conventional
meanings postulated by her semantics—that is, she ought to minimize both the number of
lexicon entries postulated by her lexical semantics and the number of syntactic structures
assigned to complex expressions.
A now standard example illustrating the importance of this point is due to Levinson
(2000, pp. 38, 206). Consider the contrast between the occurrences of ‘and’ in (17) and
(18) respectively:
34
(17) They got married and had a child.
[They first got married and then had a child.]
(18) Mauricio is from Portugal and so is Inês.
By claiming that the sense of temporal succession in (17) is merely conversationally implicated
we avoid having to postulate two different senses or conventional meanings for
the connective ‘and’. To see that such a pragmatic account of the phenomenon in (17) is
in fact rather plausible, note that the implicature in (17) is cancellable:
(17#)They got married and had a child, but not in that order.
33 See (Grice 1989b, p. 47). Grice calls the principle “Modified Occam’s Razor” (and talks about
“senses” rather than conventional meanings). 34 Others (Horn 1989) have used the example of ‘or’, arguing that the exclusive reading of ‘or’ is due to
a conversational implicature.
15
The notion of a conversational implicature is accordingly of crucial importance for our
semantic theory building, for it allows us to simplify and systematize our semantic
theorizing by avoiding the excessive multiplication of senses.
Besides being of immediate interest to linguists and philosophers of language, the notion
of a conversational implicature has been employed frequently in attempts to resolve
largely unrelated philosophical problems over the past decades. Kripke (1979), for instance,
has famously argued that Donnellan’s (1966) distinction between referential and
attributive uses of definite descriptions can be accounted for by means of conversational
implicatures. While Kripke’s approach to definite descriptions is presumably one of the
best-known cases in which a philosopher appeals to conversational implicatures in developing
a prima facie unrelated theory, others have followed suit. In fact, the notion has,
since Grice’s early developments of his theory, been employed in defending philosophical
positions in areas as diverse as ethics, epistemology, metaphysics, and the philosophy
of mind and language.
35
It is due to this prominent role of conversational implicatures in contemporary philosophy
that it is indispensable to provide reliable and workable tests for conversational implicatures—tests
that allow us to distinguish the phenomenon from other meaning components
such as semantic entailments or conventional implicatures. We have already discussed
the main Gricean criteria or tests for conversational implicature and their limitation.
Here they are again:
Minimal Criteria for Conversational Implicature:
1. Cancellability
2. Non-detachability
3. Calculability
36
These methodological constraints—with the restrictions mentioned in the previous sections—are
widely accepted in the current literature on implicatures and almost universally
presupposed in the philosophical debate.
37
Before concluding, let me briefly address two further issues that have attracted much
attention recently. Firstly, remember that, according to Grice, what is said by an utterance
is closely related to the conventional meaning of the expressions employed in the utterance.
To be precise, Grice is usually understood as adopting the view that what is said by
an utterance just is the semantic content of the sentence used in the utterance at the context
of utterance. In other words, what is said by an utterance is exclusively determined
by the uttered sentence’s syntax, the lexical meanings of its ultimate constituents, and the
35 Grice (1961) himself made use of the notion of a conversational implicature in arguing for his causal
theory of perception and in defending his account of the semantics of conditionals (Grice 1989a). More
recently, Brown (2006), Rysiew (2001; 2007), and others have argued that we can account for the data
from DeRose’s (1992) bank cases by means of conversational implicatures, while Finlay (2005) has used
the notion of a conversational implicature to undermine ethical expressivism. See also (Burton-Roberts
1984) for a discussion of the role of conversational implicature in the semantics of possibility ascriptions. 36 The third constraint on the list—the calculability constraint—is sometimes also referred to as the generality
constraint—the idea underlying this slightly different terminology being that one ought to postulate
conversational implicatures only if the implicature’s presence can be calculated from general conversational
principles such as Grice’s maxims. 37 One notable exception is Davis (1998), who rejects the calculability constraint and the idea that all
conversational implicatures are derivable from general conversational principles.
16
context narrowly construed—that is, the context construed as playing the role of fixing
the semantic values of context-sensitive expressions (such as indexicals and demonstratives)
and of resolving potential structural and lexical ambiguities.
Radical contextualists have called into question the identification of what is said by an
utterance with its semantic content, arguing that semantic interpretation at a context often
doesn’t suffice in determining a full proposition. According to radical contextualism,
Gricean pragmatic reasoning similar to the calculation of implicatures must also be employed
in determining what is said and it must do so in ways that go well beyond mere
disambiguation and the assignment of semantic values to context-sensitive expressions.
Different radical contextualists have developed theories postulating different types of
content that are meant to bridge the gap between an utterance’s semantic content on the
one hand and what is said by the utterance on the other.
38 Others theorists, however, have
insisted that the phenomena alluded to by radical contextualists can be accounted for
within the classic Gricean framework by postulating hidden syntactic structure.
39
While these issues are still controversially discussed at the moment, it is important to
note that the discussion between classical Griceans and radical contextualists is primarily
a debate about the determinants of what is said rather than about the notion of a conversational
implicature. I shall, therefore, refrain from discussing the issue further in this article.
40
Finally, it is worthwhile noting another recent development in the study of conversational
implicatures. Linguists and psychologists alike have recently started experimental
research on the cognitive processing of conversational implicatures. However, for an
overview of this novel area of research the reader is referred to (Katsos and Cummins
2010)—a different Compass article that is entirely devoted to the topic.
41
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